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HomeMy WebLinkAbout5M - Tax Increment Financing Agreement for District 3-1 MEETING DATE: AGENDA #: PREPARED BY: AGENDA ITEM: DISCUSSION: 4646 Dakota Street S.E. Prior Lake, MN 55372-1714 CITY COUNCIL AGENDA REPORT December 7, 2009 .~ ~~nk Boyles, City Manage~ CONSIDER APPROVAL OF A RESOLUTION AUTHORIZING THE MAYOR AND CITY MANAGER TO EXECUTE AN AGREEMENT AUTHORIZING REASSIGNMENT OF THE TIF AGREEMENT FOR DISTRICT 1-3 (LAKEFRONT PLAZA) Introduction The purpose of this agenda item is to request City Council approval of the reassignment of Tax Increment Financing (TIF) for District 1-3. Historv On December 17,2001, the Prior Lake City Council approved a Tax Increment Financing Plan for the establishment of Tax Increment Financing District1-3. The developer at the time, Wensmann Homes, purchased three properties and removed two houses and resolved soil contamination to render the site developable. He then constructed a three-story mixed-use building which included market rate owner occupied senior housing on the top two floors and numerous commercial sites on the first floor. Also included were underground and surface level parking lots. This mixed use building was the first of its sort in the town center and the City Council, pursuant to Minnesota Statutes governing tax increment financing, approved a 20-year redevelopment district which over its lifetime would generate sufficient tax increment to support the obligations for the tax increment revenue note ($945,000) with Wensmann Homes and the debt service associated with the $400,000 bond issued by the City to finance infrastructure improvements downtown. Since the original approval of this tax increment project, the City has annually submitted to the building owner, Wensmann Homes, 75% of the tax increment received pursuant to the agreement. Current Circumstances Prior Lake State Bank carries the mortgage on the property. Accordingly, Bob Facente representing Prior Lake State Bank, and Herb Wensmann have requested that the tax increment note be assigned to Prior Lake State Bank. According to Facente, the building would continue to be owned by Wensmann. The reassignment only changes the party to whom the increments are remitted. In accordance with the tax increment documents, the City Council must approve any requests for reassignment. Accordingly, Danette Parr has worked with Mr. Facente and Rebecca Kurtz at Ehlers and Associates to complete this action. Mr. Facente prepared the documentation and Ms. Kurtz reviewed and approved the document. A copy of her email commenting upon her review of the documents is attached. www.cityofpriorlake.com Phonei952A47.9S0.0 / Fax 952.447.4245 Conclusion The City Council should determine if it wishes to assign the TIF note to Prior Lake State Sank as requested by Wensmann as building owners and the bank. ISSUES: Ms. Kurtz has concluded that the agreement prepared by Mr. Facente is very typical when a bank requests reassignment. She also indicates that the bank is considered a sophisticated investor, understanding the risks of tax increment projects. She makes recommendations with respect to the filing of the documents and advises that the terms of the original agreement do not change. Finally, she advises that if the bank requests changes to the terms of the agreement, that the City should have its attorney amend the development agreement. Therefore, as written, the reassignment appears to be in order. FINANCIAL IMPACT: Ehlers will bill the City $190 for the reassignment. I asked Mr. Facente if the bank or Mr. Wensmann would reimburse the City for these costs and he said they would. ALTERNATIVES: 1. Approve the resolution of reassignment. 2. Take no action. RECOMMENDED Alternative #1. MOTION: /~ PR~ !C,,~ 4646 Dakota Street S.E. \U'W'" Prior Lake, MN 55372-1714 ~ RESOLUTION 09-xxx A RESOLUTION APPROVING ASSIGNMENT OF THE TAX INCREMENT NOTE FOR DISTRICT 1-3 TO PRIOR LAKE STATE BANK Motion By: Second By: WHEREAS, On December 17,2001, the City of Prior Lake and Wensmann Homes, Inc. entered into a Development Program for Development District 1 and a Tax Increment Financing Plan for the Establishment of Tax Increment Financing District 1-3; and WHEREAS, On September 3, 2002, the parties entered into a development agreement associated with the Tax Increment Program and Plan; and WHEREAS, The Development Agreement provides at Section 6.9 as follows: "Assianabilitvof Aareement and Note. This agreement and the Note may be assigned only with the prior written consent of the City."; and WHEREAS, On November 18, 2009, Mr. Herbert H. Wensmann representing Wensmann Homes, Inc. and Mr. Robert J. Facente, Jr. representing Prior Lake State Bank requested assignment of the Note for District 1-3 from Wensmann Homes, Inc. to Prior Lake State Bank; and WHEREAS, Documents effectuating the assignment were submitted and reviewed by Ehlers and Associates and deemed acceptable to effectuate the request. NOW THEREFORE, BE IT HEREBY RESOLVED BY THE CITY COUNCIL OF PRIOR LAKE, MINNESOTA as follows: 1. The recitals set forth above are incorporated herein. 2. The Mayor and City Manager are authorized to execute documents to effectuate the transfer. 3. Costs incurred by the City in conjunction with this transaction will be reimbursed by the requesting parties. PASSED AND ADOPTED THIS ih DAY OF DECEMBER 2009. YES NO I Hau9...en I Erickson I Hedberg leMair Millar Haugen Erickson Hedberg leMair Millar Frank Boyles, City Manager www.cityofpriorlake.com Phone 952.447.9800 / Fax 952.447.4245 Page 1 of2 Frank Boyles From: Rebecca Kurtz [rkurtz@ehlers-inc.com] Sent: Tuesday, December 01, 20091:31 PM To: Danette Parr Cc: Frank Boyles; Jerilyn Erickson; Jonathan North Subject: FW: TIF Reassignment As a follow-up to my discussion with Jerilyn, Ehlers has reviewed the Commercial Security Agreement from Prior Lake State Bank for the reassignment of the TIF 1-3 Note, and we are comfortable with the language and reassignment of the Note to the Bank. The Agreement is very typical and a standard document that we see when a bank is being assigned the TIF revenue. As part of our recommendation for moving forward with the reassignment, we have assumed that the Bank is a sophisticated investor and has reviewed and understands the Terms of the Agreement for TIF 1-3, including that the Note is NOT a general obligation of the City, and semi-annual payments are dependant on the annual market value, tax rates and payment of taxes for the parcels included in the District. We would recommend that the Security Agreement and the request be filed together to provide documentation of the details in the future. (The Commercial Security Agreement does not layout the details for the parcels included in the assignment.) From the documents provided, the Terms of the original agreement will not change, and semi-annual payments will be directed to the Bank beginning February 1, 2010, assuming approval by the Council. If the Bank requests any changes in the Terms of the Agreement, we would recommend that the Development Agreement be amended, and we would recommend that those changes be drafted by the City's legal counsel. We will be forwarding an invoice to the City for $190 for the review of the documents, and as was indicated in the e-mail from Danette, we recommend that the fee be passed on to the developer. Please let us know if you have questions. Rebecca :~..~~) ~ ~ PRI..OR LAKE YiJF STATE BANK Main office: 16677 Duluth Ave SE P.O. Box 369 Prior lake, MN 55372 Branch office: 14033 Commerce Ave. NE Prior lake. MN 55372 McKenna office: 13810 Shepherd's Path Prior lake. MN 55379 Phone: 952-447-2101 24 Hour TeleBank: 952-447-BANK (2265) www.priorlakestatebank.com November 18, 2009 City of Prior Lake 16200 Eagle Creek Road Prior Lake, MN 55372 To Whom It May Concern: This letter is to inform you that Prior Lake State Bank has an assignment ofTIF Note 1-3 on Parcel Numbers 25-001062-0, 25-001063-0, 25-001066-0, 25-001067-0, 25-001068-0, 25-0011069-0, 25-001070-0 dated December 17, 2001. See Attached Exhibit A. By signing this letter you are acknowledging receipt and assignment of the attached TIF Notes. Future payments should be mailed to: Prior Lake State Bank Attn: Robert J. Facente Jr. 16677 Duluth Ave SE Prior Lake, MN 55372 r~~~ Herbert H. Wensmann President Wensmann Homes, Inc. ~ Acknowledgement from City of Prior Lake, Minnesota Jack Haugen, Mayor Frank Boyles, City Manager Date DEBTOR NAME AND ADDRESS WENS MANN HOMES, INC. 1895 PLAZA DRIVE, SUITE ZOO EAGAN, MN 55122 SECURED PARTY NAME AND ADDRESS PRIOR LAKE STATE BANK PO BOX 369 16677 DULUTH AVENUE SE PRIOR LAKE, MN 55372 Type: 0 individual 0 partnership 00 corporation 0 State of organization/registration (if applicable) .MN o If checked, refer to addendum for additional Debtors and signatures. COMMERCIAL SECURITY AGREEMENT The date of this Commercial Security Agreement (Agreement) is l.l:.l.JL,nnQ SECURED DEBTS. This Agreement will secure all sums advanced by Secured Party under the terms of this Agreement and the payment and performance of the following described Secured Debts that (check one) 0 Debtor 00 HFRRFRT H WFNSMANN (Borrower) owes to Secured Party: o Specific Debts. The following debts and all extensions. renewals, refinancings, modifications, and replacements (describe): 00 All Debts. All present and future debts, even if this Agreement is not referenced, the debts are also secured by other collateral, or the future debt is unrelated to or of a different type than the current debt. Nothing in this Agreement is a commitment to make future loans or advances. SECURITY INTEREST. To secure the payment and performance of the Secured Debts, Debtor gives Secured Party a security interest in all of the Property described in this Agreement that Debtor owns or has sufficient rights in which to transfer an interest, now or in the future, wherever the Property is or will be located, and all proceeds and products of the r,u,,~"J. "Property" includes all parts, accessories, repairs, replacements, improvements, and accessions to the Property; any original evidence of title or ownership; and all obligations that support the payment or performance of the Property. "Proceeds" includes anything acquired upon the sale, lease, license, exchange, or other disposition of the Property; any rights and claims arising from the Property; and any collections and distributions on account of the Property. This Agreement remains in effect until terminated in writing,' even if the Secured Debts are paid and Secured Party is no longer obligated to advance funds to Debtor or Borrower. PROPERTY DESCRIPTION., The P,u,,~"J is described as follows: o Accounts and Other Rights to Payment: All rights to payment, whether or not earned by performance. including, but not limited to, payment for property or services sold, leased, rented, licensed, or assigned. This includes any rights and interests (including all liens) which Debtor may have by law or agreement against any account debtor