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HomeMy WebLinkAbout5H 3rd Quarter Financial Report 4646 Dakota Street SE Prior Lake, MN 55372 CITY COUNCIL AGENDA REPORT MEETING DATE: NOVEMBER 23, 2015 AGENDA #: 5H PREPARED BY: CATHY ERICKSON, ACCOUNTING MANAGER PRESENTER: DON URAM, FINANCE DIRECTOR AGENDA ITEM: CONSIDER APPROVAL OF THE 3RD QUARTER 2015 FINANCIAL REPORTS DISCUSSION: Introduction Staff has prepared preliminary summary financial reports (attached) as of September 30, 2015 for the following funds:  General Fund  Debt Service Funds  Cable Fund  Capital Park Fund  Revolving Equipment Fund  Facilities Management Fund  Water Fund  Sewer Fund  Water Quality Fund  Transit Fund  Economic Development Authority Special Revenue Fund The reports reflect revenue and expenditure activity for the first three quarters of 2015. The reports are preliminary, unaudited and may change. The attached memorandum provides a summary of the significant issues. As requested by the City Council, comparative information has been included for the same period of the prior year. ALTERNATIVES: 1. A motion and second as part of the consent agenda to accept the September 30, 2015 Financial Report as submitted. 2. Take no action and provide the staff with specific direction. RECOMMENDED MOTION: Alternative 1. Page 2 MEMORANDUM DATE: November 12, 2015 TO: Prior Lake City Council FROM: Cathy Erickson, Accounting Manager RE: Financial Report dated 09/30/2015 The financial reports presented as part of this agenda item reflect activity during the first three quarters of 2015. The significant issues identified at this time are summarized below. General Fund Summary Key points for the third quarter:  Preliminary financial information reflects expenditures exceeding revenues by $297,352.  First half property tax collection rates are comparable for current and fiscal disparities and lower for delinquent collections, compared to the prior year;  Building permit activity is at 54% of budgeted activity;  Charges for services are greater by $78k compared to the prior year;  Court fines and prosecution restitution revenues are significantly lower than 2014 due to the operations change/amendment to the JPA for prosecution services.  Interest revenues are increasing along with the increasing impact of the fair value of investments adjustment; and  Expenditure activity as a percent of budget is 59% which is slightly lower than 2014 (66%). The 2015 amended budget anticipates a use of fund balance reserves in the amount of $233,355 primarily for projects carried forward from 2014. General Fund Revenues Property taxes were received in June. Second half and final property taxes aren’t received until December 2015 and January, 2016. Revenues from taxes are recognized when received and not an accrual basis for the General Fund. First half current taxes collected are comparable to the prior year (51%). Fiscal disparity collections are slightly higher than 2014. Single family building permits are budgeted at 160 for 2015. The number of building permits forecasted for 2015 is 115. The number of permits for single family homes as of September YTD is 86, or 54% of the 2015 permits budgeted. Total building permit revenue September YTD is 65% of the budget. Year Single Family Townhomes Commercial / Industrial Other Permits Total Change from PY 2015 86 10 8 1,554 1,658 10% 2014 83 4 4 1,411 1,502 (14%) 2013 108 35 2 1,597 1,742 5% 2012 93 27 1 1,539 1,660 21% The average value associated with the single family permits is $317k which has increased $10K from the average for 2014. Full year Municipal State Aid (MSA) for road maintenance ($285K) and township fire agreement revenues ($279K) were received. Page 3 Tower lease revenues reflect seven of thirteen agreements in place. Court fines and prosecution restitution revenues are significantly lower than 2014. This is due to the operations change/amendment to the JPA for prosecution services. With the change, the cities are no longer making contributions (not paying the attorneys as they are now employees of Scott County), and the cities are not receiving the related revenue/court fines. The fines received at each city are remitted to the Scott County Attorney’s office according to the operations change/merger. Interest earnings are at 65 percent of the budget and are about the same as this time in 2014. In years past, interest earnings were adjusted only at year end to reflect the fair value of the securities. With