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HomeMy WebLinkAbout10A 2010 Financial ReportCITY OF PRIOR LAKE PRIOR LAKE , MINNESOTA ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2010 THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE , MINNESOTA TABLE OF CONTENTS FOR THE YEAR ENDED DECEMBER 31, 2010 Page No. INTRODUCTORY SECTION Elected and Appointed Officials 5 F INANCIAL SECTION Independent Auditor ’ s Report 9 Management ’ s Discussion and Analysis 13 Bas ic Financial Statements Government - wide Financial Statements Statement of Net Assets 31 Statement of Activities 32 Fund Financial Statements Governmental Funds Balance Sheet 36 Reconciliation of the Balance Sheet to the Statement of Net As sets 39 Statement of Revenue s , Expenditures and Changes in Fund Balance s 40 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balance s to the Statement of Activities 45 General Fund Statement of Revenue s , Expendi tures and Changes in Fund Balance s - Budget and Actual 46 Proprietary Funds Statement s of Net Assets 48 Statement s of Revenues, Expenses and Changes in Fund Net Assets 50 Statement s of Cash Flows 52 N otes to the Financial Statements 57 Requi red Supplementary Information Schedule of Funding Progress for the Postemployment Benefit Plan 91 C ombining and Individual Fund Financial Statements and Schedules Nonmajor Governmental Funds Combining Balance Sheet 94 Combining S tatement of Rev enue s , Expenditures and Changes in Fund Balance s 95 Nonmajor Special Revenue Funds Combining Balance Sheet 96 Combining S tatement of Revenues, Expenditures and Changes in Fund Balances 98 Nonmajor Capital Projects Funds Combining Balance Sheet 100 Combining S tatement of Revenues, Expenditures and Changes in Fund Balances 1 04 General Fund Schedule of Revenue, Expenditures and Changes in Fund Balance s - Budget and Actual 1 08 Debt Service Funds Combining Balance Sheet 116 Combining S tatement of Revenues, Expenditures and Changes in Fund Balances (Deficits) 120 S up plementary Information (Unaudited) Summary Financial Report Revenues and Expenditures for General Operations 127 CITY OF PRIOR LAKE, MINNESOTA TABLE OF CONTENTS - C ONTINUED FOR THE YEAR ENDED DECEMBER 31, 2010 Page No. FINANCIAL EXHIBITS (UNAUDITED) Combined Schedule of Indebtedness 130 Bond Schedules 1 32 Debt Service Requirements 1 38 Tax Levies and Collections, Special Assessment Levies and Collections and Other Schedules 1 40 Key F inancial I ndicators 142 OTHER REQUIRED REPORT Report on Minnesota Legal Compliance 1 45 INTRODUCTORY SECTION CITY OF PRIOR LAKE PRIOR LAKE , MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2010 THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE , MINNESOTA ELECTED AND APPOINTED OFFICIALS FOR THE YEAR ENDED DECEMBER 31, 2010 ELECTED Name Title Term Expires Mike Myser Mayor 12/31/12 Warren Erickson Council 12/31/12 Ken Hedberg Council 12/31/14 Richard Keeney Council 12/31/12 Steve Millar Council 12/31/10 APPOINTED Frank Boyles City Manager Jerilyn Erickson Finance Director Janie Gilb Accounting Supervisor THIS PAGE IS LEFT BLANK INTENTIONALLY FINANCIAL SECTION CITY OF PRIOR LAKE PRIOR LAKE , MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2010 THIS PAGE IS LEFT BLANK INTENTIONALLY INDEPENDENT AUDITOR ’ S REPORT Honorable Mayor and Counc il City of Prior Lake Prior Lake, Minnesota We have audited the accompanying financial statements of the governmental activities, the business - type activities, each major fund, and the aggregate remaining fund information of the City of Prior Lake , Minnes ota (the City) , as of and for the year ended December 31, 2010 , which collectively comprise the City ’ s basic financial statements as listed in the table of contents . These financial stat ement s are the responsibility of the City ’ s management . Our responsibility is to express opinion s on these financial statement s based on our audit. The prior year comparative information has been derived from the City ’ s 2009 financial statements and, in our report dated April 28 , 2010 , we expressed unqualified opinions on the respective proprietary fund financial statements. We conducted our audit in accordance with auditing standards generally accepted in the United States of America . Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement s are free of material misstatement . An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statement s . An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statemen t presentation . We believe that our audit provides a reasonable basis for our opinion s. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business - type activities, each major fund, and the aggregate remaining fund information of the City as of December 31, 2010 , and the respective changes in financial position and , wher e applicable, cash flows and the respective budgetary comparison f or the General fund ther e of , for the year then ended in conformity with accounting principles generally accepted in the United States of America . Accounting principles generally accepted in the United States of America require that the Management ’ s Discussion and Analysis on pages 13 through 27 and the Schedule of Funding Progress for the Postemployment Benefit Plan on page 91 be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate op erational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of Ameri ca, which consisted of inquiries of manag ement about the methods of preparing the information and comparing the information for consistency with management ’ s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial stateme nts. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. THIS PAGE IS LEFT BLANK INTENTIONALLY Our audit was conducted for the purpose of f orming an opinion on the basic financial statements that collectively comprise the City’s basic financial statements as a whole. The introductory section, combining and individual fund financial statements an d schedules, supplementary information and finan cial exhibits are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and schedules are th e responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional proced ures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, a nd other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the financial statements as a whole. The i ntroductory section , supplementary information and financi al exhibits have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. May 5, 2 011 ABDO, EICK & MEYERS, LLP Certified Public Accountants Minneapolis, Minnesota THIS PAGE IS LEFT BLANK INTENTIONALLY Management’s Discussion and Analysis As management of the City of Prior Lake (the City), we offer readers of the City’s financial statements this narrative overvi ew and analysis of the financial activities of the City for the fiscal year ended Decem ber 31, 2010 . Financial Highlights In April 2010, Moody’s Investor Services recalibrated the City of Prior Lake’s bond rating to the global rating scale and therefore changed the City’s bond rating from Aa3 to an Aa2 . The Aa2 bond rating was reaffirmed with the 2010 bond issuance. The high - quality Aa2 rating reflects the city's advantageous location within the Twin Cities Metropolitan Area and above average wealth levels, healthy financial operations supported by ample operating reserves, and above avera ge, yet manageable debt burden typical of a growing municipality. (net asse ts The assets of the City exceeded its liabilities at the close of the most recent fiscal year by $141,812,944 ) . Of unrestricted net assets this amount, $21,018,355 ( ) may be used to meet the City’s ongoing obligations to citizens and creditors. The City’s total net assets increased by $12,378,350 . As of the close of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $15,371,475 , a n in crease of $1,628,326 in comparison with the prior year . Approximately 42 percent of this total amount or $6,459,595 is classified as unreserved, but is designated for capital outlay, capital improvements, development loans , severance compensation, commu nications and working capital . Additional constraints may apply to the designated uses. At the end of the current fiscal year, unreserved fund balance for the general fund was $7,075,367 , or 58.1 percent of budgeted 201 1 expenditures and transfers ( $12,1 88,313 ). Overview of the Financial Statements This discussion and analysis are intended to serve as an introduction to the City’s basic financial statements . The City’s basic financial statements comprise three components: 1) government - wide financial statements, 2) fund financial statements, and 3) notes to the financial statements . This report also contains other supplemental information in addition to the basic financial statements themselves. Government - wide Financial Statements government - wi de financial statements The are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private - sector business. statement of net assets The presents information on all of the City’s assets and liabilities, with the difference between the two net assets reported as . Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. statement of activities The presents informati on showing how the City’s net assets changed during the most recent fiscal year . All regardless of the timing of changes in net assets are reported as soon as the underlying event giving rise to the change occurs, related cash flows . Thus, revenues and e xpenditures are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). Both of the government - wide financial statements distinguish functions o f the City that are principally supported by taxes and governmental activities intergovernmental revenues ( ) from other functions that are intended to recover all or a significant portion business - type activitie s of their costs through user fees and charges ( ) . The governmental activities of the City include general government, public safety, public works, culture and recreation, economic development and interest on long - term debt . The business - type activities of the City include water utility, sewer utilit y , storm water utility and transit services . The government - wide finan cial statements start on page 31 of this report. Fund Financial Statements fund A is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives . The City, like other state and local government, uses fund accounting to ensure and demonstrate compliance with finance - related legal requirements . All of the funds of the City can be divided into two cate gories: governmental funds and proprietary funds. Governmental funds Governmental funds governmental . are used to account for essentially the same functions reported as activities in the government - wide financial statements . However, unlike the governme nt - wide financial statements, governmental near - term inflows and outflows of spendable resources balances of spendable fund financial statements focus on , as well as on resources available at the end of the fiscal year . Such information may be useful in e valuating a government’s near - term financing requirements. Because the focus of governmental funds is narrower than that of the government - wide financial statements, it is useful to governmental funds governmental activities compare the information presented for with similar inf ormation presented for in the government - wide financial statements . B y doing so, readers may better understand the long - term impact of the City’s near - term financing decisions . Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures governmental funds governmental and changes in fund balances provide a reconciliation to facilitate this comparison between and activities . In accordance with governmental accounting standards t he City mai ntains 38 individual governmental funds , 16 which are Debt Service funds . Information is presented separately in the B alance S heet (Governmental Funds) and in the S tatement of R evenues, E xpenditures and C hanges in F und B alances (Governmental Funds) for th e Ge neral Fund , Debt Service Funds , and Construction Funds , which are the major funds . Data from the other 20 governmental funds are combined into a single, aggregated presentation of Other Governmental Funds . Individual fund data for each of the nonmajo r governmental funds and the debt service fund is combining statements provided in the form of elsewhere in this report. The City adopts an annual appropriated budget for its General fund . A budgetary comparison statement has been provided for the Genera l Fund to demonstrate compliance with this budget. The basic governmental fund financial statements start on page 3 6 of this report. Proprietary funds Enterprise funds business - type activities . are used to report the same functions presented as in the g overnment – wide financial statements . The City uses enterprise funds to account for its water utility, sewer utilit y , storm water utility and transit services . Proprietary funds provide the same type of information as the government - wide financial state ments, only in more detail . The basic proprietary fund financial statements starts on page 48 of this report. Notes to Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the g overnment - wide and fund financial statements . The notes to the financial statements start on page 57 of this report. Other Information The combining statements referred to earlier in connection with nonmajor governmental funds and internal service funds are presented immediately following the notes to financial statements . Combining and individual fund financial statements and schedules start on page 9 4 of this report. Government - wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government’s financial position . In the case of the City, assets exceeded liabilities by $141,812,944 at the close of the most recent fiscal year. The City’s investment in capital assets (e.g., land, buildings, machinery and e quipment), less any related debt used to acquire those assets that are still outstanding total 83 percent of total net assets . The City uses these capital assets to provide services to not citizens; consequently, these assets are available for future spen ding . Although the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sou rces, since the capital assets themselves cannot be used to liquidat e these liabilities. Net Assets Governmental Activities Business-type Activities Increase Increase 2010 2009 (Decrease) 2010 2009 (Decrease) Assets Cash and temporary investments $ 16,354,806 $ 15,090,118 $ 1,264,688 $ 8,291,785 $ 8,952,341 $ (660,556) Cash held in trust 10,000 10,000 - - - - Receivables Delinquent taxes 291,088 384,779 (93,691) - - - Accounts 169,299 162,624 6,675 98,211 110,910 (12,699) Special assessments 2,186,104 2,629,126 (443,022) 5,051 9,590 (4,539) Due from other governmental agencies 208,069 114,827 93,242 75,274 58,434 16,840 Bond discount and issuance costs, net 381,054 368,329 12,725 - - - Capital assets not being depreciated 60,117,287 60,644,786 (527,499) 102,308 416,414 (314,106) Capital assets net of accumulated depreciation 46,843,817 41,085,141 5,758,676 45,517,163 39,911,547 5,605,616 Total assets 126,561,524 120,489,730 6,071,794 54,089,792 49,459,236 4,630,556 Liabilities Accounts payable and accrued expenses 890,922 669,857 221,065 111,043 104,410 6,633 Due to other governmental agencies 188,222 13,451 174,771 76,450 93,003 (16,553) Accrued salaries payable 29,531 16,184 13,347 6,975 7,740 (765) Deposits payable 160,700 911,965 (751,265) - - - Accrued interest 88,083 95,821 (7,738) - - - Unearned revenue 101,324 22,962 78,362 - - - Long-term liabilities Due within one year Compensated absences payable 258,194 237,733 20,461 49,112 57,575 (8,463) Bonds, capital leases and contracts 2,820,000 2,690,000 130,000 - - - Due in more than one year Other postemployment benefits payable 54,979 36,772 18,207 - - - Compensated absences payable 613,483 609,903 3,580 144,354 116,996 27,358 - - - Bonds, capital leases and contracts 33,245,000 34,830,000 (1,585,000) Total liabilities 38,450,438 40,134,648 (1,684,210) 387,934 379,724 8,210 Net assets Invested in capital assets, net of related debt 71,587,158 64,903,256 6,683,902 45,619,471 40,327,961 5,291,510 Restricted for Debt service 3,587,960 3,921,989 (334,029) - - - Unrestricted 12,935,968 11,529,837 1,406,131 8,082,387 8,751,551 (669,164) Total net assets $ 88,111,086 $ 80,355,082 $ 7,756,004 $ 53,701,858 $ 49,079,512 $ 4,622,346 An ad ditional portion of the City’s net assets ( 2.5 percent) represents resources that are subject to external restrictions on how unrestricted net assets they may be used . The remaining balance of ( $21,018,355 ) may be used to meet the City’s ongoing obligatio ns to citizens, creditors, and contractual obligations for development agreements, tax increment agreements, etc. At the end of the current fiscal year, the City is able to report positive balances in all three categories of net assets, bo th for the City as a whole, as well as for its separate governmental and business - type activities . The increase in net assets in business - type activities was mainly from the contribution of governmental assets , from developers and other funds to the enterprise funds (e .g. infrastructure projects ) . Governmental activities . The changes in net assets for the past two years are summarized below: Changes in Net Assets Governmental Activities Business-type Activities Increase Increase 2010 2009 (Decrease) 2010 2009 (Decrease) Revenues Program revenues Charges for services $ 1,612,656 $ 1,511,645 $ 101,011 $ 4,982,505 $ 5,050,497 $ (67,992) Operating grants and contributions 1,071,439 1,017,050 54,389 513,403 617,052 (103,649) Capital grants and contributions 9,085,058 1,589,812 7,495,246 266,497 1,490,118 (1,223,621) General revenues Taxes 10,958,111 10,738,325 219,786 - - - Grants and contributions not restricted to specific programs 64,438 54,345 10,093 - - - Unrestricted investment earnings 532,638 375,504 157,134 327,530 228,603 98,927 Miscellaneous 39,965 49,674 (9,709) 3,009 4,379 (1,370) Gain on sale of capital assets 15,290 33,024 (17,734) - 350 (350) Capital assets contributed by developers - - - 3,778,762 - 3,778,762 Capital assets contributed to enterprise funds (2,439,677) (13,043,493) 10,603,816 2,439,677 13,043,493 (10,603,816) Transfers 1,912,755 1,357,413 555,342 (1,912,755) (1,357,413) (555,342) Total revenues 22,852,673 3,683,299 19,169,374 10,398,628 19,077,079 (8,678,451) Expenses General government 2,598,576 2,466,707 131,869 - - - Public safety 4,505,765 4,406,836 98,929 - - - Public works 3,759,548 5,407,789 (1,648,241) - - - Culture and recreation 2,169,743 1,961,774 207,969 - - - Economic development 459,010 516,798 (57,788) - - - Interest on long-term debt 1,604,027 1,619,214 (15,187) - - - Water and sewer utilities - - - 2,313,977 4,930,779 (2,616,802) Storm water utility - - - 430,826 361,369 69,457 Transit services - - - 646,686 593,148 53,538 Total expenses 15,096,669 16,379,118 (1,282,449) 3,391,489 5,885,296 (2,493,807) Change in net assets 7,756,004 (12,695,819) 20,451,823 4,622,346 13,191,783 (8,569,437) Net assets, January 1 80,355,082 93,050,901 (12,695,819) 49,079,512 35,887,729 13,191,783 Net assets, December 31 $ 88,111,086 $ 80,355,082 $ 7,756,004 $ 53,701,858 $ 49,079,512 $ 4,622,346 The largest change in the governmental activities was an increase in the amount for capital grants and contribution s which was driven mainl y by developer contributed assets of nearly $7 million . As mentioned on the prior page the increase in business type activities was primarily due to the contribution of governmental assets to the enterprise funds. The graph below relates program revenue s to program expense s exclusive of general revenues: Expenses and Program Revenue s - Governmental Activities $10,000,000 $9,000,000 $8,000,000 $7,000,000 $6,000,000 $5,000,000 $4,000,000 $3,000,000 $2,000,000 $1,000,000 $ - Expenses Program Revenues Revenues by Source - Governmental Activities Operating grants and Unrestricted Charges for services contributions investments earnings 6.90% 4.58% 2.28% Miscellaneous .24% Capital grants and contributions Other taxes 38.86% 2.34% Property taxes 44.52% Grants and contributions unrestricted 0.28% For the most part, increases in expenses closely paralleled inflation and growth in the demand for services . Business - type activities . Business - type activities increased the City’s net assets $4,622,346 . Expenses and Program Revenues - Business - type Activities $3,000,000 $2,500,000 $2,000,000 $1,500,000 $1,000,000 $500,000 $ - Water Sewer Water quality Transit Expenses Program Revenues Revenues by Source - Business - type Activities Charges for services 81.78% Other 5.42% Operating grants and Capital grants and contributions contributions 8.43% 4.37% Financial Analysis of the