HomeMy WebLinkAbout04 02 2018 Debt Overview Report and Presentation
4646 Dakota Street SE
Prior Lake, MN 55372
CITY COUNCIL WORKSHOP REPORT
MEETING
DATE:
APRIL 2, 2018
PREPARED
BY:
CATHY ERICKSON, FINANCE DIRECTOR
PRESENTED
BY:
CATHY ERICKSON
TOPICS: B. DEBT OVERVIEW
DISCUSSION: Introduction
The purpose of this workshop item is to provide a debt overview as directed by Council.
History
The City Council is provided debt and debt service tax levy projections as part of the
annual Capital Improvement Process (CIP). The annual debt service tax levy
projection is also included in the review of the City’s five-year tax projection.
Current Circumstances
Staff has prepared the attached Debt Overview PowerPoint presentation for the Council
work session. Projected debt based on the 2017-2021 CIP projects is shown on the
table below.
• Tax supported debt is funded by the property tax levy and is included in our five-
year property tax projection.
• Revenue supported debt is funded by user utility rates.
• Special Assessment supported debt is paid by the property owners who
benefited from the street improvement project. The city finances the property
owner special assessment amount. The property owners pay the city back over
five years (street overlay) or ten years (street reconstruction).
As the city council is aware, the Capital Improvement Program and budget, working
together, comprise the total tax levy. Therefore, in the interest of providing the city
council and public with a comprehensive picture, we also have a long-range planning
workshop topic tonight that includes a five-year property tax projection.
The annual debt service portion of the five-year property tax projection is highlighted in
yellow on the table below. The debt service level includes our existing and proposed
debt service based on the projects in the 2017-2021 CIP.
YE 2017 2018 2019 2020 2021 2022 2023
Tax Supported Debt 15,849,604 18,220,746 19,275,103 20,550,846 21,831,357 21,914,512 21,756,687
Revenue Supported Debt 7,000,000 9,210,000 8,567,000 7,909,000 7,231,000 6,533,000 5,795,000
SA Supported Debt 16,365,000 15,943,754 15,051,640 14,674,992 13,439,672 13,158,154 12,574,560
Total Debt 39,214,604 43,374,500 42,893,743 43,134,838 42,502,029 41,605,666 40,126,247
Page 2
The debt service levy projection is based on ten-year level annual debt service
payments.
The proposed increase in tax levy for debt service obligations for 2019 is $119,205
which translates to a property tax increase of about .99%. The City has debt service of
$425,000 falling off in 2019, but the CIP includes debt service for proposed CIP projects
of $538,000 as shown on the table below.
The 2018 CIP projects that require bonding and impact the 2019 debt service tax levy
are as follows:
LONG RANGE FORECAST
Adopted Budget
2018 2019 2020 2021 2022 2023
Tax Levies:
General 7,779,182 8,213,358 8,826,039 9,235,439 9,772,104 10,288,012
Equipment Revolving Fund 550,000 600,000 600,000 600,000 600,000 600,000
Revolving Park Equip Fund 238,184 339,292 433,276 527,649 632,832 903,913
Facilities Management Fund - - 30,000 80,000 80,000 105,000
PIR Fund - 95,000 175,000 175,000 185,000 185,000
EDA Fund 140,000 140,000 140,000 140,000 140,000 140,000
Debt Service 3,370,172 3,489,377 3,696,058 4,134,348 4,609,593 4,792,951
12,077,538 12,877,027 13,900,373 14,892,436 16,019,529 17,014,876
Breakdown of Change in Levies:
General 586,390 434,176 612,681 409,400 536,665 515,908
Equipment Revolving Fund 175,000 50,000 - - - -
Revolving Park Equip Fund 24,778 101,108 93,984 94,373 105,183 274,981
Facilities Management Fund - - 30,000 50,000 - 25,000
PIR Fund - 95,000 80,000 - 10,000 -
EDA Fund - - - - - -
Debt (276,784) 119,205 206,680 438,291 475,244 183,358
Total Change 509,384 799,489 1,023,345 992,064 1,127,092 999,247
