HomeMy WebLinkAbout4D - Transit Financial Assist.
CITY COUNCIL AGENDA REPORT
MEETING DATE: March 6, 2002
AGENDA #: 4D
PREPARED BY: Susan Walsh, Assistant City Manager
AGENDA ITEM: CONSIDER APPROVAL OF A RESOLUTION AUTHORIZING THE MAYOR
AND CITY MANAGER TO ENTER INTO AN AGREEMENT WITH THE
METROPOLITAN COUNCIL FOR TRANSIT CAPITAL FINANCIAL
ASSISTANCE
DISCUSSION: Historv: In November 2001 the Metropolitan Council informed city staff of its
intention to reimburse the City for the purchase of the City's two new transit
buses for the Laker Lines bus service that went into effect on January 1, 2002.
In July 2001 the City placed an order with Grande American Bus Sales for two
Blue Bird L TC-37 transit buses for a total amount of $443,684. The buses were
delivered to Grande American Bus Sales in Anoka this past week.
Current Circumstances: Under the consent agenda for Council approval is the
purchase order and invoice for the two buses in the amount of $443,684. The
City has invoiced the Metropolitan Council for reimbursement of this amount. To
complete the arrangement between the City and the Metropolitan Council, the
City Council needs to approve the attached agreement that outlines the
conditions for the City to receive the funds from the Metropolitan Council.
With the assistance of the City Attorney, staff is currently reviewing and clarifying
some of the conditions and clauses of the agreement with Metropolitan Council
staff members. In order that we can move forward with reimbursement from the
Metropolitan Council, staff recommends that the Mayor and City Manager
receive authorization to executive this Agreement subject to the City Attorney
approving the Agreement.
Conclusion: Council approval of the attached Agreement will allow the City to
receive reimbursement for the purchase of the City's two new transit buses.
FISCAL IMPACT: There is no negative impact to the budget since the Metropolitan Council will
reimburse the City for the full purchase price of the two transit buses. Bus
acquisition in this fashion was previously approved by the City Council.
ALTERNATIVES: (1) Adopt a Resolution Authorizing the Mayor and City Manager to Enter Into an
Agreement with the Metropolitan Council for Transit Capital financial
Assistance.
(2) Deny the Resolution
16200 Eagle Creek Ave. S.E., Prior Lake, Minnesota 55372-1714 / Ph. (952) 447-4230 / Fax (952) 447-4245
I:\ASSTCM\PRIOR LAKE TRANSIT\MET CO~~~~~ BiPT~
RECOMMENDED
MOTION:
REVIEWED BY:
(3) Take no action and provide staff with specific direction.
I:\ASSTCM\PRIOR LAKE TRANSIT\MET COUNCIL GRANT AGND RPT.DOC
RESOLUTION 02- 30
RESOLUTION AUTHORIZING THE MAYOR AND CITY MANAGER TO
ENTER INTO AN AGREEMENT WITH THE METROPOLITAN COUNCIL
FOR TRANSIT CAPITAL FINANCIAL ASSISTANCE
Motion By:
Second By:
WHEREAS, the City Council authorized the purchase of two Blue Bird L TC-37 transit buses for a total
costs of $443,684;
WHEREAS, the City of Prior Lake requested capital financial assistance from the Metropolitan Council
for the purchase of the two transit buses;
WHEREAS, the Metropolitan Council has agreed to reimburse the City in the amount of $443,684 as
outlined in the Agreement between the Metropolitan Council and the City of Prior Lake.
NOW THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF PRIOR LAKE, MINNESOTA
that:.
1. The recitals set forth above are incorporated herein,
2. The City Council hereby approves the Agreement with the Metropolitan Council for Transit
Capital Assistance subject to final approval by the City Attorney.
PASSED AND ADOPTED THIS 6th DAY OF MARCH, 2002.
Haugen Haugen
Ericson Ericson
Gundlach Gundlach
Petersen Petersen
Zieska Zieska
YES
NO
Frank Boyles, City Manager
16200 Eagle Creek Ave. S.E., Prior Lake, Minnesota 55372-1714 / Ph. (952) 447-4230 / Fax (952) 447-4245
AN EQUAL OPPORTUNITY EMPLOYER
Contract No. SG-Ol-125
AGREEMENT BETWEEN THE METROPOLITAN COUNCIL AND
THE CITY OF PRIOR LAKE
FOR TRANSIT CAPITAL FINANCIAL ASSISTANCE
THIS AGREEMENT is entered into by THE METROPOLITAN COUNCIL, ("the Council"), and
THE CITY OF PRIOR LAKE, ("the Grantee").