the implementation of investment software, an adjustment is now being made on a monthly basis. As of December 31, 2014, the market value of the total portfolio exceeded the cost of the investments by $22k. As of September 30, 2015, the market value of the portfolio has increased and is greater than the cost of the investments by $219k. The change in the fair value of the securities is adjusted against interest earnings and is allocated to each fund based on cash balances. The City typically holds its investments until maturity; therefore, an actual loss or gain is never realized. General Fund Expenditures General Fund expenditures for 2015 represent 59 percent of the $12,880,629 amended budget. The level of expenditures (in total) is lower than the same period last year. General categories vary in how they are impacted from staff vacancies, status of projects, etc.  The 2015 budget was amended to include additional expenditures of $308,877. Approximately $159,000 has been expended through 3rd quarter 2015.  Expenditures in general government and public safety are lower than 2014 due to multiple factors including 1) vacant positions (Assistant City Manager, Policy Chief, Finance Director, Executive Assistant, open patrol and Communications Coordinator positions), 2) 2014 included approximately 100k for technology investments for host servers and nimble storage area and professional services for the ERP implementation. 3) 2014 included $158k for prosecution services. With the JPA in place court fine and prosecution fee revenue is remitted to Scott County for the purposes of covering their prosecution costs.  Additionally, seasonal staff expenditures in Recreation are lower than 2014 due to 2015 budget reductions. Park seasonal staff expenditures are also favorable to the prior year primarily due to less snow events in Q1 2015 as compared to Q1 2014, and the use of additional seasonal staff during the 2014 flooding.  $75,000 is budgeted for election equipment, but the expenditure may not be incurred until the fourth quarter of 2015. Debt Service Funds Property taxes and special assessments are received in June, December and January (final tax settlement). Interest earnings are at 142% of the budget and comparable to Q3 2014. The change in the fair value of the securities is adjusted against interest earnings and is allocated to each fund based on cash balances. Q2 2015 revenues include bond proceeds for capital projects whereas 2014 bond proceeds were not received until Q3 2014. Scheduled bond payments were made in February and June. Page 4 Capital Park Fund Overall, revenues are down due mainly to lower Park dedication fees collected thus far in 2015 compared to 2014. The 2015 budget had been amended by $170,000 for two projects carried forward from 2014: 1) Pike Lake Master Plan and 2) Rice Lake Park improvements. The contract has been awarded for Rice Lake Park and the work was completed in October, therefore, the expenditures will occur in the fourth quarter. The Pike Lake Master Plan will not be completed in 2015. In February, Council authorized preliminary funding for the City Project (TRN14-000001) Maple Lane, Mushtown Road, Panama Avenue Improvement project. Therefore, a transfer to this project was made in the amount of $62,356. Interest earnings are at 127% of the budget which is higher than 2014. The change in the fair value of the securities is adjusted against interest earnings and is allocated to each fund based on cash balances. Revolving Equipment Fund Property taxes, the primary funding source, were received in June. Interest earnings are at 63% of the budget. The change in the fair value of the securities is adjusted against interest earnings and is allocated to each fund based on cash balances. Vehicle and equipment purchases were approved at the February 9th Council meeting. Several of these approved expenditures are reflected in this report. Facilities Management Fund The Council approved a contract with Honeywell as part of the Guaranteed Energy Savings Program (GESP) to complete improvements to many of our facilities. The Council also approved a lease purchase agreement with US Bank for $2,667,924 to fund these improvements in 2014. The projects originally included in the 2014 budget have either been incorporated into the GESP or will be addressed as a separate project in the 2015 budget. Interest earnings are at 78% of the budget. The change in the fair value of the securities is adjusted