Government’s Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance - related legal requirements . Governmental funds governmental funds . The focus of the City’s is to provide information on near - term inflows, outflows and spendable balances of resources . Such information is useful in assessing the City’s financing requirements . In particular, unr eserved fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. Activity in the City’s major funds is discussed below. Fund Balance December 31, Increase Major funds 2010 2009 (Decrease) $ 7,075,367 $ 6,036,756 $ 1,038,611 General The General Fund is the primary operating fund of the City. The increase in the general fund was mainly due to an increase in overall revenue. Expenditures were comparable to prior years amounts. $ 1,836,513 $ 1,748,491 $ 88,022 Debt Service The debt service fund balance increased $88 thousand. The City manages cash flow in all debt service funds and ensures adequate resources exist to fund future obligations. This increase is mainly due to an increase in special assessment collections. $ 712,882 $ 642,912 $ 69,970 Construction The increase in fund balance is mainly due to transfers in from other funds and the issuance of the 2010 improvement bonds. General Fund Budgetary Highlights Actual revenues were $ 525 ,00 5 over budget in 2010 . This is primarily due to taxes, licenses and permits, interest income, and charges for services revenue collections being higher than anticipated . The only revenue so urces that were under budget were fines and forfeitures and miscellaneous revenues, which in total were under budget by $7 0,82 9 . Act ual expenditures were $520,767 less than budget in 2010 . The largest variances from budget were general government and public safety, both being under budget by $217,100 and $164,277, respectively . In addit ion, the contingency reserve also provided savings of $62,550. The City’s General Fund balance will have increased by an estimated net amount of $1.04 million to a pr eliminary audited position of $7 .0 8 million. This General Fund balance amount represents a reserve of 5 8 percent based upon the 2011 annual budget. Capital Assets . The City’s investment in capital assets for its governmental and business type activities as of December 31, 2010 , net of accumulated depreciati on amounts to $152,580,575 ( ) . This investment in capital assets includes land, buildings and infrastructure improvements, machinery and equipment, park facilities, roads, highways and bridges. A number of prior developer constructed infrastructure assets were capitalized in 2010 . This was the main reason for the increase from the prior year. Capital Assets , N et of D epreciation Governmental Activities Business-type Activities Increase Increase 2010 2009 (Decrease) 2010 2009 (Decrease) Land $ 56,802,226 $ 55,803,225 $ 999,001 $ - $ - $ - Construction work in process 3,315,061 4,841,561 (1,526,500) 102,308 416,414 (314,106) Easement - - - 75,300 71,841 3,459 Land improvements 921,687 943,732 (22,045) 62,261 69,178 (6,917) Machinery and equipment 2,250,171 2,439,540 (189,369) 234,324 261,056 (26,732) Vehicles 1,725,278 1,973,058 (247,780) - - - Infrastructure 41,946,681 35,728,811 6,217,870 45,145,278 39,509,472 5,635,806 Total $ 106,961,104 $ 101,729,927 $ 5,231,177 $ 45,619,471 $ 40,327,961 $ 5,291,510 Additional information on the City’s capital assets can be found in Note 3C starts on page 69 of this report. Long - term debt . At the end of the current fiscal year, the City ha d total bonded debt outstanding of $36,065,000 . The City’s total debt decreased during the current fiscal year due to the scheduled retirement of outstanding bonds. Outstanding Debt General Obligation and Revenue Bonds, Compensated Absences and Other Po st Employment Benefit Obligations Governmental Activities Business-type Activities Increase Increase 2010 2009 (Decrease) 2010 2009 Decrease General obligation special assessments bonds $ 7,180,000 $ 7,265,000 $ (85,000) $ - $ - $ - General obligation tax increment bonds 310,000 325,000 (15,000) - - - General obligation bonds 9,545,000 10,335,000 (790,000) - - - Revenue bonds 9,280,000 9,465,000 (185,000) - - - General obligation capital improvement bonds 915,000 1,030,000 (115,000) - - - General obligation revenue bonds 8,835,000 9,100,000 (265,000) - - - Other postemployment benefit payable 54,979 36,771 18,208 - - - Compensated absences payable 871,677 847,637 24,040 193,466 174,571 18,895 Total $ 36,991,656 $ 38,404,408 $ (1,412,752) $ 193,466 $ 174,571 $ 18,895 In April 2010, Moody’s Investor Services recalibrated the City of Prior Lake’s bond rating to the global rating scale and the refore changed the City’s bond rating from Aa3 to an Aa2 . The Aa2 bond rating was reaffirmed with the 2010 bond issuance. The City’s statutory debt limit is equal to three percent of estimated taxable market value of property located within the City . The ta xable market value totals $2,753 , 127 ,0 00, which calculates to a debt margin of $8 2, 593 , 810 . Debt financed partially or enti rely by special assessments is not applied against the City’s debt limit, nor is debt financed by proprietary fund revenu es . Currently, the City h as $10,460,000 of general obligation debt outstan ding leaving a debt margin of $72,133,810 . Additional info rmation on the City’s long - term debt can be found in Note 3E which starts on page 7 3 of this report. Economic Factors and Next Year’s Budgets and Rates The City adopted a general operating budget of $12,1 88 , 313 for fiscal year 201 1 , a n inc rease of $ 67, 767 or 0. 56 percent over the 20 10 budget . This budget reflects an anticipated reduction of $2 58 ,000 in Market Value Homestead Credit from the State and the elimination of the contingency account. The City approved a $35,000 or 0.35 percent property tax l evy increase for 201 1 . This includes the levy required to meet the debt service obligations on infrastructure improvements and major capital assets and reflects a modest increase in development - related revenues. The 201 1 budget for the enterprise funds i s $ 8.1 million, an increase of $ 928 ,000 over the 20 10 budget . This is primarily due to increased capital projects in the Water Fund and Water Quality Fund. 2011 budgets were adopted for the Debt Service Funds and Revolving Equipment Fund in the amounts o f $4.3 million and $694,000, respectively . Budgets were not adopted for these funds in prior years. Continued staged development of land with the 3,000 acres annexed in 2004 from Spring Lake Township will provide the majority of the City’s anticipated ma rket value growth over the course of the next 10 - 15 years. Building permit revenues were adjusted to reflect a modest increase to an anticipated 6 0 single family construction starts in 201 1. Improvements scheduled for financing in 201 1 include Rutgers, W atersedge and Grayling Neighborhood Reconstruction and the County Road 21/Arcadia intersection. Financial management policies The City has set a goal to establish “Financial Performance Standards” to measure the financial health of the City. These stand ards serve multiple purposes: (a) to serve as best practice measures to strengthen the City’s financial position and maximize the return of the taxpayer dollar (b) to communicate the fiscal performance and condition of the City to residents in a consistent mann er (c) to facilitate the setting of policy and financial direction by the Council with resident input The financial management policies are to be reviewed by City Council and additional objectives considered in 2011. Objective 1: Aa2 Bond Rating Achieve an Aa2 Bond Rating - Strong credit rating by Moody’s Inc. provides low cost financing for the City’s general obligation bonds . In April 2010, Moody’s Investor Services recalibrated the City of Prior Lake’s bond rating to the global rating scale and therefo re changed the City’s bond rating from Aa3 to an Aa2 . The Aa2 bond rating was reaffirmed with the 2010 bond issuance. Objective 2: 45 Percent General Fund Reserve Balance Maintain a 45 Percent General Fund Reserve Balance - Office of the State Audito r (OSA) and City Auditor recommended reserve to provide adequate cash flow, offset revenue shortfalls and insurance for unforeseen catastrophic events . In April, 2011, t he City Council adopted the Comprehensive Financial Management Policy which estab lishe s targeted reserve levels based on sound rationale and defines intended uses. $14,000,000 $12,426,431 $12,476,974 $12,188,313 $12,120,546 $11,685,807 $12,000,000 $10,000,000 $8,000,000 58% $6,000,000 50% 44% 45% 41% $4,000,000 $2,000,000 $ - 2006 2007 2008 2009 2010 2011 Actual Fund Balance Budget Objective 3: Lowest City Property Tax Rank in Scott County Achieve the Lowest City Property Tax Rank in Scott County - Favorable tax ra te provides stimulus for growth of residential and commercial property tax base . This data reflects the Tax Capacity Rate which is based on the levies approved by City Council to fund general services such as police, fire, street maintenance, parks, recreation, finance and general administration . The table does not reflect the Market Value Rate which is a tax based on market referenda approved by Prior Lake voters to finance construct ion of two fire stations and improvements to the City parks and library. Cities 20062007200820092010 Belle Plaine 54.893 56.929 55.137 54.023 61.338 Elko New Market - 35.687 * 37.161 36.967 39.580 Jordan 50.789 47.287 51.039 52.736 60.840 New Prague 49.987 50.934 51.402 52.677 58.692 Prior Lake 31.305 28.435 28.064 27.947 29.442 Savage 46.489 50.155 48.356 46.013 47.335 Shakopee 30.974 31.939 31.925 32.630 33.710 * - Consolidated in 20 07 Source: Scott County Department of Taxation Property tax rate - Scott County Cities 70.000 60.000 Belle Plaine Elko New Market 50.000 Jordan 40.000 New Prague 30.000 Prior Lake Savage 20.000 Shakopee 10.000 0.000 2006 2007 2008 2009 2010 Objective 4: 100 Percent Funded Fire Relief Association Pension Assure 100 percent f unded Fire Relief Association Pension - reduces reliance upon future property rate increases . The last year of reported information is 2009 . The 201 1 budget includes a $ 100,105 contribution to address a portion of the pension deficit. Fire Relief Funding Rate 140.00% 115.50% 120.00% 118.50% 100.00% 110.00% 80.00% 79.63% 60.00% 68.20% 40.00% 20.00% 0.00% 2005 2006 2007 2008 2009 Objective 5: 98 Percent General Fund Budget Outcome Limit expenditure level to a 98 percent General Fund Budget Outcome - ensures fiscal accountability at the highest level . In anticipation of a reduction in revenues, the organizational structure was modified and expenditures were reduced for all departments. Actual Expenditures to Budget 105% 101.0% 98.0% 100% 95.0% 95% 91.9% 89.6% 90% 85% 80% 2006 2007 2008 2009 2010 Objective 6: 97 Percent Investment Position of All City Funds Manage a 97 percent Investment Position of All City Funds - Active investment realizes best possible return and fund stewardship. Percent of cash invested 100% 99% 99% 99% 99% 98% 98% 98% 98% 97% 97% 96% 96% 96% 95% 95% 2006 2007 2008 2009 2010 Objective 7: 60/40 Percent Property Tax Ratio Target a 60/40 percent Property Tax Ratio - A proper balance between property tax and non - property tax revenues provides relief to the citizen in the form of lower property taxes. Non - property revenue to total revenue 50% 44% 42% 45% 41% 40% 36% 36% 35% 30% 25% 20% 15% 10% 5% - 2006 2007 2008 2009 2010 Requests for Information This financial report is designed to provide a general overview of the City’s finances for all those with an interest in the City’s finances . Questions concerning any of the information provided in this report or requests for additional financial inform ation should be addressed to the Finance Director, City of Prior Lake, 4646 Dakota Street, S.E., Prior Lake, Minnesota 55372 - 1714. THIS PAGE IS LEFT BLANK INTENTIONALLY BASIC FINANCIAL STATEMENTS CITY OF PRIOR LAKE PRIOR LAKE , MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2010 THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE, MINNESOTA STATEMENT OF NET ASSETS DECEMBER 31, 2010 Governmental Business-type Activities Activities Total ASSETS Cash and temporary investments $ 16,354,806 $ 8,291,785 $ 24,646,591 Cash held in trust 10,000 - 10,000 Receivables Delinquent taxes 291,088 - 291,088 Accounts 169,299 98,211 267,510 Special assessments 2,186,104 5,051 2,191,155 Due from other governmental agencies 208,069 75,274 283,343 Unamortized bond discount and issuance costs, net 381,054 - 381,054 Capital assets not being depreciated 60,117,287 102,308 60,219,595 Capital assets net of accumulated depreciation 46,843,817 45,517,163 92,360,980 TOTAL ASSETS 126,561,524 54,089,792 180,651,316 LIABILITIES Accounts payable and accrued expenses 890,922 111,043 1,001,965 Due to other governmental agencies 188,222 76,450 264,672 Accrued salaries payable 29,531 6,975 36,506 Deposits payable 160,700 - 160,700 Accrued interest payable 88,083 - 88,083 Unearned revenue 101,324 - 101,324 Long-term liabilities Due within one year Compensated absences payable 258,194 49,112 307,306 Bonds, capital leases and contracts 2,820,000 - 2,820,000 Due in more than one year Other postemployment benefits payable 54,979 - 54,979 Compensated absences payable 613,483 144,354 757,837 Bonds, capital leases and contracts 33, 245,000 - 33,245,000 TOTAL LIABILITIES 38,450,438 387,934 38,838,372 NET ASSETS Invested in capital assets, net of related debt 71,587,158 45,619,471 117,206,629 Restricted for debt service 3,587,960 - 3,587,960 Unrestricted 12,935,968 8,082,387 21,018,355 TOTAL NET ASSETS $ 88,111,086 $ 53,701,858 $ 141,812,944 The notes to the financial statements are an integral part to this statement. CITY OF PRIOR LAKE, MINNESOTA STATEMENT OF ACTIVITIES FOR THE YEAR ENDED DECEMBER 31, 2010 Program Revenues Charges Operating Capital Grants for Grants and and Functions/Programs Expenses Services Contributions Contributions Governmental activities General government $ 2,598,576 $ 929,191 $ 5,500 $ - Public safety Police 2,941,034 126,919 585,743 - Fire 648,433 1,950 480,196 29,333 Other 916,298 335,796 - - Public works 3,759,548 - - 8,922,795 Culture and recreation Library 66,356 - - - Other 2,103,387 218,800 - 132,930 Economic development 459,010 - - - Interest on long-term debt 1,604,027 - - - Total governmental activities 15,096,669 1,612,656 1,071,439 9,085,058 Business-type activities Water 2,313,977 2,121,980 - 235,510 Sewer 2,384,793 2,298,769 - - Water quality 430,826 434,889 18,171 30,987 Transit 646,686 126,867 495,232 - Total business-type activities 5,776,282 4,982,505 513,403 266,497 Total $ 20,872,951 $ 6,595,161 $ 1,584,842 $ 9,351,555 General revenues Taxes Property taxes, levied for general purposes Property taxes, levied for debt service Franchise taxes Tax increments Grants and contributions not restricted to specific programs Unrestricted investment earnings Miscellaneous Gain on sale of capital assets Capital assets contributed by developers Capital assets contributed to enterprise funds Transfers Total general revenues, special items, and transfers Change in net assets Net assets, January 1 Net assets, December 31 The notes to the financial statements are an integral part of this statement. Net (Expenses) Revenues and Changes in Net Assets Governmental Business-type Activities Activities Total $ (1,663,885) $ - $ (1,663,885) (2,228,372) - (2,228,372) (136,954) - (136,954) (580,502) - (580,502) 5,163,247 - 5,163,247 (66,356) - (66,356) (1,751,657) - (1,751,657) (459,010) - (459,010) (1,604,027) - (1,604,027) (3,327,516) - (3,327,516) - 43,513 43,513 - (86,024) (86,024) - 53,221 53,221 - (24,587) (24,587) - (13,877) (13,877) (3,327,516) (13,877) (3,341,393) 8,787,048 - 8,787,048 1,119,117 - 1,119,117 547,442 - 547,442 504,504 - 504,504 64,438 - 64,438 532,638 327,530 860,168 39,965 3,009 42,974 15,290 - 15,290 - 3,778,762 3,778,762 (2,439,677) 2,439,677 - 1,912,755 (1,912,755) - 11,083,520 4,636,223 15,719,743 7,756,004 4,622,346 12,378,350 80,355,082 49,079,512 129,434,594 $ 88,111,086 $ 53,701,858 $ 141,812,944 THIS PAGE IS LEFT BLANK INTENTIONALLY FUN D FINANCIAL STATEMENTS CITY OF PRIOR LAKE PRIOR LAKE, MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2010 CITY OF PRIOR LAKE, MINNESOTA BALANCE SHEET GOVERNMENTAL FUNDS DECEMBER 31, 2010 101 501 Debt General Service Construction ASSETS Cash and temporary investments $ 7,502,234 $ 1,820,802 $ 871,043 Cash held in trust - - - Receivables Delinquent taxes 284,900 - - Accounts 154,674 - - Special assessments Delinquent 577 12,518 - Deferred 6,987 1,407,394 - Other (Green Acres) - 729,616 - Due from other governmental agencies 129,249 57,537 18,375 TOTAL ASSETS $ 8,078,621 $ 4,027,867 $ 889,418 LIABILITIES AND FUND BALANCES LIABILITIES Accounts payable and accrued expenses $ 433,894 $ 4,000 $ 112,106 Due to other governmental agencies 28,343 37,824 46,055 Accrued salaries payable 29,531 - - Deposits payable 150,700 - - Deferred revenue 360,786 2,149,530 18,375 TOTAL LIABILITIES 1,003,254 2,191,354 176,536 FUND BALANCES Reserved for: Debt service - 1,836,513 - Unreserved Designated for: Working capital 7,075,367 - - Unreserved, reported in: Special revenue funds - - - Capital projects funds - - 712,882 TOTAL FUND BALANCES 7,075,367 1,836,513 712,882 TOTAL LIABILITIES AND FUND BALANCES $ 8,078,621 $ 4,027,867 $ 889,418 The notes to the financial statements are an integral part to this statement. Other Total Governmental Governmental Funds Funds $ 6,160,727 $ 16,354,806 10,000 10,000 6,188 291,088 14,625 169,299 - 13,095 25,649 1,440,030 3,363 732,979 2,908 208,069 $ 6,223,460 $ 19,219,366 $ 340,922 $ 890,922 76,000 188,222 - 29,531 10,000 160,700 49,825 2,578,516 476,747 3,847,891 - 1,836,513 - 7,075,367 1,654,577 1,654,577 4,092,136 4,805,018 5,746,713 15,371,475 $ 6,223,460 $ 19,219,366 THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE, MINNESOTA RECONCILIATION OF THE BALANCE SHEET TO THE STATEMENT OF NET ASSETS GOVERNMENTAL FUNDS DECEMBER 31, 2010 Total fund balances - governmental funds $ 15,371,475 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources and therefore are not reported as assets in governmental funds. Cost of capital assets 145,792,682 Less: accumulated depreciation (38,831,578) Long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported as liabilities in the funds. Long-term liabilities at year-end consist of: Compensated absences payable (871,677) Other postemployment benefit payable (54,979) Bond principal payable (36,065,000) Less: bond discount and issuance cost, net of accumulated amortization 381,054 Receivables in the statement of activities that do not provide current financial resources are not reported as revenue in the fund financial statements. Delinquent property taxes 291,088 Special assessments 2,186,104 Governmental funds do not report a liability for accrued interest until due and payable. (88,083) Total net assets - governmental activities $ 88,111,086 The notes to the financial statements are an integral part of this statement. CITY OF PRIOR LAKE, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2010 101 501 Debt General Service Construction REVENUES Taxes $ 8,618,173 $ 1,119,117 $ - Franchise fees 582,959 - - Licenses and permits 410,309 - - Intergovernmental 1,356,875 - 768,264 Charges for services 948,747 - - Fines and forfeitures 126,206 - - Special assessments 1,724 826,744 - Interest on investments 229,676 74,338 35,746 Miscellaneous 39,965 - - TOTAL REVENUES 12,314,634 2,020,199 804,010 EXPENDITURES Current General government 2,081,530 - - Public safety 4,033,412 - - Public works 1,732,532 - - Culture and recreation 1,612,325 - - Economic development 41,151 - - Contingency 6,450 - - Capital outlay General government 44,958 - - Public safety 130,866 - - Public works 1,161 - 3,322,271 Culture and recreation 134,794 - - Economic development - - - Debt service Principal - 2,690,000 - Interest and other - 1,592,747 - TOTAL EXPENDITURES 9,819,179 4,282,747 3,322,271 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 2,495,455 (2,262,548) (2,518,261) The notes to the financial statements are an integral part of this statement. Other Total Governmental Governmental Funds Funds $ 767,070 $ 10,504,360 - 582,959 - 410,309 16,144 2,141,283 670,346 1,619,093 - 126,206 5,423 833,891 192,878 532,638 143,513 183,478 1,795,374 16,934,217 - 2,081,530 - 4,033,412 - 1,732,532 - 1,612,325 - 41,151 - 6,450 17,949 62,907 50,973 181,839 400,146 3,723,578 157,812 292,606 417,859 417,859 - 2,690,000 - 1,592,747 1,044,739 18,468,936 750,635 (1,534,719) CITY OF PRIOR LAKE, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - CONTINUED GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2010 101 501 Debt General Service Construction OTHER FINANCING SOURCES (USES) Transfers in $ 325,000 $ 2,350,570 $ 1,353,231 Bonds issued - - 1,235,000 Transfers out (1,781,844) - - Sale of capital assets - - - TOTAL OTHER FINANCING SOURCES (USES) (1,456,844) 2,350,570 2,588,231 NET CHANGE IN FUND BALANCES 1,038,611 88,022 69,970 FUND BALANCES, JANUARY 1 6,036,756 1,748,491 642,912 FUND BALANCES, DECEMBER 31 $ 7,075,367 $ 1,836,513 $ 712,882 The notes to the financial statements are an integral part of this statement. Other Total Governmental Governmental Funds Funds $ 190,000 $ 4,218,801 - 1,235,000 (524,202) (2,306,046) 15,290 15,290 (318,912) 3,163,045 431,723 1,628,326 5,314,990 13,743,149 $ 5,746,713 $ 15,371,475 THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE, MINNESOTA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES TO THE STATEMENT OF ACTIVITIES GOVERNMENTAL FUNDS FOR THE YEAR ENDED DECEMBER 31, 2010 Total net change in fund balances - governmental funds $ 1,628,326 Amounts reported for governmental activities in the statement of activities are different because: Capital outlays are reported in governmental funds as expenditures. However, in the statement of activities, the cost of those assets is allocated over the estimated useful lives as depreciation expense. Capital outlay 3,854,233 Depreciation expense (3,150,181) The issuance of long-term debt provides current financial resources to governmental funds, while the repayment of principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. Also, governmental funds report the effect of issuance costs, premiums, discounts and similar items when debt is first issued, whereas these amounts are deferred and amortized in the statement of activities. Principal repayments 2,690,000 Debt issued or incurred, plus premium, less issuance costs and discount (1,235,000) Bond issuance costs 31,743 Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds. Capital assets contributed by developers 6,966,802 Assets constructed in the governmental funds for the enterprise funds are eliminated in the government-wide statements. (2,439,677) Interest on long-term debt in the statement of activities differs from the amount reported in the governmental fund because interest is recognized as an expenditure in the funds when it is due, and thus requires the use of current financial resources. In the statement of activities, however, interest expense is recognized as the interest accrues, regardless of when it is due. 7,738 Governmental funds report debt issuance premiums and discounts as an other financing sources or uses at the time of issuance. Premiums and discounts are reported as an unamortized asset or liability in the government-wide financial statements. (19,018) Delinquent property taxes receivable will be collected this year but are not available soon enough to pay for the current period's expenditures and therefore are deferred in the funds. (93,691) Certain revenues are recognized as soon as earned. Under the modified accrual basis of accounting certain revenues cannot be recognized until they are available to liquidate liabilities of the current period. Special assessments (443,023) Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Compensated absences and other postemployment benefit payable (42,248) Change in net assets - governmental activities $ 7,756,004 The notes to the financial statements are an integral part of this statement. CITY OF PRIOR LAKE, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL GENERAL FUND FOR THE YEAR ENDED DECEMBER 31, 2010 Budgeted Amounts Actual Variance with Original Final Amounts Final Budget REVENUES Taxes Property taxes $ 8,482,856 $ 8,482,856 $ 8,618,173 $ 135,317 Franchise taxes 573,000 573,000 582,959 9,959 Licenses and permits 269,975 269,975 410,309 140,334 Intergovernmental 1,327,667 1,327,667 1,356,875 29,208 Charges for services 809,131 809,131 948,747 139,616 Fines and forfeitures 182,000 182,000 126,206 (55,794) Interest on investments 90,000 90,000 229,676 139,676 Special assessments - - 1,724 1,724 Miscellaneous 55,000 55,000 39,965 (15,035) TOTAL REVENUES 11,789,629 11,789,629 12,314,634 525,005 EXPENDITURES Current General government 2,298,630 2,298,630 2,081,530 217,100 Public safety Police 2,993,390 2,993,390 2,900,073 93,317 Fire and rescue 797,159 797,159 737,057 60,102 Other 407,140 407,140 396,282 10,858 Public works 1,736,674 1,736,674 1,732,532 4,142 1,684,652 1,612,325 72,327 Culture and recreation 1,684,652 Economic development 44,401 44,401 41,151 3,250 Contingency 69,000 69,000 6,450 62,550 Capital outlay General government 43,975 43,975 44,958 (983) Public safety Police 78,925 78,925 71,646 7,279 Fire and rescue 65,000 65,000 59,220 5,780 Public works 1,000 1,000 1,161 (161) Culture and recreation 120,000 120,000 134,794 (14,794) T OTAL EXPENDITURES 10,339,946 10,339,946 9,819,179 520,767 EXCESS OF REVENUES OVER EXPENDITURES 1,449,683 1,449,683 2,495,455 1,045,772 The notes to the financial statements are an integral part to this statement. CITY OF PRIOR LAKE, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED GENERAL FUND FOR THE YEAR ENDED DECEMBER 31, 2010 Budgeted Amounts Actual Variance with Original Final Amounts Final Budget OTHER FINANCING SOURCES (USES) Transfers in $ 325,000 $ 325,000 $ 325,000 $ - Transfers out (1,780,600) (1,780,600) (1,781,844) (1,244) Sale of capital assets 5,917 5,917 - (5,917) TOTAL OTHER FINANCING SOURCES (USES) (1,449,683) (1,449,683) (1,456,844) (7,161) NET CHANGE IN FUND BALANCES - - 1,038,611 1,038,611 FUND BALANCES, JANUARY 1 6,036,756 6,036,756 6,036,756 - FUND BALANCES, DECEMBER 31 $ 6,036,756 $ 6,036,756 $ 7,075,367 $ 1,038,611 The notes to the financial statements are an integral part to this statement. CITY OF PRIOR LAKE, MINNESOTA STATEMENTS OF NET ASSETS PROPRIETARY FUNDS DECEMBER 31, 2010 AND 2009 Business-type Activities - Enterprise Funds Water Sewer 2010 2009 2010 2009 ASSETS CURRENT ASSETS Cash and temporary investments $ 2,960,186 $ 6,576,440 $ 2,960,085 $ - Receivables Accounts 40,367 102,831 49,096 - Special assessments 4,841 9,425 - - Due from other governmental agencies 41 79 41 - TOTAL CURRENT ASSETS 3,005,435 6,688,775 3,009,222 - NONCURRENT ASSETS Capital assets not being depreciated 2,308 416,414 100,000 - Depreciable capital assets 32,587,254 48,504,565 22,251,178 - Accumulated depreciation (4,793,803) (8,593,018) (4,728,106) - TOTAL NONCURRENT ASSETS 27,795,759 40,327,961 17,623,072 - TOTAL ASSETS 30,801,194 47,016,736 20,632,294 - LIABILITIES CURRENT LIABILITIES Accounts payable and accrued expenses 47,281 43,721 19,669 - Due to other governmental agencies 29,423 26,743 917 - Accrued salaries payable 3,676 7,740 2,341 - Current portion of compensated absences payable 22,620 47,025 16,185 - TOTAL CURRENT LIABILITIES 103,000 125,229 39,112 - NONCURRENT LIABILITIES Compensated absences payable 57,111 100,007 50,981 - TOTAL LIABILITIES 160,111 225,236 90,093 - NET ASSETS Invested in capital assets 27,795,759 40,327,961 17,623,072 - Unrestricted 2,845,324 6,463,539 2,919,129 - TOTAL NET ASSETS $ 30,641,083 $ 46,791,500 $ 20,542,201 $ - The notes to the financial statements are an integral part to this statement. Business-type Activities - Enterprise Funds - Continued Water Quality Transit Totals 2010 2009 2010 2009 2010 2009 $ 645,227 $ 667,041 $ 1,726,287 $ 1,708,860 $ 8,291,785 $ 8,952,341 8,748 8,079 - - 98,211 110,910 210 165 5,051 9,590 12,802 - 62,390 58,355 75,274 58,434 666,987 675,285 1,788,677 1,767,215 8,470,321 9,131,275 - - - - 102,308 416,414 222,933 - - - 55,061,365 48,504,565 (22,293) - - - (9,544,202) (8,593,018) 200,640 - - - 45,619,471 40,327,961 867,627 675,285 1,788,677 1,767,215 54,089,792 49,459,236 10,689 27,486 33,404 33,203 111,043 104,410 - - 46,110 66,260 76,450 93,003 958 - - - 6,975 7,740 3,482 4,893 7,068 49,112 57,575 5,414 17,061 30,968 84,407 106,531 243,580 262,728 21,055 4,660 15,207 12,329 144,354 116,996 38,116 35,628 99,614 118,860 387,934 379,724 200,640 - - - 45,619,471 40,327,961 628,871 639,657 1,689,063 1,648,355 8,082,387 8,751,551 $ 829,511 $ 639,657 $ 1,689,063 $ 1,648,355 $ 53,701,858 $ 49,079,512 CITY OF PRIOR LAKE, MINNESOTA STATEMENTS OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS YEARS ENDED DECEMBER 31, 2010 AND 2009 Business-type Activities - Enterprise Funds Water Sewer 2010 2009 2010 2009 OPERATING REVENUES Sewer charges $ - $ 2,072,511 $ 2,066,914 $ - Water charges 2,053,821 2,384,731 - - Storm water charges - - - - Capital facility charges 231,855 458,019 231,855 - Meter sales 72,065 45,253 - - Transit charges - - - - TOTAL OPERATING REVENUES 2,357,741 4,960,514 2,298,769 - OPERATING EXPENSES Personal services 583,346 1,098,965 551,637 - Supplies 198,628 184,487 26,276 - Repairs and maintenance 548,637 1,359,109 220,565 - Other services and charges 71,149 98,774 36,260 - Insurance 2,040 4,563 2,040 - Utilities 205,722 266,979 34,079 - Disposal charges - 1,048,718 1,150,016 - Miscellaneous 38,215 40,887 10,516 - Depreciation 599,222 802,917 353,404 - 2,246,959 4,905,399 2,384,793 - TOTAL OPERATING EXPENSES OPERATING INCOME (LOSS) 110,782 55,115 (86,024) - NONOPERATING REVENUES (EXPENSES) Intergovernmental - - - - Interest income 118,716 212,478 118,716 - Loss on disposal of capital assets (67,018) (25,030) - - Miscellaneous 2,758 4,379 - - TOTAL NONOPERATING REVENUES (EXPENSES) 54,456 191,827 118,716 - INCOME BEFORE CONTRIBUTIONS AND TRANSFERS 165,238 246,942 32,692 - CONTRIBUTIONS FROM DEVELOPERS 1,728,990 995,291 1, 834,579 - CONTRIBUTIONS FROM OTHER FUNDS 740,672 13,043,493 1,691,265 - TRANSFERS OUT (1,327,556) (1,320,952) (474,096) - CHANGE IN NET ASSETS 1,307,344 12,964,774 3,084,440 - NET ASSETS, JANUARY 1 29,333,739 33,805,142 17,457,761 - PRIOR PERIOD ADJUSTMENT - 21,584 - - NET ASSETS, JANUARY 1, RESTATED 29,333,739 33,826,726 17,457,761 - NET ASSETS, DECEMBER 31 $ 30,641,083 $ 46,791,500 $ 20,542,201 $ - The notes to the financial statements are an integral part to this statement. Business-type Activities - Enterprise Funds - Continued Water Quality Transit Totals 2010 2009 2010 2009 2010 2009 $ - $ - $ - $ - $ 2,066,914 $ 2,072,511 - - - - 2,053,821 2,384,731 434,889 429,510 - - 434,889 429,510 - - - - 463,710 458,019 - - - - 72,065 45,253 - - 126,867 126,492 126,867 126,492 434,889 429,510 126,867 126,492 5,218,266 5,516,516 175,921 139,403 88,761 93,513 1,399,665 1,331,881 2,045 2,839 254 7,071 227,203 194,397 203,568 206,155 - - 972,770 1,565,264 26,205 12,813 557,671 492,564 691,285 604,151 - - - - 4,080 4,563 266,979 - - - - 239,801 - - - - 1,150,016 1,048,718 794 159 - - 49,525 41,046 22,293 - - - 974,919 802,917 430,826 361,369 646,686 593,148 5,709,264 5,859,916 4,063 68,141 (519,819) (466,656) (490,998) (343,400) 49,158 28,808 495,232 617,052 544,390 645,860 24,803 16,125 65,295 - 327,530 228,603 - - - - (67,018) (25,030) - - - - 2,758 4,379 73,961 44,933 560,527 617,052 807,660 853,812 78,024 113,074 40,708 150,396 316,662 510,412 215,193 - - - 3,778,762 995,291 7,740 - - - 2,439,677 13,043,493 (36,461) - - (1,912,755) (1,357,413) (111,103) 189,854 76,613 40,708 150,396 4,622,346 13,191,783 639,657 563,044 1,648,355 1,497,959 49,079,512 35,866,145 - - - - - 21,584 639,657 563,044 1,648,355 1,497,959 49,079,512 35,887,729 $ 829,511 $ 639,657 $ 1,689,063 $ 1,648,355 $ 53,701,858 $ 49,079,512 CITY OF PRIOR LAKE, MINNESOTA STATEMENTS OF CASH FLOWS PROPRIETARY FUNDS YEARS ENDED DECEMBER 31, 2010 AND 2009 Business-type Activities - Enterprise Funds Water Sewer 2010 2009 2010 2009 CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers $ 2,427,585 $ 4,996,302 $ 2,249,632 $ - Payments to suppliers (1,058,151) (2,998,872) (1,459,166) - Payments to employees (654,711) (1,082,955) (482,130) - NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES 714,723 914,475 308,336 - CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Intergovernmental - - - - Transfers out (1,327,556) (1,320,952) (474,096) - NET CASH PROVIDED (USED) BY NONCAPITAL FINANCING ACTIVITIES (1,327,556) (1,320,952) (474,096) - CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Proceeds from sales of capital assets - 350 - - Purchase of capital assets - (318,610) (115,008) - NET CASH PROVIDED (USED) BY CAPITAL FINANCING ACTIVITIES - (318,260) (115,008) - CASH FLOWS FROM INVESTING ACTIVITIES Interest received on cash and investments 118,716 212,478 118,716 - NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (494,117) (512,259) (162,052) - - CASH AND CASH EQUIVALENTS, JANUARY 1 3,454,303 7,088,699 3,122,137 - CASH AND CASH EQUIVALENTS, DECEMBER 31 $ 2,960,186 $ 6,576,440 $ 2,960,085 $ - The notes to the financial statements are an integral part of this statement. Business-type Activities - Enterprise Funds - Continued Water Quality Transit Totals 2010 2009 2010 2009 2010 2009 $ 421,373 $ 438,366 $ 122,832 $ 141,431 $ 5,221,422 $ 5,576,099 (249,409) (197,145) (577,874) (451,660) (3,344,600) (3,647,677) (156,636) (136,625) (88,058) (86,802) (1,381,535) (1,306,382) 15,328 104,596 (543,100) (397,031) 495,287 622,040 49,158 28,808 495,232 617,052 544,390 645,860 (111,103) (36,461) - - (1,912,755) (1,357,413) (61,945) (7,653) 495,232 617,052 (1,368,365) (711,553) - 61,917 - - - 62,267 - - - (115,008) (318,610) - 61,917 - - (115,008) (256,343) 24,803 16,125 65,295 - 327,530 228,603 (21,814) 174,985 17,427 220,021 (660,556) (117,253) 667,041 492,056 1,708,860 1,488,839 8,952,341 9,069,594 $ 645,227 $ 667,041 $ 1,726,287 $ 1,708,860 $ 8,291,785 $ 8,952,341 CITY OF PRIOR LAKE, MINNESOTA STATEMENTS OF CASH FLOWS - CONTINUED PROPRIETARY FUNDS YEARS ENDED DECEMBER 31, 2010 AND 2009 Business-type Activities - Enterprise Funds - Continued Water Sewer 2010 2009 2010 2009 RECONCILIATION OF OPERATING INCOME (LOSS) TO NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES Operating income (loss) $ 110,782 $ 55,115 $ (86,024) $ - Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities: Other income related to operations 2,758 4,379 - - Depreciation 599,222 802,917 353,404 - (Increase) decrease in assets: Accounts receivable 62,464 36,613 (49,096) - Due from other governments 38 115 (41) - Special assessments receivable 4,584 (5,319) - - Increase (decrease) in liabilities: Accounts payable 3,560 2,685 19,669 - Due to other governments 2,680 1,960 917 - Accrued salaries payable (4,064) 7,740 2,341 - Compensated absences payable (67,301) 8,270 67,166 - NET CASH PROVIDED (USED) BY OPERATING ACTIVITIES $ 714,723 $ 914,475 $ 308,336 $ - SCHEDULE OF NONCASH ACTIVITIES FROM CAPITAL AND RELATED FINANCING ACTIVITIES Fixed assets contributed by developers $ 1,728,990 $ 995,291 $ 1,834,579 $ - Capital assets contributed from other funds $ 740,672 $ 13,043,493 $ 1,691,265 $ - Loss on disposal of capital assets $ (67,018) $ (25,030) $ - $ - The notes to the financial statements are an integral part of this statement. Business-type Activities - Enterprise Funds - Continued Water Quality Transit Totals 2010 2009 2010 2009 2010 2009 $ 4,063 $ 68,141 $ (519,819) $ (466,656) $ (490,998) $ (343,400) - - - - 2,758 4,379 22,293 - - - 974,919 802,917 (669) (1,231) - 98 12,699 35,480 (12,802) 9,746 (4,035) 14,841 (16,840) 24,702 (45) 341 - - 4,539 (4,978) (16,797) 24,821 201 (18,285) 6,633 9,221 - - (20,150) 66,260 (16,553) 68,220 958 - - - (765) 7,740 18,327 2,778 703 6,711 18,895 17,759 $ 15,328 $ 104,596 $ (543,100) $ (397,031) $ 495,287 $ 622,040 $ 215,193 $ - $ - $ - $ 3,778,762 $ 995,291 $ 7,740 $ - $ - $ - $ 2,439,677 $ 13,043,493 $ - $ - $ - $ - $ (67,018) $ (25,030) THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE , MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting e ntity The City of Prior Lake , Minnesota (the City) , operates under “ Optional P lan B ” as defined in the State of Minnesota statutes . Under this plan, the government of the City is directed by a Council composed of an elected M ayor and four elected C ouncil members . The Council exercises legislative authority and determines all matters of policy . The Council appoints personnel responsible for the proper administration of all affairs relating to the City . The City has considered all potential units for which it is financially accountable, and other organizations for which the nature and significance of their relationship with the City are such that exclusion would cause the City ’ s financial statements to be misleading or incomplete . The Governmental Accounting Standards Board (GASB) has set forth criteria to be considered in determining f inancial accountability . These criteria include appointing a voting majority of an organization ’ s governing body, and (1) the ability of the primary government to impose its will on that organization or (2) the potential for the organization to provide spe cific benefits to, or impose specific financial burdens on the primary government . The City has the following component unit: Blended c omponent u nit The Prior Lake Economic Development Authority (EDA) was created pursuant to Minnesota statutes 469.090 th rough 469.108 to carry out economic and industrial development and redevelopment within the City in accordance with policies established by the Council . The five - member Board of Directors consists of the full Council . The EDA may not exercise any of the powers enumerated by the authorizing statutes without prior approval of the Council . The EDA is reported as a blended special revenue fund . Separate financial statements are not issued for this component unit. Effective in 2011, the City Council approved change in composition of the board to two City Council members and three members appointed from the community. B. Government -w ide and f und f inancial s tatements The government - wide financial statements (i.e., the statement of net assets and the statement of activities ) report information on all of the nonfiduciary activities of the City and its component units . For the most part, the effect of Governmental activities, interfund activity has been removed from these statements . which normally are supported business - type activities, by taxes and intergovernmental revenues, are reported separately from which rely to a significant extent on fees and charges for support . The statement of activities demonstrates the degree to which the direct expenses of a given f unction or segments are Direct expenses offset by program revenues . are those that are clearly identifiable with a specific function or Program revenues segment . include 1) charges to customers or applicants who purchase, use, or directly benefit from good s, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment . Taxes and other general revenues . items not properly included among program revenues are reported instead as Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual enterprise funds are reported as separate column s in the fund financial statements. CITY OF PRIOR LAKE , MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - CONTINUED C. M easurement f ocus, b asis of a ccounting and f inancial s tatement p resentation economic resources measurement focus The government - wide financial statements are reported using the and the accrual basis of accounting, as are the proprietary fund financial stat ements . Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows . Property taxes are recognized as revenues in the year for which they are levied . Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. current financial resources measurement focus Governmental fund financial statements are reported using the and modified accrual basis of accounting . the Revenues are recognized as soon as they are both measurable and available available . Revenues are considered to be when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period . For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period . Expenditures generally are recorded when a liability is incurred, as under accrual accounting . However, debt service expenditures, as wel l as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period . Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period . All other revenue items are considered to be measurable and available only when cash is received by the City . Revenue resulting from exchange transactions, in which each party gives and receives essentially equal value, is recorded on the accrual basis when the exchange takes place . On a modified accrual basis, revenue is recorded in the year in which the resources are measurable and become available . Non - exchange transactions, in which the City receives value without directly giving equal value in return, include prope rty taxes, grants, entitlement and donations . On an accrual basis, revenue from property taxes is recognized in the year for which the tax is levied . Revenue from grants, entitlements and donations is recognized in the year in which all eligibility require ments have been satisfied . Eligibility requirements include timing requirements, which specify the year when the resources are required to be used or the year when use is first permitted, matching requirements, in which the City must provide local resource s to be used for a specified purpose, and expenditure requirements, in which the resources are provided to the City on a reimbursement basis . On a modified accrual basis, revenue from non - exchange transactions must also be available before it can be recogn ized. Deferred revenue arises when assets are recognized before revenue recognition criteria have been satisfied . Grants and entitlements received before eligibility requirements are met are also recorded as deferred revenue . On the modified accrual basis, receivables that will not be collected within the available period have also been reported as deferred revenue in the fund financial statements. The preparation of financial statements in conformity with accounting principles generally accepted in the U nited States of America requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STAT EMENTS DECEMBER 31, 2010 Note 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - CONTINUED The City reports major governmental funds that are calculated based on these criteria : 1) Total assets, liabilities, revenues, or expenditures/expenses of that individual governmental or enterprise fund are at least 10 percent of the corresponding total (that is, total governmental or total enterprise funds), a nd 2) Total assets, liabilities, revenues, or expenditures/expenses of the individual governmental fund or enterprise fund are at least 5 percent of the corresponding total for all governmental and enterprise funds combined. The following major governmental funds meet the criteria described above: General fund The is the City ’ s primary operating fund . It accounts for all financial resources of the City , except those required to be accounted for in another fund. Debt S ervice fund The accounts for the resources accumulated to provide repayment of the City ’ s general obligation debt. Construction fund The accounts for the resources accumulated and payments made for C ity projects. The City reports the following major proprietary funds: W ater fund The accounts for the activities of the water distribut ion system the City maintains . Sewer fund The accounts for the activities of the City ’ s sewage collection operations. W ater Qualit y fund The accounts for the costs associated with the City ’ s storm water system, which are financed by the storm water surcharge, and e nsure that user charges are sufficient to pay for those costs. T ransit fund The accounts for the City ’ s transit services which is funded mainly by the Metropolitan Council . Private - sector standards of accounting and financial reporting issue d prior to December 1, 1989, generally are followed in both the government - wide and proprietary fund financial statements to the extent that those standards do option not conflict with or contradict guidance of GASB . Governments also have the of following subsequent private - sector guidance for their business - type activities and enterprise funds, subject to this same limitation . The City has elected not to follow subsequent private - sector guidance. As a general rule the effect of interfund activity has been eliminated from government - wide financial statements . Exceptions to this general rule are charges between the City ’ s water and sewer function s and various other functions of the City . Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. program revenues Amounts reported as include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contribution s , and 3) capital grants and contri butions, including special general revenues assessments . Internally dedicated resources are reported as rather than as program revenues . Likewise, general revenues include all taxes. CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - CONTINUED operating nonoperating Proprietary funds distinguish revenues and expenses from items . Operating revenues and e xpenses generally result from providing services and producing and delivering goods in connection with a proprietary fund ’ s principal ongoing operations . The principal operating revenues of the City enterprise fund s are charges to customers for sales and s ervices . Operating ex penses for enterprise funds include the cost of sales and services, administrative expenses and depreciation on capital assets . All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the City ’ s p ractice to use restricted resources first, then unrestricted resources as they are needed. D. Assets, l iabilities and n et a ssets or e quity Deposits and i nvestments The City ’ s cash and cash equivalents are considered to be cash on hand, demand deposits, commercial paper, government securities and short - term investments with original maturities of three months or less from the date of acquisition. Cash balances from all funds are pooled and invested, to the extent available, in authorized investments . Investmen ts are reported at fair value . Earnings from such investments are allocated on the basis of applicable participation by each of the funds. Minnesota statutes autho rize the City to invest in obligations of the U.S. Treasury, commercial paper, corporate bonds, repurchase agreements, guaranteed investment contracts, the State Treasurer ’ s Investment Pool and shares of investment companies registered under the Federal In vestment Company Act of 1940 whose only investments are obligations guaranteed by the United States or its agencies. The 4M Fund is a customized cash management and investment program for Minnesota public funds . Sponsored and governed by the League of Min nesota Cities since 1987, the 4M Fund is a unique investment alternative designed to address the daily and long term investment needs of Minnesota cities and other municipal entities. Allowable under Minnesota statutes, the 4M Fund is comprised of top quality - rated investments. Investments for the City are reported at fair value . Earnings on investments are allocated to the individual funds based upon the month - end cash balances . CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - CONTINUED The City ’ s investment policy contains the following restrictions : Investment i nstruments The City may invest in any type of security allowed by Minnesota Statutes as may be amended from time to time . The City has chosen to limit its allowable investments to those instruments listed below: 1. Bonds, notes, certificates of indebtedness, treasury bills or other securities now or hereafter issued by the United States of America, its agencies and allowable instrumentalities; 2. Interest bearing checking and savings accounts, or any oth er investments constituting direct obligations of any bank; 3. Certificates of deposit with federally insured institutions that are collateralized or insured in excess of the $ 250 ,000 provided by the Federal Deposit Insurance Corporation coverage limit; 4. Mon ey market accounts that are invested in above referenced government securities. 5. Commercial paper meeting the following requirements a. The corporation must be organized in the United States. b. The corporation ’ s assets must exceed $500,000,000. c. The obligatio ns at the time of purchase must be rated at the highest classifications by at least two of the four standard rating services (Standard and Poor ’ s, Duff and Phelp ’ s, Moody ’ s and Fitch Investors Service). d. The obligations cannot have a maturity longer than 2 70 days. e. The total investment in any one corporation cannot exceed 10 percent of that corporation ’ s outstanding obligations. f. The total investment in any one corporation cannot be more than $2 million. 6. Investments may be made only in those savings banks or savings and loan associations the shares, or investment certificates of which are insured by the Federal Deposit Insurance Corporation. 7. Investment products that are considered as derivatives are specifically excluded from approved investments. Diversi fication It is the policy of the City to diversify its investment portfolio . Investments shall be diversified to eliminate the risk of loss resulting in over concentration in a specific maturity, issuer, or class of securities . Diversification strategies shall be determined and revised periodically by the City Finance Director . The diversification shall be as follows: a) Up to 100 percent of 1. , but not less than 10 percent . b) Up to 90 percent of 2. and 3. c) Up to 20 percent of 4. d) Up to 10 percent of 5. CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - CONTINUED Duration It is the policy of the City to require that all investment maturities shall not extend beyond ten (10) years in length. Subject to market conditions and cash flow requirements, it is desirable for the city ’ s investments to be laddered over time in an effort to reduce interest rate market r isk. Accounts r eceivable Accounts receivable include amounts billed for services provided before year end . The City annually certifies delinquent water and sewer accounts to the County for collection in the following year . Therefore, there has been no al lowance for doubtful accounts established. Property t axes The Council annually adopts a tax levy and certifies it to the County in December for collection in the following year . The County is responsible for collecting all property taxes for the City . Th ese taxes attach an enforceable lien on taxable property within the City on January 1 and are payable by the property owners in two installments . The taxes are collected by the County Treasurer and tax settlements are made to the City during January, June and December each year. Taxes payable on homestead property, as defined by Minnesota statutes, were partially reduced by a market value credit aid . The credit is paid to the City by the State of Minnesota (the State) in lieu of taxes levied against the ho mestead property . The State remits this credit in two equal installments in October and December each year. Delinquent taxes receivable include the past six years ’ uncollected taxes . Delinquent taxes have been offset by a deferred revenue liability for d elinquent taxes not received within 60 days after year end in the governmental fund financial statements. Special a ssessments Special assessments represent the financing for public improvements paid for by benefiting property owners . These assessments are recorded as receivables upon certification to the County . Special assessments are recognized as revenue when they are received in cash or within 60 days after year end . All governmental special assessments receivable are offset by a deferred revenue liab ility in the governmental fund financial statements . Interfund r eceivables and p ayables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either “ due to/from othe r funds ” (i.e., the current portion of interfund loans) or “ advances to/from other funds ” (i.e., the non - current portion of interfund loans) . All other outstanding balances between funds are reported as “ due to/from other funds. ” Any residual balances out standing between the governmental activities and business - type activities are reported in the government - wide financial statements as “ internal balances. ” CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - CONTINUED Capital a ssets Capital assets, which include property, plant, equipment and infrastructure assets (e.g., roads, bridges, sidewalks, an d similar items), are reported in the applicable governmental or business - type activities columns in the government - wide financial statements . Capital assets are defined by the City as assets with an initial, individual cost of more than $5,000 (amount not rounded) and an estimated useful life in excess of three years . Such assets are recorded at historical cost or estimated historical cost if purchased or constructed . Donated capital assets are recorded at estimated fair market value at the date of donatio n. In the case of initial capitalization of general infrastructure assets (i.e., those reported by governmental activities) the City chose to include items dating back to June 30, 1980 . The City was able to estimate the historical cost for the initial rep orting of these assets through backtr end ing (i.e., estimating the current replacement cost of the infrastructure to be capitalized and using an appropriate price - level index to deflate the cost to the acquisition year or estimated acquisition year) . As the City constructs or acquires capital assets each period, including infrastructure assets, they are capitalized and reported at historical cost . The reported value excludes normal maintenance and repairs which are essentially amounts spent in relation to ca pital assets that do not increase the capacity or efficiency of the item or extend its useful life beyond the original estimate . In the case of donations the City values these capital assets at the estimated fair value of the item at the date of its donati on. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets ’ lives are not capitalized. I nterest incurred during the construction phase of capital assets of business - type activities is included as part of the capitalized value of the assets constructed . Property, p lant and equipment of the City, are depreciated using the straight - line method over the following estimated useful lives: Useful Lives Assets in Years Land improvements 20 Machinery and equipment 5 - 30 Vehicles 5 - 10 Infrastructure 10 - 65 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - CONTINUED Compensated a bsences It is the City ’ s policy to permit employees to accumulate earned but unused vacation and sick leave . Upon separation, unused vacation and 50 percent of sick pay are paid to the employee if employed longer than five years. Exempt employees who retire at age 55 or over have their si ck leave paid into a Retirement Health Savings Plan ( HSA ) according to the following schedu le: Percentage Years of servcie 5 50 % 10 75 15 100 This provision of the policy was eliminated in 2011. Vacation and sick leave are computed at year end . Accrued vacation and sick leave totaled $ 1,065,143 at year end . Vacation and sick pay are accrued when incurred in proprietary funds and reported as long - term liabilities . The t otal liability in the enterprise fund s is $ 1 93,466 . Vacation and sick pay of the governmental fund s total ed $871, 677 at year end. The City has provided funding for th ese obligations with the Severance Compensation fund at a currently computed level of 49 p ercent . The G eneral fund is typically used to liquidate governmental compensated absences payable. Postemployment b enefits o ther than p ensions Under Minnesota statute 471.61, subdivision 2b., public employers must allow retirees and their dependents to c ontinue coverage indefinitely in an employer - sponsored health care plan, under the following conditions; 1) Retirees must be receiving (or eligible to receive) an annuity from a Minnesota public pension plan, 2) Coverage must continue in a group plan until age 65, and retirees must pay no more than the group premium, and 3) Retirees may obtain dependent coverage immediately before retirement . All premiums are funded on a pay - as - you - go basis . The liability was determined using the alternative method, in accordance with GASB Statement 45, at December 31, 2008. Long - term o bligations In the government - wide financial statements, and proprietary fund types in the fund financial statements, long - term debt and other long - term obligations are reported as liabilities in the applicable governmental activities, business - type activities or proprietary fund type statement of net assets . Beginning January 1, 2003, bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bond s using the straight - line method in the government - wide and proprietary financial statements . In the fund financial statements, governmental fund types recognized bond premiums and discounts, as well as bond issuance costs, during the current period . The face amount of debt issued is reported as other financing sources . Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses . Issuance costs, whether or not withheld f rom the actual debt proceeds received, are reported as debt service expenditures. Fund e quity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose . Designations of fund balance represent tentative management plans that are subject to change. CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 1: SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - CONTINUED Net a ssets Net assets represent the difference between assets and liabilities . Net assets are displayed in three components: a. Invested in cap ital assets, net of related debt - Consists of capital assets, net of accumulated depreciation reduced by any outstanding debt attributable to acquire capital assets. b. Restricted net assets - Consist of net assets restricted when there are limitations impo sed on their use through external restrictions imposed by creditors, grantors, laws or regulations of other governments. c. Unrestricted net assets - All other net assets that do not meet the definition of “ restricted ” or “ invested in capital assets, net of related debt ”. Comparative d ata/ r eclassifications Comparative total data for the prior year have been presented only for individual enterprise funds in the fund financial statements in order to provide an understanding of the changes in the financial pos ition and operations of these funds . Also, certain amounts presented in the prior year data have been reclassified in order to be consistent with the current year ’ s presentation. During 2010, the City did split the operations of the Water and Sewer enterprise fund. Each fund is now presented separately in the financial statements. Note 2: STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY Budgetary i nformation Annual budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America for the General fund . All annual appropriations lapse at fiscal year end . The City does not use encumbrance accounting. In June of each year, all departments of the City submit requests for appropriations to the Finance Director so that a th , the proposed budget is presented to the Council for review . The Council budget may be prepared . Before September 15 holds public hearings and a final budget is prepared and adopted in early December. The appropriated budget is prepared by fund, function and department . The City ’ s department heads may make transfers of appropriations within a department . Transfers of appropriations between departments require the approval of the City Manager . The legal level of budgetary control is the fund lev el . There were no budget amendment s during the year. CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS A. Deposits a nd i nvestments Custodial credit risk for deposits and investments is the risk that in the event of a bank failure, the City ’ s deposits and investments may not be returned or the City will not be able to recover collateral securities in the possession of a n outside party . In accordance with Minnesota statutes and as authorized by the Council, the City maintains deposits at those depository banks, all of which are members of the Federal Reserve System. Minnesota statutes require that all City deposits be pr otected by insurance, surety bond or collateral . The market value of collateral pledged must equal 110 percent of the deposits not covered by insurance or bonds. Authorized collateral in lieu of a corporate surety bond includes: United States government Treasury bills, Treasury notes, Treasury bonds; Issues of United States government agencies and instrumentalities as quoted by a recognized industry quotation service available to the government entity; General obligation securities of any state or local government with taxing powers which is rate d “A” or better by a national bond rating service, or revenue obligation securities of any state or local government with taxing powers which is rated “ AA ” or better by a national bond rating service; General obligation securities of a local government with taxing powers may be pledged as collateral against funds deposited by that same local government entity; Irrevocable standby letters of credit issued by Federal Home Loan Banks to a municipality accompanied b y written evidence that the bank ’ s public debt is rated “ AA ” or better by Moody ’ s Investors Service, Inc., or Standard & Poor ’ s Corporation; and Time deposits that are fully insured by any federal agency. Minnesota statutes require that all collateral sh all be placed in safekeeping in a restricted account at a Federal Reserve Bank, or in an account at a trust department of a commercial bank or other financial institution that is not owned or controlled by the financial institution furnishing the collateral. The selection should be a pproved by the City . At year end, the City ’ s carrying amount of deposits was $ 433,210 and the bank balance was $ 