HomeMy WebLinkAbout5I Public Works Policies Report
Phone 952.447.9800 / Fax 952.447.4245 / www.cityofpriorlake.com
4646 Dakota Street SE
Prior Lake, MN 55372
CITY COUNCIL AGENDA REPORT
MEETING DATE: NOVEMBER 28, 2016
AGENDA #: 5I
PREPARED BY: KATY GEHLER, PUBLIC WORKS/NATURAL RESOURCES DIRECTOR
PRESENTED BY: KATY GEHLER
AGENDA ITEM: CONSIDER APPROVAL OF A RESOLUTION UPDATING THE PRIOR
LAKE PUBLIC WORKS OPERATIONS MANUAL TO INCLUDE
POLICIES ON SANITARY SEWER OPERATIONS AND FROZEN
WATER SERVICE THAWING
DISCUSSION: Introduction
The purpose of this agenda item is to consider updating the City of Prior
Lakes Public Works Operations Manual to include two new polices on
sanitary sewer operations and frozen water service thawing.
History
The City has several procedures related to operation and maintenance of
city assets. There are certain procedures that have a greater benefit of
having written policy in place. The purpose of having written manuals or
policies is to provide expectations of service for City Council and staff and
to inform residents of the City’s procedures and priorities. The League of
MN Cities (LMC) encourages every city to adopt written maintenance and
operation policies for liability reasons. There are two policies which garner
consideration by the City Council; policies related to sanitary sewer
operations and water service thawing.
Sanitary Sewer Policies
Sewer backup claims comprise a significant portion of liability costs for the
League of Minnesota Cities Insurance Trust (LMCIT). Not only do sewer
backup claims have a significant cost, sewage that backs up in homes is
unpleasant and can be a disturbance for property owners. In order to better
understand how cities might prevent sewer claims, LMCIT conducted an
analysis of sewer backup claims from 2003 – 2006. The main findings
were:
• More than 63 percent of paid claims were for an obstruction in the
sewer line. Obstructions were the most prevalent and expensive
cause of sewer backups among paid claims from 2003-2006.
• The second most prevalent and costly cause of sewer backups was
lift station problems, which caused more than 15 percent of 2003-
2006 paid claims. The total incurred cost for backups caused by lift
station problems was $1.1 million.
• Backups caused by the design/construction of the system had the
second largest median cost per claim (damages), even though they
occurred with the least frequency. The median is the middle of a
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distribution: half the scores are above the median and half are
below the median. The median is less sensitive to extreme scores
than the “arithmetic mean” and this makes it a better measure than
the “mean” for highly skewed distributions. In the study, the median
claim cost (damages only) for backups was nearly $4,000 per
claim.
• Sewer backup claims with multiple claimants were a great deal
costlier than those with a single claimant.
• City liability primarily was due to maintenance and inspection issues
of sewer lines. Total costs incurred due to maintenance and
inspection issues were $2.4 million.
• There was no difference in the cause of sewer backups for claims
in which the city was liable (paid claims) and for claims in which the
city was not liable (zero-pay claims).
Minnesota cities need to exercise reasonable care for sewer systems to
avoid sewer back-up liability. This means cities must establish an
inspection and maintenance program and emergency procedures. The
League has prepared model policies for cities to create their own policies
to show they are exercising reasonable care.
Water Service Thawing
There are roughly 9,000 water service connections within the City of Prior
Lake. Typically, these service connections are buried below the average
frost table depth to ensure they do not freeze. If the water service is above
the average frost table or we experience an unusually harsh winter driving
the frost table deeper, some service lines become susceptible to freezing.
When this happens the City receives requests for assistance in thawing
service lines.
The service line is the responsibility of the property owner from the meter
to the curb stop, typically located at the right-of-way (ROW) line. The curb
stop and remaining service line to the watermain in the street are the
responsibility of the City. If the service line freezes, it is difficult to
determine where the issue has occurred and whom is responsible.
