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Phone 952.447.9800 / Fax 952.447.4245 / www.cityofpriorlake.com
4646 Dakota Street SE
Prior Lake, MN 55372
CITY COUNCIL AGENDA REPORT
MEETING DATE: FEBRUARY 22, 2016
AGENDA #: 8A
PREPARED BY: DON URAM, FINANCE
KATY GEHLER, DIRECTOR OF PUBLIC WORKS
PRESENTED BY: DON URAM AND KATY GEHLER
AGENDA ITEM: CONSIDER APPROVAL OF AN ORDINANCE AMENDMENT REVISING
THE CITY’S OFFICIAL FEE SCHEDULE BY ESTABLISHING SEWER
AND WATER RATES FOR 2016
DISCUSSION: Introduction
The purpose of this agenda item is to establish the city water and sanitary
sewer rates for 2016 and to provide the framework for future rates which
maintain operations, fund balances and funds planned capital
improvements. This may include the occasional issuance of debt to
minimize rate increases and to ensure compliance with the city’s
Comprehensive Financial Management Plan (CFMP) with respect to fund
balance levels. While staff’s recommendations are based on the city’s
current plans, these recommendations may change as a result of a more
comprehensive water and sewer systems analysis expected to begin this
year.
History
To put things into perspective, the current water and sewer plans were
completed in 2004 and 2005 as part of the comprehensive plan
update. These plans are proposed to be updated starting in 2016 to reflect
the current conditions and the requirement to update the comprehensive
plan by 2018. The new plans will not only consider updates to the required
capital investments and timing, but also address emerging issues
surrounding water supply planning on a regional level and alternative water
sources (i.e. water purchasing).
Once the plans are updated, the identified capital investments will be
incorporated into an updated water and sewer rates study. This portion of
the study will look at both the volume based user rates and the trunk fees
charged to developers and builders. The goal being to postpone the need
for capital investments. The results of both the water and sewer systems
study and the rate study will be used as guidelines by staff for future rate
increases in 2017.
The Council held a public hearing and approved the 2016 Official Fee
Schedule at their meeting on December 21, 2015. Staff’s recommendation
then was to defer the decision on any increases to water and sewer rates
until they had the opportunity to evaluate the impact of the 2016 street and
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infrastructure reconstruction project on the rates. Staff also wanted to
present the option of using debt to finance the water and sewer portion of
capital improvements which would have a lesser impact on rates than the
current practice of funding projects with cash.
At the Council workshop on January 11, 2016, Staff presented an overview
of the City’s use of debt, a preview of the 2106 street and infrastructure
reconstruction project, and a preliminary analysis of the impact of using
cash verses issuing debt on sewer and water rates. The Council generally
agreed that they preferred the use of cash to fund the water and sewer
portions of reconstruction projects but expressed a concern about big
changes in the rates.
Council direction to staff was to evaluate the impact of water and sewer
rate increases based on the approved Capital Improvement’s Plan (CIP)
and to recommend a strategy going forward that may include the strategic
use of debt.
Current Circumstances
The approved CIP did not comtemplate the lining of a 15” trunk sewer main
adjacent to the Manitou Road project scheduled for 2016. This work added
$500,000 to the project cost of $860,000. With this increase in cost, an
increase to the sewer rates is necessary in 2016 to finance the addional
improvement.
Conclusion
It is difficult to fund planned capital improvements and to maintain
compliance with the City’s Financial Mangement Plan with cash reserves
without fluctuations in fund balance. For example, with annual rate
increases of $0.50 in 2016 and 2017, the sewer fund would see a drop in
fund balance from the required $1.5 million to about $1 million in 2018.
The same thing holds true for the water fund. With a rate increase of $0.25
in 2016 and a $0.50 increase in 2017, water fund balance drops from the
required $1.5 million to about $800,000 in 2018.
Based on the current plan, small annual rate increases (2% - 3%) will be
necessary to increase fund reserves to be compliant with the CFMP. This
will be reviewed annually to ensure that the fund reserves do not exceed
the amounts necessary per the City’s policy.
ISSUES: During the 2016 Budget process, several people voiced their concerns
about the water and sewer rates charged by the city. The city’s average
customer based on winter use in 2015 was about 10,000 gallons of water
bi-monthly. Based on current rates, the winter bi-monthly bill would be
$41.50 for water, $20.20 for city sewer, and $22.20 for MCES sewer.