General 8.15% 5.58% 7.46% 4.64% 5.81% 5.28%
Equipment Revolving Fund 46.67% 9.09% 0.00% 0.00% 0.00% 0.00%
Revolving Park Equip Fund 11.61% 42.45% 27.70% 21.78% 19.93% 43.45%
Facilities Management Fund n/a n/a n/a 166.67% 0.00% 31.25%
PIR Fund n/a n/a 84.21% 0.00% 5.71% 0.00%
EDA Fund 0.00% 0.00% 0.00% 0.00% 0.00% 0.00%
Debt -7.59% 3.54% 5.92% 11.86% 11.50% 3.98%
Total Change 4.40% 6.62% 7.95% 7.14% 7.57% 6.24%
Projected
1
2
3
4
5
6
7
2019
Debt:
Existing CIP (425,209)
Proposed CIP 537,549
Market Referendum 6,866
Change in Debt Levy 119,205
Page 3
If the city council desires to reduce the tax levy so there is no dollar difference between
2017 and 2018 projects, then it could reduce the tax levy associated with one of more of
these projects by $119,000. The most straight forward way to accomplish this would be
to shift a street project to a future year. However such action is inconsistent with the
council’s objective to retain the average street OCI at 70.
Conclusion
The city has worked to identifiy opportunities to minimize our debt load.
• The City entered into a Cooperative Water Agreement with the SMSC to meet
future demands for water as the City continues to develop within our existing
limits as well as the Orderly Annexation Area. A stand alone water treatment
plant would cost $14,900,000. The City’s share of a joint water treatment plant is
estimated to be $8,700,000. This is a savings of $6,200,000 for the City. Our
intial cost is capped at $2.5 million for the construction of two filter cells. The
City has added water capacity without an excessive upfront investment which
would have required bonding/debt issuance. This agreement also provides a
hedge against slowed or reduced demand in the annexation area.
• Staff strives for PayGo funding versus bonding in the Utility Funds to limit our
debt issuance.
Additional ideas to mimimize our annual debt service levy are as follows:
Short-term approach:
• Shift street project(s) to future years to minimize the debt levy impact when the
City has multiple projects that occur based on the timing of partnership projects
with the state, county, SMSC, etc.
Log-term approach:
• Adjust our debt service levy from even annual debt service payments to one that
targets an annual debt service cash flow of $3.2- $3.5M and still meets our
Comprehensive Financial Management Policy. This would help smooth the debt
service levy impact in 2020-2023. Staff would work with our financial advisor to
develop this plan.
• Establish a debt service revolving fund to be used as projection against spikes in
debt service in a given year. The city could build the balance in this fund by
allocating a portion of General Fund reserves in excess of 50% to debt service
Improvement
Estimated Annual
Debt Service Tax
Levy Impact
County Wide Flashing Yellow Signal Conversion 13,500
Duluth Avenue / TH 13 Signal 115,000
Franklin Trail (CR 44 to Summer) (1972)133,000
Huron/Wildwood/Woodside/Santee (1986)115,300
Fire Pumper 84,000
Fire Station #2 SCBA and Parking Lot 78,000
Total 538,800$
Page 4
on an annual basis. As the debt service reserve is built up, it can be used to
smooth the annual debt service tax levy that can occur based on timing of our
street reconstruction needs and partnership projects
• Reduce the target of two miles of street reconstruction annually. Staff does not
recommend this approach. The city has over 100 miles of streets. At the rate of
two miles of replacement per year, it will take 50 years to replace all streets.
Additionally, our annual street maintenance costs for sealcoat, filling
cracks/holes, etc will increase.
.
Debt Overview
April 2, 2018
Finance public improvements
large capital costs/long useful life
Spread the cost of the improvement over
multiple years
current and future property owners will
benefit from the improvement
Why issue debt?