against interest earnings and is allocated to each fund based on cash balances. Enterprise Funds Revenues: The financial report for the Water and Sewer Funds reflect four billing cycles. The Water, MCES and City sewer, and storm water rates were increased effective January 1, 2015. The change in the fair value of the securities is adjusted against interest earnings and is allocated to each fund based on cash balances. Water Fund Water revenues are about 26% higher than the same period in 2014. YTD consumption was about 8.4% higher than the prior year. Consumption for the June billing (April & May consumption) was 14% higher than the prior year due to a dry Spring. Consumption for the August billing (June and July consumption) was 22% higher than the prior year due to 2014 flooding which resulted in lower water consumption in the summer of 2014. Interest earnings are at 63% of the budget and comparable to 2014. Page 5 Expenditures are comparable and transfers are higher than the same period in 2014. In May, Council authorized preliminary funding for the City Project (TRN15-000006) Credit River Road Improvement project. Therefore, a transfer was made in the amount of $398,719. Operational budgetary transfers were also made according to the 2015 approved budget. Sewer Fund Sewer revenues are about 4% higher than the same period in 2014. Consumption was about 2% higher than the prior year. Interest earnings are at 40% of the budget and decreased from this time in 2014. Expenditures are comparable and transfers are higher than the same period in 2014. In May, Council authorized preliminary funding for the City Project (TRN15-000006) Credit River Road Improvement project. Therefore, a transfer was made in the amount of $236,664. Operational budgetary transfers were also made according to the 2015 approved budget. Water Quality Fund Storm water revenues are about 3% higher than the same period in 2014. Interest earnings are at 120% of the budget and very comparable to 3rd quarter 2014. Expenditures are slightly higher than the same period in 2014. In May, Council authorized preliminary funding for the City Project (TRN15-000006) Credit River Road Improvement project. Therefore, a transfer was made in the amount of $18,068. Operational budgetary transfers were also made according to the 2015 approved budget. Transit Fund The City Council approved a merger with the Minnesota Valley Transit Authority (MVTA) effective January 1, 2015. Activity in the Transit fund is limited to interest earnings. The fund balance has been transferred to the MVTA in the third quarter, in accordance with the merger agreement, and the fund is closed. Starting in 2016, we will no longer report on this closed fund. Economic Development Authority Special Revenue Fund Property taxes are received in June, December and January (final tax settlement). Facility rental payments have been received for the Technology Village Business Incubator. Interest earnings are higher than expected compared to this time last year and compared to the 2015 budget. The change in the fair value of the securities is adjusted against interest earnings and is allocated to each fund based on cash balances. Personnel, commissioner per diems, legal and Technology Village Business Incubator expenditures comprise the majority of the expenditures. City of Prior Lake General Fund Summary As of 9/30/2015 (Preliminary & Unaudited) Variance from Variance 2015 2015 2015 Amended Budget - % BDGT Actual from 2014 Budget Amended Actual Positive (Negative)USED 09/30/2014 Positive (Negative) Revenues Taxes 8,107,223 8,107,223 4,187,602 (3,919,621) 52%3,803,418 384,184 Licenses and Permits 642,745 642,745 472,520 (170,225) 74%445,877 26,643 Intergovernmental 1,483,842 1,567,171 927,705 (639,466) 59%965,666 (37,961) Charges for Services 1,644,615 1,644,615 1,173,040 (471,575) 71%1,094,250 78,790 Fines and Forfeitures - - 1,250 1,250 n/a 113,385 (112,135) Interest (losses) on investments 120,000 120,000 125,160 5,160 104%198,857 (73,697) Other 210,000 210,000 148,869 (61,131) 71%140,037 8,832 Transfers in 355,520 355,520 266,640 (88,880) 75%375,471 (108,831) Total Revenues 12,563,945 12,647,274 7,302,787 (5,344,487) 58%7,136,961 165,826 Expenditures General Government 2,732,840 2,775,735 1,831,524 944,211 66%2,229,337 397,814 Public Safety 4,861,364 4,861,364 3,147,794 1,713,570 65%3,305,239 157,445 Public Works 2,096,259 2,212,598 1,244,182 968,416 56%1,214,143 (30,038) Culture and Recreation 