With an increase of $0.25 per/1,000 gallons for water and and $0.50/1,000
gallons for city sewer, the new winter bi-monthly bill would be $44.00 for
water, $25.20 for city sewer, and $22.20 for MCES sewer.
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Total annual increase for the average city water and sewer user based on
10,000 gallons would be $45.00 or $3.75 monthly.
FINANCIAL
IMPACT:
To fund the sanitary sewer portion of the 2016 capital improvement project
(Manitou Road), Staff initially projected that the rate would need to be
increased by $0.75/1,000 gallons. Further analysis indicates that in order
to fund operations, maintain a fund balance reserve that meets the intent of
the city’s Comprehensive Financial Management Plan (CMFP), and fund
the projects identified in the approved 2016-2020 Capital Improvements
Plan, the following needs to occur:
1. Rate increases of $0.50 in years 2016, 2017, and $0.25 in 2018.
2. Annual rate increases of 2% starting in 2019.
The water fund is projected to require a rate increase of $0.25/1,000
gallons in 2016 and a $0.50 rate increase in 2017. Annual rate increases
of 3% are required starting in 2018.
ALTERNATIVES: To reduce the rate of increase in both the water and sewer funds, the city
has two primary alternatives that they can choose from. The first is to
reduce the amount of capital improvement expenditures. The downside of
this alternative is that it is inconsistent with the Council’s direction to staff to
plan for the reconstruction of 2 miles of streets and related infrastructure
annually. A good example of this is the lining of the sewer pipe in the
Manitou Road project scheduled for 2017. By deferring this $500,000
expenditure from 2016 to 2020, the need for a $0.25/1,000 gallon increase
in 2018 is eliminated. Other modifications to the CIP could reduce the rate
of increase in the city sewer rates. Staff expects the MCES to continue to
increase their usage rates on an annual basis.
As mentioned previously, planned capital expenditures in the water fund in
2017 and 2018 reduce reserves below the level outlined in the CFMP by
about $700,000. By deferring a portion (about $200,000 per year) of the
capital expenditures proposed for 2017 and 2018, fund reserves would be
adequate.
The other option is to strategically use debt to ensure compliance with the
CFPM. By issuing $400,000 in debt in 2018 in the water fund, the city
could proceed with the planned capital expenditures without rate increases.
Staff’s recommendation for each fund follows:
1. Sewer fund – Increase 2016 rates from the current $2.02/1,000
gallons by $0.50 to $2.52/1,000 gallons. Defer Manitou Road
sewer lining project from 2016 to 2020.
2. Water fund – Increase 2016 rates from $4.15/1,000 gallons to
$4.40/1,000 gallons. This rate applies to water use 25,000 gallons
or less.
3. Fund Reserves – during the 2017-2021 CIP process and based on
recommendations of the Water/Sewer Systems plan and Rate
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Study to be completed in early 2017, the CIP be revised to ensure
compliance with the CFMP.
RECOMMENDED
MOTION:
1. Approve an Ordinance amending subsection 106.600 (Adoption of
Official Fee Schedule) as proposed or with changes. The new fees will
be effective on March 5, 2016(publication date).
2. Delay action if the Council requires additional information.
4646 Dakota Street SE
Prior Lake, MN 55372
CITY OF PRIOR LAKE
ORDINANCE NO. xx-xx
AN ORDINANCE OF THE CITY OF PRIOR LAKE, MINNESOTA,
REVISING SECTION 106.600 OF THE PRIOR LAKE CITY CODE AND
ESTABLISHING A FEE SCHEDULE FOR ALL CITY LICENSE FEES, USER CHARGES AND
PERMIT CHARGES PURSUANT TO MINN. STAT. § 462.351 TO 462.364
The City Council of the City of Prior Lake does hereby ordain that Subsection 106.600 Official Fee
Schedule is amended with the following changes:
UTILITY BILLING RATES:
Water Rate $4.40/1000 gals. 1st 25,000 gals.
$6.06/1000 gals. above 25,000 gals.
City Sewer Rate $2.52/1000 gals.
This ordinance shall become effective from and after its passage and publication or on February 22,
2016 whichever is later.
Passed by the City Council of the City of Prior Lake this 22nd Day of February, 2016.
ATTEST:
_________________________ __________________________
City Manager Mayor
This Ordinance to be published in the Prior Lake American on the 5th day of March, 2016.