2
Tax levy impact or impact on rates is considered
to be too great by the Council/policy makers
Capital improvements that occur
annually/regular basis should be considered to
be funded on a pay-go basis
Scheduled equipment replacement
Scheduled regular repair and maintenance
Under what conditions should cities
refrain from issuing debt?
3
The “right amount of debt” is a local policy
determination.
Factors to consider:
city’s ability to repay the debt
impact on local taxpayers and/or customers.
What is the right amount of debt vs
tax levy?
4
Bonding has been required for large equipment
purchases, large facility improvements and
street improvement projects paid back over 10
or more years.
Pay-go funding for our long-term plans would
require a higher annual tax levy amount and
higher utility user rates.
Prior Lake’s 2017 bond rating is a AA+
What is the right amount of debt vs
tax levy?
5
Financing Methods Recap
Pay-As-You-Go (Cash)
Pay project costs
from cash on hand using either
current revenues or
reserve funds.
budgetary items/replacement items
Computers
Scheduled regular repair and maintenance
For the our long-term plans (Revolving
Equipment, Parks Equipment and
Facilities funds) tax levy is the typical
funding source
For our utility funds, user rates are the
typical funding source
Pay-As-You-Use (Debt)
Issue debt and pay project costs
from bond proceeds.
Debt is repaid over time by the
users of the project.
large capital costs/long useful life
Large equipment purchases (fire truck)
Major improvements (streets, facilities)
If we don’t issue debt for large capital
costs, then we would need to increase the
annual tax levy to build up funds over
time to pay cash for these capital costs.
Credit Ratings
Purpose of a Credit Rating
Provides an understandable measure of the degree of risk of an
issuer’s securities. The ratings are used by investors to aid them in
making investment decisions
Rating Agencies
Moody’s Investors Service
Standard & Poor’s Corporation
Credit Ratings
Cost Benefit
Ratings broaden the potential investor base
Lowers cost of debt in most cases
Perform a cost benefit analysis
Primary Credit Factors
Economic –trends & diversity
Debt –structure & burden
Financial –operations & flexibility
Management –policies & flexibility
Prior Lake’s 2017 S&P bond rating is a AA+
Credit Ratings S & P
Highest AAA
AA+
AA
AA-
A+
A
A-
BBB-
BBB
Lowest
(Investment Grade)BBB-
Credit Rating Comparison
S&P Global Rating 2017 Bond Issue
Criteria Prior Lake Savage
Economy Very Strong Very Strong
Management Strong Very Strong
Budgetary Performance Adequate Strong
Budgetary Flexibility Very Strong Very Strong
Liquidity Very Strong Very Strong
Debt and Contingent Liability Weak
-Total governmental debt
service carrying charges is
22.3% of expenditures and
net direct debt that is 190.2%
of total governmental fund
revenue
Weak
-Total governmental debt
service carrying charges at
27.7% of expenditures and
net direct debt that is 178.4%
of governmental fund
revenue
Rating AA+AAA
Other factors:•Diversity of tax base•Cash balances (reserves)
Credit Rating (continued)
What would the city gain and/or lose with a AAA rating?
May incur a lower cost of debt
May need to maintain a greater level of reserves
If we collect more revenue than planned, we historically have
spent down some of our fund balance for capital/one time
planned expenditures.
Credit Rating (continued)
How can the City improve it’s credit rating?