1,837,637 1,986,587 1,260,550 726,037 63%1,537,381 276,831 Transfer to other funds 1,035,845 1,035,845 102,746 933,099 10%222,221 119,475 Contingent Reserve - 8,500 6,213 2,287 73%206,199 199,986 Total Expenditures 12,563,945 12,880,629 7,593,009 5,287,621 59%8,714,520 1,121,512 Net Change - (233,355) (290,222) (1,577,559) City of Prior Lake General Fund Revenues As of 9/30/2015 (Preliminary & Unaudited) Variance from 2015 2015 2015 Amended Budget - % BDGT Budget Amended Actual Positive ( Negative)USED Taxes 101 31010.00 Current Property Taxes - General Purpos 7,421,246.00 7,421,246.00 3,772,674 (3,648,572) 51% 101 31040.00 Delinquent Property Taxes - General Purp 0.00 0.00 45,881 45,881 n/a 101 31040.00 Fiscal Disparities 685,977.00 685,977.00 369,047 (316,930) 54% Taxes 8,107,223.00 8,107,223.00 4,187,602.29 (3,919,621) 52% Licenses and Permits 101 32100.00 Business Licenses 1,200 1,200 1,000.00 (200) 83% 101 32110.00 Liquor Licenses 64,420 64,420 68,995.00 4,575 107% 101 32160.00 Refuse Haulers 4,000 4,000 3,650.00 (350) 91% 101 32170.00 Outdoor Concert Permits 1,050 1,050 1,450.00 400 138% 101 32180.00 Cigarette Licenses 2,250 2,250 2,500.00 250 111% 101 32210.00 Building Permits 470,060 470,060 304,558 (165,502) 65% 101 32211.00 Retainage Forfeiture - - 5,583 5,583 n/a 101 32215.00 Mechanical Permits 43,720 43,720 39,791 (3,929) 91% 101 32230.00 Plumbing Permits 41,245 41,245 31,187 (10,059) 76% 101 32231.00 Sewer/Water Inspection 7,500 7,500 5,817 (1,683) 78% 101 32232.00 Plumbing Registrations 1,300 1,300 1,150 (150) 88% 101 32240.00 Animal Licenses 3,750 3,750 3,540 (210) 94% 101 32260.00 Burning Permits 2,250 2,250 2,100 (150) 93% 101 32270.00 Short-term Rental Fee - - 1,200 1,200 n/a Licenses and Permits 642,745 642,745 472,520 (170,225) 74% Intergovernmental 101 33160.10 Fed Aids/Grants - Operating Grants - 4,382 - (4,382) 0% 101 33160.11 Fed Aids/Grants - Operating Police 3,500 3,500 5,765 2,265 165% 101 33401.00 Local Government Aid 52,680 52,680 5,953 (46,728) 11% 101 33416.01 State Aid - Police Train 7,800 7,800 7,330 (470) 94% 101 33416.02 State Police Aid-Ins Prem 175,000 175,000 - (175,000) 0% 101 33417.00 State Aid - Fire Training - - 5,854 5,854 n/a 101 33418.00 State Road & Bridge Aid 288,000 288,000 285,144 (2,856) 99% 101 33420.00 State Fire Aid-Ins. Prem.209,000 209,000 - (209,000) 0% 101 33422.10 State Aids/Grants - Operating Grants - 6,800 - (6,800) 0% 101 33620.00 Township Fire & Resc Aid 282,002 282,002 279,094 (2,908) 99% 101 33621.00 Liaison Aid 45,860 45,860 23,565 (22,295) 51% 101 33631.00 Payment in Lieu of Taxes 420,000 420,000 315,000 (105,000) 75% 101 33700.23 Miscellaneous Grants - Capital Parks - 72,147 - (72,147) 0% Intergovernmental 1,483,842 1,567,171 927,705 (639,466) 59% Charges for Services 101 31810.00 Franchise Taxes 595,000 595,000 300,293 (294,707) 50% 101 34103.00 Zoning & Subdivision Fees 7,810 7,810 23,121 15,311 296% 101 34104.00 Plan Check Fees 291,420 291,420 183,128 (108,292) 63% 101 34105.00 Sale of Maps/Publications - Reports 1,000 1,000 2,183 1,183 218% 101 34107.00 Assessment Searches - Reports 400 400 490 90 123% 101 34109.00 Project Admin/Eng Fees 300,000 300,000 207,582 (92,418) 69% 101 34203.00 Accident/Warrant Reports - Reports 900 900 70 (830) 8% 101 34304.00 PEG Access Fees 34,000 34,000 16,505 (17,495) 49% 101 34731.00 Softball Fees 28,000 28,000 22,619 (5,381) 81% 101 34735.00 Recreation Program Fees 35,000 35,000 41,915 6,915 120% 101 34740.00 Concessions - Park Fees 750 750 - (750) 0% 101 34760.01 Facility Rental - Regular 71,520 71,520 54,081 (17,439) 76% 101 34761.00 Studio/Pavilion Rental 15,000 15,000 15,308 308 102% 101 34762.00 Park Shelter Rental 8,250 8,250 14,048 5,798 170% 101 34765.01 Tower Leases 202,065 202,065 229,725 27,660 114% 101 34780.00 Park Admission Fees 10,000 10,000 18,032 8,032 180% 101 34783.00 City Contract Services 43,500 43,500 43,940 440 101% Charges for Services 1,644,615 1,644,615 1,173,040 (471,575) 71% Fines and Forfeitures 101 35101.00 County Court Fines - - 1,250 1,250 n/a 101 35104.00 Prosecution Restitution - - - - n/a Fines and Forfeitures - - 1,250 1,250 n/a City of Prior Lake General Fund Revenues As of 9/30/2015 (Preliminary & Unaudited) Variance from 2015 2015 2015 Amended Budget - % BDGT Budget Amended Actual Positive ( Negative)USED Interest (losses) on investments 101 36210.00 Interest Earnings 120,000 120,000 77,723 (42,277) 65% 101 36225.00 Unrealized Inv.Gain(Loss)- - 47,437 47,437 n/a Interest (losses) on investments 120,000 120,000 125,160 5,160 104% Other Miscellaneous Revenues 101 36102.00 County Assess. Collection 35,000 35,000 1,237 (33,763) 4% 101 36211.00 Developer Agreements 70,000 70,000 60,669 (9,331) 87% 101 36212.00 Miscellaneous Revenue 94,000 94,000 69,148 (24,852) 74% 101 36230.00 Contributions & Donations 11,000 11,000 10,685 (315) 97% 101 39102.00 Sale of Property - - 7,130 7,130 n/a Other Miscellaneous Revenues 210,000 210,000 148,869 (61,131) 71% Other financing sources 101 39203.00 Transfer from Other Funds 355,520 355,520 266,640 (88,880) 75% Transfers in 355,520 355,520 266,640 (88,880) 75% Total Revenues 12,563,945 12,647,274 7,302,787 (5,344,487) 58% City of Prior Lake General Fund Expenditures As of 9/30/2015 (Preliminary & Unaudited) Variance from 2015 2015 2015 Amended Budget - % BDGT Budget Amended Actual Positive (Negative)USED Function: General Government 41110.00 MAYOR & COUNCIL 55,390 55,390 36,833 18,557 66% 41130.00 ORDINANCE 7,500 7,500 4,691 2,809 63% 41320.00 ADMINISTRATION 384,759 384,759 275,807 108,952 72% 41330.00 BOARDS & COMMISSIONS 10,339 10,339 6,800 3,539 66% 41410.00 ELECTIONS 75,000 75,000 (26) 75,026 0% 41520.00 FINANCE 434,684 434,684 290,868 143,816 67% 41530.00 ACCOUNTING - - (8,968) 8,968 n/a 41540.00 INTERNAL AUDITING 29,950 29,950 30,215 (265) 101% 41550.00 ASSESSING 152,250 152,250 150,000 2,250 99% 41610.00 LEGAL 215,000 215,000 158,349 56,651 74% 41820.00 HUMAN RESOURCES 160,221 160,221 58,623 101,598 37% 41830.00 COMMUNICATIONS 122,301 122,301 76,815 45,486 63% 41910.00 COMMUNITY DEVELOPMENT 307,993 307,993 200,155 107,838 65% 41920.00 INFORMATION TECHNOLOGY 263,996 306,891 177,830 129,061 58% 41940.00 FACILITIES - CITY HALL 513,457 513,457 373,533 139,924 73% Total - Function General Government 2,732,840 2,775,735 1,831,524 944,211 66% Function: Public Safety 42100.00 POLICE 3,364,784 3,364,784 2,285,388 1,079,396 68% 42200.00 FIRE 883,855 883,855 448,813 435,042 51% 42400.00 BUILDING INSPECTION 577,443 577,443 387,684 189,759 67% 42500.00 EMERGENCY MANAGEMENT 10,025 10,025 9,110 915 91% 42700.00 ANIMAL CONTROL 25,257 25,257 16,800 8,457 67% Total - Function Public Safety 4,861,364 4,861,364 3,147,794 1,713,570 65% Function: Public Works 43050.00 ENGINEERING 380,147 380,147 254,003 126,144 67% 43100.00 STREET 1,346,321 1,462,660 779,467 683,193 53% 43400.00 CENTRAL GARAGE 369,791 369,791 210,712 159,079 57% Total - Function Public Works 2,096,259 2,212,598 1,244,182 968,416 56% Function: Culture and Recreation 45100.00 RECREATION 359,377 366,576 262,917 103,659 72% 45200.00 PARKS 1,331,676 1,553,251 948,796 604,455 61% 45500.00 LIBRARIES 66,760 66,760 48,865 17,895 73% 46100.00 NATURAL RESOURCES 79,824 - (29) 29 n/a Total - Function Culture and Recreation 1,837,637 1,986,587 1,260,550 726,037 63% 00000.00 Transfer to Other Funds 1,035,845 1,035,845 102,746 933,099 10% Function: Contingent Reserve 49999.00 CONTINGENT RESERVE - 8,500 6,213 2,287 73% Total - Function Contingent Reserve - 8,500 6,213 2,287 73% Total Expenditures 12,563,945 12,880,629 7,593,009 5,287,621 59% City of Prior Lake Debt Service Funds As of 9/30/2015 (Preliminary & Unaudited) Variance from 2015 2015 2015 Amended Budget - % BDGT Budget Amended Actual Positive (Negative)USED Revenues Property Taxes Current Property Taxes 1,877,863 1,877,863 965,939 (911,924) 51% Special Assessments City Assess. Collections - - 160,205 160,205 n/a County Assess. Collection 401,346 401,346 179,898 (221,448) 45% Interest (losses) on investments Interest Earnings 26,527 26,527 37,620 11,093 142% Unrealized Inv.Gain(Loss)- - 13,231 13,231 n/a Miscellaneous Revenues Miscellaneous Revenues 68,926 68,926 - (68,926) 0% Other Financing Sources Transfer from Other Funds 1,670,085 1,670,085 245,208 (1,424,877) 15% Bond Proceeds - - 5,529,906 5,529,906 n/a Bond Discount/Premium - - - - n/a Total Revenues 4,044,747 4,044,747 7,132,007 3,087,260 176% Expenditures Debt Service Principal 3,203,474 3,203,474 135,000 3,068,474 4% Interest and Other 1,053,135 1,053,135 512,989 540,146 49% Bond Issuance Costs - - 92,463 (92,463) n/a Bond Discount/Premium - - (143,647) 143,647 n/a Total Expenditures 4,256,609 4,256,609 596,805 3,659,804 14% Net Change (211,862) (211,862) 6,535,202 City of Prior Lake Cable Fund As of 9/30/2015 (Preliminary & Unaudited) Variance from 2015 2015 2015 Amended Budget - % BDGT Budget Amended Actual Positive (Negative)USED Revenues Charges for Services 210-41340.00-34304.00 PEG Access