or obligor of Debtor. o Inventory: All invent~ry held for ultimate sale or lease, or which has been or will be supplied under contracts of service, or which are raw materials, work in process. or materials used or consumed in Debtor's business. o Equipment: All equip!llent including, but not limited to, machinery, vehicles, furniture, fixtures, manufacturing equipment, farm machinery and equipment, shop equipment, office and record keeping equipment, parts, and tools. The Property includes any equipment described in a list or schedule Debtor gives to Secured Party, but such a list is not necessary to create a valid security interest in all of Debtor's equipment. o Instruments and Chattel Paper: All instruments, including negotiable instruments and promissory notes and any other writings or records that evidence the right to payment of a monetary obligation, and tangible and electronic chattel paper. o General Intangibles: All general intangibles including, but not limited to, lax refunds, patents and applications for patents, copyrights, trademarks, trade secrets, goodwill, trade names, customer lists, permits and franchises, payment intangibles, computer programs and all supporting information provided in connection with a transaction relating to computer programs, and the right to use Debtor's name. o Documents: All documents of title including, but not limited to, bills of lading, dock warrants and receipts, and warehouse receipts. o Farm Products and Supplies: All farm products including, but not limited to, all poultry and livestock and their young, along with their produce, products, and replacements; all crops, annual or perennial, and all products of the crops; and all feed, seed, fertilizer, medicines, and other supplies used or produced in Debtor's farming operations. o Government Payments and Programs: All payments, accounts, general intangibles, and benefits including, but not limited to, payments in kind, deficiency payments, letters of entitlement. warehouse receipts, storage payments, emergency assistance and diversion payments, production flexibility contracts, and conservation reserve payments under any preexisting, current, or future federal or state government program. o Investment Property: All investment property including, but not limited to, certificated securities, uncertificated securities, securities entitlements, securities accounts, commodity contracts, commodity accounts, and financial assets. o Deposit Accounts: All, deposit accounts including, but not limited to, demand, time, savings, passbook, and similar accounts. IX] Specific Property Description: The Property includes, but is not limited by, the following (if required, provide real estate description): ASSIGNMENT OF TIF NOTE 11.3 DATED DECEMBER 17,2001 FOR THE CITY OF PRIOR LAKE, TO WENS MANN HOMES, INC. SEE ATTACHED EXHIBIT A. USE OF PROPERTY. The PrQperty will be used for 0 personal 00 business 0 agricultural 0 purposes. SIGNATURES. Debtor agrees to the terms on pages I and 2 of this Agreement and acknowledges receipt of a copy of this Agreement. DEBTOR WENSMANN HO~ I ~~. ~,.e./ ~2--,_____ ------e--.- HERBERT H. WENSMANN PRESIDENT ~M @20aO Bankers Systems, Inc., St. Cloud, MN Form SA-BUS 7/2412001 (page 1 of 21 GENERAL PROVISIONS. Each Debtor's obligations under this Agreement are independent of the obligations of any other Debtor. Secured Party may sue each Debtor individually or together with any other Debtor. Secured Party may release any part of the Property and Debtor will remain obligated ullder this Agreement. The duties and benefits of this Agreement will bind the successors and assigns of Debtor and Secured Party. No modification of this Agreement is effective unless made in writing and signed by Debtor and Secured Party. Whenever used, the plural includes the singular and the singular includes the plural. Time is of the essence. APPLICABLE LAW. This Agreement is governed by the laws of the state in which Secured Party is located. In the event of a dispute, the exclusive forum, venue, and place of jurisdiction will be the state in which Secured Party is located, unless otherwise required by law. If any provision of this Agreemeni is unenforceable by law, the unenforceable provision will be severed and the remaining provisions will still be enforceable. NAME AND LOCATION. Debtor's name indicated on page 1 is Debtor's exact legal name. If Debtor is an individual, Debtor's address is Debtor's principal residence. If Debtor is not an individual, Debtor's address is the location of Debtor's chief executive offices or sole place of business. If Debtor is an entity organized and registered under state law. Debtor has provided Debtor's state of registration on page I. Debtor will provide verification of registration and location upon Secured Party's request. Debtor will provide Secured Party with at least 30 days notice prior to any change in Debtor's name, address, or state of organization or registration. WARRANTIES AND REPRESENTATIONS. Debtor has the right, authority, and power to enter into this Agreement. The execution and delivery of this Agreement will not violate any agreement governing Debtor or Debtor's property, or to which Debtor is a party. Debtor makes the following warranties and representations which continue as long as this Agreement is in effect: (I) Debtor is duly organized and validly existing in all jurisdictions in which Debtor does business; (2) the execution and performance of the terms of this Agreement have been duly authorized. have received all necessary governmental approval, and will not violate any provision of law or order; (3) other than previously disclosed to Secured Party, Debtor has not changed Debtor's name or principal place of business within the last 10 years and has not used any other trade or fictitious name; and (4) Debtor does not and will not use any other name without Secured Party's prior written consent. Debtor owns all of the Property, and Secured Party's claim to the Property is ahead of the claims of any other creditor, except as otherwise agreed and disclosed to Secured Party prior to any advance on the Secured Debts. The Property has not been used for any purpose that would violate any laws or subject the Property to forfeiture or seizure. DUTIES TOWARD PROPERTY. Debtor will protect the Property and Secured Party's interest against any competing claim. Except as otherwise agreed, Debtor will keep the Property in - Debtor's possession at the address indicated on page 1 of this Agreement. Debtor will keep the Property in good repair and use the Property only for purposes specified on page I. Debtor will not use the Property in violation of any law and will pay all taxes and assessments levied or assessed against the Property. Secured Party has the right of reasonable access to inspect the Property, inclUding the right to require Debtor to assemble and make the Property available to Secured Party. Debtor will immediately notify Secured Party of any loss or damage to the Property. Debtor will prepare and keep books, records, and accounts about the Property and Debtor's business, to which Debtor will allow Secured Party reasonable access. Debtor will not sell, offer to sell, license, lease, or otherwise transfer or encumber the Property without Secured Party's prior written consent. Any disposition of the Property will violate Secured Party's rights, unless the Property is inventory sold in the ordinary course of business at fair market value. If the Property includes chattel paper or instruments, either as original collateral or as proceeds of the Property. Debtor will record Secured Party's interest on the face of the chattel paper or instruments. If the Property includes accounts, Debtor will not settle any account for less than the full value, dispose of the accounts by assignment, or make any material change in the terms of any account without Secured Party's prior written consent. Debtor will collect all accounts in the ordinary course of business, unless otherwise required by Secured Party. Debtor will keep the proceeds of the accounts, and any goods returned to Debtor, in trust for Secured Party and will not commingle the proceeds or returned goods with any of Debtor's other property. Secured Party has the right to require Debtor to pay Secured Party the full price on any returned items. Secured Party may require account debtors to make payments under the accounts directly to Secured Party. Debtor will deliver the accounts to Secured Party at Secured Party's request. Debtor will give Secured Party all statements, reports, certificates, lists of account debtors (showing names, addresses, and amounts owing), invoices applicable to each account, and any other data pertaining to the accounts as Secured Party requests. If the Property includes farm products, Debtor will provide Secured Party with a list of the buyers, commission merchants, and selling agents to or through whom Debtor may sell the farm products. Debtor authorizes Secured Party to notify any additional parties regarding Secured Party's interest in Debtor's farm products. unless prohibited by law. Debtor agrees to plant, cultivate, and harvest crops in due season. Debtor will be in default if any loan proceeds are used for a purpose that will contribute to excessive erosion of highly erodible land or to the conversion of wetland to produce or to make possible the production of an agricultural commodity, further explained in 7 CFR Part 1940. Subpart G, Exhibit M. If Debtor pledges the Property to Secured Party (delivers the Property into the possession or control of Secured Party or a designated third party), Debtor will, upon receipt, deliver any proceeds and products of the Property to Secured Party. Debtor will provide Secured Party with any notices, documents, financial statements, reports, and other information relating to the Property Debtor receives as the owner of the Property. PERFECTION OF SECURITY INTEREST. Debtor authorizes Secured Party to file a financing statement covering the Property. Debtor will comply with, facilitate, and otherwise assist Secured Party in connection with obtaining possession or control over the Property for purposes of perfecting Secured Party's interest under the Uniform Commercial Code. ~ @2000 Bankers Systems, Inc.. St. Cloud, MN Form SA-BUS 7/24/2001 INSURANCE. Debtor agrees to keep the Property insured again;t the risks reasonably associated with the Property until the Property is released from this Agreement. Debtor will maintain this insurance in the amounts Secured Party requires. Debtor may choose the insurance company, subject to Secured Party's approval, which will not be unreasonably withheld. Debtor will have the insurance provider name Secured Party as loss payee on the insurance policy. Debtor will give Secured Party and the insurance provider immediate notice of any loss. Secured Party may apply the insurance proceeds toward the Secured Debts. Secured Party may require additional security as a condition of permitting