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HomeMy WebLinkAbout11 05 2018 2019 Budget and Tax Levy Report 4646 Dakota Street SE Prior Lake, MN 55372 CITY COUNCIL WORKSHOP AGENDA REPORT MEET- ING DATE: NOVEMBER 05, 2018 AGENDA ITEM: GOAL AREA AND OB- JEC- TIVE: # 2 High-Value City Services 1. Establish financial stability for all funds. 2. Design a comprehensive funding strategy for capital needs. 3. Ensure sufficient resources and staffing to meet service demands PRE- PARED BY: CATHY ERICKSON, FINANCE DIRECTOR JASON ETTER, ACCOUNTING MANAGER FRANK BOYLES, CITY MANAGER TOPIC: 2019 BUDGET/TAX LEVY DISCUSSION DISCUS- SION: Introduction The purpose of this workshop is to discuss the proposed 2019 budget with the Council which will be the subject of the December 3 truth in taxation hearing. Staff is looking for Council direction regarding any proposed budget changes prior to the December 3 truth in taxation hearing. History Earlier in 2018, the City Council approved the annual budget schedule/calendar. Pursuant to that calendar, on August 20, 2018, the Council held a workshop to discuss the preliminary 2019 budget and tax levy. A preliminary 2019 budget and property tax levy were prepared and pre- sented at the September 17, 2018 council meeting and adopted. The budget schedule calls for the City Council to review the proposed 2019 budget this evening. A public hearing and the final budget adoption are scheduled for December 3, 2018. The Council adopted preliminary 2019 budgets in the amount of $32,081,930 and a preliminary 2019 tax levy of $12,880,755. Current Circumstances At the September 17 Council Meeting, the Council approved the 2019 preliminary budget and tax levy, but indicated additional work needed to be done. Staff is looking for Council direction re- garding any proposed budget changes prior to the December 3 truth in taxation hearing. Staff has attached the following documents from the September 17, 2018 Council Meeting 2 1) September 17, 2018 Council Agenda Report – 2019 Preliminary Budget and Tax Levy; 2) September 17, 2018 Council Resolution – 2019 Preliminary Budget and Tax Levy; 3) Exhibit “A” – Budget Overview 4) Exhibit “B” – Revenue and Expenditure Summaries Estimated Tax Levy: As a reminder, The Council provided direction to include funding for mandatory cost increases, personnel additions, additional funding for trail and equipment replacement, additional funding for street overlay, and one-time technology expenditures. The proposed preliminary tax levy adopted by the Council on September 17 was $12,880,775. This action set the maximum tax levy for 2019. This levy amount can be reduced but cannot be increased for 2019. The total proposed preliminary tax levy change of 6.65% is shown in the chart below. As city manager it is my belief that this is the levy amount required to deliver services to our community in the year 2019. Therefore I recommend that the city council adopt the budget as proposed with no changes. If the council, as a body, believes that reductions are essen- tial, then please advise the staff of the amount and allow us to make the reductions as we deem most appropriate. A levy increase, as recommended by the staff, will result in a tax increase of about 3.4% ($37) or less for over 50% of the homes in Prior Lake for the city portion of the property tax. 3 Use of General Fund Reserves: As a reminder, the Council supported use of General Fund reserves of $261,800 to fund several one-time expenditures for salt/ice management and fuel, severance funding, proposed replace- ment of the city’s phone system and website redesign. The use of reserves is also detailed in the attached Sept 17 agenda report. The tax levy provides services to our community while properly retiring debt and continuing our infrastructure improvement efforts. CIP: The City Council and Staff have been proponents of long-term strategic planning and funding for the maintenance and replacement of assets including infrastructure, facilities, vehicles, equip- ment, etc. The City Council and Staff have incrementally increased the funding in each of these funds to try to get it to a level that is consistent with the long-term needs. As a reminder, the 2019 budget includes the following large purchases that have been identified in the long-range CIP plans. Information regarding 1) any vehicle adds and 2) replacement purchases greater than $100,000 are detailed