Fees 5,133 5,133 5,133 - 100% Total Revenues 5,133 5,133 5,133 - 100% Expenditures Capital Outlay 210-41340.00-55530.00 Infrastructure 7,000 7,000 - 7,000 0% Total Expenditures 7,000 7,000 - 7,000 0% Net Change (1,867) (1,867) 5,133 City of Prior Lake Capital Park Fund As of 9/30/2015 (Preliminary & Unaudited) Variance from 2015 2015 2015 Amended Budget - % BDGT Budget Amended Actual Positive (Negative)USED Revenues Charges for Services 225-45200.00-34760.01 Facility Rental - Regular 23,400 23,400 19,500 (3,900) 83% 225-45200.00-34791.00 Dedication Fees 138,750 138,750 89,060 (49,690) 64% Charges for Services 162,150 162,150 108,560 (53,590) 67% Interest (losses) on investments 225-00000.00-36210.00 Interest Earnings 7,000 7,000 8,867 1,867 127% 225-00000.00-36225.00 Unrealized Inv.Gain(Loss)- - 6,117 6,117 n/a Interest (losses) on investments 7,000 7,000 14,984 7,984 214% Contributions and donations 225-00000.00-36230.00 Contributions & Donations - - 1,300 1,300 n/a Contributions and donations - - 1,300 1,300 n/a Total Revenues 169,150 169,150 124,844 (44,306) 74% Expenditures 54320.00 Miscellaneous - - 3,346 (3,346) n/a 59203.00 Transfers to Other Funds - - 62,356 (62,356) n/a 53100.80 Professional Services-General - - 1,800 (1,800) n/a 55530.00 Infrastructure 50,000 220,000 26,916 193,084 12% Total Expenditures 50,000 220,000 94,417 125,583 43% Net Change 119,150 (50,850) 30,427 City of Prior Lake Revolving Equipment Fund As of 9/30/2015 (Preliminary & Unaudited) Variance from 2015 2015 2015 Amended Budget - % BDGT Budget Amended Actual Positive (Negative)USED Revenues Taxes 410-00000.00-31010.00 Current Property Taxes 250,000 250,000 128,726 (121,274) 51% Taxes 250,000 250,000 128,726 (121,274) 51% Interest (losses) on investments 410-00000.00-36210.00 Interest Earnings 20,151 20,151 12,663 (7,488) 63% 410-00000.00-36225.00 Unrealized Inv.Gain(Loss)- - 9,862 9,862 n/a Interest (losses) on investments 20,151 20,151 22,525 2,374 112% Sale of assets 410-00000.00-39102.00 Sale of Property 31,000 31,000 - (31,000) 0% Sale of assets 31,000 31,000 - (31,000) 0% Other 410-42100.06-39104.00 Forfeiture Property Sales 31,827 31,827 80,523 48,696 253% Other 31,827 31,827 80,523 48,696 253% Transfers in 410-00000.00-39203.00 Transfer from Other Funds 141,000 141,000 105,750 (35,250) 75% Transfers in 141,000 141,000 105,750 (35,250) 75% Total Revenues 473,978 473,978 337,524 (136,454) 71% Expenditures Public Safety Police 410-42100.00-55550.00 Vehicles 115,600 115,600 94,932 20,668 82% 410-42100.06-54350.00 Agency Forfeit Proceeds - - 56,578 (56,578) n/a Fire 410-42200.00-55550.00 Vehicles 150,950 150,950 96,196 54,754 64% Total Public Safety 266,550 266,550 247,706 18,844 93% Public Works Street 410-43100.00-55550.00 Vehicles 310,500 419,855 260,352 159,503 62% Engineering 410-43050.00-55550.00 Vehicles - - - - n/a Central Garage 410-43400.00-55550.00 Vehicles 20,000 20,000 11,261 8,739 56% Total Public Works 330,500 439,855 271,613 168,242 62% Culture and Recreation 410-45200.00-55550.00 Vehicles 108,000 108,000 91,046 16,954 84% 410-45200.00-55570.00 Machinery and Equipment Total Culture & Recreation 108,000 108,000 91,046 16,954 84% Water 410-49400.00-55550.00 Vehicles - 25,000 25,368 (368) 101% 410-49400.00-55570.00 Machinery and Equipment - 15,000 13,950 1,050 93% Water Quality 410-49420.00-55550.00 Vehicles 73,500 73,500 89,831 (16,331) 122% Sewer 410-49450.00-55570.00 Machinery and Equipment 40,000 - 2,500 (2,500) n/a Total Utility 113,500 113,500 131,649 (18,149) 116% Total Expenditures 818,550 927,905 742,014 185,891 80% Net Change (344,572) (453,927) (404,490) City of Prior Lake Facilities Management Fund As of 9/30/2015 (Preliminary & Unaudited) Variance from 2015 2015 2015 Amended Budget - % BDGT Budget Amended Actual Positive (Negative)USED Revenues Interest (losses) on investments 440-00000.00-36210.00 Interest Earnings 11,458 11,458 8,902 (2,556) 78% 440-00000.00-36225.00 Unrealized Inv.Gain(Loss)- - 5,500 5,500 n/a Interest (losses) on investments 11,458 11,458 14,402 2,944 126% Transfers in 440-00000.00-39203.00 Transfer from Other Funds 50,000 50,000 37,500 (12,500) 75% Transfers in 50,000 50,000 37,500 (12,500) 75% Debt Issued 440-00000.00-39310.00 G.O. Bond Proceeds 600,000 600,000 - (600,000) 0% Debt Issued 600,000 600,000 - (600,000) 0% Total Revenues 661,458 661,458 51,902 (609,556) 8% Expenditures Function: General Government 00000.00 Transfers to Other Funds 81,381 81,381 81,381 0% 41910.00 