HomeMy WebLinkAbout04 21 2014 EDA Report 4B Attach1
C:City of Prior LakeN.13M002-1
OMMUNITYO
CA:4646 Dakota St SE Prior Lake, MN 55372
OMMUNITY DDRESS
CP:Jerilyn Erickson, Finance Director
ONTACT ERSON
C-WSACDA:80%
OMMUNITYIDE EFERRED MOUNT
C-WSACDP:Five(5) Years
OMMUNITYIDE EFERMENT ERIOD
PM():July & December
AYMENTONTHS
MASTER SAC DEFERRAL AGREEMENT
THIS MASTER SAC DEFERRAL AGREEMENT
(“Agreement”)is entered into by and
between the Metropolitan Council, a public corporation and political subdivision of the State of
Minnesota, with business offices at 390 Robert Street North, Saint Paul, Minnesota 55101
(“Council”), and the local government unit identified above as the “Community.”
Recitals
1.The Council owns and operates the metropolitan disposal system. Under Minnesota
Statutes section 473.517, subdivision 3, the costs of acquisition, betterment and debt service
associated with the “reserve capacity” of the system must be allocated among and paid by the
respective local government units in the metropolitan area through a sewer availability charge
(“SAC”) for each new connection or increase in capacity demand to the metropolitan disposal
system within each local government unit.
2.Individual propertyor businessownerswhose properties are either newly connectedor
increase capacity demand to the metropolitan disposal system do not pay SACto the Council.
However, local government units that pay SAC to the Councilfor new connections or increased
capacity demands typically pass on those costs to property and business ownersby assessing
property and business owners a “Local SAC” which sometimes includes local add-on charges.
3.Minnesota Statutes section 473.517, subdivision 6 authorizes the Council to provide for the
deferment of payment of all or part of the allocated costs which are allocated by the Council to a
local government unit in any year pursuant to section 473.517, subdivision 3. The deferments
are repayable at such time or times as the Council shall specify, with interest.
4.At its November 28, 2012 meeting, the Council adopted changes to its SAC program
including a small business SAC deferral program. The changes became effective January 1,
2013. At its January 22, 2014 meeting, the Council adopted changes to the SAC deferral
program that became effective immediately upon adoption.
5.The Council wants to encourage and help communities promote business development by
deferringcommunitySAC payment obligations pursuant to Minnesota Statutes section 473.517,
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subdivision 6, so participating communities may pass through to businesses the benefits of
deferred SAC paymentsby the communities. The Council’s Sewer Availability Charge
Procedure Manual(January 2014) states that communities that want to participate in a SAC
deferral program must execute a standard master SAC deferral agreement with the Council.
6.To obtain a deferment of a SAC payment obligation and provideassistanceto businesses,
communities will submit to the Councila signed master SAC deferral agreement.For the term
of the master agreement, communities will have the option to noteontheir monthly SAC
reporting, on forms as provided by the Council, the eligible SAC liabilities for which the
communities are requesting a SAC payment deferment from the Council.For each suchsubject
SAC liabilitythe deferment will be effective as of the first day of the subsequent month (e.g., for
an April building permit that is reportedfor SACin May, thedefermentwill be effective as of
June 1).
7.In order to define the rights and obligations of theCommunityand theCouncil and the
relevant SAC deferral arrangements, theCommunity and the Council agree as follows:
Article 1 -Definitions
1.1Definition of Terms.
Unless otherwise providedor indicated by the context, the terms
defined in this article have the meanings given them in this article. Capitalized terms or phrases
used in this Agreement have the meanings given them in the most recent version of the Council’s
Sewer Availability Charge Procedure Manual(the “SAC Procedure Manual”).
Community.
(a)“Community” means a “Community” or “Customer Community” as those
terms are defined in the SAC Procedure Manual.
Determination.
(b)“Determination” has the meaning ascribed to that term in the SAC
Procedure Manual.
Regional Portion of Local SAC.
(c)The “Regional Portion of Local SAC” means that portion
of the Community’s SAC payment obligations to the Council that the Community passed on
to properties within the Community’s jurisdiction and does not include any local add-on
charges.
SAC Deferred Amount.