below. Vehicles/Equipment: Water Tanker: The budget includes $325,000 for the replacement of the water tanker. The re- placement year for the water tanker has been shifted from 2024 to 2019. In previous years, the replacement has been pushed off as staff tried to smooth the annual equipment expenditures within the confines of the annual tax levy. The stainless-steel tank baffles have been repaired multiple times. A refurbish vs replacement is too costly. Credit River and Spring Lake Townships do not have water hydrants. The water tanker is used to get water to the townships when needed. Equipment and building improvement purchases are reimbursed by the townships as part of the Fire Agreement contracts and include the financing costs associated with these purchases. 9-Ton Tandem Axle: The budget includes $225,000 for the replacement of Unit 465 which was originally purchased in 2003. The Equipment Replacement Plan includes an estimated life expec- tancy of 12 years for this vehicle. The current truck is 15 years old due to the replacement being deferred for the past 3 years. This particular truck is the last remaining International truck within the City’s fleet. All new purchases are Freight Liners. The existing truck is in very poor condition and is very difficult to service due to the scarcity of parts. Tractor: The budget includes $124,000 for the replacement of Unit 505. This is a John Deere tractor. This piece of equipment serves multiple purposes including turf management such as mowing and aerating during the summer as well as snow removal for cul-de-sacs during the win- ter. The current tractor was purchased in 2009. The Equipment Replacement Plan includes an estimated life expectancy of 10 years for this vehicle, so it is due for replacement in 2019. When this tractor was originally purchased it was intended to be used for turf maintenance only. It was later retrofitted to facilitate snow removal in cul-de-sacs. The additional wear and tear on the trac- tor from snow removal is evident and it needs to be replaced. The new tractor that is purchased will be designed and come from the factory ready for both turf management and snow removal. Facilities: 4 There are no planned/budget facilities expenditures greater than $100,000. ENTERPRISE FUNDS Included on Exhibit B are budget summaries of the three enterprise funds that the City operates. Enterprise funds are used to account for “business-type activities” which include those primarily funded through user charges. Like most cities, these funds are Water, Sewer, and Water Quality. Water Rates, City Portion of Sewer Rate, and Storm Water Charge increases are based on Staff recommendations made in conjunction with the approval of the Capital Improvement Program (2019-2023). These rates are charged each billing cycle and intended to reimburse the City for op- erating costs for each utility and a portion of the capital costs. At the CIP workshop on July 16, and at the CIP Public Hearing on August 6, staff presented rate increases necessary to fund oper- ations as well as capital projects identified in the Capital Improvements Plan. For example, in the approved Transportation Plan, there are $3.7 million of water projects, $2.6 million of sewer pro- jects, and $1.5 million of water quality projects planned over the next five years. These projects are currently proposed to be funded out of fund balance. To do this, annual rate increases, and/or the issuance of debt is necessary. Council has indicated their support for pay as you go in the utility funds, so staff is not recommending any utility fund debt issuance for 2019. The following items were discussed with the Council this summer as part of the Capital Improve- ment Program (CIP) workshops, and the CIP public hearing. The 2019 budget has been updated to reflect the following items that were approved in August as part of the adoption of the 2019- 2023 Capital Improvement Program. Minimal street reconstruction with utilities in 2019: As a reminder, due to the significant road projects in 2018 and 2019, Director Wedel recom- mended one smaller scale street rehab in 2019 with no utility related work. The only 2019 utility work will be on the CR 21/TH13/Main Ave/Arcadia road project for an estimated total of $100,000 and $250,000 for the water and street utilities respectively. This will give us an opportunity to build cash reserves to fund some of the future year projects in the 2019-2023 