COMMUNITY DEVELOPMENT - - 827 (827) n/a 41960.00 GESP 2,667,924 2,667,924 1,077,545 1,590,379 40% Total - Function General Government 2,749,305 2,749,305 1,078,372 1,670,933 39% Function: Public Safety 42200.00 FIRE 87,056 87,056 - 87,056 0% Total - Function Public Safety 87,056 87,056 - 87,056 0% Function: Public Works 43400.00 CENTRAL GARAGE 598,933 598,933 - 598,933 0% Total - Function Public Works 598,933 598,933 - 598,933 0% Function: Culture and Recreation 45100.00 RECREATION 55,562 55,562 6,642 48,920 12% 45500.00 LIBRARIES 55,562 55,562 6,872 48,690 12% Total - Function Culture and Recreation 111,124 111,124 13,514 97,610 12% Total Expenditures 3,546,418 3,546,418 1,091,887 2,454,531 31% Net Change (2,884,960) (2,884,960) (1,039,985) City of Prior Lake Water Fund As of 9/30/2015 (Preliminary & Unaudited) COMPARATIVE Variance from Variance 2015 2015 2015 Amended Budget - % BDGT Actual from 2014 Budget Amended Actual Positive (Negative)USED 09/30/2014 Positive (Negative) Revenues Interest (losses) on investments 601-00000.00-36210.00 Interest Earnings 60,000 60,000 37,989 (22,011) 63%44,248 (6,259) 601-00000.00-36225.00 Unrealized Inv.Gain(Loss)- - 24,899 24,899 n/a 71,260 (46,361) Interest (losses) on investments 60,000 60,000 62,888 2,888 105%115,508 (52,620) Miscellaneous Revenues 601-00000.00-36212.00 Miscellaneous Revenue - - 515 515 n/a 687 (172) 601-49400.00-37190.00 Miscellaneous Revenue Adj - - 48 48 n/a 7 41 Miscellaneous Revenues - - 563 563 n/a 694 (131) Water Charges 601-49400.00-37100.00 Utility Receipts - Water 3,253,750 3,253,750 1,751,306 (1,502,444) 54%1,398,485 352,821 601-49400.00-37160.00 Penalties 7,000 7,000 15,362 8,362 219%5,914 9,448 Water Charges 3,260,750 3,260,750 1,766,668 (1,494,082) 54%1,404,399 362,269 Capital Facility charges 601-49400.00-37110.00 Capital Facility Revenue 247,080 247,080 168,344 (78,736) 68%164,769 3,575 Capital Facility charges 247,080 247,080 168,344 (78,736) 68%164,769 3,575 Meter Sales 601-49400.00-37170.00 Water Meter Sales 93,400 93,400 60,659 (32,741) 65%57,802 2,856 601-49400.00-37175.00 Pressure Reducers 24,750 24,750 17,544 (7,206) 71%13,877 3,667 601-49400.00-37180.00 Frost Plates - - 28 28 n/a 74 (46) Meter Sales 118,150 118,150 78,230 (39,920) 66%71,753 6,477 Total Revenues 3,685,980 3,685,980 2,076,694 (1,609,286) 56%1,757,123 319,571 Expenditures Function: General Government 00000.00 Transfers to Other Funds 804,695 804,695 1,434,038 (629,343) 178%625,832 (808,207) 41520.00 FINANCE 86,090 86,090 54,938 31,152 64%56,100 1,162 Total - Function General Government 890,785 890,785 1,488,976 (598,191) 167%681,931 (807,045) Function: Water 49400.00 WATER 4,837,551 4,851,321 1,286,939 3,564,382 27%1,114,155 (172,784) Total - Function Water 4,837,551 4,851,321 1,286,939 3,564,382 27%1,114,155 (172,784) Total Expenditures 5,728,336 5,742,106 2,775,915 2,966,191 48%1,796,086 (979,829) Net Change (2,042,356) (2,056,126) (699,221) (38,963) City of Prior Lake Sewer Fund As of 9/30/2015 (Preliminary & Unaudited) Variance from Variance 2015 2015 2015 Amended Budget - % BDGT Actual from 2014 Budget Amended Actual Positive (Negative)USED 09/30/2014 Positive (Negative) Revenues Interest (losses) on investments 604-00000.00-36210.00 Interest Earnings 52,000 52,000 20,887 (31,113) 40%33,499 (12,612) 604-00000.00-36225.00 Unrealized Inv.Gain(Loss)- - 15,254 15,254 n/a 54,171 (38,917) Interest (losses) on investments 52,000 52,000 36,142 (15,858) 70%87,670 (51,529) Sewer Charges 604-49450.00-37102.00 Utility Receipts - Sewer 1,437,028 1,437,028 682,638 (754,390) 48%651,966 30,671 604-49450.00-37104.00 Utility Recpt-Sewer MCES 1,536,624 1,536,624 726,641 (809,983) 47%698,076 28,566 Sewer Charges 2,973,652 2,973,652 1,409,279 (1,564,373) 47%1,350,042 59,237 Capital Facility charges 604-49450.00-37110.00 Capital Facility Revenue 247,080 247,080 168,350 (78,730) 68%164,775 3,575 Capital Facility charges 247,080 247,080 168,350 (78,730) 68%164,775 3,575 Water Charges 604-49450.00-37160.00 Penalties 7,000 7,000 7,722 722 110%4,868 2,854 Water Charges 7,000 7,000 7,722 722 110%4,868 2,854 Total Revenues 3,279,732 3,279,732 1,621,493 (1,658,239) 49%1,607,355 14,138 Expenditures Function: General Government 00000.00 Transfers to Other Funds 247,760 247,760 1,281,880 (1,034,120) 517%355,250 (926,631) 41520.00 FINANCE 86,040 86,040 54,904 31,136 64%56,074 1,170 Total - Function General Government 333,800 333,800 1,336,784 (1,002,984) 400%411,324 (925,460) Function: Sewer 49450.00 