The City has historically worked with property owners to address frozen
service lines responding to 4-5 requests per year. However, during
harsher winters we have experienced over 50 requests. The policy and
procedures were developed to standardize the practice of thawing service
lines to the best of our ability while remaining cognizant of our limited
resources and also reducing our liability when entering into private
properties.
Current Circumstances
Sanitary Sewer Policies – Using the LMC model polices, staff has
prepared three policies related to sanitary sewer operations; Maintenance,
Emergency Response, and Sewer Rehabilitation. These policies are
attached. The policies capture the current unwritten procedures that staff
has been following for several years. Once officially adopted by the City
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Council, staff will be able to take credit for these policies in two ways:
these policies will act as documentation that we are operating our system
with reasonable care when claims are processed, second we will be able to
apply for a reduction on the City’s insurance deductibles.
Water Service Thawing
In 2003 the City purchased a Magikist machine which uses a hot water jet
to thaw frozen pipes from the meter to the curb box. This is done by
removing the meter and any adjacent plumbing within the building and
inserting a tube in the water service line that uses a jet of heated water to
thaw the ice.
There are other methods that have been used and are more popular for
thawing service lines that include using an electrical welder. This method
includes running electrical current through the service line to thaw it. While
this method is quick and easily accomplished, there are risks for the
electrical current to stray on an underground path along the water lines and
damage neighboring properties. The City does NOT encourage the use of
electrical welder to thaw frozen water services.
The heated water jet method is a preferable however we have found that
this type of service is not available in the private market. In fact, we have
had other City’s want to borrow our water jet. Within the average winter,
staff has been able to manage the 4-5 requests we receive. However,
during colder winters, staff has to prioritize our resources.
This policy has been drafted to set procedures for completing this work.
This policy also addresses the means of limiting the amount of time spent
on each frozen service and prioritizing other city work with increased frozen
water service requests. The draft is attached.
Conclusion
It is recommended that the Council approve the two new policies to the
Public Works Operations and Maintenance Manual.
ISSUES: Sanitary Sewer Policies – The proposed written policies document
existing procedures that staff have been following for several years.
However, by formalizing these documents, staff will be able to apply for a
reduction in the insurance deductible.
Water Service Thawing
Like the sanitary sewer policy, staff has been following the procedures set
forth in the draft policy. However, by adopting this policy, it helps to
formalize the priorities.
The draft also proposes a cost structure for providing this service. Once a
service is frozen, staff encourages property owners to follow a number of
tips to keep the water service from freezing again including running a
continual small stream of water. However, from time to time, a property
owner does not follow these tips and the City has assisted multiple times in
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one winter season. We are suggesting a fee for this service after the first
event.
FINANCIAL
IMPACT:
The City currently has a deductible of $25,000 per occurrence/$50,000
annual aggregate/and a $1,000 per occurrence “maintenance deductible”
after the aggregate is reached, except a $2,500 “maintenance deductible”
penalty applies for sewer backup claims. By qualifying, the separate
$2,500 sewer backup penalty “maintenance deductible” is eliminated. With
these policies in place, the City has the potential to save (assuming we
meet the annual aggregate) between $4,500 - $7,500 annually.
ALTERNATIVES: 1. Approve the resolution updating the Winter Maintenance Policy as
presented.
2. Approve a resolution updating the policy as modified at the meeting.
3. Table the item and direct staff to make further modifications or conduct
additional research.
RECOMMENDED
MOTION:
Alternative #1
4646 Dakota Street SE
Prior Lake, MN 55372
RESOLUTION 16-xxx
A RESOLUTION APPROVING PUBLIC WORKS MAINATENANCE POLICIES
Motion By: Second By:
WHEREAS, The City has several procedures related to operation and maintenance of city
assets that are not formally written; and
WHEREAS, Written manuals or policies set expectations of service for City Council and staff
and can be used to inform residents of the City’s procedures and priorities; and
WHEREAS, The League of Minnesota Cities encourages every city to adopt written
maintenance and operation policies for liability reasons; and
WHEREAS, Policies have been drafted to address operations and maintenance of the City’s
sanitary sewer system; and
WHEREAS, A Policy has been drafted to address Frozen Water Services.