WHEREAS, the Council is authorized by Minnesota Statutes section 473.39 to issue bonds to provide
funds to implement the Council's transit capital improvement program ("the Transit Crp"); and
WHEREAS, the Transit crp provides for funding of capital projects such as vehicle acquisition or
refurbishment, public transit and support facilities, computer/communication equipment acquisition,
transit equipment acquisition, and demonstration projects to assist in providing safe and convenient
access to transit services; and
WHEREAS, the Council is authorized by Minnesota Statutes section 473.375 to provide financial
assistance to operators of public transit in the metropolitan area; and
WHEREAS, the Grantee is an eligible recipient for transit capital financial assistance and has applied to
the Council for a transit capital grant; and
WHEREAS, the proposed project is consistent with the Council's Transit CIP, and the Council desires to
assist the Grantee by the award of a transit capital grant.
NOW, THEREFORE, the Council and the Grantee agree as follows:
I. DEFINITIONS
1.01 "Project" means the entire work eff0l1 funded in whole or in part by Council grant funds,
described in Exhibit A.
1.02 "Council bond proceeds" means funds received by the Council from the intended
issuance of Metropolitan Council general obligation bonds to accomplish the Council's Transit crp.
II. GRANT AMOUNT, GRANT PERIOD, AND PAYMENT OF PROCEEDS
2.01 Grant Amount. The Council agrees to make available to the Grantee during the grant
period a total grant amount of $443,684.00 for the purpose of performing the Project set forth in Exhibit
A, which is attached to and incorporated in this agreement. In no event will the Council's obligation
under this agreement exceed the total grant amount. The Council shall bear no responsibility for any cost
overruns which may be incurred by the Grantee in the performance oftbe Project.
2.02 Grant Period. The grant period shall commence upon the execution of this agreement
and remain in force and effect until June 1, 2002. After that date, all grant funds which have not been
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expended shall revert to and become part of the Council's Transit Capital Fund and may be reallocated or
expended by the Council for other transit capital projects.
2.03 Reimbursement Payments of Grant Proceeds. Except as provided in paragraph 2.04,
all payments to the Grantee shall be made on a Reimbursement basis following submission by the
Grantee to the Council of satisfactory documentation of grant-eligible expenditures. All documentation
of expenditures shall be submitted in a form acceptable to the Council. The Council shall reimburse all
grant eligible expenditures not in excess ofthe total grant amount within thirty (30) days of the receipt of
satisfactory documentation from the Grantee. The documentation shall be subject to review and
acceptance orrejection by the Council's Regional Administrator. Documentation shall be deemed to be
accepted if it is not rejected in writing within ten (10) working days of receipt.
2.04 Joint Payment of Large Expenditures. In the event of an anticipated grant-eligible
expenditure in a liquidated amount in excess of $50,000, the Grantee may request a check from the
Council for payment of grant proceeds made out jointly to the Grantee and to the contractor or vendor to
whom the grant eligible payment is owed. The Council shall issue such a check within thirty (30) days of
receipt of satisfactory documentation from the Grantee of a grant-eligible expenditure in excess of
$50,000. All documentation shall be submitted in a form acceptable to the Council. The documentation
shall be subject to review and acceptance or rejection by the Council's Regional Administrator.
Documentation shall be deemed to be accepted if it is not rejected in writing within ten (10) working days
of receipt. The Grantee's endorsement on the check will be deemed to be a certification by the Grantee
that the full amount ofthe check is for payment to the joint payee on the check and that no pOJiion of the
proceeds of the check will be paid to or retained by the Grantee.
2.05 Reimbm'sement Request/Progress Reports. To obtain reimbursement under this
agreement, the Grantee shall submit a Reimbursement Request/Progress Report on forms provided by the
Council. Reimbursement Request/Progress Reports may be submitted once per month, but must be
submitted at least semi-annually by December 1 and .Iune 1 of each calendar year ofthe grant period.
The Grantee shall describe the activities undertaken in connection with the grant and shall provide
sufficient documentation of grant-eligible expenditures and such other information as the Council's staff
reasonably requests.
2.06 Council Fund Requirement. Notwithstanding anything to the contrary in this
agreement, the payment of grant proceeds shall be made by the Council within the time frames specified
in this aIiicle only if the Council has adequate transit bond funds on hand at the time that payment is due.
The Grantee acknowledges that, at the time of execution ofthis grant agreement, the Council may not
have issued the Council bonds, the proceeds of which will be used to fund the Council portion of this
agreement,
III. AUTHORIZED USE OF GRANT PROCEEDS
3.01 Project Costs. The costs of performing the Project as detailed in Exhibit A after June
14,2000, and before expiration ofthe grant period are eligible for payment or reimbursement out of grant
proceeds.