(d)“SAC Deferred Amount” means the amount of the Community’s
SAC obligation under Minnesota Statutes section 473.517, subdivision 3 that has been
deferred pursuant to Minnesota Statutes section 473.517, subdivision 6 and the terms and
conditions of this Agreement.
Business.
(e)“Business” means a property or business for which the aggregate SAC
Determination results in a liability of twenty-five (25) SAC units or less, before application
of any Credits available on the Site. Business does not include any typeof “Residential
Property” or “Publicly Assisted Housing” as those terms are defined in the SAC Procedure
Manual; nor does it include motels, hotels, camps, nursing homes, senior housing or prisons.
Business includes “Commercial Properties,” as that term is defined in the SAC Procedure
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Manual, but only when the aggregate SAC Determination for a Commercial Property is
twenty-five (25) SAC units or less, before any applicable Credits.
Article 2–SAC Deferred Amount; Interest; Payments
2.1SAC Deferred Amount.
Subject to the terms and conditions of this Agreement and
applicable law, the Council will allow the Communityto defer payment on the Community’s
SAC obligations for Business properties within the Community’s jurisdiction in an amount not to
exceed eighty percent (80%)of the SAC due for the properties that are either newly connectedor
increase capacitydemand to the metropolitan disposal system. The percentage by which the
Community elects to defer payment on the Community’s SAC obligations must be applied on a
community-wide basis to all participating Businesses within the Community’s jurisdiction. The
“Community-Wide SAC Deferred Amount” is stated as a percentage on Page 1 of this
Agreement. The deferment is available only to properties for which the aggregate Determination
is twenty-five (25)SAC unitsor less. In each instance in which the Community exercises this
deferment option, the SAC amount that is not deferred is due and payable at the time the SAC
liability is incurred by the Community. Payments on the non-deferred amounts are due with the
regular SAC reporting to the Council, pursuant to the SAC Procedure Manual. The deferred
SAC liability begins accruing interest on the first day following the regular SAC reporting.
2.2Interest.
Annually at each calendar year-end,theCouncil will determine the average rate
on its wastewater bonds, pursuant to Minnesota Statutes section 473.517,subdivision 6. All new
SAC defermentsduring the following calendar year will be subject to that interest rate,but that
interest rate will be fixed for the duration of the deferment period for each deferral originated in
that calendar year. Interest on unpaid SAC Deferred Amount balanceswill be computed in
whole months, however, payments to the Council can be annual.
2.3Payments.
When the Council invoices the Community for payments on its SAC Deferred
Amount, the Council will provide the Community with a payment schedule that amortizes the
SAC Deferred Amount and interest on that deferred amount over the term of the deferment
period. The Community’s payment schedule will list the Business properties for which the
Community elected to defer payments on the Community’s SAC obligations to the Council. The
Communitywill make payments totheCouncil at least annually.The Community may elect to
make payments semi-annuallyor morefrequentlyto correspond with the Community’s Local
SAC collections, assessmentsor other payments from Businesses, but the same payment
schedule must apply to all Community SAC Deferred Amounts.The month(s) the Community
elected to make its SACpayments to the Councilunder thepayment schedule are identified on
Page 1 of this Agreement as the “Payment Month(s).” The Community may repay or prepay the
Council the unpaid balance of a SAC Deferred Amount at any time prior to the end of the
deferment period. Any repayment or prepayment made by the Community shall be without
penalty to the Community. The Community’s payment schedule will be recalculated during the
term of the deferment period to reflect: (a) repayments or prepayments by the Community; (b)
the Community’s election (if any) to discontinuemaking payments on its SAC Deferral Amount
for a Site pursuant to Section 4.2(b); (c) any Community payments to the Council pursuant to
Section 4.1(b);or (d) the addition of new Business properties for which the Community elects to
defer payment on the Community’s SAC obligations to the Council.
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2.4Local SAC Payments from Businesses.
Subject to the limitation stated in Sections 3.2 and
4.1, the Community may enter into a payment or other agreement with each Business for
payment of Local SAC to the Community on terms and conditions agreed to by the Community
and the Business. Except as described in Section 4.2, failure of a Business to make its Local
SAC payments to the Community or the Community’s failure (or choice) not to assess or collect
Local SAC from a Business shall not relieve the Community of its obligation to pay the Council
any unpaid SAC Deferred Amount, plus interest, or otherwise meet its SAC payment obligations
under Minnesota Statutes section 473.517, subdivision 6 or other law.