NOW THEREFORE, BE IT HEREBY RESOLVED BY THE CITY COUNCIL OF PRIOR LAKE,
MINNESOTA as follows:
1. The recitals set forth above are incorporated herein.
2. The City Council approves the Frozen Water Services Policy dated November 28, 2016.
3. The City Council approves the Sanitary Sewer Maintenance Policy dated November 28,
2016.
4. The City Council approves the Sanitary Sewer Rehabilitation Policy dated November 28,
2016.
5. The City Council approves the Sanitary Sewer Emergency Response Policy dated
November 28, 2016.
PASSED AND ADOPTED THIS 28th DAY OF NOVEMBER 2016
VOTE Hedberg Keeney McGuire Morton Thompson
Aye ☐ ☐ ☐ ☐ ☐
Nay ☐ ☐ ☐ ☐ ☐
Absent ☐ ☐ ☐ ☐ ☐
Abstain ☐ ☐ ☐ ☐ ☐
______________________________
Frank Boyles, City Manager
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Water Service Thawing
City of Prior Lake
VII. WATER SERVICE THAWING POLICY
Adopted by City Council ____________
SUMMARY/PURPOSE
There are roughly 9,000 water service connections within the City of Prior Lake. Typically, these service
connections are buried below the average frost table depth to ensure they do not freeze. If the water
service is above the average frost table or we experience an unusually harsh winter driving the frost
table deeper, some service lines become susceptible to freezing. When this happens the City receives
requests for assistance in thawing service lines. The City has created this policy to define how the city
will respond to these requests.
POLICY
The service line is the responsibility of the property owner from the meter to the curb stop, typically
located at the right-of-way (ROW) line. The curb stop and remaining service line to the watermain in the
street are the responsibility of the City. If the service line freezes, it is difficult to determine where the
issue has occurred and whom is responsible.
The City has historically worked with property owners to address frozen service lines responding to 4-5
requests per year. However, during harsher winters we have experienced over 50 requests. This policy
and these procedures were developed to standardize the practice of thawing service lines to the best of
our ability while remaining cognizant of our limited resources and also reducing our liability when
entering into private properties.
a. The water service lateral from the curb stop to the meter is the responsibility of the property
owner.
b. The City will assist property owners by offering, at no charge, to thaw the service if it can be
accomplished without digging and if it is the first occurrence of the season for the property. A fee
will be charged for subsequent thawing services within a single season (November-March), which
can be found on the City’s fee schedule.
c. The City will attempt to thaw the service up to four (4) hours. If not successful, staff will re-
evaluate availability of resources at that time.
d. The property owner must sign a Right of Entry and Release of Liability before any work is
completed.
e. The City will not assist with any frozen water pipes on the house side of the meter.
f. The City has the right to refuse to enter a residence due to health and/or safety concerns
g. The City of Prior Lake does not guarantee a frozen water service can be thawed with City
resources.
h. The City reserves the right to deviate from this policy at any time if deemed to be in the best
interests of the City and its residents based on safety, political and economic considerations. Any
deviation and the reason for the deviation shall be documented in writing.
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Water Service Thawing
City of Prior Lake
PROCEDURES
1. Property owners who believe their service line may be frozen should call 952-447-9800 for
assistance during regular working hours. For assistance outside normal working hours property
owners should call the Scott County non-emergency dispatch at 952-445-1411.
2. The property owner must request the service, sign the appropriate releases, and be present
during the service call.