any insurance proceeds to be used to repair or replace the Property. If Secured Party acquires the Property in damaged condition, Debtor's rights to any insurance policies and proceeds will pass to Secured Party to the extent of the Secured Debts. Debtor will immediately notify Secured Party of the cancellation or termination of insurance., If Debtor fails to keep the Property insured, or fails to provide Secured Party with proof of insurance, Secured Party may obtain insurance to protect Secured Party's interest in the Property. The insurance may include coverages not originally required of Debtor, may be written by a company other than one Debtor would choose, and may be written at a higher rate than Debtor could obtain if Debtor purchased the insurance. AUTHORITY TO PERFORM. Debtor authorizes Secured Party to do anything Secured Party deems reasonably necessary to protect the Property and Secured Party's interest in t1\e Property. If Debtor fails to perform any of Debtor's duties under this: Agreement, Secured Party is authorized. without notice to Debtor, to perform the duties or cause them to be performed. These authorizations include, but are not limited to, permission to pay for the repair, maintenance, and preservation of the Property and take any action to realize the value of the Property. Secured Party's authority to perform for Debtor does not create an Obligation to perform, and Secured Party's failure to perform will not preclude Secured Party from exercising any other rights under the law or this Agreement. If Secured Party performs for Debtor, Secured Party will use reasonable care. Reasonable care will not include any steps necessary to preserve rights against prior parties or any duty to take action in connection with the management of the Property. If Secured Party comes into possession of the Property, Secured Party will preserve and protect the Property to the extent required by law. Secured Party's duty of care with respect to the Property will be satisfied if Secured Party exercises reasonable care in the safekeeping of the Property or in the selection of a third party in possession of the Property. Secured Party may enforce the obligations I of an account debtor or other person obligated on the Property. Secured Party may exercise Debtor's rights with respect to the account debtor's or other person's obligations to make payment or otherwise render perforinance to Debtor, and enforce any security interest that secures such obligations. PURCHASE MONEY SECURITY INTEREST. If the Property includes items purchased with the Secured 'Debts, the Property purchased with the Secured Debts will remain subject to Secured Party's security interest until the Secured Debts are paid in full. Payments on any non-purchase money loan also secured by this Agreement will not be applied to the purchase money loan. Payments on the purchase money loan will be applied first to the non-purchase money portion of the loan, if any, and then to the purchase money portion in the order in which the purchase money Property was acquired. If the purchase money Property was acquired at the same time, payments will be applied in the order Secured Party selects. No security interest will be terminated by application of this formula. DEFAULT. Debtor will be in default if: (I) Debtor (or Borrower, if not the same) fails to make a payment in full when due; (2) Debtor fails to perform any condition or keep any covenant on this or any debt or agreement Debtor has with Secured Party; (3) a default occurs under the terms of I any instrument or agreement evidencing or pertaining to the Secured Debts; (4) anything else happens that either causes Secured Party to reasonably believe that Secured Party will have difficulty in collecting the Secured Debts or significantly impairs the value of the Property. REMEDIES. After Debtor defaults, and after Secured Party gives any legally required notice and opportunity to cure the default, Secured Party may at Secured Party's option do anyone or more of the following: (1) make all or any part of the Secured Debts immediately due and accrue interest at the highest post-maturity interest rate; (2) require Debtor to gather the Property and make it available to Secured Party in a reasonable fashion; (3) enter upon Debtor's premises and take possession of all or any part of Debtor's property for purposes of preserving the Property or its value and use and operate Debtor's property to protect Secured Party's interest, all without payment or compensation to Debtor; (4) use any remedy allowed by state or federal law, or provided in any agreement evidencing or pertaining to the Secured Debts. If Secured Party repossesses the Property or enforces the obligations of an account debtor, Secured Party may keep or dispose of the Property as provided by law. Secured Party will apply the proceeds of any collection or disposition first to Secured Party's expenses of enforcement, which includes reasonable attorneys' fees and legal expenses to the extent not prohibited by law, and then to the Secured Debts. Debtor (or Borrower, if not the same) will be liable for the deficiency, if any. By choosing anyone or more of these remedies, Secured Party does not give up the right to use any other remedy. Secured Party does not waive a default by not using a remedy. WAIVER. Debtor waives all claims for damages caused by Secured Party's acts or omissions where Secured Party acts in good faith. NOTICE AND ADDITIONAL DOCUMENTS. Where notice is required, Debtor agrees that 10 days' prior written notice will be reasonable notice to Debtor under the Uniform Commercial Code. Notice to one party is notice to all parties. Debtor agrees to sign, deliver,. and file any additional documents and certifications Secured Party considers necessary to perfect, continue. or preserve Debtor's obligations under this Agreement and to confum Secured Party's lien status on the Property. (page 2 of 2J Final Copy for Certification ~ ~..- ... ',- -- '". . .oo"" _'. . '.' . " '.' -: . t~.~-~-~~~f'~:t.~~~~~~~~~..l' ' EXHIBIT A MODIFICATION TO THE DEVELOPMENT PROGRAM FOR DEVELOPMENT DISTRICT NO.1 and the TAX INCREMENT FINANCING PLAN FOR THE ESTABLISHMENT OF TAX INCREMENT FINANCING DISTRICT NO. 1-3 (a redevelopment district) CITY OF PRl OR LAKE SCOTT COUNTY STATE OF MINNESOTA Public Hearing: June 4, 200] Adopted: December ]7,200] e EHLERS & ASSOCIATES INC Prepared by: EHLERS & ASSOCIATES, INC. 3060 Centre Pointe Drive, Roseville, Minnesota 55113-1105 (651) 697-8500 fax: (651) 697-8555 www.ehlers-inc.com TABLE OF CONTENTS (for reference purposes only) SECTION I MODIFICATION TO THE DEVELOPMENT PROGRAM FOR DEVELOPMENT DISTRICT NO.1. . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . .. . . . .. 1-1 SECTION II TAX INCREMENT FINANCING PLAN FOR TAX INCREMENT FINANCING DISTRICT NO. 1-3 ..... ........ .... .. ....... 2-1 Subsection 2-1. Foreword.............................................. 2-1 Subsection 2-2. Statutory Authority ....................................... 2-1 Subsection 2-3. Statement of Objectives. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-1 Subsection 2-4. Development Program Overview ............................ 2-2 Subsection 2-5. Description of Property in the District ........................ 2-2 Subsection 2-6. Property for Acquisition ................................... 2-2 Subsection 2-7. Classification of the District ................................ 2-3 Subsection 2-8. Duration of the District .................................... 2-5 Subsection 2-9. Original Tax Capacity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 2-5 Subsection 2-10. Original Tax Rate ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-5 Subsection 2-11. Estimated Tax Increment .................................. 2-5 Subsection 2-12. Notification of Prior Planned Improvements .................... 2-6 Subsection 2-13. Use of Tax Increment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-6 Subsection 2-14. Sources of Revenue. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 2-7 Subsection 2-15. Bonded Indebtedness. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-8 Subsection 2-16. Uses of Funds .......................................... 2-8 Subsection 2-17. Local Contribution (State Tax Increment Financing Aid) . . . . . . . . . .. 2-8 Subsection 2-18. Fiscal Disparities Election. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-9 Subsection 2-19. Business Subsidies ...................................... 2-9 Subsection 2-20. County Road Costs ...................................... 2-9 Subsection 2-21. Estimated Impact on Other Taxing Jurisdictions. . . . . . . . . . . . . . .. 2-10 Subsection 2-22. Modifications .......................................... 2-10 Subsection 2-23. Time Factors .......................................... 2-11 Subsection 2-24. Administration of the District. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-12 Subsection 2-25. Administrative Expenses ................................. 2-12 Subsection 2-26. Requirements for Agreements with the Developer. . . . . . . . . . . . .. 2-13 Subsection 2-27. Assessment Agreements ......... . . . . . . . . . . . . . . . . . . . . . . . . 2-13 Subsection 2-28. Annual Disclosure Requirements. . . . . . . . . . . . . . . . . . . . . . . . . . . 2-13 Subsection 2-29. Reasonable Expectations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 2-13 Subsection 2-30. Summary ............................................. 2-14 APPENDIX A - PROJECT DESCRIPTION ...................................... A-1 APPENDIX B - DESCRIPTION OF PROPERTY TO BE INCLUDED IN THE DISTRICT '" B-1 APPENDIX C - ESTIMATED CASH FLOW FOR THE DISTRICT... ....... .... . ..... . C-1 APPENDIX D - REDEVELOPMENT QUALIFICATIONS FOR THE DISTRICT... . . ... ... D-1 APPENDIX E - BUT FOR QUALIFICATIONS FOR THE DISTRICT . . . . . . . . . . . . . . . . . . . E-1 SECTION I MODIFICA T10N TO THE DEVELOPMENT PROGRAM FOR DEVELOPMENT DISTRICT NO.1 Foreword The creation of Tax Increment Financing District No. 1-3 represents a Modification to the Development Program for Development District No.1. This modification represents a continuation of the goals and objectives set forth in the Development Program for Development District No.1. In addition, the City proposes to expand the boundaries of the Development District as indicated in the map below. For further infonnation, a review of the complete Development Program for Development District No.1 is recommended. It is available from the City of Prior Lake. Other relevant infonnation is contained in the Tax Increment Financing Plans for the Tax Increment Financing Districts located within Development District No. I. City of Prior Lake Municipal Development District NO.1 ~t6pment . =-DtS'tric1LNo. 1 &6 . . a , . ~~~:J1__'_~':' ~7 !I-r:r '''IN sr. _ I 'A-lI.I"L I l.'"l~"[" :Il11II." all[;:r , -lllli,~;'~:mJH1'ff /.: ;d; _~l'!""""..:.,':JJ.. 1/lll.. /' """~ q I t-,----j-l.-.