SEWER 2,984,136 3,039,136 1,551,060 1,488,076 51%1,580,695 29,635 Total - Function Sewer 2,984,136 3,039,136 1,551,060 1,488,076 51%1,580,695 29,635 Total Expenditures 3,317,936 3,372,936 2,887,844 485,092 86%1,992,019 (895,825) Net Change (38,204) (93,204) (1,266,351) (384,664) COMPARATIVE City of Prior Lake Water Quality Fund As of 9/30/2015 (Preliminary & Unaudited) Variance from Variance from 2015 2015 2015 Amended Budget - % BDGT Actual from 2014 Budget Amended Actual Positive (Negative)USED 09/30/2014 Positive (Negative) Revenues Intergovernmental 602-00000.00-33160.10 Fed Aids/Grants 95,000 95,000 - (95,000) 0%68,149 (68,149) 602-00000.00-33422.10 State Aids/Grants - - 2,190 2,190 n/a - 2,190 602-49420.00-33610.20 County-City Aids/Grants - 12,212 - (12,212) 0%- - Intergovernmental 95,000 107,212 2,190 (105,022) 2%68,149 (65,959) Interest (losses) on investments 602-00000.00-36210.00 Interest Earnings 5,560 5,560 6,680 1,120 120%6,601 78 602-00000.00-36225.00 Unrealized Inv.Gain(Loss)- - 4,237 4,237 n/a 9,301 (5,064) Interest (losses) on investments 5,560 5,560 10,917 5,357 196%15,902 (4,986) Storm Water Charges 602-49420.00-37120.00 Storm Water Revenue 817,652 817,652 579,373 (238,279) 71%564,804 14,569 Storm Water Charges 817,652 817,652 579,373 (238,279) 71%564,804 14,569 Water Charges 602-49420.00-37160.00 Penalties - - 2,142 2,142 n/a 1,678 463 Water Charges - - 2,142 2,142 n/a 1,678 463 Total Revenues 918,212 930,424 594,621 (335,803) 64%650,534 (55,913) Expenditures Function: General Government 00000.00 Transfers to Other Funds 21,000 21,000 276,519 (255,519) 1317%75,750 (200,769) Total - Function General Government 21,000 21,000 276,519 (255,519) 1317%75,750 (200,769) Function: Water Quality 49420.00 WATER QUALITY 1,104,299 1,144,299 338,492 805,807 30%407,154 68,662 Total - Function Water Quality 1,104,299 1,144,299 338,492 805,807 30%407,154 68,662 Total Expenditures 1,125,299 1,165,299 615,011 550,288 53%482,904 (132,107) Net Change (207,087) (234,875) (20,390) 167,630 COMPARATIVE City of Prior Lake Economic Development Authority Special Revenue Fund As of 9/30/2015 (Preliminary & Unaudited) Variance from Variance from 2015 2015 2015 Amended Budget - % BDGT Actual from 2014 Budget Amended Actual Positive (Negative)USED 09/30/2014 Positive (Negative) Revenues Taxes 240-00000.00-31010.00 Current Property Taxes 159,000 159,000 82,085 (76,915) 52%77,324 4,761 Taxes 159,000 159,000 82,085 (76,915) 52%77,324 4,761 Charges for Services 240-00000.00-34111.00 Administrative Charges 1,000 1,000 - (1,000) 0%- - 240-46503.00-34760.02 Facility Rental - EDA 6,000 6,000 5,206 (794) 87%3,923 1,283 Charges for Services 7,000 7,000 5,206 (1,794) 74%3,923 1,283 Interest (losses) on investments 240-00000.00-36210.00 Interest Earnings 500 500 1,901 1,401 380%1,289 612 240-00000.00-36225.00 Unrealized Inv.Gain(Loss)- - 1,065 1,065 n/a 1,033 32 Interest (losses) on investments 500 500 2,967 2,467 593%2,323 (644) Transfers in 240-00000.00-39203.00 Transfer from Other Funds - - - - n/a 28,825 (28,825) Transfers in - - - - n/a 28,825 (28,825) Total Revenues 166,500 166,500 90,258 (76,242) 54%112,394 (22,137) Expenditures Function: Economic Development 46500.00 ECONOMIC DEVELOPMENT 148,595 148,595 86,441 62,154 58%75,864 (10,577) 46503.00 TECH VILLAGE INCUBATOR 40,000 40,000 9,461 30,539 24%2,008 (7,453) Total Expenditures 188,595 188,595 95,902 92,693 51%77,872 (18,029) Net Change (22,095) (22,095) (5,644) 34,522 COMPARATIVE City of Prior Lake Transit Fund As of 9/30/2015 (Preliminary & Unaudited) Variance from Variance from 2015 2015 2015 Amended Budget - % BDGT Actual from 2014 Budget Amended Actual BALANCE USED 09/30/2014 Positive (Negative) Revenues Intergovernmental 603-49804.00-38422.00 State Transit Aid - - - - n/a 278,238 (278,238) Intergovernmental - - - - n/a 278,238 278,238 Interest (losses) on investments 603-00000.00-36210.00 Interest Earnings - - 186 186 n/a 15,856 (15,670) 603-00000.00-36225.00 Unrealized Inv.Gain(Loss)- - - - n/a 40,498 (40,498) Interest (losses) on investments - - 186 186 n/a 56,354 (56,168) Transit Charges 603-49804.00-38400.00 Bus Fares - - - - n/a 52,625 (52,625) Storm Water Charges - - - - n/a 52,625 (52,625) Total Revenues - - 186 186 n/a 387,218 169,445 Expenditures Function: Transit 49804.00 Transit - - 186 (186) n/a 254,436 254,250 Total - Function Transit - - 186 (186) n/a 254,436 254,250 Total Expenditures - - 186 (186) n/a 254,436 254,250 Net Change - - - 132,781 COMPARATIVE