3. The City will respond to calls in the order they are received.
4. Before any work begins, resident must sign the appropriate release forms.
5. Calls received during regular working hours shall be responded to as resources allow. Calls
received outside of normal working hours will be responded to by on-call personnel, who will
assess the situation and determine action needed and assist as resources allow.
6. Staff will spend up to 4 hours per residence, at that time of the initial call response. After that
time, they will assess the progress being made and make a decision whether to continue.
7. Any property owner who uses electrical welding methods to thaw services will do so at their
own risk and assumes any responsibility for damage.
VIII.A. SANITARY SEWER MAINTENANCE POLICY
Adopted ____________
SUMMARY/PURPOSE
It is the policy of the City of Prior Lake to comply with all applicable state and federal regulatory
requirements.
The City intends to provide effective and efficient maintenance to its sanitary sewer system by
evaluating political, social, safety, and economic concerns, among others. Procedures identified in
this policy are intended to maintain the sanitary sewer system to prevent sewer backups. These
procedure, when implemented, may also extend the service life of various components of the
sanitary sewer system.
The City has 660,475 feet of public sanitary sewer mains, 3,075 manholes and 40 lift/pump stations
within its sanitary sewer system. Procedures identified in this policy are intended to maintain the
City’s sanitary sewer system to prevent sewer backups and to extend the life of the system. The City
has developed and implemented this policy that takes into consideration public safety, the City’s
budget and personnel, environmental concerns, and the cost of implementation versus the benefit
to be achieved. The City will use its employees, equipment and/or private contractors to provide
this service.
While the City fully intends to meet the guidelines established in this policy, there may be times
when this is not feasible. Issues including, but not limited to, budget constraints, critical equipment
failure, or weather and other emergencies may prevent the City from meeting the guidelines
established herein. The Maintenance Supervisor, Sewer Foreman or Water Foreman may override
provisions established within this policy. Deviations from the goals established in this policy will be
documented.
The City will use this policy to guide any sanitary sewer maintenance activities to be provided by a
contractor or a party other than the City.
ROUTINE MAINTENANCE AND INSPECTION GOALS
A. Sanitary Sewer Mains
Scope of City’s Responsibility - The City will maintain the components of the public sanitary
sewer system. This includes sanitary sewer mains, manholes, lift stations, and other
components. Private property owners are responsible for the maintenance of sanitary sewer
components from their property up to and including the connection to the public system.
Schedule – The City’s goal is to inspect and maintain the components of its sanitary sewer
system according to the attached schedule. (Map included)
Equipment – The equipment used to perform maintenance will depend upon the equipment
available and its effectiveness as determined by qualified staff.
Television Inspection – The City’s sanitary sewer mains will be inspected by television camera in
accordance with the attached schedule. Any sewer mains located on a street where a street
maintenance project is planned will be inspected before and after such a project. Sanitary
sewer mains in a new development must be televised before said mains are turned over to the
City. Television inspection may also be used to inspect the system where there are possible
problems. In addition, the City may require any main near a construction site to be televised
before and after the construction (i.e., near blasting, digging, other activities that might disrupt
the main, etc.)
Visual recordings of sewer main televising will be required of any vendor performing this service
for the City. A written report summarizing and interpreting the findings of the televising will
also be required. These records will be kept by the City for a minimum of 12 years.
B. Problem Areas
The sanitary sewer mains and facilities identified as Districts will receive ordinary routine
maintenance as noted on sewer maps. The sanitary sewer mains and facilities identified on the
sewer map as Yearly will receive more frequent maintenance and those identified as Large
Diameter. will receive less frequent maintenance. When a sewer main or facility is identified as
anything other than Category 1, the reasons why maintenance is needed on a different schedule
will be documented. Sewer mains and facilities will receive maintenance according to the
attached schedule. (Map included)
The Sewer Foreman will determine whether a main or facility is a District, receiving routine sewer
maintenance, Yearly, receiving more frequent maintenance or Large Main, receiving less
frequent maintenance. Based on periodic assessment, maintenance will be adjusted and a sewer
main may be moved from one category to another.