~ J . . I 1 . L ! -/ City of Prior Lake Modification to the Development Program for Development District No. I I-I SECTION /I TAX INCREMENT FINANCING PLAN FOR TAX INCREMENT FINANCING DISTRICT NO. 1-3 Subsection 2-1. Foreword The City of Prior Lake (the "City"), City staff, and consultants have prepared the following infonnation to expedite the establishment of Tax Increment Financing District No. 1-3 ("the District"), a redevelopment tax increment financing district, located within Development District No. I. Subsection 2-2. Statutory Authority Within the City, there exist areas where public involvement is necessary to cause development or redevelopment to occur. To this end, the City has certain statutory powers pursuant to Minnesota Statutes ("MS."), 469.124 through 469.134, inclusive, as amended, and MS., Sections 469.174 through 469.179, inclusive, as amended (the "Tax Increment Financing Act" or "TIF Act"), to assist in financing public costs related to this project. This section contains the Tax Increment Financing Plan (the "TIF Plan") for Tax Increment Financing District No. 1-3. Other relevant information is contained in the Modification to the Development Program for Development District No. I. Subsection 2-3. Statement of Objectives The City has prepared a plan for the redevelopment property in and around the downtown area. The Downtown Plan provides a framework for guiding public and private development decisions. The development activities contemplated by the TIF Plan are consistent with the Downtown Plan. The development proposed in the District would result in approximately 79 housing units intended for occupancy by senior citizens and approximately 12,000 square feet of retail uses. The proposed development helps to achieve several development objectives, including: Bringing permanent residents to the Downtown area witb the potential to support existing and future businesses. Redeveloping substandard and underutilized properties. Providing a catalyst for additional private investment in the Downtown area. Providing a catalyst for public improvements identified in the Downtown Plan. Increasing housing opportunities in the City. The District is being created to facilitate the redevelopment of property in the downtown area with a mix of senior housing and ~etail development (the Lakefront Plaza Project) in the City of Prior Lake. Contracts for this have not been entered into at the time of preparation ofthis Plan, but the date when development is likely to occur is in the Spring of2002 This Plan is expected to achieve many of the objectives outlined in the Development Program for Development District No. I. The activities contemplated in the Modification to the Development Program and the Plan do not preclude the undertaking of other qualified development or redevelopment activities. These activities are anticipated to occur over the life of Development District No. I and the District. City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. 1-3 2-1 Subsection 2-4. Development Program Overview Activities to be undertaken by the City to further the Development Program for Development District No. I include, but are not limited to, the following: I. Property to be Acquired - Selected property located within the District may be acquired by the City and is further described in this Plan. 2. Relocation - Relocation services, to the extent required by law, are available pursuant to MS., Chapter 117 and other relevant state and federal laws. 3. Upon approval of a developer's plan relating to the project and completion of the necessary legal requirements, the City may sell to a developer selected properties that they may acquire within the District or may lease land or facilities to a developer. 4. The City may perform or provide for some or all necessary acquisition, construction, relocation, demolition, and required utilities and public streets work within the District. Subsection 2-5. Description of Property in the District The property to be included in the District includes the following seven parcels and the adjacent rights-of way, which prior to the establishment of the District will be combined into a single parcel. The proposed development requires the reconfiguration of the property into a common site and single parcel. The TIF Plan is based on this action. The parcels will be replatted and combined prior to the certification of the District. Q."I COIL Parcel Numbers 25-001062-0 25-001068-0 25-001063-0 25-001069-0 25-001066-0 25-001070-0 25-001067 -0 Subsection 2-6. Property for Acquisition City of Prior Lake Municipal Development District NO.1 City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. 1-3 2-2 The City may acquire any parcel within the Tax Increment Financing District and the Development District including interior and adjacent street rights of way. Any properties identified for acquisition will be acquired by the City only in order to accomplish one or more of the following: stonn sewer improvements; provide land for needed public streets, utilities and facilities; carry out land acquisition, site improvements, clearance and/or development to accomplish the uses and objectives set forth in this plan. The City may acquire property by gift, dedication, condemnation or direct purchase from willing sellers in order to achieve the objectives of this Plan. Such acquisitions will be undertaken only when there is assurance of funding to finance the acquisition and related costs. Subsection 2-7. Classification of the District The City finds that the District meets the criteria for the establishment of the redevelopment district pursuant to M.S., Section 469.174, Subd. 10. The statutory criteria for a redevelopment district are as follows: (a) "Redevelopment district" means a type of tax incrementfinancingdistrict consisting of aproject, or portions of a project, within which the authority finds by resolution that one or more of the following conditions, reasonably distributed throughout the district, exists: (1) parcels consisting of70 percent afthe area in the district are occupied by buildings, streets, utilities, paved or gravel parking lots or similar structures and more than 50 percent of the buildings, not including outbuildings, are structurally substandard to a degree requiring substantial renovation or clearance; or (2) The property consists of vacant, unused, underused, inappropriately used, or infrequently used rail yards, rail storage facilities or excessive or vacated railroad rights-ol-way; or (3) tank facilities, or property whose immediately previous use was for tank facilities, as defined in Section lJ5C, Subd. 15, if the tankfacility: have or had a capacity of more than one million gallons; are located adjacent to rail facilities; or have been removed, or are unused, underused, inappropriately used or infrequently used. (b) For purposes of this subdivision, "structurally substandard" shall mean containing defects in structural elements or a combination of deficiencies in essential utilities andfacilities, light and ventilation,jire protection including adequate egress, layout and condition of interior partitions, or similar factors, which defects or deficiencies are of sufficient total significance to justify substantial renovation or clearance. (c) A building is not structurally substandard ifit is in compliance with the building code applicable to new buildings or could be modified to satisfy the building code at a cost of less than 15 percent of the cost of constructing a new structure of the same square footage and type on the site. The municipality may find that a building is not disqualified as structurally substandard under the preceding sentence on the basis of reasonably available evidence, such as the size, type, and age of the building, the average cost of plumbing, electrical, or structural repairs or other similar reliable evidence. The municipality may not make such a determination without an interior inspection of the property, but need not have an independent, expert appraisal prepared of the cost of repair and rehabilitation of the building. An interior inspection of the property is not required, if the municipality finds that (1) the municipality or authority is unable City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. 1-3 2-3 to gain access to the property after using its best efforts to obtain permissionfrom the party that owns or controls the property; and (2) the evidence otherwise supports a reasonable conclusion that the building is structurally substandard.. (d) A parcel is deemed to be occupied by a structurally substandard buildingfor purposes of the finding under paragraph (a) if all of the following conditions are met: (I) the parcel was occupied by a substandard building within three years of the filing of the request for certification of the parcel as part of the district with the county auditor; (2) the substandard building was demolished or removed by the authority or the demolition or removal was financed by the authority or was done by a developer under a development agreement with the authority; (3) the authority found by resolution before the demolition or removal that the parcel was occupied by a structurally substandard building and that after demolition and clearance the authority intended to include the parcel within a district; and (4) upon filing the request for certification of the tax capacity of the parcel as part of a district, the authority notifies the county auditor that the original tax capacity of the parcel must be adjusted as provided by 9 469.177, subdivision I, paragraph (h). (e) For purposes of this subdivision, a parcel is not occupied by buildings, streets, utilities, paved or gravel parking lost or other similar structures unless 15 percent of the area of the parcel contains buildings, streets, utilities, paved or gravel parking lost or other similar structures. (f) For districts consisting of two or more noncontiguous areas, each area must qualify as a redevelopment district under paragraph (a) to be included in the district, and the entire area of the district must satisfy paragraph (a). In meeting the statutory criteria the City relies on the following facts and findings: The District consists of one parcel. 100% of the District area is occupied by buildings, streets, utilities, paved or gravel parking lots or other similar structures within the statutory definition. An inspection of the property shows that 16% of the area of the parcel is occupied by buildings, utilities paved or gravel parking lost or other similar structures. These buildings, utilities paved or gravel parking lots or other similar structures exceed the 15% minimum required by statute to determine that the parcel is occupied. Four buildings are located within the District. Two of these buildings are houses, and two of the buildings are outbuildings. The City has undertaken inspections to determine that the buildings, not including outbuilding, are structurally substandard to a degree requiring substantial renovation or clearance pursuant to the statutory criteria. A more complete explanation of the redevelopment findings are contained in Appendix D. Pursuant to 469.176 Subd. 7, the District does not contain any parcel or part of a parcel that qualified under the provisions of Section 273.111 or 273.112 of Chapter 473H for taxes payable in any of the five calendar years before the filing of the request for certification of the District. City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. 