CIP. Summer Sewer Lock/Cost Break: We bill sewer based on water consumption, however, we provide a summer sewer lock. (City ordi- nance 704.404 Sanitary Sewer Rate Cap) Residents pay 1.5 times the average of the Feb and April consumption for the June, August, October and December billing cycle. The billing cycles cover the following time periods highlighted in blue: The summer sewer lock is intended to consider pool filling, lawn and garden sprinkling, etc. that do not flow into the sanitary sewer system. The summer sewer lock was established years ago. This is reducing our annual billed sewer consumption. Month Billing Cycle Feb Nov 21 - Jan 20 Apr Jan 21 - March 20 June March 21 - May 20 Aug May 21- July 20 Oct July 21-Sept 20 Dec Sept 21- Nov 20 5 The Council indicated that they would support modifying or phasing out the summer sewer lock. as a means of increasing the City’s billed sewer flow. (See July 16 CIP workshop report attached for summer sewer lock specifics.) Staff is proposing eliminating the summer sewer lock for the June and December billing cycles. This would generate about $100k in revenue annually. Resi- dents would still receive the summer sewer lock on their August and October utility bills which cover the period from May 21-September 20. This change has been reflected in the adopted 2019-2023 Capital Improvement Program Sewer Plan and the 2019 Sewer Fund budget. It will be included in the updates to the 2019 Official Fee Schedule and Ordinance public hearing in De- cember. Met Council Portion of Sewer Rate (MCES) The Metropolitan Council adopted a Regional Wastewater Charge for 2019 of $227.4 million. MCES continues to use an allocation method to calculate each municipality’s charges. The method uses 2017 calendar year flow to allocate the $227.4 million of total metropolitan charges to customer communities. Based on the final MCES information, the 2019 cost increase for the City of Prior Lake is 7.25%. The MCES sets the rates based on the actual flow from 2017 (two years prior historical). The cost increase is comprised of two components as follows: 1) A volume increase of 2.8% based on the change in metered flow from 2016 to 2017. 2) A rate increase of 4.4%. The MCES total regional wastewater charge is up 3.5%. The total regional flow is down -.083%, but the cost is still spread over the same users. The City of Prior Lake’s proportionate share results in a 4.4% rate increase. Prior Lake’s portion of the 2019 Metropolitan Wastewater Charge is $1,544,728. It is the City’s intent that the charges incurred from the MCES be considered a pass-through cost and that the residents pay the actual cost of receiving the service. For 2019 the recommended rate is $2.81, an increase of $0.14. Staff has reflected the MCES rate increase in the 2019 Sewer Fund budget. Staff’s recommendation for each fund follows: Fee Description 2018 Amount Proposed 2019 Amount Utility Billing: Water Rate – First 25,000 gallons $4.67/1,000 gallons $4.81/1,000 gallons Water Rate – Over 25,000 gallons $6.44/1,000 gallons $6.63/1,000 gallons Storm Water Charge $14.34 (residential) $43.02/acre $15.06 (residential) $45.18/acre Met Council Sewer Rate (MCES) $2.70/1,000 gallons $2.81/1,000 gallons Sewer Rate – City $2.94/1,000 gallons $3.39/1,000 gallons This results in a proposed annual utility cost increase of about $38 for an average user with water consumption of 8,000 gallons/billing cycle. (This is a proposed total utility cost increase of 5.9%.) Conclusion Bottom line, the following general points can be made about the 2019 proposed budget and tax levy: 6 ➢ Proposed total tax levy increase is $803,150 or 6.65% ➢ Based on the proposed levy increase, the majority of property owners will see an increase of 3.4% or less for the city portion of property tax. ➢ Proposed 2019 total budget is $32,081,930. • -4.33% decrease from the 2018 originally adopted budget; ➢ Proposed 2019 General Fund budget is $12,767,768. • 6.78% increase from 2018 original adopted budget; ➢ Total planned add to reserves is $380,112; ➢ General Fund planned use of reserves totals $261,800. To prepare the final 2019 budgets and property tax levies, Staff is seeking direction from the Council on: 1. Is there additional information you need? 2. Are there changes you would like made to the 2019 budgets prior to the December 3 pub- lic hearing? The Public Budget Meeting and adoption of the final 2019 budgets and property