829,018 . The bank balance was covered by federal depository insurance totaling $ 505 ,000 . The remaining balance of $ 324,018 was collateralized with securities held by the pledging financial institution ’ s trust department or agent in the City ’ s name. CITY OF PRIOR LAKE , MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED Investments At year end, the City ’ s had the following investment s that are insured or registered, or securities held by the City ’ s agent in the City ’ s name: Fair Value Credit Segmented and Quality/ Time Carrying Types of Investments Ratings (1) Distribution (2) Amount Pooled investments: 4M Money Market Mutual Fund P1 Less than 6 months $ 2,987,960 Broker Money Market Funds NA Less than 6 months 38,417 Total pooled investments 3,026,377 Non-pooled investments: U.S. Government Securities AAA Less than 6 months 998,340 AAA 6 to 12 months 1,038,680 AAA More than 3 years 12,247,365 Total U.S. Government Securities 14,284,385 Local Government Bonds BAA1 6 to 12 months 283,590 BAA1 1 to 3 years 265,869 AAA More than 3 years 2,843,233 Total Local Government Bonds 3,392,692 Brokered Certificates of Deposit NA 6 to 12 months 482,969 1 to 3 years 2,938,258 More than 3 years 98,700 Total Brokered Certificates of Deposit 3,519,927 Total non-pooled investments 21,197,004 Total investments $ 24,223,381 1. Ratings are provided by various credit rating agencies where applicable to indicate associated credit risk. 2. Interest rate risk is disclosed using the segmented time distribution method. N/A Indicate not applicable or available. CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 3 1, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED The investments of the City are subject to the following risks: Credit Risk . Credit risk is the risk that an issuer or other count erparty to an investment will not fulfill its obligations. Ratings are provided by various credit rating agencies and where applicable, indicate associated credit risk . Minnesota Statutes limit the City ’ s investments to the list on page 61 of the notes. Custodial Credit Risk . The custodial credit risk for investments is the risk that, in the event of the failure of the counterparty to a transaction, a government will not be able to recover the value of investment or collateral securities that are in the p ossession of an outside party. Concentration of Credit Risk . Concentration of credit risk is the risk of loss attributed to the magnitude of a government ’ s investment in a single issuer. Interest rate risk. Interest rate risk is the risk that changes in interest rates will adversely affect the fair value of an investment. The 4M F und is a customized cash management and investment program for Minnesota public funds . Sponsored and governed by the League of Minne sota Cities since 1987, the 4M F und is a unique investment alternative designed to address the daily and long - term investment needs of Minnesota cities and other municipal entities . Allowable under Minnesota stat utes, the 4M F und is comprised of top quality, rated investments. The 4M F und is an external investment pool not registered with the Securities and Exchange Commission (SEC); however, it follows the same regulatory rules of the SEC under rule 2a7 . A reconciliation of cash and temporary investments as shown on the financial statements for the City Follows: Carrying amount of deposits $ 433,210 Investments 24,223,381 Total $ 24,656,591 B. D eferred r evenue Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period . Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned . At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: Fund Unavailable Unearned Total General Delinquent property taxes receivable $ 284,900 $ - $ 284,900 Special assessments receivable 7,562 - 7,562 Other - 68,324 68,324 Debt Service Special assessments receivable 2,149,530 - 2,149,530 Construction Other - 18,375 18,375 Nonmajor Delinquent property taxes receivable 6,188 - 6,188 Special assessments receivable 29,012 - 29,012 Other - 14,625 14,625 Total $ 2,477,192 $ 101,324 $ 2,578,516 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED C. Capital a ssets Capital asset activity for the y ear ended December 31, 2010 was as follows: Beginning Ending BalanceIncreasesDecreasesBalance Governmental activities Capital assets not being depreciated Land $ 55,803,226 $ 999,000 $ - $ 56,802,226 Construction in progress 4,841,560 3,223,884 (4,750,383) 3,315,061 Total capital assets not being depreciated 60,644,786 4,222,884 (4,750,383) 60,117,287 Capital assets, being depreciated Land improvements 1,939,710 51,514 - 1,991,224 Machinery and equipment 4,522,033 99,258 (95) 4,621,196 Vehicles 4,915,867 173,011 (107,154) 4,981,724 Infrastructure 65,466,268 8,614,984 - 74,081,252 Total capital assets being depreciated 76,843,878 8,938,767 (107,249) 85,675,396 Less accumulated depreciation for Land improvements (995,977) (73,560) - (1,069,537) Machinery and equipment (2,082,495) (288,530) - (2,371,025) Vehicles (2,942,810) (390,975) 77,339 (3,256,446) Infrastructure (29,737,455) (2,397,116) - (32,134,571) Total accumulated depreciation (35,758,737) (3,150,181) 77,339 (38,831,579) Total capital assets being depreciated, net 41,085,141 5,788,586 (29,910) 46,843,817 Governmental activities capital assets, net $ 101,729,927 $ 10,011,470 $ (4,780,293) $ 106,961,104 CITY OF PRIOR LAKE , MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: D ETAILED NOTES ON ALL FUNDS - CONTINUED Beginning Ending BalanceIncreasesDecreasesBalance Business-type activities Capital assets not being depreciated Easement $ 75,300 $ - $ - $ 75,300 Construction in progress 416,414 - (314,106) 102,308 Total capital assets not being depreciated 491,714 - (314,106) 177,608 Capital assets being depreciated Land improvements 69,178 - - 69,178 Construction 19,138,446 - - 19,138,446 Machinery and equipment 678,887 - - 678,887 Vehicles 222,857 - - 222,857 Infrastructure 28,319,897 6,647,553 (90,753) 34,876,697 Total capital assets being depreciated 48,429,265 6,647,553 (90,753) 54,986,065 Less accumulated depreciation for Land improvements (3,458) (3,459) - (6,917) Construction (1,449,767) (383,019) - (1,832,786) Machinery and equipment (417,830) (26,733) - (444,563) Vehicles (222,857) - - (222,857) Infrastructure (6,499,106) (561,708) 23,735 (7,037,079) Total accumulated depreciation (8,593,018) (974,919) 23,735 (9,544,202) Total capital assets being depreciated, net 39,836,247 5,672,634 (67,018) 45,441,863 Business-type activities capital assets, net $ 40,327,961 $ 5,672,634 $ (381,124) $ 45,619,471 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED Depreciation expense was charged to functi ons/programs of the City as follows: Governmental activities General government $ 444,392 Public safety 320,157 Public works 1,993,837 Culture and recreation 391,795 Total depreciation expense - governmental activities $ 3,150,181 Business-type activities Water $ 599,222 Storm water 22,293 Sewer 353,404 Total depreciation expense - business-type activities $ 974,919 Const ruction c ommitments The City has active construction projects as of December 31, 2010 . The projects include street construction in areas with newly developed housing , well construction, and widening and construction of existing streets . At year end the City ’ s commitments with contractors are as follows: SpentRemaining Project to date Commitment Street Overlay Projects $ 175,555 $ 25,718 Brooksville Hills II (09-011) 1, 174,001 39,843 CR 83 Reconstruction Project - 57,000 CR 12 Reconstruction 7,188 10,740 2010 Resufacing 686,240 3,113 2011 Reconstruction 8,016 21,485 CR21/Arcadia - 263,411 Municipal Production Well #10 26,075 59,925 CR 21 Extension Underpass Study and Utility Design 20,282 9,718 CR 21 Intersection Feasibility Study 10,167 16,665 CR 21 Watermain Project 477000104612 Strom Sewer Maintenance 14,175 15,825 Total $ 2,598,699 $ 628,055 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED D. Interfund t ransfers Interfund transfers - A schedule of interfund transfers follows: Transfer in Nonmajor General Debt Service Governmental Fund Fund Fund Construction Funds Total Transfer out General $ - $ 1,681,844 $ - $ 100,000 $ 1,781,844 Nonmajor governmental - 29,275 494,927 - 524,202 Water enterprise 162,500 548,651 571,405 45,000 1,327,556 Sewer enterprise 162,500 90,800 175,796 45,000 474,096 Storm water utilities - - 111,103 - 111,103 Total transfers out $ 325,000 $ 2,350,570 $ 1,353,231 $ 190,000 $ 4,218,801 The General fund transferred $ 1,681,844 for its share of debt service costs . The General fund transferred $100,000 to the nonmajor funds for future capit al expenditures. The Nonmajor Governmental funds transferred $ 29 , 275 to the Debt Service funds for tax increment bond payments, and $ 494,927 to the Construction fund for project costs . The Water and Sewer fund s made transfers on $162,500 each to the General fund for operations. The Water and Sewer fund made transfers of $548,651 and $90,800, respectively, to the Debt Service fund for debt service payments. The Water and Sewer fund made transfers of $571,405 and $175,796, respectively, to the Construction fund for project costs. The Water and Sewer fund made transfers of $45,000 each to nonmajor funds for capital expenditures. The Water Quality fund transferred $ 111,103 to the Construction fund for project costs. CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED E. Long - term d ebt General o bligation b onds The City issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities . General obligation bonds have been issued for general government activities . In addition, general obligation bonds have been issued to refund bond issues. General obligation bonds are direct obligations and pledge the full faith and credit of the City . General obligation bonds currently outstanding are as follows: General o bligation s pecial a ssessment b onds The following bonds were issued to finance various improvements and will be repaid primarily from special assessments levied on the properties benefiting from the improvements . Some issues, however, are partly financed by ad valorem tax levies . All special assessment debt is backed by the full faith and credit of the City. Balance Interest Authorized Issue Maturity at Description Rate and Issued DateDate Year End G.O. Improvement Bonds of 2001 $ 1,035,000 4.25 % 10/01/0112/01/11135,000 $ G.O. Improvement Bonds of 2004 2,700,000 3.45 - 3.90 06/01/0412/01/141,100,000 G.O. Improvement Bonds of 2005 2,500,000 3.30 - 3.75 07/01/0512/15/151,270,000 G.O. Street Improvement Bonds of 2008 1,300,000 2.80 - 3.65 05/15/0812/15/181,050,000 G.O Improvement Bonds 2009A 1,700,000 1.40 - 3.50 05/15/0912/15/191,550,000 G.O. Improvement Bonds 2009B 1,260,000 2.5009/03/0912/01/13840,000 G.O. Improvement Bonds 2010A 1,235,000 .80 - 3.20 05/26/1012/15/201,235,000 Total G.O. Special Assessment Bonds $ 7,180,000 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED The annual service requirements to maturity for General Obligation Special Assessment Bonds outstanding at December 31, 2010 are as follows: G.O. Special Assessment Bonds Governmental Activities Year Ending December 31, Principal Interest Total 2011 $ 1,355,000 $ 212,120 $ 1,567,120 2012 1,290,000 174,585 1,464,585 2013 1,145,000 139,705 1,284,705 2014 960,000 106,795 1,066,795 2015 685,000 76,890 761,890 2016-2020 1,745,000 146,570 1,891,570 Total $ 7,180,000 $ 856,665 $ 8,036,665 General o bligation b onds The following bonds were used to finance improvements and buildings . They will be repaid with ad valorem taxes. The bonds are backed by the full faith and credit of the City . General obligation bonds currently outstanding are as follows: Balance Interest Authorized Issue Maturity at Description Rate and Issued DateDate Year End G.O. Park Refunding Bonds of 2005 $ 6,260,000 4.375 - 5.00 % 09/01/0512/01/174,500,000 $ G.O. Fire Hall Bonds of 2006 3,700,000 4.00 - 4.50 11/21/0612/15/313,490,000 G.O. Street Reconstruction Bonds of 2007 1,400,000 4.0005/15/0712/15/171,040,000 G.O. Fire Station Refunding Bonds of 2008 945,000 2.55 - 2.85 05/01/0812/01/13515,000 Total General Obligation Bonds $ 9,545,000 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FU NDS - CONTINUED The annual service requirements to maturity for General Obligation Bonds outstanding at December 31, 2010 are as follows: General Obligation Bonds Governmental Activities Year Ending December 31, Principal Interest Total 2011 $ 835,000 $ 422,912 $ 1,257,912 2012 910,000 389,920 1,299,920 2013 985,000 353,121 1,338,121 2014 870,000 312,192 1,182,192 2015 950,000 272,554 1,222,554 2016-2020 2,430,000 786,700 3,216,700 2021-2025 900,000 503,550 1,403,550 2026-2030 1,340,000 262,350 1,602,350 2031 325,000 14,624 339,624 Total $ 9,545,000 $ 3,317,923 $ 12,862,923 General o bligation r evenue b onds The following bonds were used to finance maintenance building improvements . T hey will be repaid with ad valorem taxes and revenue from the Utilities. The bonds are backed by the full faith and credit of the City. Balance Interest Authorized Issue M aturity at Description Rate and Issued DateDate Year End G.O. Refunding Bonds of 2005 $ 1,310,000 4.375 - 4.75 % 09/01/0512/01/17665,000 $ G.O. Water Treatment Plant Revenue Bonds Series 2007A 8,500,000 4.00 - 4.20 05/15/0712/15/328,170,000 Total G.O. Revenue Bonds $ 8,835,000 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED The annual service requirements to maturity for General Obligation Revenue Bonds outstanding at December 31, 2010 are as follows: G.O. Revenue Bonds Governmental Activities Year Ending December 31, PrincipalInterest Total 2011 $ 290,000 $ 363,282 $ 653,282 2012 320,000 351,102 671,102 2013 345,000 337,452 682,452 2014 370,000 322,590 692,590 2015 220,000 306,514 526,514 2016-2020 1,405,000 1,384,569 2,789,569 2021-2025 2,000,000 1,057,569 3,057,569 2026-2030 2,630,000 601,792 3,231,792 2031-2032 1,255,000 79,800 1,334,800 Total $ 8,835,000 $ 4,804,670 $ 13,639,670 Lease r evenue b onds The following bonds were used to finance C ity ha ll and police station building improvements . They will be repaid with ad valorem taxes. Balance Interest Authorized Issue Maturity at Description Rate and Issued DateDate Year End Public Project Revenue Bonds of 2005 $ 10,000,000 4.00 - 4.65 % 05/01/0512/15/299,280,000 $ The annual service requirements to maturity for Lease Revenue Bonds outstanding at December 31, 2010 are as follows: Lease Revenue Bonds Governmental-type Activities Year Ending December 31, Principal Interest Total 2011 $ 210,000 $ 413,148 $ 623,148 2012 230,000 404,747 634,747 2013 250,000 395,548 645,548 2014 285,000 385,547 670,547 2015 305,000 374,148 679,148 2016-2020 1,975,000 1,651,862 3,626,862 2021-2025 2,865,000 1,146,818 4,011,818 2026-2029 3,160,000 380,137 3,540,137 Total $ 9,280,000 $ 5,151,955 $ 14,431,955 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FIN ANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED General o bligation t ax i ncrement b onds The following bonds were issued for downtown redevelopment pr ojects . The additional tax increments resulting from increased tax capacity of the redeveloped properties will be used to retire related debt. Balance Interest Authorized Issue Maturity at Description Rate and Issued DateDate Year End G.O. Tax Increment Bonds of 2004 $ 400,000 3.60 - 4.80 % 06/01/0412/01/24310,000 $ The annual service requirements to maturity for General Obligation Tax Increment Bonds outstanding at December 31, 2010 are as follows: G.O. Tax Increment Bonds Governmental Activities Year Ending December 31, Principal Interest Total 2011 $ 15,000 $ 13,735 $ 28,735 2012 15,000 13,195 28,195 2013 15,000 12,633 27,633 2014 20,000 12,070 32,070 2015 20,000 11,270 31,270 2016-2020 115,000 42,810 157,810 2021-2024 110,000 13,680 123,680 Total $ 310,000 $ 119,393 $ 429,393 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED General o bligation capital i mprovement p lan b onds The following bonds were issued on behalf of the City of Prior Lake by Scott C ounty for the City ’ s share of the County Road 82 improvement. Payments will come from annual appropriation levies. Balance Interest Authorized Issue Maturity at Description Rate and Issued DateDate Year End General Obligation Capital Improvement Plan Bonds $ 1,225,000 3.80 - 3.90 % 08/01/0702/01/17915,000 $ The annual service requirements to maturit y for General Obligation Capital Improvement Plan Bonds outstanding at December 31, 2010 are as follows: G.O. Capital Improvement Bonds Governmental-type Activities Year Ending December 31, Principal Interest Total 2011 $ 115,000 $ 32,805 $ 147,805 2012 120,000 28,340 148,340 2013 125,000 23,685 148,685 2014 130,000 18,840 148,840 2015 135,000 13,805 148,805 2016-2017 290,000 11,470 301,470 Total $ 915,000 $ 128,945 $ 1,043,945 C ompensated a bsences This liability represents vested benefits earned by employees through the end of the year, which will be paid at termination of employment in future years. Total compensated absences $ 1,065,143 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED Changes in Long - term Liabilit ies . Dur i ng the year ended December 31, 2010 , the following changes occurred in long - term liabilities. Beginning Ending Due Within B alanceIncreasesDecreasesBalance One Year Governmental activities Bonds payable General obligation bonds $ 10,335,000 $ - $ (790,000) $ 9,545,000 $ 835,000 General obligation tax increment bonds 325,000 - (15,000) 310,000 15,000 General obligation special assessment bonds 7,265,000 1,235,000 (1,320,000) 7,180,000 1,355,000 General obligation revenue bonds 9,100,000 - (265,000) 8,835,000 290,000 General obligation capital bonds 1,030,000 - (115,000) 915,000 115,000 Revenue bonds 9,465,000 - (185,000) 9,280,000 210,000 Total bonds payable 37,520,000 1,235,000 (2,690,000) 36,065,000 2,820,000 Other postemployment benefit obligation 36,771 20,405 (2,197) 54,979 - Compensated absences payable 847,637 282,234 (258,194) 871,677 258,194 Governmental activity long-term liabilities $ 38,404,408 $ 1, 537,639 $ (2,950,391) $ 36,991,656 $ 3,078,194 Business-type activities Compensated absences payable $ 174,571 $ 68, 007 $ (49,112) $ 193,466 $ 49,112 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 3: DETAILED NOTES ON ALL FUNDS - CONTINUED G. Fund e quity Certain reservations and designations have been made in the following funds: Fund Purpose Amount Fund financial statements Fund balance - Reserved Debt Service Debt service $ 1,836,513 Fund balance - Unreserved - Designated General Working capital $ 7,075,367 Construction Improvements 712,882 Nonmajor special revenue Capital Park Improvements 129,901 Severance Compensation Severance compensation 519,899 ED Federal Revolving Loan Development loans 109,327 ED MN Revolving Loan Development loans 84,897 DAG Improvements 665,349 Cable Franchise Communications 42,080 Economic Development Authority Improvements 103,124 Nonmajor capital projects Capital outlay 3,255,905 Nonmajor capital projects Improvements 836,231 Total designated fund balance $ 13,534,962 Note 4: DEFINED BENEFIT PENSION PLANS - STATEWIDE A. Plan d escription All full - time and certain part - time employees of the City are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA) . PERA administers the General Employees Retirement Fund (G ERF) and the Public Employees Police and Fire Fund (PEPFF), which are cost - sharing, multiple - employer retirement plans . These plans are established and administered in accordance with Minnesota statutes, chapters 353 and 356. G ERF members belong to either the Coordinated Plan or the Basic Plan . Coordinated Plan members are covered by Social Security and Basic Plan members are not . All new members must participate in the Coordinated Plan . All police officers, fire - fighters and peace officers who qualify for membership by statute are covered by the PEPFF. PER A provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members . Benefits are established by State statute, and vest after three years of credited service . The defined retirement benefits a re based on a member ’ s highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. CITY OF PRIOR LAKE , MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 4: DEFINED BENEFIT PENSION PLANS - STATEWIDE - CONTINUED Two methods are used to compute benefits for PERA ’ s Coordinated and Basic Plan members . The retiring member receives the higher of step - rate benefit accrual formula (Method 1) or a level accrual formula (Method 2) . Under Method 1, the annuity accrual rate for a Basic Plan member is 2.2 percent of average salary for each of the first 10 years of service and 2.7 percent for each remaining year . The a nnuity accrual rate for a Coordinated Plan member is 1.2 percent of average salary for each of the first 10 years and 1.7 percent for each remaining year . Under Method 2, the annuity accrual rate is 2.7 percent of average salary for Basic Plan members and 1.7 percent for Coordinated Plan members for each year of service. For PEPFF members, the annuity accrual rate is 3.0 percent for each year of service . For all PEPFF members and G ERF members hired prior to July 1, 1989 whose annuity is calculated using Met hod 1, a full annuity is available when age plus years of service equal 90 . Normal retirement age is 55 for PEPFF members and 65 for Basic and Coordinated members hired prior to July 1, 1989 . Normal retirement age is the age for unreduced Social Security b enefits capped at 66 for Coordinated members hired on or after July 1, 1989 . A reduced retirement annuity is also available to eligible members seeking early retirement. There are different types of annuities available to members upon retirement . A single - life annuity is a lifetime annuity that ceases upon death of the retiree -- no survivor annuity is payable . There are also various types of joint and survivor annuity options available which will be payable over joint lives . Members may also leave their con tributions in the fund upon termination of public service, in order to qualify for a deferred annuity at retirement age . Refunds of contributions are available at any time to members who leave public service, but before retirement benefits begin. The bene fit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants . Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. PERA issues a publicly available financial report that includes financial statements and required supplementary information for G ERF and PEPFF . That report may be obtained on the Internet at www. mnpera. org, by writing to PERA, 60 Empire Drive #200, St. Paul, Minnesota, 55103 - 2088 or by calling (651) 296 - 7460 or 1 - 800 - 652 - 9026. B. Funding p olicy Minnesota statutes, chapter 353 sets the rates for employer and employee contributions . These statutes are e stablished and amended by the State legislature . The City makes annual contributions to the pension plans equal to the amount required by Minnesota statutes . G ERF Basic Plan members and Coordinated Plan members were required to contribute 9.10 percent and 6.0 percent, respectively, of their annual covered salary in 2010 . PEPFF members were required to contribute 9.4 0 percent of their annual covered salary in 2010 . In 2010 , t he City wa s required to contribute the following percentages of annual covered payroll: 11.78 percent for Basic Plan GERF members, 7.00 percent for Coordinated Plan G ERF members and 1 4.10 percent for PEPFF members . Empl oyer contribution rates for the Coordinated Plan increase d to 7. 25 percent , effective January 1, 201 1 . The City ’ s contributions to the General Employees Retirement Fund for the years ended December 31 , 2010 , 2009 , and 2008 were $ 269,866 , $ 260,097 and $2 39,181 , respectively . The City ’ s contributions to the Public Employees Police & Fire Fund for the years ending December 31 , 2010 , 2009 , and 2008 were $ 241,813 , $2 38 , 947 , and $2 30,692 , respectively . The City ’ s contributions were equal to the contractually required contributions for each year as set by Minnesota statute. CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2010 Note 5: VOLUNTEER FIRE DEPARTMENT RELIEF ASSOCIATION - SINGLE EMPLOYER PERS A. Plan d escription The Prior Lake Fire Department Firefighter ’ s Relief and Pension Association (the Association ) is the administrator of a single - employer defined benefit Public Employee Retirement S ystem (PERS) established to provide benefits for members of the Prior Lake Fire Department (the Department ) and is administered in accordance with Minnesota statute, chapter 69. The Association maintains a separate Special f und to accumulate assets to fund the retirement benefits earned by the Department ’ s membership . Funding for the Association is derived primarily from an insurance premium tax in accordance with the Volunteer Firefighter ’ s Relief Association Financing Guidelines Act of 1971 (chapter 261 as amended by chapter 509 of Minnesota statutes 1980). The Association issues a publicly available financial report that includes financial statements and required supplementary information . The report may be obtained by writing to the Prior Lake Fire Rel ief Association, B. Funding p olicy The financial requirements of the Special f und are determined in accordance with section 69.772 of the Minnesota statutes, which requires the payment of pension benefits in a lump sum or optionally in annual installme nts . The benefits are payable after age 50, 20 years of service, and 10 years of Association membership or upon death . The City ’ s annual pension cost for the current year and related information for the plan is as follows: Annual pension cost $ 229,854 Contributions made City (Voluntary) 102,372 State aid 127,482 Actuarial valuation date 12/31/10 Actuarial cost method Entry age normal Amortization method Level dollar closed Remaining amortization period Normal cost 20 years Prior service cost 10 years Asset valuation method Market Actuarial assumptions Investment rate of return 0% Projected salary increases N/A Inflation rate N/A Cost of living adjustments None CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31 , 2010 Note 5: VOLUNTEER FIRE DEPARTMENT RELIEF ASSOCIATION - SINGLE EMPLOYER PERS - CONTINUED Three Year Trend Information Percentage Annual of APC Year Pension Net Pension Contributed Ending Cost (APC) Obligation 12/31/10 $ 229,854 117.1 % $ - 12/31/09 142,953 114.3 - 12/31/08 160,284 112.3 - The City makes excess voluntary contributions annually, which according to Minnesota Statute, cannot be used to offset the actuarially required amount. As a result, the percentage of APC contributed may be over 100 percent. These excess voluntary contributions will be used for the future increases in benefits for the Association members. Required Supplementary Information Assets in Excess of Actuarial ActuarialActuarial (Unfunded) Funded V aluation Value of AccruedAccrued Rate Date Assets LiabilityLiability 12/31/10 * * * * 12/31/09 (500,494) % 79.6 $ 1 , 9 5 6 , 3 5 9 $ 2 , 4 5 6 , 8 5 3 12/31/08 1,686,933 2,474,055 (787,122) 68.2 * Information not available at time of audit. Note 6: POSTEMPLOYMENT BENEFITS OTHER THAN PENSIONS A. Plan d escription The City of Prior Lake administers a single - employer defined benefit healthcare plan ( “ the Retiree Health Plan ” ). The plan provides lifetime healthcare insurance for eligible retirees and their spouses through the Ci ty ’ s group health insurance plan, which covers both active and retired members. Benefit provisions are established through negotiations between the City and the union representing City employees and are renegotiated each three - year bargaining period. The R etiree Health Plan does not issue a publicly available financial report. B. Funding p olicy The City has historically funded these liabilities on a pay - as - you - go basis. Contribution requirements also are negotiated between the City and union representatives . At present time, retiree benefits are provided for two participating employees. The City does not contribute any of the cost of current - year premiums for eligible retired plan members and the ir spouses. For fiscal year 2010 , the City contribute d $2,197 to the plan. Plan members receiving benefits contribute 100 percent of their premium costs . CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 6: POSTEMPLOYMENT BENEFITS OTHER THAN PENSIONS - CONTINUED C. Annual o ther p ostemployment b enefit c ost and n et o ther p ostemployment b enefit o bligation annual required The City ’ s annual other postemployment benefit (OPEB) cost (expense) is calculated based on the contribution of the employer (ARC). The City has elected to calculate the ARC and related information using the alternative measurement method permitted by GASB Statement 45 for employers in plans with fewer than on e hundred total plan members. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal cost each year and to amortize any unfunded actuarial liabilities (or funding excess) over a period not to exceed thirty yea rs. The following table shows the components of the City ’ s annual OPEB cost for the year, the amount actually contributed to the plan, and changes in the City ’ s net OPEB obligation to the Retiree Health Plan: Annual required contribution $ 20,382 Interest on net OPEB obligation 1,471 Adjustment to annual required contribution (1,449) Annual OPEB cost (expense) 20,404 Contributions made (2,197) Increase in net OPEB obligation 18,207 Net OPEB obligation - beginning of year 36,772 Net OPEB obligation - end of year $ 54,979 The City ’ s annual OPEB cost, the percentage of annual OPEB cost contributed to the plan, and t he net OPEB obligation for fiscal year 2010 and the two preceding fiscal years were as follows: Three Year Trend Information Percentage Annual OPEB Year Annual Net OPEB Contributed Ending OPEB Cost Obligation 12/31/10 $ 20,404 10.8 % $ 54, 979 12/31/09 20,393 10.1 36,771 12/31/08 20,382 9.5 18,448 D. Funded s tatus and f unding p rogress As of December 31, 2008, the actuarial accrued liability for benefits was $149,741, all of which was unfunded. The covered payroll (annual payroll of active employees covered by the plan) was $546, 318 , and the ratio of the unfunded actuarial accrued liability to the covered payroll was 27.4 percent. The projection of future benefit payments for an ongoing plan involv es estimates of the value of reported amounts and assumptions about the probability of occurrence of events far into the future. Examples include assumptions about future employment, mortality, and the healthcare cost trend. Amounts determined regarding th e funded status of the plan and the annual required contributions of the employer are subject to continual revision as actual results are compared with past expectations and new estimates are made about the future. The schedule of funding progress, present ed as required supplementary information following the notes to the financial statements, presents multi - year trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liabili ties for benefits. CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 6: POSTEMPLOYMENT BENEFITS OTHER THAN PENSIONS - CONTINUED E. Methods and a ssump tions Projections of benefits for financial reporting purposes are based on the substantive plan (the plan as understood by the employer and plan members) and include the types of benefits provided at the time of each valuation and the historical pattern of sharing of benefit costs between the employer and plan members to that point. The methods and assumptions used include techniques that are designed to reduce the effects of short - term volatility in actuarial accrued liabilities and the actuarial value o f assets, consistent with the long - term perspective of the calculations. The following simplifying assumptions were made: Retirement age for active employees - Based on the historical average retirement age for the covered group, active plan members we re assumed to retire at age 60, or at the first subsequent year in which the member would qualify for benefits. Marital status - Marital status of members at the calculation date was assumed to continue throughout retirement. Mortality - Life expectanc ies were based on mortality tables from the National Center for Health Statistics. The 2004 United States Life Tables for Males and for Females were used. Turnover - Non - group - specific age - based turnover data from GASB Statement 45 were used as the basis for assigning active members a probability of remaining employed until the assumed retirement age and for developing an expected future working lifetime assumption for purposes of allocating to periods the present value of total benefits to be paid. Hea lthcare cost trend rate - The expected rate of increase in healthcare insurance premiums was based on projections of the Office of the Actuary at the Centers for Medicare & Medicaid Services. A rate of 7.0 percent initially, reduced to an ultimate rate of 6.0 percent after six years, was used. Health insurance premiums - 2008 health insurance premiums for retirees were used as the basis for calculation of the present value of total benefits to be paid. Inflation rate - The expected long - term inflation a ssumption of 3.3 percent was based on projected changes in the The 2007 Annual Report of the Consumer Price Index for Urban Wage Earners and Clerical Workers (CPI - W) in Board of Trustees of the Federal Old - Age and Survivors Insurance and Disability Insurance Trust Funds for an intermediate growth scenario. Payroll growth rate - The expected long - term payroll growth rate was assumed to equal the rate of inflation. Based on the historical and expected returns of the City ’ s short - term investment portfolio, a discount rate of 4.0 percent was used. In addition, a simplified version of the entry age actuarial cost method was used. The unfunded actuarial accrued liability is being amortized as a level percentage of projected payroll on an open basis. The remain ing amortization period at December 31, 2010 was thirty years. CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 7: JOINT VENTURE The City is a member of a joint powers agreement, together with the cities of Shakopee, Belle Pla ine, Jordan, Elko New Market, Savage , and New Prague to provide for the joint exercise of prosecutorial powers . The cities of Shakope e, Belle Plaine, Jordan, Elko New Market, Savage , and New Prague , and the City each shall appoint one individual to serve on the Scott Joint Prosecution Association Board (the Board) . Each member city contributes funds to cover their city ’ s proportionate s hare of the costs of performing prosecution services . Contributions made by member cities for 2010 are as follows: Percentage Contribution City of Savage $ 170,979 % 18.0 City of Shakopee 443,039 46.6 City of Prior Lake 118,675 12.5 City of Jordan 67,209 7.1 City of Belle Plaine 79,989 8.4 City of New Prague 61,357 6.5 City of Elko New Market 9,608 1.0 $ 950,856 % 100.0 The Board issues a publicly available financial report obtainable at the Savage City Hall, 6000 McColl Drive, Savage, Minnesota 55378. Note 8: CONDUIT DEBT OBLIGATIONS Conduit debt obligations are certain limited - obligation revenue bonds or similar instruments issued for express purpose of providing capital financing for a specific third party . The City has issued revenue bonds to provide funding to private - sector entities for projects deemed to be in public interest . Although these bonds bear the name of the City, the City has no obligation for such debt . Accordingly, the bonds are not reported as liabilities in the financial statements of the City. As of December 31, 2010 the following issues were outstanding: Original Amount Balance Name Date of Issueof Issue Outstanding Shepherd's Path Senior Housing, Inc. 200610,000,000 $ $ 8,185,000 Shepherd's Path Senior Housing, Inc. 200621,445,000 21,445,000 CITY OF PRIOR LAKE, MINNESOTA NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2010 Note 9: OTHER INFORM ATION A. Risk m anagement The City is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; injuries to employees; and natural disasters for which the City carries insurance . The City obtains insurance through participation in the League of Minnesota Cities Insurance Trust (LMCIT), which is a risk sharing pool with approximately 800 other governmental units . The City pays an annual premium to LMCIT for its workers compensation and property and casualty, auto and liability insurance . The LMCIT is self sustaining through member premiums and will reinsure for claims above a prescribed dollar amount for each insurance event . Settled claims have not exceeded the City ’ s coverage in any of the past three fiscal years. Liabilities are reported when it is probable that a loss has occurred and the amount of the loss can be reasonably estimated . Liabilities, if any, include an amount for claims that have been incurred but not reported (IBNRs) . The City ’ s m anagement is not aware of any incurred but not reported claims. B. Legal debt margin The City ’ s statutory debt limit is equal to three percent of estimated taxable market value of property located within the City . The taxable market value totals $2, 753 , 127 ,0 00 , which calculates to a debt margin of $8 2, 593 , 810 . Debt financed partially or entirely by special assessments is not applied against the City ’ s debt limit, nor is debt financed by proprietary fund revenues . Currently the City has $ 10,460,000 of general obligation debt outstanding leaving a debt margin of $ 7 2,133,810 . C. Tax increment districts The City ’ s tax increment districts are subject to review by the State of Minnesota Office of the State Auditor (OSA) . Any disallowed claims or misuse of tax increm ents could become a liability of the applicable fund . Management has indicated that they are not aware of any instances of noncompliance which would have a material effect on the financial statements. D. Concentrations The State of Minnesota has proposed un allotments calculated as a percent of the total pay 2010 revenue base. For cities, the revenue base is equal to the certified levy plus certified local government aid (LGA) plus taconite aid. The proposed unallotment for the City in 2011 is $258,524. THIS PAGE IS LEFT BLANK INTENTIONALLY REQUIRED SUPPLEMENTARY INFORMATION (UNAUDITED) CITY OF PRIOR LAKE PRIOR LAKE, MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2010 THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION DECEMBER 31, 2010 Schedule of Funding Progress for the Postemployment Benefit Plan : Unfunded UAAL as a Actuarial Percentage ActuarialActuarialActuarialAccrued Funded of Covered Valuation Value of Accrued Liability Covered Ratio Payroll Date Assets Liability (UAAL) Payroll 12/31/08 - $ 149,741 $ 149,741 - $ 546,318 27.4 THIS PAGE IS LEFT BLANK INTENTIONALLY COMBINING AN D INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES CITY OF PRIOR LAKE PRIOR LAKE , MINN ESOTA FOR THE YEAR ENDED DECEMBER 31, 2010 CITY OF PRIOR LAKE, MINNESOTA NONMAJOR GOVERNMENTAL FUNDS COMBINING BALANCE SHEET DECEMBER 31, 2010 Total Special Capital Nonmajor Revenue Projects Governmental ASSETS Cash and temporary investments $ 1,658,579 $ 4,502,148 $ 6,160,727 Cash held in trust 10,000 - 10,000 Receivables Delinquent taxes - 6,188 6,188 Accounts 14,625 - 14,625 Special assessments Deferred - 25,649 25,649 Other (Green Acres) - 3,363 3,363 Due from other governmental agencies - 2,908 2,908 TOTAL ASSETS $ 1,683,204 $ 4,540,256 $ 6,223,460 LIABILITIES AND FUND BALANCES LIABILITIES Accounts payable and accrued expenses $ 4,002 $ 336,920 $ 340,922 Due to other governmental agencies - 76,000 76,000 Deposits payable 10,000 - 10,000 Deferred revenue 14,625 35,200 49,825 TOTAL LIABILITIES 28,627 448,120 476,747 FUND BALANCES Unreserved, designated for: Development loans 194,224 - 194,224 Capital outlay 42,080 3,255,905 3,297,985 Severance compensation 519,899 - 519,899 Improvements 898,374 836,231 1,734,605 TOTAL FUND BALANCES 1,654,577 4,092,136 5,746,713 TOTAL LIABILITIES AND FUND BALANCES $ 1,683,204 $ 4,540,256 $ 6,223,460 CITY OF PRIOR LAKE, MINNESOTA NONMAJOR GOVERNMENTAL FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED DECEMBER 31, 2010 Total Special Capital Nonmajor Revenue Projects Governmental REVENUES Taxes $ - $ 767,070 $ 767,070 Intergovernmental - 16,144 16,144 Charges for services Engineering fees 98,398 461,321 559,719 Dedication fees 18,750 - 18,750 Compensated leave charges 91,877 - 91,877 Special assessments - 5,423 5,423 Interest on investments 33,291 159,587 192,878 Miscellaneous Contributions and donations 114,180 - 114,180 Other - 29,333 29,333 TOTAL REVENUES 356,496 1,438,878 1,795,374 EXPENDITURES Capital outlay General government - 17,949 17,949 Public safety - 50,973 50,973 Public works 192,210 207,936 400,146 Culture and recreation Parks 3,306 3,634 6,940 South Shore Drive park 8,794 - 8,794 Stonebriar park 30,017 - 30,017 Raymond Avenue park 41,827 - 41,827 Thomas Ryan park 12,303 - 12,303 Jeffer's park 57,931 - 57,931 Economic development - 417,859 417,859 TOTAL EXPENDITURES 346,388 698,351 1,044,739 EXCESS OF REVENUES OVER EXPENDITURES 10,108 740,527 750,635 OTHER FINANCING SOURCES (USES) Transfers in - 190,000 190,000 Transfers out - (524,202) (524,202) Sale of capital assets - 15,290 15,290 TOTAL OTHER FINANCING SOURCES (USES) - (318,912) (318,912) NET CHANGE IN FUND BALANCES 10,108 421,615 431,723 FUND BALANCES, JANUARY 1 1,644,469 3,670,521 5,314,990 FUND BALANCES, DECEMBER 31 $ 1,654,577 $ 4,092,136 $ 5, 746,713 CITY OF PRIOR LAKE, MINNESOTA NONMAJOR SPECIAL REVENUE FUNDS COMBINING BALANCE SHEET DECEMBER 31, 2010 225 230 250 ED Capital Severance Revolving Park Compensation Loan ASSETS Cash and temporary investments $ 130,275 $ 