1-3 2-4 Subsection 2-8. Duration of the District Pursuant to MS., Section 469.175, Subd 1, and Section 469.176, Subd. 1, the duration of the District must be indicated within the Plan. Pursuant to MS., Section 469.176, Subd.lb, the duration of the District will be 25 years after receipt of the first increment by the City (a total of26 years). The date of receipt by the City of the first tax increment is expected to be 2004. Thus, it is estimated that the District, including any modifications of the Plan for subsequent phases or other changes, would terminate after 2029, or when the Plan is satisfied. If increment is received in 2003, the term of the District will be 2028. The City reserves the right to decertify the District prior to the legally required date. Subsection 2-9. Original Tax Capacity PursuanttoMS., Section 469.174, Subd 7 andMS., Section 469.177, Subd 1, the Origina] Net Tax Capacity (ONTe) as certified for the District will be based on the market values placed on the property by the assessor in 2001 for estimated taxes payable 2002. The TIF Plan estimates the ONTC to be $3,984. Pursuant to MS., Section 469.177, Subds. 1 and 2, the County Auditor shall certify in each year (beginning in the payment year 2002) the amount by which the original value has increased or decreased as a result of: I. change in tax exempt status of property; 2. reduction or enlargement of the geographic boundaries of the district; 3. change due to adjustments, negotiated or court-ordered abatements; 4. change in the use of the property and classification; 5. change in state law governing class rates; or 6. change in connection with previously issued building permits. In any year in which the current Net Tax Capacity value of the District declines below the ONTC, no value will be captured and no tax increment will be payable to the City. Subsection 2-10. Original Tax Rate The amount of tax increment is calcu]ated by multiplying the total ]ocal tax rate (exc]uding market value rates) by the Captured Tax Capacity v2a]ue of the District. If the current total ]ocal tax rate exceeds the Original Tax Rate (OTR), the amount of tax increment produced by the tax rate above the OTR is distributed to the taxing jurisdictions as excess tax increment. The OTR for the District will be the local tax rate for estimated taxes payable 2002, assuming the request for certification is made before June 30, 2002. The local tax rate for estimated taxes payable 2002 is 120.0000% Subsection 2-11. Estimated Tax Increment The City estimates that the total tax capacity value of property within the District upon completion of the proposed development will be $149,720. The amount of annual tax increment revenue is shown in the table on the next page. City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. 1-3 2-5 Project Estimated Tax Capacity upon Completion (PTC) Original Estimated Net Tax Capacity(ONTC) Estimated Captured Tax Capacity (CTC) Original Local Tax Rate (OTR) Estimated Annual Tax Increment (CTC x Local Tax Rate) Percent Retained by the City $128,750 (3,984) $124,766 120.0000% Pay 2002 est. $149,720 100% The City requests 100 percent of the available increase in tax capacity for repayment of its obI igations and current expenditures, beginning in the tax year payable 2004. The following factors will determine the actual amount of tax increment received by the City: Actual market value of property within the District as determined by the Assessor. Statutory rates for setting tax capacity values. Actual total local tax rate. The cash flow projections in Appendix C show the potential tax increment revenues collected by the City. Subsection 2-12. Notification of Prior Planned Improvements Pursuant to MS, Section 469.177, Subd. 4, the City shall, after due and diligent search, accompany its request for certification to the County Auditor or its notice of the District enlargement pursuant to MS, Section 469.175, Subd. 4, with a listing of all properties within the District or area of enlargement for which building permits have been issued during the eighteen (18) months immediately preceding approval of the Plan by the municipality pursuant to MS, Section 469.175, Subd. 3. The County Auditor shall increase the original net tax capacity of the District by the net tax capacity of improvements for which a building permit was issued. The City has reviewed the area to be included in the District and determined that no building permits have been issued during the 18 months immediately preceding approval of the Plan by the City. Subsection 2-13. Use of Tax Increment Pursuant to M.S. Section 469.176, Subd. 4j, at least 90% of the revenues derived from tax increments from the District must be used to finance the cost of correcting conditions that allow the redevelopment designation. These costs include, but are not limited to, acquiring properties containing structurally substandard buildings or improvements, or hazardous substances, pollution, or contaminants, acquiring adjacent parcels necessary to provide a site of sufficient size to permit development, demolition and rehabilitation of structures, clearing of the land, the removal of hazardous substances or remediation necessary to development of the land, and installation of utilities, roads, sidewalks, and parking facilities for the site. Within this limitation, the City hereby determines that it will use 100 percent of the captured net tax capacity of taxable property located in the District for the following. purposes: 1. to pay the principal of and interest on bonds issued to finance a project; 2. to finance, or otherwise pay the public development costs of Development District No.1 pursuant to the MS Sections 469.124 to 469.134; 3. to pay for project costs as identified in the budget set forth in the TIF Plan; City of Prior Lake Tax Increment Financing Plan for Ta... Increment Financing District No. 1-3 2-6 4. to finance, or otherwise pay for other purposes as provided in MS., Section 469.176, Subd. 4; 5. to pay principal and interest on any loans, advances or other payments made to or on behalf the City or for the benefit of Development District No.1 by a developer; 6. to finance or otherwise pay premiums and other costs for insurance or other security guaranteeing the payment when due of principal of and interest on bonds pursuant to the TIF Plan or pursuant to MS., Chapter 462C. MS., Sections 469.152 through 469.165, and/or MS., Sections 469.178; and 7. to accumulate or maintain a reserve securing the payment when due of the principal and interest on the tax increment bonds or bonds issued pursuant to MS., Chapter 462C, MS., Sections 469.152 through 469.165, and/or MS., Sections 469.178. These revenues shall not be used to circumvent any levy limitations applicable to the City nor for other purposes prohibited by MS., Section 469.176, subd. 4. Tax increments generated in the District will be paid by Scott County to the City for the Tax Increment Fund of said District. The City will pay to the developer(s) annually an amount not to exceed an amount as specified in a developer's agreement to reimburse the costs of land acquisition, public improvements, demolition and relocation, site preparation, and administration. Remaining increment funds will be used for City administration (up to 10 percent) and the costs of public improvement activities. Pursuant to MS., Section 469.1763, (1) At least 75% of the tax increment derived from the District must be expended on Public Costs incurred within said district, and lip to 25% of said tax increments may be spent on Public Costs incurred outside of the District but within Development District No. l; provided that in the case of a housing district, a housing project, as defined in MS., Section 469.174, Subd. 11 is deemed to be an activity in the District, and (2) public costs within the District shall be limited to reimbursement of public costs paid before or within five years after certification of said district by the County Auditor and interest on all such unreimbursed expenditures. Subsection 2-14. Sources of Revenue The estimated sources of revenue for the District are contained in the table below. SOURCES OF FUNDS TOTAL $3,000,000 $3,000,000 $110,000 $3,110,000 Tax Increment PROJECT REVENUES Interfund Loans/Transfers TOTAL PROJECT AND FINANCING REVENUES The costs outlined in the Uses of Funds will be financed primarily through the annual collection of tax increments. The City reserves the right to use other sources of revenue legally applicable to the City and the TIF Plan, including, but not limited to, special assessments, general property taxes, state aid for road maintenance and construction, proceeds from the sale of land, other contributions from the developer and investment income, to pay for the estimated public costs. In addition to the actual tax increment collected by the City, the TIF Act (MS. Section 469.174, Subd. 25) places restrictions on the use of revenues derived from the following sources: · the proceeds from the sale or lease of property, tangible or intangible, purchased by the City with tax increments; · repayments of loans or other advances made by the City with tax increments; and City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. )-3 2-7 · interest or other investment earnings on or from tax increments. Subsection 2-15. Bonded Indebtedness It is anticipated that the City will use a pay-as-you-go note to reimburse the Developer for eligible expenses and interest on the unpaid balance. The City may use an interfund loan or a transfer of funds to pay for public costs. Tax increment revenues may be used to repay an interfund loan or transfer. The City reserves the right to incur bonded indebtedness or other indebtedness as a result of the TIF Plan. The City may issue bonds to finance public improvements or other eligible costs of the TIF Plan. The amount of the bonded indebtedness may not exceed $1,000,000 without a modification to the TIF Plan pursuant to applicable statutory requirements. This provision does not obligate the City to incur debt. The City will issue bonds or incur other debt only upon the determination that such action is in the best interest of the City. Subsection 2-16. Uses of Funds Currently under consideration for the District is a proposal to facilitate construction of senior housing. The City has determined that it will be necessary to provide financial assistance to the project. To facilitate the proposed development, this TIF Plan authorizes the use of tax increment financing to pay for the cost of certain eligible expenses. The estimate of public costs and uses of funds associated with the District is outlined in the following table. USES OF FUNDS TOTAL Site Improvements/Preparation Streets and Sidewalks Other Public Improvements Interest on Pay-as-you-go Note Administrative Costs (up to 10%) $950,000 565,000 100,000 1,315,000 70,000 PROJECT COSTS TOTAL $3,000,000 Interfund Loans/Transfers TOTAL FINANCING AND PROJECT COSTS $110,000 $3,000,000 Estimated costs associated with the District are subject to change among categories without a modification to this TIF Plan. The cost of all activities to be considered for tax increment financing will not exceed the . Total Project Costs in the table above without formal modification of this Plan pursuant to the applicable statutory requirements. Subsection 2-17. Local Contribution (State Tax Increment Financing Aid) The 2001 Legislature eliminated the provisions for a reduction in state tax increment financing aid (RlSTIF A) or the alternative qualifying local contribution. Ifrequired by future legislation, it is the City's intention to consider taking the steps necessary to preserve state-paid local government aid. City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. 