tax levies is scheduled for Monday, December 3 at 7:00 pm. Also, scheduled for December 3 is the public hearing to discuss the amendment of the Official Fee Schedule ordinance. FINAN- CIAL IMPACT: The impact on the tax levies and reserve balances were previously mentioned in this report. Fee Schedule Revisions Staff is proposing several changes to the fees listed in the Fee Schedule. The most significant changes are as follows: Street Overlay/Resurfacing Assessment is increasing by 6.4% to $1,276/Residential Equivalent Density Unit (RED). This 6.4% increase is based on the Minneapolis Construction Cost Index av- erage change from January-October 2017 to January-October 2018. Other fee revisions (as outlined in the 2019-2023 CIP) are included for trunk and connection charges. These fees are commonly adjusted on an annual basis, and a study is typically done as part of the comprehensive plan update. Director Wedel is finalizing his review of the water/sewer infrastructure costs as part of the comprehensive plan update, so these are preliminary fee changes and may be adjusted when presented to the Council as part of the comprehensive plan update. • A 10% increase is proposed for sewer and stormwater trunk and connection fees to make up for increased inflationary costs which have not been reflected in our development fees. • A 4% increase is proposed for the water trunk and connection fees. Rates were last deter- mined in 2005 as part of the comprehensive plan capital update. At the time, the plan con- templated that the city would build its own water treatment facility, add a water tower, and add wells. With the SMSC joint water treatment facility and water purchase agreement, we anticipate our water infrastructure costs, adjusted for inflation, will be lower than antici- pated in 2005. • We are removing the street oversizing trunk fee from the fee schedule, per the recent court ruling regarding the Woodbury case. We are currently reviewing options for collecting the revenue necessary to meet our street buildout needs contemplated in our comprehensive plan update. 7 As noted above, modest rate increases are also proposed for the Water, Sewer and Storm Water. ATACH- MENTS: 1. September 17 Council Agenda Report – 2019 Preliminary Budget and Tax Levy; 2. September 17 Council Resolution – 2019 Preliminary Budget and Tax Levy; 3. Exhibit “A” – Budget Overview 4. Exhibit “B” – Revenue and Expenditure Summaries 5. July 16 CIP Workshop Report 4646 Dakota Street SE Prior Lake, MN 55372 CITY COUNCIL AGENDA REPORT MEETING DATE: AGENDA # PREPARED BY: PRESENTED BY: AGENDA ITEM: GOAL AREA AND OBJECTIVE: SEPTEMBER 17, 2019 9A FRANK BOYLES, CITY MANAGER CATHY ERICKSON, FINANCE DIRECTOR JASON ETTER, ACCOUNTING MANAGER CATHY ERICKSON CONSIDER APPROVAL OF A RESOLUTION APPROVING PRELIMINARY 2019 CITY BUDGETS AND CERTIFYING PRELIMINARY 2019 CITY OF PRIOR LAKE PROPERTY TAX LEVY TO SCOTT COUNTY DEPARTMENT OF TAXATION High-Value City Services 1.Establish financial stability for all funds. 2.Design a comprehensive funding strategy for capital needs. 3.Ensure sufficient resources and staffing to meet service demands. DISCUSSION: Introduction State statutes require that each taxing authority adopt a preliminary budget and certify a preliminary tax levy for payable 2019 to the County on or before September 30, 2018. The preliminary tax levy establishes the maximum that the City can levy against properties in 2019. The City’s tax levy is used (together with the preliminary levies of other taxing entities) to assemble the parcel-specific truth in taxation notices for mailed distribution in November prior to the public budget meetings in December. At the meeting at which the City Council adopts a preliminary budget and preliminary tax levy (September 17), the Council must announce the date, time and place of the council meeting at which the 2019 budget and levy will be discussed, and which allows for citizen input. That meeting is scheduled for Monday, December 3 at 7 p.m. in the Prior Lake City Council Chambers. This information must also be included in the meeting minutes. History This year, the development of the 2019 budget began in April when Staff presented to the Council a summary of the 2017 financial results, the long- range plan and a debt overview. Two CIP workshops presentations were also completed in the summer. Staff presented the 2019 projects that are part of the 2019-2023 CIP. The impact of