3.02 Professional Services Costs. The costs of legal, engineering, architectural, construction
site management, design services, soils testing, preparing bidding or proposal specifications, or project
management services directly necessary to perform the Project are eligible for payment or reimbursement
out of grant proceeds, Such services must be performed by outside firms or individuals, Direct staff
costs incurred by the Grantee for these types of services are not grant-eligible costs. The amount of grant
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proceeds which may be used for these professional services costs must not exceed three percent (3%) of
the total grant amount.
3.03 Administ,"ation Costs of Grant. The Grantee agrees to maximize the use of its own
personnel and internal services in taking the steps necessary to perform the Project and minimize the
administrative costs associated with the perfonnance of the Project. Grant proceeds may not be used to
fund any grant administrative costs.
3.04 Regional Use. The Grantee agrees to perform, operate, and maintain the Project capital
assets in a manner consistent with the Council's Transit CIP, Transportation Policy Plan, and other
Council-adopted regional transportation policy. The Grantee further agrees that it will not adopt any
rules or restrictions hindering regional use of the Project capital assets or sell or remove the Project
capital assets from regional use without the express written consent of the Council, either during the grant
period or for a period oftwelve (12) years following.
IV. ACCOUNTS, RECORDS, AND AUDIT REQUIREMENTS
4.01 Separ"ate Account; Records. The Grantee agrees to establish and maintain a separate
account for the Project and to maintain accurate and complete records and accounts relating to the receipt
and expenditure of any and all grant funds. Such accounts and records shall be kept and maintained for a
period of at least six (6) years following the expiration of the grant period, All costs charged to the
Project must be supported by proper documentation, including properly executed payrolls, time records,
invoices, contracts, or vouchers, evidencing in detail the nature and propriety of the charges.
4.02 Project Asset Reco,"ds. The Grantee shall maintain a current vehicle record file for each
vehicle purchased in whole or in pm1 with grant funds, whether owned by the Councilor the Grantee, and
shall make the files available for inspection by the Council upon request and at the conclusion of this
regional use period stated in paragraph 3.04. Each file shall include at a minimum:
1. Vehicle identification number;
2. Vehicle maintenance and repair history, including description of maintenance and repair
performed, vendor or facility completing the work, cost, date, and mileage;
3. Vehicle equipment check log;
4, Documentation that preventive maintenance was performed according to the schedule
established by the vehicle manufacturer and approved by the Council;
5. Vehicle maintenance requests with the date submitted by drivers, including what action
was taken and when;
6. Vehicle pre-trip inspection log, signed by the driver.
The vehicle maintenance history provided to the Council need not include minor maintenance items, e.g.,
lights, mirrors, upholstery, and other minor items,
4.03 Audit. The above accounts and records of the Grantee are subject to audit by the
Council and may be inspected on the Grantee's premises or otherwise by individuals designated or
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authorized by the Council at any time following reasonable notification during the grant period and for a
period of six (6) years thereafter.
V. GENERAL CONDITIONS
5.01 Consultation. The Grantee agrees specifically to review and solicit recommendations
and advice from the Council's staff at the earliest possible time if and when the Grantee expects that the
following will or may occur:
a. Tbe costs for any pOJiion oftbe Project will be bigber than tbe Grantee's projected costs
for that portion oftbe Project; or
b, The total cost of the Project will exceed the total grant amount.
I f the Grantee, for any reason, determines that the Project or any portion of it should not be undertaken,
or that there should be a change in the scope or costs of the Project or any pOliion of it, tbe Grantee shall
submit to the Council's Regional Administrator a statement describing the situation and giving the
reasons for the Grantee's determination. Tbe Grantee may, simultaneously with the submission oftbe
statement or within a reasonable time thereafter, recommend for Council approval alternative projects,
activities, uses, expenditures, or allocations of grant funds.
5.02 Compliance With Law. The Grantee agrees to comply with the provisions of all
applicable state and fed era] laws, including tbose laws pertaining to tbe use of bond proceeds. This grant
is financed witb bonds issued in accordance with Federal arbitrage restrictions. The Grantee will not use
the grant funds in any way wbicb would cause the bonds to be classified as "Arbitrage Bonds" under tbe
Internal Revenue Code. The Grantee will not take any action that would adversely affect the exemption
from federal income taxation of the bonds or omit to take any action necessary to maintain such tax
exempt status. Further, the Grantee agrees that it is the Grantee's obligation and responsibility, and not
the Council's, to comply with all other laws, regulations, and rules relating to activities undertaken in
performing the Project.