1-3 2-8 Subsection 2-18. Fiscal Disparities Election Pursuant to MS., Section 469.177, Subd. 3, the City may elect one of two methods to calculate fiscal disparities. If the calculations pursuant to MS., Section 469.177, Subd. 3, clause a, (outside the District) are followed, the following method of computation shall apply: (1) The original net tax capacity and the current net tax capacity shall be determined before the application of the fiscal disparity provisions of Chapter 276A or 473F Where the original net tax capacity is equal to or greater than the current net tax capacity, there is no captured net tax capacity and no tax increment determination. Where the original net tax capacity is less than the current net tax capacity, the difference between the original net tax capacity and the current net tax capacity is the captured net tax capacity. This amount less any portion thereof which the authority has designated, in its tax incrementfinancingplan, to share with the local taxing districts is the retained captured net tax capacity of the authority. (2) The county auditor shall exclude the retained captured net tax capacity of the authority from the net tax capacity of the local taxing districts in determining local taxing district tax rates. The local tax rates so determined are to be extended against the retained captured net tax capacity of the authority as well as the net tax capacity of the local taxing districts. The tax generaied by the extension of the lesser of (A) the local taxing district tax rates or (B) the original local tax rate to the retained captured net tax capacity of the authority is the tax increment of the authority. The City shall submit to the County Auditor at the time of the request for certification which method of computation of fiscal disparities the City elected. The City will choose to calculate fiscal disparities by clause a. According to MS., Section 469.177, Subd. 3: (c) The method of computation of tax increment applied to a district pursuant to paragraph (a) or (b) shall remain the same for the duration of the district, except that the governing body may elect to change its election from the method of computation in paragraph (a) to the method in paragraph (b). Subsection 2-19. Business Subsidies Pursuant to MS. Statutes 116J.993, Subdivision 3, assistance for housing is not considered a business subsidy. The assistance to the developer will be structured in a manner to be targeted solely at the housing or to qualify for other exemptions from a business subsidy. Subsection 2-20. County Road Costs Pursuant to MS., Section 469.175, Subd. la, the county board may require the City to pay for all or part of the cost of county road improvements if the proposed development to be assisted by tax increment will, in the judgement of the county, substantially increase the use of county roads requiring construction of road improvements or other road costs and if the road improvements are not scheduled within the next five years under a capital improvement plan or within five years under another county plan. In the opinion of the City and consultants, the proposed development outlined in this TIF Plan will have little or no impact upon county roads. If the county elects to use increments to improve county roads, it must notify the City within forty-five days of receipt of this TlF Plan. City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. 1-3 2-9 Subsection 2-21. Estimated Impact on Other Taxing Jurisdictions The estimated impact on other taxing jurisdictions assumes that the redevelopment contemplated by the TIF Plan would occur without the creation of the District. However, the City has detennined that such development or redevelopment would not occur "but for" tax increment financing and that, therefore, the fiscal impact on other taxing jurisdictions is $0. The estimated fiscal impact of the District would be as follows if the "but for" test was not met: IMPACT ON TAX BASE 2001/2002 est. Total Net Tax Canacitv Estimated Captured Tax Capacity (CTC) Unon Comnletion - - Scott County City of Prior Lake Prior Lake ISD NO.7] 9 64,152,757 ]0,930,]96 10,930,] 96 124,766 ]24,766 ]24,766 Percent of CTC to Entitv Total 0.1945% 1.1415% 1.1415% IMPACT ON TAX RATES 2001/2002 est. Percent Potential Extension Rates of Total CTC Taxes Scott County 0.40] 650 33.47% ]24,766 50,112 City of Prior Lake 0.397440 33.]2% ]24,766 49,587 Prior Lake ISO No. 719 0.3] 6620 26.39% ]24,766 39,503 Other 0.084290 7.02% 124.766 10.517 Total 1.200000 100.00% 149,719 The estimates listed on the previous page display the captured tax capacity when all construction is completed. The tax rate and total net tax capacities used for calculations is for estimated taxes payable in 2002. Subsection 2-22. Modifications The City reserves the right to make future modifications to the TIF Plan and District. In accordance with the TIF Act (MS. Section 469.175, Subd. 4) the following modifications may be made only upon the notice and after the discussion, public hearing and findings required for approval of the original TIF Plan: 1. reduction or enlargement of the geographic area of Development District No.1 or the District; 2. increase in amount of bonded indebtedness to be incurred, including a detennination to capitalize interest on debt if that determination was not a part of the original plan, or to increase or decrease the amount of interest on the debt to be capitalized; 3. increase in the portion of the captured net tax capacity to be retained by the City; 4. increase in total estimated tax increment expenditures; or 5. designation of additional property to be acquired by the City, City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. 1-3 2-10 Subsection 2-23. Time Factors 1. District Enlargement Pursuant to MS Section 469.175 Subd. 4 (b), the geographic area of the District may be reduced, but shall not be enlarged after five years following the date of certification of the original net tax capacity by the county auditor. If a redevelopment district is enlarged, the reasons and supporting facts for the determination that the addition to the district meets the criteria of MS, Section 469. 174, Subd. 10 must be documented. The requirements of this paragraph do not apply if (l) the only modification is elimination of parcel(s) from Development District No. ] or the District and (2) (A) the current net tax capacity of the parcel(s) eliminated from the District equals or exceeds the net tax capacity ofthose parcel(s) in the District's original net tax capacity or (B) the City agrees that, notwithstanding MS, Section 469.177, Subd. 1, the original net tax capacity will be reduced by no more than the current net tax capacity of the parcel(s) eliminated from the District. The City must notify the County Auditor of any modification that reduces or enlarges the geographic area of Development District No. I or the District. Modifications to the District in the form of a budget modification or an expansion of the boundaries will be recorded in the TIF Plan. 2. Activity Within 3 Years No tax increment shall be paid to the City for the District after three (3) years from the date of certification of the Original Net Tax Capacity value of the taxable property in the District by the County Auditor (MS. Section 469.176, Subd. 1a) unless: (a) bonds have been issued in aid of the project containing the district pursuant to MS. Section 469.178, or any other law, except revenue bonds issued pursuant to MS., Sections 469.152 to 469.165, or (b) the City has acquired property within the District, or ( c) the City has constructed or caused to be constructed public improvements within the District. The bonds must be issued, or the City must acquire property or construct or cause public improvements to be constructed by approximately June, 2004 and report such actions to the County Auditor. 3. 4- Year Knockdown Parcels without "qualifying activity" will be knocked out of the District after four years from the date of certification ofthe original net tax capacity. MS. Section 469.176, Subd. 6 defines qualifying activities as" demolition, rehabilitation or renovation of property or other site preparation, including qualified improvement of a street adjacent to a parcel but not installation of utility service including sewer or water systems" in accordance with the TIF Plan. For purposes of the knock down requirements, qualified improvements of a street are limited to (I) construction or opening of a new street, (2) relocation of a street, and (3) substantial reconstruction or rebuilding of an existing street. Knock down means that the original net tax capacity of that parcel is excluded from the original net tax capacity of the District and no tax increment may be collected from that parcel. If the City or the owner of the parcel subsequently commences a qualifying activity in accordance with the TIF Plan, the City shall certify to the county auditor that the activity has commenced and the county auditor shall certify the net tax capacity thereof as most recently certified by the commissioner of revenue and add it to the original net tax. capacity of the tax increment financing district. The City must submit to the county auditor evidence that the required activity has taken place for each parcel in the district. The evidence for a parcel must be submitted by February I ofthe fifth year following the year in which the parcel was certified as included in the district. City of Prior Lake Tax Increment Financing Plan for Ta'{ Increment Financing District No. )-3 2-11 The City or a property owner must improve parcels within the District by approximately June, 2005 and report such actions to the County Auditor. 4. 