519,899 $ 109,327 Cash held in trust - - - Receivables Accounts 14,625 - - TOTAL ASSETS $ 144,900 $ 519,899 $ 109,327 LIABILITIES AND FUND BALANCES LIABILITIES Accounts payable and accrued expenses $ 374 $ - $ - Deposits payable - - - Deferred revenue 14,625 - - TOTAL LIABILITIES 14,999 - - FUND BALANCES Unreserved, designated for: Development loans - - 109,327 Communications - - - Severance compensation - 519,899 - Improvements 129,901 - - TOTAL FUND BALANCES 129,901 519,899 109,327 TOTAL LIABILITIES AND FUND BALANCES $ 144,900 $ 519,899 $ 109,327 255 260 210 240 Revolving Cable Loan DAG Franchise EDA Total $ 84,897 $ 668,977 $ 42,080 $ 103,124 $ 1,658,579 - - 10,000 - 10,000 - - - - 14,625 $ 84,897 $ 668,977 $ 52,080 $ 103,124 $ 1,683,204 $ - $ 3,628 $ - $ - $ 4,002 - - 10,000 - 10,000 - - - - 14,625 - 3,628 10,000 - 28,627 84,897 - - - 194,224 - - 42,080 - 42,080 - - - - 519,899 - 665,349 - 103,124 898,374 84,897 665,349 42,080 103,124 1,654,577 $ 84,897 $ 668,977 $ 52,080 $ 103,124 $ 1,683,204 CITY OF PRIOR LAKE, MINNESOTA NONMAJOR SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED DECEMBER 31, 2010 225 230 250 EDC Capital Severance Revolving Park Compensation Loan REVENUES Charges for services Engineering fees $ - $ - $ - Dedication fees 18,750 - - Compensated leave charges - 91,877 - Interest on investments 4,600 17,525 4,073 Miscellaneous Contributions and donations 114,180 - - TOTAL REVENUES 137,530 109,402 4,073 EXPENDITURES Capital outlay Public works - - - Culture and recreation Parks 3,306 - - South Shore Drive park 8,794 - - Stonebriar park 30,017 - - Raymond Avenue park 41,827 - - Thomas Ryan park 12,303 - - Jeffer's park 57,931 - - TOTAL EXPENDITURES 154,178 - - NET CHANGE IN FUND BALANCES (16,648) 109,402 4,073 FUND BALANCES, JANUARY 1 146,549 410,497 105,254 FUND BALANCES, DECEMBER 31 $ 129,901 $ 519,899 $ 109,327 255 260 210 240 ED MN Revolving Cable Loan DAG Franchise EDA Total $ - $ 98,398 $ - $ - $ 98,398 - - - - 18,750 - - - - 91,877 3,161 - - 3,932 33,291 - - - - 114,180 3,161 98,398 - 3,932 356,496 - 192,210 - - 192,210 - - - - 3,306 - - - - 8,794 - - - - 30,017 - - - - 41,827 - - - - 12,303 - - - - 57,931 - 192,210 - - 346,388 3,161 (93,812) - 3,932 10,108 81,736 759,161 42,080 99,192 1,644,469 $ 84,897 $ 665,349 $ 42,080 $ 103,124 $ 1,654,577 CITY OF PRIOR LAKE, MINNESOTA NONMAJOR CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET DECEMBER 31, 2010 256 402 410 502 Downtown Tax Revolving Trunk Redevelopment Increment Equipment Reserve ASSETS Cash and temporary investments $ 39,778 $ 166,599 $ 1,511,191 $ 1,007,339 Receivables Delinquent taxes - 1,565 - - Special assessments Deferred - - - - Other (Green Acres) - - - 3,363 Due from other governmental agencies - - 2,908 - TOTAL ASSETS $ 39,778 $ 168,164 $ 1,514,099 $ 1,010,702 LIABILITIES AND FUND BALANCES LIABILITIES Accounts payable and accrued expenses $ - $ - $ - $ 823 Due to other governmental agencies - - - - Deferred revenue - 1,565 - 3,363 TOTAL LIABILITIES - 1,565 - 4,186 FUND BALANCES Unreserved, designated for: Capital outlay - - 1,514,099 1,006,516 Improvements 39,778 166,599 - - TOTAL FUND BALANCES 39,778 166,599 1,514,099 1,006,516 TOTAL LIABILITIES AND FUND BALANCES $ 39,778 $ 168,164 $ 1,514,099 $ 1,010,702 503 505 413 414 415 416 Tax Tax Tax Tax Street Water Increment 1-3 Increment 3-1 Increment 4-1 Increment 5-1 Oversizing Storage Lakefront Creekside On-site Premiere $ 476,520 $ 245,618 $ 149,643 $ 75,243 $ 7,276 $ 7,931 - - 4,623 - - - 25,649 - - - - - - - - - - - - - - - - - $ 502,169 $ 245,618 $ 154,266 $ 75,243 $ 7,276 $ 7,931 $ - $ - $ 48,645 $ 29,900 $ 3,821 $ 5,766 76,000 - - - - - 25,649 - 4,623 - - - 101,649 - 53,268 29,900 3,821 5,766 - 245,618 - - - - 400,520 - 100,998 45,343 3,455 2,165 400,520 245,618 100,998 45,343 3,455 2,165 $ 502,169 $ 245,618 $ 154,266 $ 75,243 $ 7,276 $ 7,931 THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE, MINNESOTA NONMAJOR CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET - CONTINUED DECEMBER 31, 2010 417 420 430 Tax Revolving Increment 6-1 Park Shepherds Path Building Equipment Total ASSETS Cash and temporary investments $ 157,639 $ 449,936 $ 207,435 $ 4,502,148 Receivables Delinquent taxes - - - 6,188 Special assessments Deferred - - - 25,649 Other (Green Acres) - - - 3,363 Due from other governmental agencies - - - 2,908 TOTAL ASSETS $ 157,639 $ 449,936 $ 207,435 $ 4,540,256 LIABILITIES AND FUND BALANCES LIABILITIES Accounts payable and accrued expenses $ 80,266 $ 167,699 $ - $ 336,920 Due to other governmental agencies - - - 76,000 Deferred revenue - - - 35,200 TOTAL LIABILITIES 80,266 167,699 - 448,120 FUND BALANCES Unreserved, designated for Capital outlay - 282,237 207,435 3,255,905 Improvements 77,373 - - 836,231 TOTAL FUND BALANCES 77,373 282,237 207,435 4,092,136 TOTAL LIABILITIES AND FUND BALANCES $ 157,639 $ 449,936 $ 207,435 $ 4,540,256 CITY OF PRIOR LAKE, MINNESOTA NONMAJOR CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED DECEMBER 31, 2010 256 402 410 502 Downtown Tax Revolving Trunk Redevelopment Increment Equipment Reserve REVENUES Taxes $ - $ 21,464 $ 262,566 $ - Intergovernmental State Property tax credits - - - - Other - - 1,700 - Charges for services Other fees - - - 317,640 Special assessments - - - - Interest on investments 1,481 5,824 50,930 41,959 Miscellaneous Other - - 29,333 - TOTAL REVENUES 1,481 27,288 344,529 359,599 EXPENDITURES Capital outlay General government - - - - Public safety - - 50,973 - Public works - - 97,837 31,142 Culture and recreation - - 3,634 - Economic development - 391 - - TOTAL EXPENDITURES - 391 152,444 31,142 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 1,481 26,897 192,085 328,457 OTHER FINANCING SOURCES (USES) Transfers in - - 90,000 - Transfers out - - - (394,927) Sale of capital assets - - 15,290 - TOTAL OTHER FINANCING SOURCES (USES) - - 105,290 (394,927) NET CHANGE IN FUND BALANCES 1,481 26,897 297,375 (66,470) FUND BALANCES, JANUARY 1 38,297 139,702 1,216,724 1,072,986 FUND BALANCES, DECEMBER 31 $ 39,778 $ 166,599 $ 1,514,099 $ 1,006,516 503 505 413 414 415 416 Tax Tax Tax Tax Street Water Increment 1-3 Increment 3-1 Increment 4-1 Increment 5-1 Oversizing Storage Lakefront Creekside On-site Premiere $ - $ - $ 130,575 $ 66,443 $ 8,491 $ 12,812 - - 14,444 - - - - - - - - - 22,681 121,000 - - - - 5,423 - - - - - 18,994 7,557 4,059 1,936 164 140 - - - - - - 47,098 128,557 149,078 68,379 8,655 12,952 - - - - - - - - - - - - 78,957 - - - - - - - - - - - - - 98,809 60,336 7,943 11,832 78,957 - 98,809 60,336 7,943 11,832 (31,859) 128,557 50,269 8,043 712 1,120 - - - - - - (100,000) - (29,275) - - - - - - - - - (100,000) - (29,275) - - - (131,859) 128,557 20,994 8,043 712 1,120 532,379 117,061 80,004 37,300 2,743 1,045 $ 400,520 $ 245,618 $ 100,998 $ 45,343 $ 3,455 $ 2,165 THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE, MINNESOTA NONMAJOR CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - CONTINUED FOR THE YEAR ENDED DECEMBER 31, 2010 417 420 430 Tax Revolving Increment 6-1 Park Shepherds Path Building Equipment Total REVENUES Taxes $ 264,719 $ - $ - $ 767,070 Intergovernmental State Property tax credits - - - 14,444 Other - - - 1,700 Charges for services Other fees - - - 461,321 Special assessments - - - 5,423 Interest on investments 3,507 15,601 7,435 159,587 Miscellaneous Other - - - 29,333 TOTAL REVENUES 268,226 15,601 7,435 1,438,878 EXPENDITURES Capital outlay General government - 17,949 - 17,949 Public safety - - - 50,973 Public works - - - 207,936 Culture and recreation - - - 3,634 Economic development 238,548 - - 417,859 TOTAL EXPENDITURES 238,548 17,949 - 698,351 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 29,678 (2,348) 7,435 740,527 OTHER FINANCING SOURCES (USES) Transfers in - - 100,000 190,000 Transfers out - - - (524,202) Sale of capital assets - - - 15,290 TOTAL OTHER FINANCING SOURCES (USES) - - 100,000 (318,912) NET CHANGE IN FUND BALANCES 29,678 (2,348) 107,435 421,615 FUND BALANCES, JANUARY 1 47,695 284,585 100,000 3,670,521 FUND BALANCES, DECEMBER 31 $ 77,373 $ 282,237 $ 207,435 $ 4,092,136 CITY OF PRIOR LAKE, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED DECEMBER 31, 2010 (With comparative actual amounts for the year ended December 31, 2009) 2010 2009 Budgeted Amounts Actual Variance with Actual Original Final Amounts Final Budget Amounts REVENUES Taxes Property taxes $ 8,482,856 $ 8,482,856 $ 8,618,173 $ 135,317 $ 8,249,887 Franchise fees 573,000 573,000 582,959 9,959 579,176 Total taxes 9,055,856 9,055,856 9,201,132 145,276 8,829,063 Licenses and permits Business 67,400 67,400 68,793 1,393 65,855 Nonbusiness 202,575 202,575 341,516 138,941 297,542 Total licenses and permits 269,975 269,975 410,309 140,334 363,397 Intergovernmental Federal grants - - 1,745 1,745 - State Road and bridge aid 230,000 230,000 238,866 8,866 230,237 Fire relief aid 123,000 123,000 130,165 7,165 122,953 Police aid 163,855 163,855 158,454 (5,401) 164,395 Other State aids 11,905 11,905 16,964 5,059 11,905 County and local County aid 13,800 13,800 29,561 15,761 23,877 348,065 348,065 348,331 266 311,207 Township fire and rescue aid Liaison aid 54,042 54,042 47,289 (6,753) 53,495 Payment in lieu of taxes 380,000 380,000 380,000 - 360,000 Other Local aid 3,000 3,000 5,500 2,500 - Total intergovernmental 1,327,667 1,327,667 1,356,875 29,208 1,278,069 Charges for services Zoning fees 7,810 7,810 12,152 4,342 8,440 Plan check fees 83,250 83,250 159,589 76, 339 143,723 Park fees 42,000 42,000 80,546 38,546 39,802 Project fees 348,553 348,553 318,353 (30,200) 314,900 Park program revenue 84,000 84,000 80,292 (3,708) 79,602 Tower leases 150,152 150,152 202,885 52,733 150,125 Park admission/rent 22,000 22,000 26,607 4,607 26,031 Facility rental 68,166 68,166 64,392 (3,774) 74,957 Reports 3,200 3,200 3,931 731 6,058 809,131 948,747 139,616 843,638 Total charges for services 809,131 CITY OF PRIOR LAKE, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED DECEMBER 31, 2010 (With comparative actual amounts for the year ended December 31, 2009) 2010 2009 Budgeted Amounts Actual Variance with Actual Original Final Amounts Final Budget Amounts REVENUES - CONTINUED Fines and forfeitures $ 182,000 $ 182,000 $ 126,206 $ (55,794) $ 161,065 Interest on investments 90,000 90,000 229,676 139,676 128,489 Special assessments - - 1,724 1,724 - Miscellaneous Other 30,000 30,000 25,465 (4,535) 33,224 Contributions and donations 25,000 25,000 14,500 (10,500) 16,450 Developers' agreements - - - - 3,292 Total miscellaneous 55,000 55,000 39,965 (15,035) 52,966 TOTAL REVENUES 11,789,629 11,789,629 12,314,634 525,005 11,656,687 EXPENDITURES Current expenditures General government Mayor and Council Personal services 58,353 58,353 56,614 1,739 51,965 Supplies 500 500 254 246 844 Other services and charges 6,600 6,600 6,364 236 7,113 Total Mayor and Council 65,453 65,453 63,232 2,221 59,922 Ordinance Other services and charges 7, 000 7,000 3,442 3,558 7,337 Administration Personal services 289,896 289,896 295,220 (5,324) 299,632 Supplies 4,075 4,075 2,884 1,191 3,541 Other services and charges 57,605 57,605 57,089 516 56,695 Total administration 351,576 351,576 355,193 (3,617) 359,868 Boards and commissions Personal services 11,974 11,974 6,459 5,515 4,844 Other services and charges 500 500 950 (450) 159 Total board and commissions 12,474 12,474 7,409 5,065 5,003 CITY OF PRIOR LAKE, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED DECEMBER 31, 2010 (With comparative actual amounts for the year ended December 31, 2009) 2010 2009 Budgeted Amounts Actual Variance with Actual Original Final Amounts Final Budget Amounts EXPENDITURES - CONTINUED Current expenditures - continued General government - continued Election Personal services $ 3,787 $ 3,787 $ 8,096 $ (4,309) $ 2,665 Supplies 3,080 3,080 2,166 914 2,484 Other services and charges 300 300 819 (519) 258 Total election 7,167 7,167 11,081 (3,914) 5,407 Finance Personal services 273,187 273,187 281,339 (8,152) 274,836 Supplies 4,900 4,900 2,562 2,338 3,513 Other services and charges 22,240 22,240 19,071 3,169 16,616 Total finance 300,327 300,327 302,972 (2,645) 294,965 Auditing Other services and charges 28,200 28,200 25,190 3,010 24,190 Assessing Other services and charges 108,200 108,200 106,908 1,292 104,095 Legal services Other services and charges 385,000 385,000 280,328 104,672 338,511 Personnel Personal services 103,790 103,790 105,431 (1,641) 103,522 Supplies 500 500 254 246 263 17,360 9,890 9,802 Other services and charges 27,250 27,250 Total personnel 131,540 131,540 123,045 8,495 113,587 Communications Personal services 80,672 80,672 79,703 969 78,243 Supplies 2,500 2,500 2,777 (277) 3,317 Other services and charges 24,210 24,210 21,983 2,227 16,447 Total communications 107,382 107,382 104,463 2,919 98,007 CITY OF PRIOR LAKE, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED DECEMBER 31, 2010 (With comparative actual amounts for the year ended December 31, 2009) 2010 2009 Budgeted Amounts Actual Variance with Actual Original Final Amounts Final Budget Amounts EXPENDITURES - CONTINUED Current expenditures - continued General government - continued Community development and natural resources Personal services $ 238,118 $ 238,118 $ 222,984 $ 15,134 $ 227,117 Supplies 3,100 3,100 1,475 1,625 1,830 Other services and charges 11,345 11,345 10,719 626 11,869 Total planning and zoning 252,563 252,563 235,178 17,385 240,816 Technology Supplies 2,065 2,065 1,777 288 1,823 Other services and charges 110,557 110,557 92,534 18,023 73,790 Total technology 112,622 112,622 94,311 18,311 75,613 Buildings and plant Supplies 6,000 6,000 3,273 2,727 4,772 Other services and charges 423,126 423,126 365,505 57,621 373,021 Total buildings and plant 429,126 429,126 368,778 60,348 377,793 Total general government 2,298,630 2,298,630 2,081,530 217,100 2,105,114 Public safety Police Personal services 2,698,388 2,698,388 2,656,796 41,592 2,695,270 Supplies 106,600 106,600 90,190 16,410 61,108 153,087 35,315 150,772 Other services and charges 188,402 188,402 Total police 2,993,390 2,993,390 2,900,073 93,317 2,907,150 Fire and rescue Personal services 313,257 313,257 301,635 11,622 188,866 Supplies 65,445 65,445 56,719 8,726 60,067 Other services and charges 418,457 418,457 378,703 39,754 288,087 Total fire and rescue 797,159 797,159 737,057 60,102 537,020 Building inspections Personal services 348,401 348,401 353,890 (5,489) 345,615 Supplies 7,850 7,850 4, 360 3,490 5,686 Other services and charges 7,545 7,545 7,697 (152) 7,202 Total building inspections 363,796 363,796 365,947 (2,151) 358,503 CITY OF PRIOR LAKE, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED DECEMBER 31, 2010 (With comparative actual amounts for the year ended December 31, 2009) 2010 2009 Budgeted Amounts Actual Variance with Actual Original Final Amounts Final Budget Amounts EXPENDITURES - CONTINUED Current expenditures - continued Public safety - continued Emergency management Other services and charges $ 7,500 $ 7,500 $ 2,092 $ 5,408 $ 6,285 Animal control Other services and charges 35,844 35,844 28,243 7,601 35,866 Total public safety 4,197,689 4,197,689 4,033,412 164,277 3,844,824 Public works Engineering Personal services 330,517 330,517 336,056 (5,539) 436,963 Supplies 10,550 10,550 7,364 3,186 5,131 Other services and charges 33,955 33,955 30,921 3,034 36,147 Total engineering 375,022 375,022 374,341 681 478,241 Central garage Personal services 161,092 161,092 156,627 4,465 155,139 Supplies 18,800 18,800 32,650 (13,850) 23,826 Other services and charges 150,100 150,100 158,754 (8,654) 161,939 Total central garage 329,992 329,992 348,031 (18,039) 340,904 Streets Personal services 228,855 228,855 230,229 (1,374) 261,834 Supplies 240,070 240,070 220,033 20,037 221,906 559,898 2,837 602,567 Other services and charges 562,735 562,735 Total streets 1,031,660 1,031,660 1,010,160 21,500 1,086,307 Total public works 1,736,674 1,736,674 1,732,532 4,142 1,905,452 Culture and recreation Recreation Personal services 285,266 285,266 264,550 20,716 247,835 Supplies 73,250 73,250 65,152 8,098 62,522 Other services and charges 44,985 44,985 37,419 7,566 39,930 Total recreation 403,501 403,501 367,121 36,380 350,287 CITY OF PRIOR LAKE, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED DECEMBER 31, 2010 (With comparative actual amounts for the year ended December 31, 2009) 2010 2009 Budgeted Amounts Actual Variance with Actual Original Final Amounts Final Budget Amounts EXPENDITURES - CONTINUED Current expenditures - continued Public works - continued Parks Personal services $ 843,362 $ 843,362 $ 852,107 $ (8,745) $ 907,636 Supplies 199,130 199,130 199,259 (129) 176,470 Other services and charges 147,592 147,592 127,482 20,110 136,174 Total parks 1,190,084 1,190,084 1,178,848 11,236 1,220,280 Libraries Supplies 6,220 6,220 3,104 3,116 3,831 Other services and charges 84,847 84,847 63,252 21,595 91,274 Total libraries 91,067 91,067 66,356 24,711 95,105 Total culture and recreation 1,684,652 1,684,652 1,612,325 72,327 1,665,672 Economic development Personal services - - - - 17,257 Supplies 1,000 1,000 - 1,000 263 Other services and charges 43,401 43,401 41,151 2,250 12,840 Total economic development 44,401 44,401 41,151 3,250 30,360 Contingency Contingency reserve 69,000 69,000 6,450 62,550 7,346 523,646 9,558,768 Total current expenditures 10,031,046 10,031,046 9,507,400 Capital outlay General government Data processing 33,975 33,975 41,737 (7,762) 38,340 Buildings and plant 10,000 10,000 3,221 6,779 - Public safety Police 78,925 78,925 71,646 7,279 52,083 Fire and rescue 65,000 65,000 59,220 5,780 55,612 Public works Street 1,000 1,000 1,161 (161) 13,743 Culture and recreation Library - - - - 3,568 Parks 120,000 120, 000 134,794 (14,794) 90,032 Economic development - - - - 3,492 Total capital outlay 308,900 308,900 311,779 (2,879) 256,870 TOTAL EXPENDITURES 10,339,946 10,339,946 9,819,179 520,767 9,815,638 THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE, MINNESOTA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL - CONTINUED FOR THE YEAR ENDED DECEMBER 31, 2010 (With comparative actual amounts for the year ended December 31, 2009) 2010 2009 Budgeted Amounts Actual Variance with Actual Original Final Amounts Final Budget Amounts EXCESS OF REVENUES OVER EXPENDITURES 1,449,683 1,449,683 2,495,455 1,045,772 1,841,049 OTHER FINANCING SOURCES (USES) Transfers in $ 325,000 $ 325,000 $ 325,000 $ - $ 325,000 Transfers out (1,780,600) (1,780,600) (1,781,844) (1,244) (1,724,978) Sale of capital assets 5,917 5,917 - (5,917) 5,390 Bond premium - - - - (747) Bond issued - - - - 101,607 TOTAL OTHER FINANCING SOURCES (USES) (1,449,683) (1,449,683) (1,456,844) (7,161) (1,293,728) NET CHANGE IN FUND BALANCES - - 1,038,611 1,038,611 547,321 FUND BALANCES, JANUARY 1 6,036,756 6,036,756 6,036,756 - 5,489,435 FUND BALANCES, DECEMBER 31 $ 6,036,756 $ 6,036,756 $ 7,075,367 $ 1,038,611 $ 6,036,756 CITY OF PRIOR LAKE, MINNESOTA DEBT SERVICE FUNDS COMBINING BALANCE SHEET DECEMBER 31, 2010 314 316 317 Fire Hall Park City Hall Bonds Referendum 2005 ASSETS Cash and temporary investments $ - $ - $ - Special assessments Delinquent - - - Deferred - - - Other (Green Acres) - - - Due from other governmental agencies - - - TOTAL ASSETS $ - $ - $ - LIABILITIES AND FUND BALANCES (DEFICITS) LIABILITIES Accounts payable $ - $ 3,320 $ - Due to other governmental agencies - - - Deferred revenue - - - TOTAL LIABILITIES - 3,320 - FUND BALANCES (DEFICITS) Reserved for debt service - - - Unreserved - (3,320) - TOTAL FUND BALANCES - (3,320) - TOTAL LIABILITIES AND FUND BALANCES (DEFICITS) $ - $ - $ - 318 350 351 545 547 549 Water Tax Fire Station Water Revenue Treatment Frog 150th Mitchell Increment #2 PW Building Plant Town Condons 2004 $ - $ - $ - $ 80,503 $ 320,865 $ 23,880 - - - 793 1,254 - - - - 8,126 176,390 - - - - - 6,908 - - - - 610 41,146 - $ - $ - $ - $ 90,032 $ 546,563 $ 23,880 $ - $ 680 $ - $ - $ - $ - - - - - - - - - - 8,920 184,553 - - 680 - 8,920 184,553 - - - - 81,112 362,010 23,880 - (680) - - - - (680) - 81,112 362,010 23,880 $ - $ - $ - $ 90,032 $ 546,563 $ 23,880 CITY OF PRIOR LAKE, MINNESOTA DEBT SERVICE FUNDS COMBINING BALANCE SHEET - CONTINUED DECEMBER 31, 2010 550 551 553 Breezy Fish Point Point CSAH 82 ASSETS Cash and temporary investments $ 289,853 $ 683,557 $ 19,041 Special assessments Delinquent 9,427 1,044 - Deferred 228,450 236,823 - Other (Green Acres) - 722,708 - Due from other governmental agencies 2,248 5,598 1,790 TOTAL ASSETS $ 529,978 $ 1,649,730 $ 20,831 LIABILITIES AND FUND BALANCES (DEFICITS) LIABILITIES Accounts payable $ - $ - $ - Due to other governmental agencies - 37,824 - Deferred revenue 237,877 960,575 - TOTAL LIABILITIES 237,877 998,399 - FUND BALANCES (DEFICITS) Reserved for debt service 292,101 651,331 20,831 Unreserved - - - TOTAL FUND BALANCES 292,101 651,331 20,831 TOTAL LIABILITIES AND FUND BALANCES (DEFICITS) $ 529,978 $ 1,649,730 $ 20,831 554 555 556 557 Street Brooksville Brooksville CR 12 & Reconstruction