these updated plans on the debt balance, tax levy, fund balance reserves and utility rates were a part of the Council and Staff discussion. Page 2 A third CIP workshop was added on September 4 that primarily addressed Council direction on funding the city’s equipment replacement needs. The overall tax levy proposed includes the CIP impacts on the levy which has been part of the CIP discussions. Current Circumstances Budget Overview A budget overview has been attached to this agenda report. It reflects proposed amounts for the 2019 budget for the following funds: General Fund Debt Service Funds Cable Fund Capital Park Fund Revolving Equipment Fund Revolving Park Equipment Fund Permanent Improvement Revolving Fund Facilities Management Fund Economic Development Authority Water Fund Sewer Fund Water Quality Fund The second page shows tax levy and budgetary comparisons from the 2018 adopted budget to the proposed 2019 figures. Estimated Tax Levy The Council provided direction to include funding for mandatory cost increases, personnel additions, additional funding for trail and equipment replacement, additional funding for street overlay, and one-time technology expenditures. The proposed increase in the equipment levy presented at the August 20 workshop was $25,000. At the September 4 CIP workshop, Council provided staff with direction to add an additional $25,000 to the equipment levy but reduce General Fund net expenditures by an equal amount. To accomplish this, adjustments were made in the following areas to reduce the General Fund Tax Levy by $25,000: 1. 2019 tax abatement budget was reduced by $14,000. The budget was based on preliminary development plans with Versatile Vehicles and PL Revival. Staff updated the budget based on the applicable executed business subsidy agreements so both projects will receive the assistance which they contemplated. 2. 2019 fire contract budget for revenue from Credit River and Spring Lake Township was updated by $6,000 (approximately half to each) to reflect the financing costs associated with the purchase of fire equipment and building improvements as earlier directed by the city council. Equipment and building improvement purchases are reimbursed by the townships as part of the Fire Agreement Contracts. Representatives of both townships have been advised that there was likely to be an adjustment. 3. 2019 Building Inspection professional services budget of $50,000 was reduced by $5,000. The reduced budget of $45,000 is for Page 3 outsourcing building inspections based on anticipated 2019 development. Use of General Fund Reserves: The Council supported use of General Fund reserves of $261,800 to fund several one-time expenditures for salt/ice management and fuel, severance funding, proposed replacement of the city’s phone system and website redesign. The use of reserves is also indicated on the chart, and expenditure detail shown below. The total proposed preliminary tax levy change of 6.65% is shown in the chart below. For over 50% of the homes in Prior Lake, this will result in a tax increase of about 3.4% or less. General Fund, Debt Service Funds, Cable Fund and funds that support the Capital Improvement Plan (Capital Park, Revolving Equipment, Revolving Park Equipment, Facilities Management Fund, Permanent Improvement Fund/Street Overlay): The 2019 budget and long-range Capital Improvement Plan (CIP) include funding to accomplish the following things: 4.35% 1.61% 0.46% 0.23% 0.00% 1.00% 2.00% 3.00% 4.00% 5.00% 6.00% 7.00% 1 9/17 Proposed Preliminary Budget & Tax Levy Change Mandatory CIP -All Tax Levy Components Personnel Net Adds Expenditures -Technlogy Plan Costs CIP: 50k Trail Replacement 50k Equipment Replacement Expenditures-Technology: 0k Phone System -(Use of Reserves $75k) 0k Website redesign -(Use of Reserves 45k) 23k IT Managed Services Contract 5k IT Network Support Total: 6.65% $803,150 Personnel: 80k FTE Add #1 -start January 1 60k FTE Add #2 -start July 1 85k) Remove City Engineer 0k Severance Funding (Use of reserves $100k) Mandatory: 318k Wage and Benefits per Contracts 49k Police Overtime 24k Parks, Comm Dev, Engr Overtime 20k Statutory PERA Contrib. Police/Fire 22k Workers Comp Insurance 37.4k Salt/Ice Management -(Use of Reserves $22.6k) 20.8k Fuel -(Use of Reserves $19.2k) 29.7k Current expenditure (cost inflation/transfers) 127k Debt Service 10k EDA Levy 132.7k) Offsetting Revenue 525, 150 195,000 55,000 28,000 Page 