5- Year Limit After five years from the date of certification of the TIF District, tax increment may only be used to (I) repay existing bonds the proceeds of which must be used to finance the activity, are issued and sold to a third party before or within five years after certification, the revenues are spent to repay the bonds, and the proceeds of the bonds either are, on the date of issuance, reasonably expected to be spent before the end of the later of (a) the five-year period, or (b) a reasonable temporary period within the meaning of the use of that term under S 148(c)(l) of the Internal Revenue Code, or are deposited in a reasonably required reserve or replacement fund; (2) reimburse a developer or other third party for eligible expenses paid before or within five year period, including interest on unreimbursed costs; (3) eligible administrative expense; and (4) eligible expenses under M.S. Section 469.1 763, Subd. 2 (Pooling). Subsection 2-24. Administration of the District Administration of the District will be handled by the Planning Director. Subsection 2-25. Administrative Expenses In accordance with MS, Section 469.174, Subd. 14, and MS, Section 469.176, Subd. 3, administrative expenses means all expenditures of the City, other than: I. amounts paid for the purchase of land; 2. amounts paid to contractors or others providing materials and services, including architectural and engineering services, directly connected with the physical development of the real property in the project; 3. relocation benefits paid to or services provided for persons residing or businesses located in the project; or 4. amounts used to pay principal or interest on, fund a reserve for, or sell at a discount bonds issued pursuant to MS, Section 469.178; or 5. amounts used to pay other financial obligations to the extent those obligations were used to finance costs described in sections I to 3. For districts for which the request for certification were made before August I, 1979, or after June 30, 1982, administrative expenses also incJudeamounts paid for services provided by bond counsel, fiscal consultants, and planning or economic development consultants. Tax increment may be used to pay any authorized and documented administrative expenses for the District up to but not to exceed 10 percent of the total tax increment expenditures authorized by the Plan or the total tax increment expenditures for Development District No. I, whichever is less. Pursuant to MS, Section 469.176, Subd. 4h, tax increments may be used to pay for the county's actual administrative expenses incurred in connection with the District. The county may require payment of those expenses by February 15 of the year following the year the expenses were incurred. Pursuant to MS, Section 469. 177, Subd. 11, the county treasurer shall deduct an amount equal to 0.25 percent of any increment distributed to the City and the county treasurer shall pay the amount deducted to the state treasurer for deposit in the state general fund to be appropriated to the State Auditor for the cost of financial reporting of tax increment financing infonnation and the cost of examining and auditing authorities' use of tax increment financing. City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. 1-3 2-]2 Subsection 2-26. Requirements for Agreements with the Developer The City will review any proposal for private development to determine its conformance with the Development Program and with applicable municipal ordinances and codes. To facilitate this effort, the following documents may be requested for review and approval: site plan, construction, mechanical, and electrical system drawings, landscaping plan, grading and storm drainage plan, signage system plan, and any other drawings or narrative deemed necessary by the City to demonstrate the conformance of the development with City plans and ordinances. The City may also use the Agreements to address other issues related to the development. Pursuant to MS, Section 469.176, Subd 5, no more than 25 percent, by acreage, of the property to be acquired in the District as set forth in the Plan shall at any time be owned by the City as a result of acquisition with the proceeds of bonds issued pursuant to M.S., Section 469.] 78 to which tax increments from property acquired is pledged, unless prior to acquisition in excess of25 percent of the acreage, the City concluded an agreement for the development or redevelopment of the property acquired and which provides recourse for the City should the development or redevelopment not be completed. Subsection 2-27. Assessment Agreements Pursuant to MS, Section 469.177, Subd 8, the City may enter into a written assessment agreement in recordable form with the developer of property within the District which establishes a minimum market value of the land and completed improvements for the duration of the District. The assessment agreement shall be presented to the assessor who shall review the plans and specifications for the improvements to be constructed, review the market value previously assigned to the land upon which the improvements are to be constructed and, so long as the minimum market value contained in the assessment agreement appears, in the judgment of the assessor, to be a reasonable estimate, the assessor shall also certify the minimum market value agreement. Subsection 2-28. Annual Disclosure Requirements Pursuant to MS, Section 469.175, Subd 5, 6 and 6a the City must undertake financial reporting for all tax increment financing districts to the Office of the State Auditor, County Board, County Auditor and School Board on or before August I of each year. MS, Section 469.175, Subd 5 also provides that an annual statement shall be published in a newspaper of general circulation in the City on or before August IS. If the City fails to make a disclosure or submit a report containing the information required by MS Section 469.175 Subd 5 and Subd 6, the Office of the State Auditor will direct the County Auditor to withhold the distribution of tax increment from the District. Subsection 2-29. Reasonable Expectations As required by the Tax Increment Financing Act, in establishing the District, the determination has been made that the anticipated development would not reasonably be expected to occur solely through private investment within the reasonably foreseeable future and that the increased market value of the site that could reasonably be expected to occur without the use of tax increment financing would be less than the increase in the market value estimated to result from the proposed development after subtracting the present value of the projected tax increments for the maximum duration of the District permitted by the Plan. In making said determination, reliance has been placed upon written representations made by the developer to such effects and upon City staff awareness of the feasibility of developing the project site. A comparative analysis of estimated market values both with and without establishment of the District and the use of tax increments has been performed as described above. Such analysis is included with the cashflow in Appendix E, and indicates that the increase in estimated market value of the proposed development (less the indicated City of Prior Lake Tax Increment Financing Plan for Ta.x Increment Financing District No. ]-3 2-13 subtractions) exceeds the estimated market value of the site absent the establishment of the District and the use of tax increments. Subsection 2-30. Summary The City of Prior Lake is establishing the District to preserve and enhance the tax base, redevelop substandard areas, and provide employment opportunities in the City. The Tax Increment Financing Plan for the District was prepared by Ehlers & Associates, Inc., 3060 Centre Pointe Drive, Roseville, Minnesota 55113, telephone (651) 697-8500. City of Prior Lake Tax Increment Financing Plan for Tax Increment Financing District No. 1-3 2-14 APPENDIX A PROJECT DESCRIPTION The Lakefront Plaza project is proposed to be built on Block 9 on the northern edge of downtown Prior Lake. The Development will consist of approximately 79 units of housing for purposes 55 years of age or older and 12,000 square feet of retail uses. The residential component would consist of one- and two- bedroom condominium units with various support facilities and amenities. The retail element could contain office and small stores compatible with the residential use. The City plans to undertake improvements on adjacent streets. APPENDIX A-I APPENDIX B DESCRIPTION OF PROPERTY TO BE INCLUDED IN THE DISTRICT The District encompasses all property and adjacent rights-of-way identified by the parcels listed below. These parcels have been combined prior to the establishment of the District by the City Council into a single parcel. This parcel has not received a parcel identification number as of the date ofthe establishment of the District. Clb I ~ It Parcel NlITIbers 25-001062-0 25-001068-0 25-001063-0 25-001069-0 25-001066-0 25-001070-0 25-001067 -0 APPENDIX B-1 APPENDIX C ESTIMATED CASH FLOW FOR THE DISTRlCT APPENDIX C-I 12112101 TIF DISTRICT NO. 1-3 T.I.F. CASH FLOW ASSUMPTIONS Innation Rate: Present Value Rate Pay As You Go Nole: Present Value Rate City Internal Rate: Note Issue Date: Tax Extension Rate Frozen: (from City) Tax Extension Rate Curren\: (from City) Assumes First Tax Increment Years of T ax Increment Amount of incremenl win vary depending upon market value, tax rates, class rates, construction schedule, and inflation on market value. Inflation on tax rates cannot be captured. BASE VALUE INFORMATION PIO Market Class Tax Value Rate Caoacitv 125-001062-0 45.000 1.00% 450 25-001063-0 152.700 1.00% 1.527 125-001066-0 35.000 1.00% 350 125-001067-0 90.700 1.00% 907 125-001068-0 35,000 1.00% 350 125-001069.0 25.000 1.00% 250 125-001070-0 15.000 1.00% 150 ITotal 398.400 3.984 PROJECT IN FORMA TION ICommerical I Housing I Total Number Units - Sq. Ft. 12,000 79 Class Rate 1.5% - 2.0% 1.00% MVPer Units - Sq. Ft. 100 133.544 Tax Capacity 23.250 105,500 128.750 Prepared by Ehlers Date Pavable 2002 2002 2002 2002 2002 2002 2002 Market Value 1.200.000 10.550.000 11.750,000 0.0000% 8.000% 6.000% February 1, 2002 1.200000 est. Pay 2002 1.200000 est. Pay 2002 2004 26 Date Payable 2004 P1an-2001-1 12/12/01 llF DISTRICT NO. 1-3 TJ.F. CASH FLOW ASSUMPTIONS Base Project Captured Sem~Annual Slate Aud. PooUng Admin Sem~Annual Sem~Annual PAYMENT DATE PERIOD BEGINNING Tax Tax Tax Tax at At at Net Tax Present Pay Yrs. Mth. Yr. Capacity Capacity Capacity Increment 0.50% 15.00% 10.00% Increment Value Yrs. MIh. Yr. 0.0 02-01 2002 3,984 3,984 0 0 0 0 0 0 0 0.0 08-01 200:; 0.0 08-01 2002 3,984 3,984 0 0 0 0 0 0 0 0.0 02-01 200~ 0.0 02-01 2003 3.984 3.984 0 0 0 0 0 0 0 0.0 08-01 200~ 0.0 08-01 2003 3,984 3,984 0 0 0 0 0 0 0 0.0 02-01 2rot 0.0 02-01 2004 3,984 128.750 124.766 74,860 (374) (11,173) (7,449) 55.884' 45,916 0.5 08-01 2rot 0.5 08-01 2004 3.984 128,750 124.766 74.860 (374) (11,173) (7,449) 55,864. 90,066 1.0 02-01 200~ 1.0 02-01 2005 3,984 128.750 124.766 74,860 (374) (11,173) (7,449) 55.864. 