Hills Hills II/Maple 2010 2007 2008 Glen 2nd Reconstruction Total $ 25,547 $ 88,949 $ 159,365 $ 129,242 $ 1,820,802 - - - - 12,518 - 337,989 307,705 111,911 1,407,394 - - - - 729,616 2,034 2,555 1,556 - 57,537 $ 27,581 $ 429,493 $ 468,626 $ 241,153 $ 4,027,867 $ - $ - $ - $ - $ 4,000 - - - 37,824 - 337,989 307,705 111,911 2,149,530 - 337,989 307,705 111,911 2,191,354 27,581 91,504 160,921 129,242 1,840,513 - - - - (4,000) 27,581 91,504 160,921 129,242 1,836,513 $ 27,581 $ 429,493 $ 468,626 $ 241,153 $ 4,027,867 CITY OF PRIOR LAKE, MINNESOTA DEBT SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) FOR THE YEAR ENDED DECEMBER 31, 2010 314 316 317 Fire Hall Park City Hall Bonds Referendum 2005 REVENUES Taxes General property taxes $ - $ - $ - Special assessments - - - Interest on investments - - - TOTAL REVENUES - - - EXPENDITURES Debt service Principal 155,000 455,000 185,000 Interest and other 17,515 236,408 425,223 TOTAL EXPENDITURES 172,515 691,408 610,223 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (172,515) (691,408) (610,223) OTHER FINANCING SOURCES (USES) Transfers in 172,515 688,088 610,223 NET CHANGE IN FUND BALANCES - (3,320) - FUND BALANCES, JANUARY 1 - - - FUND BALANCES (DEFICITS), DECEMBER 31 $ - $ (3,320) $ - 318 350 351 545 547 549 Water Tax Fire Station Water Revenue Treatment Frog 150th Mitchell Increment #2 PW Building Plant Town Condons 2004 $ - $ - $ - $ 55,084 $ 225,843 $ - - - - 12,179 262,992 - - - - 4,031 12,393 774 - - - 71,294 501,228 774 55,000 145,000 120,000 100,000 420,000 15,000 156,018 37,280 337,851 10,026 39,513 14,838 211,018 182,280 457,851 110,026 459,513 29,838 (211,018) (182,280) (457,851) (38,732) 41,715 (29,064) 211,018 181,600 457,851 - - 29,275 - (680) - (38,732) 41,715 211 - - - 119,844 320,295 23,669 $ - $ 81,112 $ 362,010 $ 23,880 $ - $ (680) CITY OF PRIOR LAKE, MINNESOTA DEBT SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (DEFICITS) - CONTINUED FOR THE YEAR ENDED DECEMBER 31, 2010 550 551 553 Breezy Fish Point Point CSAH 82 REVENUES Taxes General property taxes $ 159,743 $ 100,987 $ 161,579 Special assessments 98,506 89,813 - Interest on investments 12,675 28,909 253 TOTAL REVENUES 270,924 219,709 161,832 EXPENDITURES Debt service Principal 275,000 250,000 115,000 Interest and other 49,363 90,571 37,175 TOTAL EXPENDITURES 324,363 340,571 152,175 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES (53,439) (120,862) 9,657 OTHER FINANCING SOURCES (USES) Transfers in - - - NET CHANGE IN FUND BALANCES (53,439) (120,862) 9,657 FUND BALANCES , JANUARY 1 345,540 772,193 11,174 FUND BALANCES (DEFICITS), DECEMBER 31 $ 292,101 $ 651,331 $ 20,831 554 555 556 557 Street Brooksville Brooksville CR 12 & Reconstruction Hills Hills II/Maple 2010 2007 2008 Glen 2nd Reconstruction Total $ 183,612 $ 91,806 $ 140,463 $ - $ 1,119,117 - 69,424 152,143 141,687 826,744 1,563 4,155 5,884 3,701 74,338 185,175 165,385 298,490 145,388 2,020,199 125,000 125,000 150,000 - 2,690,000 46,738 37,881 40,201 16,146 1,592,747 171,738 162,881 190,201 16,146 4,282,747 13,437 2,504 108,289 129,242 (2,262,548) - - - - 2,350,570 13,437 2,504 108,289 129,242 88,022 14,144 89,000 52,632 - 1,748,491 $ 27,581 $ 91,504 $ 160,921 $ 129,242 $ 1,836,513 THIS PAGE IS LEFT BLANK INTENTIONALLY SUPPLEMENTA RY INFORMATION (UNAUDITED) CITY OF PRIOR LAKE PRIOR LAKE, MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2010 THIS PAGE IS LEFT BLANK INTENTIONALLY CITY OF PRIOR LAKE, MINNESOTA SUPPLEMENTARY INFORMATION SUMMARY FINANCIAL REPORT REVENUES AND EXPENDITURES FOR GENERAL OPERATIONS GOVERNMENTAL FUNDS YEARS ENDED DECEMBER 31, 2010 AND 2009 Percent Total Increase (Decrease) 2010 2009 REVENUES Taxes $ 10,504,360 $ 10,063,976 4.38 % Franchise fees 582,959 592,009 (1.53) Licenses and permits 410,309 363,397 12.91 Intergovernmental 2,141,283 1,327,618 61.29 Charges for services 1,619,093 1,353,760 19.60 Fines and forfeits 126,206 161,065 (21.64) Special assessments 833,891 475,390 75.41 Interest on investments 532,638 375,504 41.85 Miscellaneous 183,478 339,843 (46.01) TOTAL REVENUES $ 16,934,217 $ 15,052,562 12.50 % Per Capita $ 743 $ 657 13.10 % EXPENDITURES Current General government $ 2,081,530 $ 2,117,468 (1.70) % Public safety 4,033,412 3,844,824 4.90 Public works 1,732,532 1,905,852 (9.09) Culture and recreation 1,612,325 1,665,672 (3.20) Economic development 41,151 30,506 34.89 Contingency 6,450 7,346 (12.20) Capital outlay General government 62,907 51,686 21.71 Public safety 181,839 589,640 (69.16) Public works 3,723,578 3,225,088 15.46 Culture and recreation 292,606 261,409 11.93 Economic development 417,859 487,052 (14.21) Debt service Principal 2,690,000 3,835,000 (29.86) Interest and other charges 1,592,747 1,600,238 (0.47) Bond issue costs - 24,236 (100.00) TOTAL DISBURSEMENTS $ 18,468,936 $ 19,646,017 (5.99) % Per Capita $ 810 $ 857 (5.49) % Total Long-term Indebtedness $ 36,065,000 $ 37,520,000 (3.88) % Per Capita 1,582 1, 637 (3.37) General Fund Balance - December 31 $ 7,075,367 $ 6,036,756 17.20 % Per Capita 310 263 17.83 The purpose of this report is to provide a summary of financial information concerning the City of Prior Lake to interested citizens. The complete financial statements may be examined at City Hall, 4646 Dakota St SE, Prior Lake, MN 55372. Questions about this report should be directed to Jerilyn Erickson, Finance Director at (952) 447-9841. THIS PAGE IS LEFT BLANK INTENTIONALLY FINANCIAL EXHIBITS (UNAUDITED) CITY OF PRIOR LAKE PRIOR LAKE, MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2010 CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT COMBINED SCHEDULE OF INDEBTEDNESS FOR THE YEAR ENDED DECEMBER 31, 2010 Final Interest Issue Maturity Rate Date Date Bonded indebtedness G.O. special assessment bonds G.O. Improvement Bonds of 2001 4.25 % 10/01/01 12/01/11 G.O. Improvement Bonds of 2004 3.45 - 3.90 06/01/04 12/01/14 G.O. Improvement Bonds of 2005C 3.30 - 3.75 07/01/05 12/15/15 G.O. Street Improvement Bonds of 2008 2.80 - 3.65 05/15/08 12/15/18 G.O. Improvement Bonds of 2009A 1.40 - 3.50 05/15/09 12/15/19 G.O. Improvement Refunding Bonds of 2009B 2.50 09/03/09 12/01/13 G.O. Improvement Bonds of 2010A .80 - 3.20 05/26/10 12/15/20 Total G.O. special assessment bonds General obligation bonds G.O. Park Refunding Bonds of 2005 4.375 - 5.00 09/01/05 12/01/17 G.O. Fire Hall bonds of 2006A 4.00 - 4.50 11/15/06 12/31/31 G.O. Street Reconstruction Bonds 2007B 4.00 05/15/07 12/15/17 G.O. Refunding Fire Station Bonds 2008A 2.55 - 2.85 05/01/08 12/15/13 Total general obligation bonds General obligation revenue bonds G.O. Public Works Building Refund Bonds of 2005 4.375 - 4.75 09/07/05 12/01/14 G.O. Water Treatment Plant Revenue Bonds of 2007A 4.00 - 4.20 05/15/07 12/15/32 Total general obligation revenue bonds Revenue bonds Public Project Revenue Bonds of 2005B 4.00 - 4.65 05/01/05 12/15/29 Tax increment bonds G.O. Tax Increment Bonds of 2004 3.60 - 4.80 06/01/04 12/01/24 General obligation capital improvement plan bonds G.O. Capital Plan bonds of 2006A 3.80 - 3.90 08/01/07 02/01/17 Total bonded indebtedness Due in 2011 Outstanding Issued Outstanding Authorized January 1 (Retired) December 31 Principal Interest $ 1,035,000 $ 235,000 $ (100,000) $ 135,000 $ 135,000 $ 5,738 2,700,000 1,375,000 (275,000) 1,100,000 275,000 40,425 2,500,000 1,520,000 (250,000) 1,270,000 250,000 44,610 1,300,000 1,175,000 (125,000) 1,050,000 125,000 34,493 1,700,000 1,700,000 (150,000) 1,550,000 150,000 38,413 1,260,000 1,260,000 (420,000) 840,000 300,000 21,000 1,235,000 - 1,235,000 1,235,000 120,000 27,443 11,730,000 7,265,000 (85,000) 7,180,000 1,355,000 212,122 6,260,000 4,955,000 (455,000) 4,500,000 490,000 213,682 3,700,000 3,545,000 (55,000) 3,490,000 60,000 153,680 1,400,000 1,165,000 (125,000) 1,040,000 130,000 41,600 945,000 670,000 (155,000) 515,000 155,000 13,950 9,545,000 835,000 422,912 12,305,000 10,335,000 (790,000) 1,310,000 810,000 (145,000) 665,000 155,000 30,368 8,500,000 8,290,000 (120,000) 8,170,000 135,000 332,914 9,810,000 9,100,000 (265,000) 8,835,000 290,000 363,282 10,000,000 9,465,000 (185,000) 9,280,000 210,000 413,148 400,000 325,000 (15,000) 310,000 15,000 13,735 1,225,000 1,030,000 (115,000) 915,000 115,000 32,805 $ 45,470,000 $ 37,520,000 $ (1,455,000) $ 36,065,000 $ 2,820,000 $ 1,458,004 CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT BOND SCHEDULES DECEMBER 31, 2010 Interest Issue Maturity Rate Date Date Principal G.O. special assessment bonds $1,035,000 G.O. Improvement Bonds of 2001 10/01/01 4.25 % 12/01/11 $ 135,000 Total 135,000 $2,700,000 G.O. Improvement Bonds of 2004 06/01/04 3.45 12/01/11 $ 275,000 3.65 12/01/12 275,000 3.70 12/01/13 275,000 3.90 12/01/14 275,000 Total 1,100,000 $2,500,000 G.O. Improvement Bonds of 2005 07/01/05 3.30 12/15/11 $ 250,000 3.40 12/15/12 250,000 3.50 12/15/13 250,000 3.60 12/15/14 260,000 3.75 12/15/15 260,000 Total 1,270,000 $1,300,000 G.O. Street Improvement Bonds of 2008 05/15/08 2.80 12/15/11 $ 125,000 2.90 12/15/12 125,000 3.20 12/15/13 130,000 3.20 12/15/14 130,000 3.40 12/15/15 130,000 3.40 12/15/16 135,000 3.65 12/15/17 135,000 3.65 12/15/18 140,000 Total 1,050,000 CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT BOND SCHEDULES - CONTINUED DECEMBER 31, 2010 Final Interest Issue Maturity Rate Date Date Principal G.O. special assessment bonds - continued $1,700,000 G.O. Improvement Bonds, Series 2009A 05/15/09 1.40 % 12/15/11 $ 150,000 1.55 12/15/12 175,000 1.80 12/15/13 175,000 2.00 12/15/14 175,000 2.40 12/15/15 175,000 3.00 12/15/16 175,000 3.00 12/15/17 175,000 3.50 12/15/18 175,000 3.50 12/15/19 175,000 Total 1,550,000 $1,260,000 G.O. Improvement Refunding Bonds, Series 2009B 09/03/09 2.50 12/01/11 $ 300,000 2.50 12/01/12 345,000 2.50 12/01/13 195,000 Total 840,000 $1,235,000 G.O. Improvement Bonds, Series 2010A 05/26/10 .80 12/15/11 $ 120,000 1.15 12/15/12 120,000 1.50 12/15/13 120,000 1.80 12/15/14 120,000 2.20 12/15/15 120,000 2.50 12/15/16 125,000 2.75 12/15/17 125,000 3.00 12/15/18 125,000 3.10 12/15/19 130,000 3.20 12/15/20 130,000 1,235,000 Total G.O. special assessment bonds $ 7,180,000 CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT BOND SCHEDULES - CONTINUED DECEMBER 31, 2010 Final Interest Issue Maturity Rate Date Date Principal G.O. tax increment bonds $400,000 Tax Increment Bonds of 2004 06/01/04 3.60 % 12/01/11 $ 15,000 3.75 12/01/12 15,000 3.75 12/01/13 15,000 4.00 12/01/14 20,000 4.00 12/01/15 20,000 4.35 12/01/16 20,000 4.35 12/01/17 20,000 4.60 12/01/18 25,000 4.60 12/01/19 25,000 4.60 12/01/20 25,000 4.80 12/01/21 25,000 4.80 12/01/22 25,000 4.80 12/01/23 30,000 4.80 12/01/24 30,000 Total 310,000 Total G.O. tax increment bonds $ 310,000 General obligation bonds $6,260,000 G.O. Park Refunding Bonds of 2005 09/01/05 4.375 12/01/11 $ 490,000 4.500 12/01/12 535,000 4.625 12/01/13 585,000 4.750 12/01/14 645,000 4.750 12/01/15 710,000 5.000 12/01/16 780,000 5.000 12/01/17 755,000 Total 4,500,000 CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT BOND SCHEDULES - CONTINUED DECEMBER 31, 2010 Final Interest Issue Maturity Rate Date Date Principal General obligation bonds - Continued $3,700,000 G.O. Fire Hall Bonds of 2006A 11/15/06 4.00 % 12/15/11 $ 60,000 4.00 12/15/12 65,000 4.00 12/15/13 75,000 4.00 12/15/14 75,000 4.00 12/15/15 85,000 4.25 12/15/16 100,000 4.25 12/15/17 100,000 4.25 12/15/18 110,000 4.25 12/15/19 120,000 4.30 12/15/20 135,000 4.35 12/15/21 150,000 4.50 12/15/22 160,000 4.50 12/15/23 175,000 4.50 12/15/24 200,000 4.50 12/15/25 215,000 4.50 12/15/26 230,000 4.50 12/15/27 250,000 4.50 12/15/28 270,000 4.50 12/15/29 285,000 4.50 12/15/30 305,000 4.50 12/15/31 325,000 Total 3,490,000 $1,400,000 G.O. Street Reconstruction Bonds 2007B 05/15/07 4.00 12/15/11 $ 130,000 4.00 12/15/12 135,000 4.00 12/15/13 140,000 4.00 12/15/14 150,000 4.00 12/15/15 155,000 4.00 12/15/16 160,000 4.00 12/15/17 170,000 Total 1,040,000 $945,000 G.O. Refunding Fire Station Bonds 2008A 05/01/08 2. 55 12/01/11 $ 155,000 2.70 12/01/12 175,000 2.85 12/01/13 185,000 515,000 Total general obligation bonds $ 9,545,000 CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT BOND SCHEDULES - CONTINUED DECEMBER 31, 2010 Final Interest Issue Maturity Rate Date Date Principal Revenue Bonds $10,000,000 Lease Revenue Bonds of 2005B 05/01/05 4.00 % 12/15/11 $ 210,000 4.00 12/15/12 230,000 4.00 12/15/13 250,000 4.00 12/15/14 285,000 4.25 12/15/15 305,000 4.25 12/15/16 330,000 4.25 12/15/17 360,000 4.25 12/15/18 400,000 4.25 12/15/19 425,000 4.25 12/15/20 460,000 4.45 12/15/21 500,000 4.45 12/15/22 530,000 4.45 12/15/23 570,000 4.50 12/15/24 610,000 4.65 12/15/25 655,000 4.65 12/15/26 710,000 4.65 12/15/27 760,000 4.65 12/15/28 815,000 4.65 12/15/29 875,000 Total revenue bonds $ 9,280,000 General Obligation Revenue Bonds $1,310,000 G.O. Building Revenue Bonds of 2005 09/07/05 4.375 12/01/11 $ 155,000 4.500 12/01/12 170,000 4.625 12/01/13 170,000 4.750 12/01/14 170,000 Total 665,000 CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT BOND SCHEDULES - CONTINUED DECEMBER 31, 2010 Final Interest Issue Maturity Rate Date Date Principal General Obligation Revenue Bonds $8,500,000 G.O. Water Treatment Plant Revenue Bonds of 2007A 05/15/07 4.00 % 12/15/11 $ 135,000 4.00 12/15/12 150,000 4.00 12/15/13 175,000 4.00 12/15/14 200,000 4.00 12/15/15 220,000 4.00 12/15/16 240,000 4.00 12/15/17 260,000 4.00 12/15/18 280,000 4.00 12/15/19 300,000 4.00 12/15/20 325,000 4.00 12/15/21 350,000 4.00 12/15/22 375,000 4.00 12/15/23 400,000 4.00 12/15/24 425,000 4.00 12/15/25 450,000 4.10 12/15/26 475,000 4.13 12/15/27 500,000 4.13 12/15/28 525,000 4.13 12/15/29 550,000 4.20 12/15/30 580,000 4.20 12/15/31 610,000 4.20 12/15/32 645,000 Total 8,170,000 Total general obligation revenue bonds $ 8,835,000 General obligation capital improvement plan bonds $1,225,000 G.O. Capital Improvement Plan Bonds 08/01/07 3.80 02/01/11 $ 115,000 3.80 02/01/12 120,000 3.80 02/01/13 125,000 3.80 02/01/14 130,000 3.80 02/01/15 135,000 3.85 02/01/16 140,000 3.90 02/01/17 150,000 Total general obligation capital improvement bonds $ 915,000 CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT DEBT SERVICE REQUIREMENTS DECEMBER 31, 2010 G.O. Special Assessment Bonds G.O. Bonds G.O. Revenue Bonds Year Principal Interest Principal Interest Principal Interest 2011 $ 1,355,000 $ 212,120 $ 835,000 $ 422,912 $ 290,000 $ 363,282 2012 1,290,000 174,585 910,000 389,920 320,000 351,102 2013 1,145,000 139,705 985,000 353,121 345,000 337,452 2014 960,000 106,795 870,000 312,192 370,000 322,590 2015 685,000 76,890 950,000 272,554 220,000 306,514 2016 435,000 55,880 1,040,000 229,230 240,000 297,714 2017 435,000 42,915 1,025,000 179,580 260,000 288,114 2018 440,000 29,300 110,000 130,780 280,000 277,714 2019 305,000 14,315 120,000 126,105 300,000 266,514 2020 130,000 4,160 135,000 121,005 325,000 254,514 2021 - - 150,000 115,200 350,000 241,514 2022 - - 160,000 108,675 375,000 227,514 2023 - - 175,000 101,475 400,000 212,514 2024 - - 200,000 93,600 425,000 196,514 2025 - - 215,000 84,600 450,000 179,514 2026 - - 230,000 74,925 475,000 161,514 2027 - - 250,000 64,575 500,000 142,039 2028 - - 270,000 53, 325 525,000 121,414 2029 - - 285,000 41,175 550,000 99,758 2030 - - 305,000 28,350 580,000 77,070 2031 - - 325,000 14,625 610,000 52,710 2032 - - - - 645,000 27,090 Total $ 7,180,000 $ 856,665 $ 9,545,000 $ 3,317,923 $ 8,835,000 $ 4,804,670 Revenue Bonds Tax Increment Bonds G.O. Capital Plan Bonds Principal Interest Principal Interest Principal Interest $ 210,000 $ 413,148 $ 15,000 $ 13,735 $ 115,000 $ 32,805 230,000 404,748 15,000 13,195 120,000 28,340 250,000 395,548 15,000 12,633 125,000 23,685 285,000 385,548 20,000 12,070 130,000 18,840 305,000 374,148 20,000 11,270 135,000 13,805 330,000 361,185 20,000 10,470 140,000 8,545 360,000 347,160 20,000 9,600 150,000 2,925 400,000 331,860 25,000 8,730 - - 425,000 314,860 25,000 7,580 - - 460,000 296,798 25,000 6,430 - - 500,000 277,248 25,000 5,280 - - 530,000 254,998 25,000 4,080 - - - 570,000 231,413 30,000 2,880 - 610,000 205,763 30,000 1,440 - - 655,000 177,398 - - - - 710,000 146,940 - - - - 760,000 113,925 - - - - 815,000 78,585 - - - - 875,000 40,688 - - - - - - - - - - - - - - - - - - - - - - $ 9,280,000 $ 5,151,955 $ 310,000 $ 119,393 $ 915,000 $ 128,945 CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT TAX LEVIES AND COLLECTIONS, SPECIAL ASSESSMENT LEVIES AND COLLECTIONS AND OTHER SCHEDULES PRIOR TEN YEARS TAX LEVIES AND COLLECTIONS Percentage Collection Percentage Collection of Total Total of Current of Levy of Prior Total Collections Year Levy Year Levy Collected Years' Levies Collections to Levy 2001 $ 4,728,647 $ 4,642,846 98.19 % $ 63,850 $ 4,706,696 99.54 % 2002 5,520,913 5,454,555 98.80 131,862 5,586,417 101.19 2003 6,062,013 5,622,173 92.74 * 91,660 5,713,833 94.26 2004 6,588,000 6,149,977 93.35 * 73,164 6,223,141 94.46 2005 7,313,669 6,903,982 94.40 * 83,978 6,987,960 95.55 2006 8,086,236 7,733,423 95.64 * 76,133 7,809,556 96.58 2007 8,718,777 8,557,509 98.15 * 96,934 8,654,443 99.26 2008 9,365,437 9,027,680 96.39 * 120,587 9,148,267 97.68 2009 9,881,555 9,330,012 94.42 * 157,906 9,487,918 96.02 9,764,852 96.88 * 235,004 9,999,856 99.21 2010 10,079,186 * Market value credit was withheld by the State of Minnesota. SPECIAL ASSESSMENT LEVIES AND COLLECTIONS Percentage Collection Percentage Collection of Total Total of Current of Levy of Other Total Collections Year Levy Year Levy** Collected Years' Levies Collections to Levy 2001 $ 304,693 $ 297,070 97.50 % $ 4,273 $ 301,343 98.90 % 2002 296,832 289,718 97.60 55, 291 345,009 116.23 2003 254,792 248,054 97.36 7,426 255,480 100.27 2004 471,563 434,451 92.13 4,783 439,234 93.14 2005 408,574 380,040 93.02 5,927 385,967 94.47 2006 476,717 446,508 93.66 49,397 495,905 104.03 2007 405,756 400,937 98.81 39,075 440,012 108.44 2008 336,687 330,203 98.07 9,243 339,446 100.82 2009 366,972 362,795 98.86 3,461 366,256 99.80 3,522 438,539 99.43 2010 441,066 435,017 98.63 ** Excludes prepaid assessment collections CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT TAX LEVIES AND COLLECTIONS, SPECIAL ASSESSMENT LEVIES AND COLLECTIONS AND OTHER SCHEDULES - CONTINUED PRIOR THREE YEARS OTHER SCHEDULES SCHEDULES OF MARKET VALUE, TAX LEVY, TAX CAPACITY VALUES, TAX CAPACITY RATE AND MARKET VALUE RATE 2010 2008 2009 $ 2,842,698,200 $ 2,753,127,000 Market value $ 2,695,007,700 $ 9,881,555 $ 10,079,186 Tax levy $ 9,365,437 $ 31,627,710 $ 30,687,285 Tax capacity net of fiscal disparities and tax increment $ 29,777,707 28.064% 27.947% 29.442% Tax capacity rate 0.038% 0.037% 0.040% Market value rate CITY OF PRIOR LAKE, MINNESOTA FINANCIAL EXHIBIT KEY FINANCIAL INDICATORS PRIOR THREE YEARS 2008 2009 2010 Current population 22,211 22,917 22,796 Tax capacity net of fiscal disparities and tax increment $ 29,777,707 $ 31,627,710 $ 30,687,285 Percent of current property taxes collected 96.39 % * 94.42 % * 96.88 % * City revenues per capita (Governmental Funds) $ 698 $ 657 $ 743 City expenditures per capita (Governmental Funds) $ 1,285 $ 857 $ 810 Ratio of bonded debt to tax capacity 139 % 123 % 121 % Bond Rating Aa3 Aa3 Aa2 * Net of market value aid reduction by the State of Minnesota OTHER REQUIRED REPORT CITY OF PRIOR LAKE PRIOR LAKE , MINNESOTA FOR THE YEAR ENDED DECEMBER 31, 2010 THIS PAGE IS LEFT BLANK INTENTIONALLY REPORT ON MINNESOTA LEGAL COMPLIANCE Honorable Mayor and Counc il City of Prior Lake , Minnesota We have audited the accompanying financial statements of the governmental activities, the business - type activities, each major fund and the aggregate remaining fund information of the City of Prior Lake , Minnesota (the Cit y ) a s of and for the year ended December 31, 2010 , which collectively comprise the City ’ s basic financial statements , and have issued our report thereon dated May 5, 2011 . We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the Minnesota Legal Compliance Audit Guide for Local Government provisions of the , promulgated by the Minnesota Office of the State Auditor pursuant to Minnesota statute , section 6.65 . Accordingly, the audit included such tests of the accounting records and such other auditing procedures, as we considered necessary in the circumstances. Minnesota Legal Compliance Audit Guide for Local Government The covers s even main categories of compliance to be tested: contracting and bidding, deposits and investments, conflicts of interest, public indebtedness, claims and disbursements , miscellaneous city provisions and ta x i ncrement f inancing . Our study included all of the listed categories. The results of our tests indicate that for the items tested, the City complied with the material terms and conditions of appl icable legal provisions. This report is intended solely f or the information and use of the Council, management and the Minnesota Office of the State Auditor and is not intended to be and should not be used by anyone other than these specified parties. May 5, 2011 ABDO, EICK & MEYERS, LLP Certified Public Accountants Minneapolis, Minnesota