HomeMy WebLinkAbout5L Reimbursement for 2018A Bonds Report
Phone 952.447.9800 / Fax 952.447.4245 / www.cityofpriorlake.com
4646 Dakota Street SE
Prior Lake, MN 55372
CITY COUNCIL AGENDA REPORT
MEETING DATE: MAY 7, 2018
AGENDA #: 5L
PREPARED BY: CATHY ERICKSON, FINANCE DIRECTOR
PRESENTED BY: CATHY ERICKSON
AGENDA ITEM: Consider Approval of a Resolution Establishing Procedures Relating
to Compliance with reimbursement Bond Regulations under the
Internal Revenue Code
DISCUSSION: Introduction
Cities will often pay capital costs out of available cash, in anticipation of long-term
financing with tax-exempt bonds. Bond or other municipal obligations issued to
finance prior expenditures in this way are commonly called “reimbursement
bonds”.
History
In 1993, the IRS issued new regulations describing the permitted uses of
reimbursement bonds and establishing a timeframe in which to incur the
reimbursable expenditures. The regulations require municipalities that expect to
issue reimbursement bonds, to take actions specified in the regulations within 60
days of incurring the reimbursable expenditure. The action necessary for the City
is to issue a Declaration of Intent, describing the projects, and stating the
maximum principal amount of bonds it expects to issue for the projects. The city
has historically included the declaration of intent with each capital project
resolution.
Current Circumstances
Since there are multiple purposes/projects in the 2018 bond issue, staff is
recommending completion of one reimbursement resolution to cover all projects in
the 2018 bond issue versus including the language in each individual capital
project resolution. The declaration relates to the following projects: equipment
acquisition (fire pumper), capital improvement plan projects (SCBA, compressor
and fill stations, Fire Station #2 parking lot), improvement projects (Franklin area
and Huron area streets), street reconstruction projects (County wide flashing
yellow and Duluth/TH13 street), PIR projects (2018 street overlay project streets),
water and sewer projects (Automated Meter Reading System and Huron area
street improvement).
ISSUES: Bond counsel suggest annual adoption of this resolution, and staff concurs.
FINANCIAL
IMPACT:
By adopting the resolution, the city may reimburse itself for costs incurred on
capital improvement projects, which will be bonded for in the 2018 bond issue.
ALTERNATIVES: 1. Approve the resolution establishing procedures relating to compliance with
reimbursement bond regulations under the Internal Revenue Code.
2. Remove this item from the Consent Agenda for additional discussion.
RECOMMENDED
MOTION:
Motion and second for approval of alternative #1.
10709385v1
RESOLUTION NO. ________
RESOLUTION ESTABLISHING PROCEDURES RELATING TO COMPLIANCE WITH
REIMBURSEMENT BOND REGULATIONS UNDER THE INTERNAL REVENUE CODE IN
CONNECTION WITH THE GENERAL OBLIGATION BONDS, SERIES 2018A
BE IT RESOLVED by the City Council (the "Council") of the City of Prior Lake,
Minnesota (the "City"), as follows:
1. Recitals.
(a) The Internal Revenue Service has issued Treasury Regulations, Section 1.150-2 (as
the same may be amended or supplemented, the "Regulations"), dealing with "reimbursement
bond" proceeds, being proceeds of bonds used to reimburse the City for any project expenditure
paid by the City prior to the time of the issuance of those bonds, specifically in this ca se, the
General Obligation Bonds, Series 2018A (the "Bonds").
(b) The Regulations generally require that the City (as the issuer of or the primary
obligor under the Bonds) make a declaration of intent to reimburse itself for such prior
expenditures out of the proceeds of the Bonds, that such declaration be made not later than 60 days
after the expenditure is actually paid, and that the bonding occur and the written reimbursement
allocation be made from the proceeds of the Bonds within 18 months after the later of (1) the date
of payment of the expenditure or (2) the date the project is placed in service (but in no event more
than 3 years after actual payment).
(c) The provisions of this Resolution are intended to have no application, to payments
of City project costs first made by the City out of the proceeds of bonds issued prior to the date of
such payments.
2. Official Intent Declaration. The Regulations, in the situations in which they apply,
require the City to have declared an official intent (the "Declaration") to reimburse itself for
previously paid project expenditures out of the proceeds of the Bonds. This Declaration relates to
the following projects (collectively, the "Project") and the costs thereof to be financed:
Equipment Acquisition $ 680,000
Capital Improvement Plan projects 625,000
Improvements Projects 2,990,000
Street Reconstruction 1,195,000
Permanent Improvement Revolving projects 490,000
Water projects 1,400,000
Sewer projects 1,625,000
Project Total $ 9,005,000
3. The City reasonably expects to reimburse itself for the payment of certain costs of
the Project out of the proceeds of the Bonds to be issued after the date of payment of such costs.
As of the date hereof, the City reasonably expects that $9,050,000 is the maximum principal
amount of the Bonds which will be issued to finance the Project.
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4. Each expenditure to be reimbursed from the Bonds is or will be a capital
expenditure or a cost of issuance, or any of the other types of expenditures described in Section
1.150-2(d)(3) of the Regulations.
5. As of the date hereof, the statements and expectations contained in this Declaration
are believed to be reasonable and accurate.
Adopted on _______________, 2018, by the City Council of the City of Prior Lake,
Minnesota.
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CERTIFICATION
The undersigned, being the duly qualified and acting Clerk of the City of Prior Lake,
Minnesota, hereby certifies the following:
The foregoing is true and correct copy of a Resolution on file and of official, publicly
available record in the offices of the City, which Resolution relates to procedures of the City for
compliance with certain IRS Regulations on reimbursement bonds. Said Resolution was duly
adopted by the governing body of the City (the "Council") at a regular meeting of the Council
held on ___________________, 2018. The Council meeting was duly called, regularly held,
open to the public, and held at the place at which meetings of the Council are regularly held.
Councilmember _________________ moved the adoption of the Resolution, which motion was
seconded by Councilmember ____________________. A vote being taken on the motion, the
following members of the Council voted in favor of the motion to adopt the Resolution:
and the following voted against the same:
Whereupon said Resolution was declared duly passed and adopted. The Resolution is in
full force and effect and no action has been taken by the Council which would in any way alter
or amend the Resolution.
WITNESS MY HAND officially as the Clerk of the City of Prior Lake, Minnesota, on
_____________, 2018.
____________________________________
Clerk
City of Prior Lake, Minnesota