Article 3 -Term of Deferments
3.1Term of Agreement.
Unless otherwise terminated pursuant to this Agreement, this
Agreement shall remain in force and effect until the term of the last deferment period expires for
Business properties listed on the Community’s payment schedule. The Council reserves the right
to cancel, suspend or modify its SAC deferral program at any time and for any reason upon thirty
(30) calendar days written notice to the Community. If the Council cancels, suspends or
modifies its SAC deferral program it will honor all existing SAC deferrals which the Community
elected to make under this Agreement prior to the cancellation, suspension or modification. The
Community is responsible for giving timely notice to the Community’s participating Businesses
or prospective participant Businesses of any cancellation, suspension or modification of the
Council’s SAC deferral program that may affect the Community’s local SAC deferral program.
3.2Term of Deferment.
The Community elects the term of the SAC deferments between the
Council and the Community, but the maximum term of a Community’s SAC deferment shall not
exceed ten (10) years. The Community may have only one SAC deferment period and must
have the same SAC deferment period for all Business properties covered by this Agreement.
The Community’s “Community-Wide SAC Deferment Period” is identified on Page 1 of this
Agreement.
Article 4 –Local SAC Deferrals
4.1Local Terms and Conditions.
TheCommunitywill be responsible for identifying property
and businessowners that qualify for the Community’s SAC deferral program pursuant to any
Community terms or conditions.The Council will disapprove a Community deferment request
only ifa property or business owner does not qualify as a Business as defined in this Agreement.
Because the Council’s SAC deferral program is intended to benefit Businesses, the Community
must administer its local SAC deferral program in a revenue-neutral manner. The Community
agrees its SAC payments to the Council will not be less than the Regional Portion of Local SAC
payments the Community receives from participating Businesses.
Local Deferment Period.
(a)The Community agrees it will not allow a Business a less
generous deferment period (i.e., a shorter deferment period) for payment ofthe Regional
Portion of Local SAC than the term of the Community’s Community-Wide Deferment
Period. This Agreement is not intended to govern the payment or deferment of any local
add-on charges by the Community (if any) for Business properties.
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Local Deferred Amount.
(b)The Regional Portion of Local SAC deferred by the Community
for a Business’s benefit shall not be less than the Community’s SAC Deferred Amount. If a
Business elects to prepay the Community some or all of the Regional Portion of Local SAC
deferred by the Community, the Community must make a like payment to the Council to
cover the Community’s SAC obligations to the Council for the Business property. If a
Business elects to prepay some of the Regional Portion of Local SAC deferred by the
Community the Council will recalculate the Community’s payment schedule.
4.2Unpaid Local SAC.
If a Business ceases operations or moves from the Site and does not
require the incremental wastewater capacity represented by the SAC deferral, the Community
may exercise one of the following two options:
Continue SAC Payments.
(a)The Community may continue to make its payments to the
Council under the payment schedule. If the Community elects this option it will accrue
SAC Credits for the Site in accordance with the SAC Credit provisions of the SAC
Procedure Manual.
Discontinue SAC Payments.
(b)The Community may discontinue making its payments to the
Council on the Community’s SAC Deferral Amount for the Site.The Community must
notify the Council if the Community elects this option and it must certifyto the Councilthat
the incremental capacity no longer is needed at the Site.The Community is responsible for
making all SAC payments on the SAC Deferral Amount that were due prior to the notice.
The Site will not be credited with the portion of the wastewater capacity not paid (for future
SAC Determinations), but will receive Credit for actual SAC paid (including partial units).
No Community SAC deferral payments to the Council will be refunded.Net Credits will be
available to the Community for Community-Wide Credits only if a new SAC Determination
establishes a permanent reduction of capacity demand.
4.3LateCommunity Payments.
If the Communitymakes a late SAC deferral payment to the
Council, an additional administrative charge oftwo percent (2%) of the unpaid balance of the
SAC Deferred Amount per month(or such higherinterestrate allowable under law)will be
applied.
Article 5-Notices
5.1Written Notices.