5.03 Liability. Each party agrees that it will be responsible for its own acts and the results
thereof to the extent authorized by law and shall not be responsible for the acts of the other party and the
results thereof. TheCounci]'s ]iability shall be governed by the Minnesota Municipal Tort Claims Act,
Minnesota Statutes chapter 466, and other applicab]e law.
5.04 Amendments. The terms ofthis agreement may be changed by mutual agreement of the
pmiies. Changes shall be effective only upon execution of written amendment(s) signed by authorized
representatives of the Council and the Grantee.
5.05 Title to Equipment and Vehicles; Lease Back. The parties agree that, upon acquisition
of vehicles by the Grantee using funds granted under this agreement, the Grantee will transfer title to the
vehicles and associated equipment purchased with grant funds to the Council at no charge to the Council.
The Grantee and the Council agree to execute any documents necessary to effectuate this transfer oftitle.
For good and valuable consideration of one dollar ($1) per vehicle per year, receipt of which is hereby
acknowledged, the Council will lease the transferred vehicles and associated equipment back to the
Grantee for exclusive use by the Grantee in regional public transit service in compliance with paragraph
3.04 of this agreement. Title to equipment and vehicles that are purchased with grant funds and not
transferred to the Council must remain in the Grantee's name for the time period indicated in paragraph
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3.04, The Grantee shall take reasonable measures to protect and defend the Council's and the Grantee's
title interests and shall keep the vehicles and equipment free and clear of any liens, encumbrances, or
other claims.
5.06 Ope,"ations and Maintenance. The Grantee is responsible for proper inspection,
cleaning, and maintenance of the Project assets purchased in whole or in paJi with grant funds, whether
title is held by the Councilor the Grantee. The Grantee agrees to be responsible to operate and maintain
the Project assets in good working order for the time period indicated in paragraph 3.04 and to be
responsible for any costs of operation and maintenance ofthe Project assets.
5.07 Risk of Loss. The Grantee must procure auto liability and physical damage coverage at
full replacement value on vehicles owned by the Council and leased back to the Grantee under this
agreement. The Council must be named as an additional insured under the policy. As to equipment and
vehicles that are not transferred to the Council as provided in this agreement, the Granteebears the risk of
loss of" damage to, or destruction of any equipment and vehicles purchased with grant funds and any
buildings or other improvements to land accomplished in whole or in pali with grant funds, At a
minimum, the Grantee shall secure appropriate insurance or establish a fund for appropriate self-
insurance'to cover full replacement value and to protect the Council's investment of regional funds for
the time period indicated in paragraph 3.04.
5.08 Equal Oppo,.tunity; Affirmative Action. The Grantee agrees to comply with all
applicable laws, rules, and regulations relating to nondiscrimination and affirmative action in public
purchase, involvement, and use. In particular, the Grantee agrees not to discriminate against any
employee or applicant for employment because of race, color, creed, religion, sex, sexual orientation,
national origin, marital status, disability, status with regard to public assistance, membership or activity in
a local civil rights commission, or age, and to take affirmative action to insure that applicants and
employees are treated equally with respect to all aspects of employment, rates of pay and other forms of
compensation, and selection for training. In addition, the Grantee agrees to include affirmative action and
equal employment provisions in any written contract entered into after the date of execution ofthis
agreement which involves the provision of work or services which will be paid for in whole or in part out
of the grant proceeds.
5.09 Permits, Bonds, and App,.ovals. The Grantee is responsible for obtaining all applicable
local and state licenses, permits, bonds, and authorizations necessary for performing the Project.
5.10 Acknowledgments. The Grantee shall appropriately acknowledge the financial
assistance provided by the Council in any promotional materials, press releases, reports, and publications
relating to the Project.
5.11 Construction. This agreement is intended to assist in implementing the Council's
Transit ClP and Transportation Policy Plan/Development Guide Chapter and shall be interpreted
consistently with them.
5.12 Effect of Project Close-out. The Grantee agrees that Project close-out does not
invalidate continuing obligations imposed on the Grantee by this agreement. Project close-out does not
alter the Council's authority to disallow costs and recover funds on the basis of a later audit or other
review, and does not alter the Grantee's obligation to return any funds due to the Council as a result of
later refunds, corrections, or other transactions.
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IN WITNESS WHEREOF, the parties have caused this agreement to be executed by their duly
authorized representatives.
METROPOLITAN COUNCIL
Approved as to form:
By:
Regional Administrator
Office of General Counsel
Date:
CITY OF PRIOR LAKE
By:
Its:
Date:
By:
Its:
Date:
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