C. Sanitary Sewer Lift Stations
The City maintains lift stations using specific maintenance that is reasonable and recommended.
The number of lift stations, location, date of installation, and capacity of each lift station is kept
on record. Maintenance for each lift station is reflected in Standard Operating Procedures (SOP)
and Standard Maintenance Procedures (SMP).
Components of SOP and SMP include:
• Easy availability of original manuals with manufacturers’ recommended maintenance schedules
for all lift station equipment
• Operating procedures for manipulating pump operations (manually or automatically) during
wet weather to increase in-line storage of wet weather flows
• Setting wet well operating levels to limit pump start/stops
• Cleaning wet well
• Conducting draw down tests
• Regular rotation of lead, lag, and backup pumps
• Regular inspections of lift station, alarm systems and electrical components
• Maintenance of operation logs and general records for all lift station activities, including
inspections
• Clean force mains
• Identify problem areas/components
INFLOW AND INFILTRATION
Inflow and infiltration occur when clear water gets into the sanitary sewer system. This may occur
through cracks or leaks in the sewer pipes and manholes or through sump pumps incorrectly
connected to the sanitary sewer system. Inflow and infiltration can lead to backups, overflows and
unnecessary and expensive treatment of clear water.
City employees will periodically inspect manholes to identify any that contribute to this problem.
Sanitary sewer mains will be maintained and inspected pursuant to the City’s Sanitary Sewer
Maintenance Policy.
PERSONNEL RESPONSIBILITIES AND REQUIREMENTS
A. Exercise of Professional Judgment
It is expected that City employees, in accordance with their job duties and responsibilities, will
exercise their professional judgment in the implementation of this policy. Further, it is expected
that in emergency situations (see Emergency Response Policy) City employees will be required to
exercise their discretion and weigh political, social, and economic considerations including but
not limited to public and employee safety, the potential for damage to private property and the
City sanitary sewer system, and environmental concerns.
B. Training and Education
The City will provide training to employees responsible for maintenance of and emergency
response to issues with the sanitary sewer system. Training of employees will include education
necessary to earn and maintain appropriate operator certifications. Training will also address
standard operating procedures, proper use of equipment, emergency response and other topics
required by state and federal regulatory agencies.
C. Work Schedule
Full-time City employees in the Streets and Utilities departments will be expected to work eight-
hour shifts. In emergencies, employees may be required to work in excess of eight hours.
Budget and safety concerns may limit the length of time an employee is permitted to work.
D. Weather Conditions
Regular sewer maintenance operations will be conducted only when weather conditions do not
endanger the City employees and equipment. Factors that may delay sewer maintenance
operations include, but are not limited to: severe cold, severe heat, flooding, rain, snow and
other severe weather events.
DOCUMENTATION
The City will document all of its inspection and maintenance activities and emergency responses for
its sanitary sewer system. The City will also document circumstances that limit its ability to comply
with this policy. A report should be prepared periodically for the purpose of evaluating maintenance
activities and for determining goals for the future. These records will be kept in accordance with the
City’s records retention schedule.
PUBLIC EDUCATION
Periodically, the City will inform residents of their responsibilities related to sanitary sewer service
from the City of Prior Lake.
OTHER SANITARY SEWER SYSTEM POLICIES
The City has a number of other policies and/or ordinances that are important to the ongoing
operation of the City’s sanitary sewer system. The following documents are available on the City’s
web site and in the Public Works Department.
• Emergency Response Policy
• Public Sanitary Sewer Use Ordinance
• System Rehabilitation Policy
VIII.B. SANITARY SEWER SYSTEM REHABILITATION POLICY
Adopted ________________
SUMMARY/PURPOSE
It is the policy of the City of Prior Lake to comply with all applicable state and federal regulatory
requirements.