Any notice, request, demand and other correspondence required by or
made in accordance with this Agreement shall be in writing and delivered:
To the Council:Metropolitan Council
Attn: MCES Finance Director
390 Robert Street North
Saint Paul, Minnesota 55101-1806
To the Community:The Community’s “Contract Person” identified on Page 1
At the “Community Address” identified on Page 1
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5.2Notice Delivery.
Any notices or other correspondence shall be deemed to have been
received: (a) three (3) calendar days after the date on the notice if the notice is sent by U.S.Mail;
or (b) the next business day from the date on the notice if the notice is sent by facsimile or by e-
mail.
Article 6-Defaulting Liabilities
6.1Liability.
To the extent permitted or authorized by law, the Communitywill hold the
Council harmless and indemnify the Council against any actions, charges, claims, costs,
damages, demands, expenses, liabilities, losses and proceedings which the Council may suffer or
be subject to as a result of any default byaBusiness or the Community of the Community’s SAC
payment obligations under this Agreement or under applicable law. A Business’s failure to pay
Local SAC shall not relieve the Community of its obligation to pay the Community’s SAC
obligations to the Council. Nothing in this Agreement shall be interpreted as a waiver of any
liability limitations or immunities granted to the Council and the Community by Minnesota
Statutes chapter 466 or byother applicable state or federal law.
6.2Survival of Terms.
Notwithstanding any other provision of this Agreement, the validity of
this Articleand the Community’s obligation to pay its SAC obligations shall survive the
expiration or termination of this Agreement.
Article 7-Miscellaneous
7.1Dispute Resolution.
Any dispute arising under this Agreement shall be settled through
consultations between theCouncil’s and the Community’s representatives. If an agreement
regarding adispute cannot be reached within thirty (30)days uponnotice of a dispute from the
Council or the Community, either party is then entitled to bring such dispute before the courts of
this state or take such action as otherwise allowed by law.
7.2Exercise of Rights.
Any rights, powers and remedies granted totheCouncil and the
Communityby this Agreement shall not preclude or limit any other rights, powers and remedies
available tothe Council or the Communityin accordance with law and other provisions of this
Agreement. The exercise of any rights, powers and remedies bythe Council or the Community
shall not precludethe Council or the Community from exercising any other rights, powers and
remediesavailable to the Council or the Community.No failure or delay bythe Council or the
Communityto exercise any oftheir respectiverights, powers and remedies under this Agreement
or in accordance with applicable laws shall be construed as a waiver of such rights, powers, and
remedies. The waiver of any right, power or remedy, in whole or in part, shall not preclude the
Council or the Community from exercising any of their other respective rights, powers or
remedies.
7.3Severability of Provisions.
Each provision in this Agreement shall be severable from and
independent of the other provisions. If one or more provisions are held to be invalid, illegal or
unenforceable, the validity, legality and enforceability of the remaining provisions of this
Agreement shall not be affected and shall remain in force and effect.
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7.4Amendments and modifications.
Any amendments or modifications to this Agreement
shall be in writing and shall become effective only upon execution of the amendment by the
Council’s and the Community’s authorized representatives.
7.5Assignment.
TheCommunityshall not assign any of its rights or obligations under this
Agreement to any third party, even if the Site which was the subject of the SAC liability is
removed from the jurisdiction of the Community.The Community may not barter, trade, sell or
otherwise treat any SAC payment obligation deferments or SAC Credits as a commodity and the
Council will not honor any agreements between the Community and any third parties that
purport to barter, trade, sell or otherwise treat any SAC payment obligation deferments or SAC
Credits as a commodity.
7.6Successors.
This Agreement shallbe binding on the legal successors of the Council and the
Community, whether by operation of law or otherwise.
7.7Warranty of Legal Capacity.
The individuals signing this Agreement on behalf of the
Community and the Council represent and warrant on the Community’s and the Council’s behalf
respectively that the individuals are duly authorized to execute this Agreement on the
Community’s and theCouncil’s behalf respectively and that this Agreement constitutes the
Community’s and the Council’s valid, binding and enforceable agreement.
IN WITNESS WHEREOF
, theCommunity and the Council have caused this Agreement to be
executed by their duly authorized representatives. This Agreement is effective on the date of
final execution by the Council.
CITY OF PRIOR LAKEMETROPOLITAN COUNCIL
By: By:
Print Name: JasonWillett
MayorDirector,MCESFinance
Date: Date:
By:
CityManager
Date:
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