Regarding the Budgetary Performance Criteria:
Maintain a greater level of reserves
Regarding the Management Criteria:
Extend the horizon and formalize the CIP approval process
Formalize our long-range financial planning (Five year plan for
each fund)
Regarding Weak Debt and contingent Liability Position
Increase in total governmental fund expenditures and revenues
Increase in the rapid amortization of the City’s debt
City Outstanding and Anticipated Debt
-
5,000,000
10,000,000
15,000,000
20,000,000
25,000,000
30,000,000
35,000,000
40,000,000
45,000,000
50,000,000
YE
2010
YE
2011
YE
2012
YE
2013
YE
2014
YE
2015
YE
2016
YE
2017
2018 2019 2020 2021 2022 2023
Debt Outstanding History & Projections
Total Debt
Total
City Tax Supported Debt
-
5,000,000
10,000,000
15,000,000
20,000,000
25,000,000
30,000,000
35,000,000
40,000,000
45,000,000
50,000,000
YE 2010 YE 2011 YE 2012 YE 2013 YE 2014 YE 2015 YE 2016 YE 2017 2018 2019 2020 2021 2022 2023
Debt Outstanding by Segment
Tax Supported Debt Revenue Supported Debt SA Supported Debt
0
1,000,000
2,000,000
3,000,000
4,000,000
5,000,000
6,000,000
2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023
Annual Debt Levy
Existing Debt Levy Future Debt Levy
20
6
,
6
8
0
43
8
,
2
9
1
47
5
,
2
4
4
18
3
,
3
5
8
Annual Change in Debt Levy
11
9
,
2
0
5
City Property Tax Projection
LONG RANGE FORECAST
Adopted Budget
2018 2019 2020 2021 2022 2023
Tax Levies:
General 7,779,182 8,213,358 8,826,039 9,235,439 9,772,104 10,288,012
Equipment Revolving Fund 550,000 600,000 600,000 600,000 600,000 600,000
Revolving Park Equip Fund 238,184 339,292 433,276 527,649 632,832 903,913
Facilities Management Fund - - 30,000 80,000 80,000 105,000
PIR Fund - 95,000 175,000 175,000 185,000 185,000
EDA Fund 140,000 140,000 140,000 140,000 140,000 140,000
Debt Service 3,370,172 3,489,377 3,696,058 4,134,348 4,609,593 4,792,951
12,077,538 12,877,027 13,900,373 14,892,436 16,019,529 17,014,876
Breakdown of Change in Levies:
General 586,390 434,176 612,681 409,400 536,665 515,908
Equipment Revolving Fund 175,000 50,000 - - - -
Revolving Park Equip Fund 24,778 101,108 93,984 94,373 105,183 274,981
Facilities Management Fund - - 30,000 50,000 - 25,000
PIR Fund - 95,000 80,000 - 10,000 -
EDA Fund - - - - - -
Debt (276,784) 119,205 206,680 438,291 475,244 183,358
Total Change 509,384 799,489 1,023,345 992,064 1,127,092 999,247
General 8.15% 5.58% 7.46% 4.64% 5.81% 5.28%
Equipment Revolving Fund 46.67% 9.09% 0.00% 0.00% 0.00% 0.00%
Revolving Park Equip Fund 11.61% 42.45% 27.70% 21.78% 19.93% 43.45%
Facilities Management Fund n/a n/a n/a 166.67% 0.00% 31.25%
PIR Fund n/a n/a 84.21% 0.00% 5.71% 0.00%
EDA Fund 0.00% 0.00% 0.00% 0.00% 0.00% 0.00%
Debt -7.59% 3.54% 5.92% 11.86% 11.50% 3.98%
Total Change 4.40% 6.62% 7.95% 7.14% 7.57% 6.24%
Projected
1
2
3
4
5
6
7
Joint Water Treatment Facility with the SMSC
Project bids favorable to estimated costs
Strive for PayGo funding in the Utility Funds –
(Minimize the use of bonding in the Utility Funds)
17
Opportunities to Minimize Debt Load
2018 Bonding Projects
Improvement
Estimated Annual
Debt Service Tax
Levy Impact
County Wide Flashing Yellow Signal Conversion 13,500
Duluth Avenue / TH 13 Signal 115,000
Franklin Trail (CR 44 to Summer) (1972)133,000
Huron/Wildwood/Woodside/Santee (1986)115,300
Fire Pumper 84,000
Fire Station #2 SCBA and Parking Lot 78,000
Total 538,800$
To minimize 2019 debt service tax
levy impact, we could shift a street
project to a future year.
DISCUSSION/QUESTIONS?