The City intends to provide effective and efficient rehabilitation of its sanitary sewer system by
evaluating political, social, safety, and economic concerns, among others. Procedures identified in
this policy are intended to maintain the sanitary sewer system to prevent sewer backups.
The City has approximately 660,475 feet of public sanitary sewer mains, approximately 3,075
manholes and 40 lift/pump stations within its sanitary sewer system. Procedures identified in this
policy are intended to extend the life of the system. The City has developed and implemented this
policy that takes into consideration public safety, the City's budget and personnel, environmental
concerns, and the cost of implementation versus the benefit to be achieved.
While the City fully intends to meet the guidelines established in this policy, there may be times
when this is not feasible. Issues including, but not limited to, budget constraints, critical equipment
failure, or weather and other emergencies may prevent the City from meeting the guidelines
established herein. Deviations from the goals established in this policy will be documented.
MAJOR COMPONENTS OF SANITARY SEWER SYSTEM
A. Sanitary Sewer Mains
Scope of City's Responsibility - The City will repair the components of the public sanitary sewer
system. This includes sanitary sewer mains, manholes, lift stations, and other components. Private
property owners are responsible for the maintenance of sanitary sewer components from their
property up to and including the connection to the public system.
B. Sanitary Sewer Lift Stations
The City will repair, rehabilitate, and/or upgrade sanitary sewer lift stations based on the data
collected from Public Works staff and from others. (Engineers, developers, State of MN, etc.)
SCHEDULE
The City's goal is to perform thorough research of each section prior to a major project that is
being planned for the immediate area.
VIII.C. SANITARY SEWER EMERGENCY RESPONSE POLICY
Adopted ____________
PROCEDURE
It is the City’s policy to respond to sewer backups, lift station problems or failures, or other system
problems or failures 24 hours a day, 365 days a year. During normal business hours, all calls and
reported problems will be routed to and employees dispatched by the sewer or water foreman. Normal
business hours are from 7:00 a.m. to 3:00 p.m., Monday through Friday, excluding legal holidays. At all
times other than normal business hours, emergency calls will be routed to Scott County Dispatch. The
Maintenance Supervisor will designate one or more employees as “on call” during non-business hours
and will develop an on-call schedule and on-call response procedures.
RESPONSE
It is the goal of the department to provide an initial response within one (1) hour or as soon as possible
under the circumstances, of receiving report of a problem or an emergency call. The time necessary to
remedy a problem will vary depending on the number of calls, the nature and seriousness of the
problem, weather, and other factors that may impact the department’s ability to respond, find and
correct a reported problem.
When appropriate, a City employee will check the City’s sanitary sewer main at the point of the
problem. Corrective action will be taken if the City’s sanitary sewer main is found to be blocked or
obstructed.
When a blockage found in a sanitary sewer main is causing a backup into a private portion of the
system, the first priority will be to address the problem in the City’s sanitary sewer main.
After a sanitary sewer backup is remedied, efforts to determine the cause of the blockage or backup will
be undertaken by those responding to the emergency. Written records of emergency response will
include information and documentation concerning the cause(s) or possible cause(s) of the blockage or
backup.
When investigation of a backup determines that the problem is within the private portion of the sanitary
sewer system, the sewer customer will be informed of possible corrective action they may have to
perform on their portion of the system.
REPORTING
The State Duty Officer (1-800-422-0798 or 651-649-5451 in the metro) must be notified when bypassing
the City’s sanitary sewer system or otherwise discharging sewage anywhere other than to the City’s
sanitary sewer system.
The State Duty Officer must be notified within one hour of discovery of sewage being discharged
anywhere other than to the City’s sanitary sewer system.
All sewer backup claims must be referred to the League of Minnesota Cities Insurance Trust (LMCIT) for
determination of liability. City employees are instructed to not admit or mislead residents about City
liability for backups in the municipal sanitary sewer system.