132,518 1.5 08-01 200~ 1.5 08-01 2005 3,984 128.750 124,766 74.860 (374) (11,173) (7.449) 55,864- 173,338 2.0 02-01 200e 2.0 02-01 2006 3.984 128.750 124,766 74.860 (374) (11,173) (7.449) 55,864- 212,587 2.5 08-01 200E 2.5 08-01 2006 3,984 128.750 124,766 74.860 (374) (11.173) (7,449) 55,864 . 250.327 3.0 02-01 2007 3.0 02-01 2007 3,984 128,750 124,766 74,860 (374) (11,173) (7.449) 55,864 . 286.615 3.5 08-01 2007 3.5 08-01 2007 3.984 128,750 124.766 74.860 (374) (11.173) (7,449) 55.884 . 321.507 4.0 02-01 200E 4.0 02-01 2008 3,984 128,750 124,766 74,860 (374) (11,173) (7,449) 55.864 355.058 4.5 08-01 200E 4.5 08-01 2008 3.984 128,750 124.766 74,860 (374) (11,173) (7,449) 55.864. 387.318 5.0 02-01 200S 5.0 02-01 2009 3.984 128,750 124,766 74,860 (374) (11,173) (7,449) 55.864' 418.337 5.5 08-01 200S 5.5 08-01 2009 3.984 128.750 124,766 74.860 (374) (11,173) (7,449) 55.864 . 448,163 6.0 02-01 201C 6.0 02-01 2010 3.964 128.750 124,766 74,860 (374) (11,173) (7,44!l) !j5,864 476.642 6.5 08-01 201C 6.5 08-01 2010 3.984 128.750 124,766 74.860 (374) (11.173) (7.449) 55.864. 504.418 7.0 02-01 2011 7.0 02-01 2011 3.964 128,750 124,766 74,860 (374) (11,173) (7,449) 55,864. 530,934 7.5 08-01 2011 7.5 08-01 2011 3,984 128.750 124.766 74,860 (374) (11,173) (7,449) 55,864. 556,429 8.0 02-01 2012 8.0 02-01 2012 3.984 128.750 124,766 74,860 (374) (11.173) (7,449) 55.864 . 580,944 8.5 08-01 2012 8.5 08-01 2012 3.984 128.750 124,766 74,860 (374) (11,173) (7.449) 55.864 . 604,516 9.0 02-01 2013 9.0 02-01 2013 3,984 128.750 124.766 74,860 (374) (11.173) (7,449) 55.864 . 627.182 9.5 08-01 2013 9.5 08-01 2013 3.964 128.750 124,766 74,860 (374) (11,173) (7.449) 55,864. 648.976 10.0 02-01 2014 10.0 02-01 2014 3.984 128.750 124.766 74,860 (374) (11,173) (7,449) 55.864. 669,931 10.5 08-01 2014 10.5 08-01 2014 3.984 128.750 124,766 74.860 (374) (11.173) (7.449) 55.864. 690.081 11.0 02-01 2015 11.0 02-01 2015 3,984 128.750 124.766 74,860 (374) (11.173) (7.449) 55.864. 709.455 11.5 08-01 2015 11.5 08-01 2015 3,984 128.750 124,766 74,860 (374) (11.173) (7.449) 55,864 . 728.085 12.0 02-01 2016 12.0 02-01 2016 3,964 128,750 124.766 74.860 (374) (11.173) (7.449) 55,864. 745.997 12.5 08-01 2016 12.5 08-01 2016 3,984 128.750 124,766 74.860 (374) (11,173) (7,449) 55.864. 763,221 13.0 02-01 2017 13.0 02-01 2017 3.984 128,750 124.766 74.860 (374) (11.173) (7.449) 55,864 . 779.783 13.5 08-01 2017 13.5 08-01 2017 3,984 128.750 124,766 74,860 (374) (11,173) (7,449) 55.864 795,707 14.0 02-01 2018 14.0 02-01 2018 3,964 128,750 124,766 74.860 (374) (11.173) (7,449) 55,864 . 811.019 14.5 08-01 2018 14.5 08-01 2018 3.964 128.750 124,766 74,860 (374) (11,173) (7.449) 55.864 . 825.742 15.0 02-01 2019 15.0 02-01 2019 3.984 128.750 124,766 74,860 (374) (11.173) (7,449) 55.864 . 839,899 15.5 08-01 2019 15.5 08-01 2019 3.964 128.750 124,766 74,860 (374) (11,173) (7,449) 55.864 853,511 16.0 02-01 2020 16.0 02-01 2020 3.984 128,750 124.766 74,860 (374) (11.173) (7,449) 55,864 . 866,600 16.5 08-01 2020 16.5 08-01 2020 3.964 128,750 124.766 74.860 (374) (11.173) (7,449) 55.864 . 879,186 17.0 02-01 2021 17.0 02-01 2021 3.964 128.750 124,766 74.860 (374) (11,173) (7,449) 55,864 . 891,287 17.5 08-01 2021 17.5 08-01 2021 3.984 128.750 124,766 74.860 (374) (11.173) (7,449) 55,864 . 902.923 18.0 02-01 2022 18.0 02-01 2022 3.984 128,750 124,766 74.860 (374) (11.173) (7,449) 55,864 . 914,111 18.5 08-01 2022 18.5 08-01 2022 3,984 128.750 124,766 74,860 (374) (11,173) (7,449) 55,864 . 924.869 19.0 02-01 2023 19.0 02-01 2023 3.984 128,750 124.766 74,860 (374) (11,173) (7,449) 55,864 . 935,213 19.5 08-01 2023 19.5 08-01 2023 3,984 128,750 124,766 74,860 (374) (11,173) (7,449) 55,864 ,. 945,160 20.0 02-01 2024 20.0 02-01 2024 128,750 128.750 0 0 0 0 0 0 945.160 20.5 08-01 2024 20.5 08-01 2024 128.750 128.750 0 0 0 0 0 0 945.160 21.0 02-01 2025 21.0 02-01 2025 128,750 128,750 0 0 0 0 0 0 945,160 21.5 08-01 2025 21.5 08-01 2025 128,750 128,750 0 0 0 0 0 0 945,160 22.0 02-01 2026 22.0 02-01 2026 128,750 128,750 0 0 0 0 0 0 945,160 22.5 08-01 2026 22.5 08-01 2026 128,750 128.750 0 0 0 0 0 0 945,160 23.0 02-01 2027 23.0 02-01 2027 128,750 128.750 0 0 0 0 0 0 945,160 23.5 08-01 2027 23.5 08-01 2027 128.750 128,750 0 0 0 0 0 0 945.160 24.0 02-01 2028 24.0 02.01 2028 128.750 128,750 0 0 0 0 0 0 945.160 24.5 08-01 2028 24.5 08-01 2028 128.750 128,750 0 0 0 0 0 0 945,160 25.0 02-01 2029 25.0 02-01 2029 128.750 128,750 0 0 0 o. 0 0 945.160 25.5 08-01 2029 25.5 08-01 2029 128.750 128.750 0 0 0 0 0 0 945.160 26.0 02-01 2030 Tolals 2,994.364 (14.972) (446.912) (297.941) 2.234.559 I Present Value 1.266.546 1229,458) 1152.972) 945.160 I Present Value Rate 8.000% 6.000"/0 6.000% 8.000% Prepared by Ehlers Pla....ZOO1.1 APPENDIX D REDEVELOPMENT QUALIFICATIONS FOR THE DISTRICT The parcel contains four buildings - one house with an attached garage and one house with an unattached garage and a shed. The unattached garage an.d the shed are outbuildings. The two houses are determined to be structurally substandard based on the findings of the City's Building Inspector contained in the attached memorandum. The District consists of one parcel and 100% of the area of the District is occupied because the parcel meets the occupied test as set forth in the attached. APPENDIX D-I City of Prior Lake, Minnesota - TIF District No. 1-3 Qualifications 12-Dec-01 Parcel Name Combined Parcel Parcel Number TBD Occupied Type Sq. Ft. (Approx.) Occupied 12,376 Improyemer Percent Occupied 16% Total 77 ,508 12,376 77,508 PERCENT OCCUPJED* = 100.00% Occupied can include buildings, parking lots, and utilities. Step Two S~ .... _._ ....,.,_. ........,'~.%~f~f~~~~i'gii~~~I~~~~:~j.~,~{~t:r~'{;fi1i:ji).'Ii~~1~\~{~i~~ig1~~~J~jf~Ji"$;i:;}.~:,~::.:}~T::;;?i~~:.;f~" Parcel Parcel Number of Buildings Name Number Buildings Substandard Combined Parcel TBD 2 2 Total 2 2 PERCENT BLIGHTED = 100.00% re qualif.123 APPENDIX E BUT FOR QUALIFICA nONS FOR THE DISTRlCT But For Analysis Current Market Value Est. New Market Value Est. Difference Present Value of Tax Increment Difference , Value Likely to Occur Without TJ.F is Le~~_._Than: APPENDIX $398,400 10.550.000 $10,151,600 1.266.546 $8,885,054 $8,885,054 E-l The reasons and facts supporting the findings for the adoption of the Tax Increment Financing Plan for Tax Increment Financing District No. 1-3, as required pursuant to Minnesota Statutes, Section 469.175, Subdivision 3 are as follows: 1. Finding that Tax Increment Financing District No. 1-3 is a redevelopment district as defined in MS, Section 469.174, Subd 10(a)(1). The District consists of seven parcels, with plans to redevelop the area for senior housing and commercial purposes. At least 70 percent of the area in the parcels in the District are occupied by buildings, streets, utilities, or other improvements and more than 50 percent of the buildings in the District, not including outbuildings, are structurally substandard to a degree requiring substantial renovation or clearance (See Appendix D of the TIF plan). 2. Finding that the proposed development, in the opinion of the City Council, would not reasonably be expected to occur solely through private investment within the reasonably foreseeable future and that the increased market value of the site that could reasonably be expected to occur without the use of tax increment financing would be less than the increase in the market value estimated to result from the proposed development after subtracting the present value of the projected tax increments for the maximum duration of Tax Increment Financing District No. 1-3 permitted by the Plan. The proposed development, in the opinion of the City, would not reasonably be expected to occur solely through private investment within the reasonably foreseeable future: This finding is supported by the fact that the redevelopment proposed in this plan meets the City's objectives for redevelopment. Due to the high cost of redevelopment on the parcels currently occupied by substandard buildings, the limited amount of commercial/industrial property for expansion adjacent to the existing project, the incompatible land uses at close proximity, and the cost offinancing the proposed improvements, this project is feasible only through assistance, in part, from tax increment financing. The developer was asked for and provided a letter and a proforma as justification that the developer would not have gone forward without tax increment assistance (see attachment in Appendix E). The increased market value of the site that could reasonable be expected to occur without the use of tax increment financing would be less than the increase in market value estimated to result from the proposed development after subtracting the present value of the projected tax increments for the maximum duration of the TIF District permitted by the Plan: The City supported this finding on the grounds that the cost of site and public improvements and utilities add to the total redevelopment cost. Historically, site and public improvements costs in this area have made redevelopment infeasible without tax increment assistance. Therefore, the City reasonably determined that no other redevelopment of similar scope is anticipated on this site without substantially similar assistance being provided to the development. A comparative analysis of estimated market values both with and without establishment of the District and the use of tax increments has been performed as described above. If all development which is proposed to be assisted with tax increment were to occur in the District, the total increase in market value would be up to $10,151,600. The present value of tax increments from the District is estimated to be $1,266,546. It is the Council's finding that no development with a market value of greater than $8,885,054 would occur without tax increment assistance in this district within 25 years. This finding is based upon evidence from general past experience with the high cost of acquisition and public improvements in the general area of the District(see Cashflow in Appendix C of the TIF Plan). E-2 3. Finding that the Tax Increment Financing Planfor Tax Increment Financing District No. 1-3 conforms to the general plan for the development or redevelopment of the municipality as a whole. The Planning Commission reviewed the Plan and found that the Plan conforms to the general development plan of the City. 4. Finding that the Tax Increment Financing Planfor Tax Increment Financing District No. 1-3 will afford maximum opportunity, consistent with the sound needs of the City as a whole, for the development or redevelopment of Development District No. 1 by private enterprise. The project to be assisted by the District will result in increased employment in the City and the State of Minnesota, the renovation of substandard properties, increased tax base of the State and add a high quality development to the City. Through the implementation of the Plan, the City will increase the availability of safe and decent senior housing in the City. E-3