4 Mandatory Items: Wage/COLA and Benefits per Contracts ($318k) Department over-time pay adjustments to reflect workload and prior years historical/actuals ($73k) Statutory PERA Contribution for Police/Fire for a rate change from 16.20% to 16.95% ($20k) Workers Compensation premium adjustment based on updated experience modifier and proposed rate changes from the League of MN Cities ($22k) A typical winter season includes 16 snow events. The 2017-2018 season had 24 snow events. The Council supported using general fund reserves to replenish salt/ice management materials and fuel due to the additional eight snow events that occurred. Salt/Ice Management replenishment due to significant 2017-2018 snow events ($60k). Tax levy of $37.4k/Use of reserves of $22.6k Fuel increase in unleaded and diesel prices and usage ($40k) Tax levy of $20.8k/Use of reserves of $19.2k Other current expenditure increases for cost inflation, etc. ($29.7k) comprised of Utilities-$16k, Police Lexipol - $12k, Small equipment for Central Garage and Bldg. Dept- $14k, debt transfer for FS#2 MV - 7k, and offsetting reduction in tax abatement budget ($14k) Debt service ($127k) for Council approved 2018 projects and bond issue Offsetting revenue ($132.7k) primarily from development related fees CIP tax levy components: Trail replacement funding ($50k): The Revolving Park Plan proposes an increase in the tax levy for trails of $100,000 annually until 2024 when the levy is proposed at $425,000. Each year the trail replacement funding has been cut to zero. Based on Council feedback, we have reduced the 2019 trail replacement funding to 50k to begin to “catch up” on the deferred trail replacement. Equipment replacement funding ($50k): The Equipment Replacement Plan proposes an annual tax levy increase of $50k in 2019 to get to our annual funding of $600k. As mentioned above, the proposed increase in the equipment levy presented at the August 20 workshop was $25,000. At the September 4 CIP workshop, Council provided staff with direction to add $25,000 to the equipment levy but reduce General Fund net expenditures by an equal amount. Street Overlay funding ($95k): The plan reflects four miles of street overlay annually. We anticipate that the City will bond for the special assessment portion of the cost and fund the remainder with prepayments of special assessments collected from prior year(s) improvements and an annual tax levy. The fund will be reviewed annually, to monitor cash flow and determine the tax levy needed. The 2019 project currently includes Pike Lake Trail from CSAH 42 to Carriage Hills Parkway and streets in the Wilds neighborhood. A feasibility report will be completed this fall. Personnel: Based on Council feedback staff has adjusted the personnel plan as follows: Added a full-time police officer starting January 1, 2019 ($75k) Page 5 Added a full-time city clerk starting 7/1/2019 ($60k) Remove the budget for the City Engineer position. The responsibility for Public Works and City Engineer (previously two positions) is now staffed by one person. ($85k) Severance funding ($0 2019 budget impact; $100k use of reserves) City staff recommends the addition of 2 full-time positions as part of the FY19 budget: one police officer and one city clerk. Staff conducted an analysis of similar sized cities in the metro area and discovered that the city of Prior Lake is far below average in the number of FTEs. Of metro area cities population 20,000-30,000) the average number of FTEs is 113; Prior Lake has 19 less at 94 FTEs. Staffing levels in the city have not kept pace with growth for years. Of all the metro area cities (population 20,000-30,000), Prior Lake is the third most populous but has the second fewest FTEs and has 34.5 FTEs less than average of the two most populous cities. Staff recommends a full-time city clerk whose duties include: City Council Support. Primary staff support for City Council meetings, including preparing the agenda, verifying legal notices have been posted or published and recording meeting minutes, scheduling meetings, handling questions, correspondence and mail. Records Manager. Oversees the preservation and protection of the public record and is a city’s Data Practices Responsible Authority (required by State law). Elections Official. Administers the procedures for all federal, state, and local elections a responsibility which will expand dramatically in 2019 with the addition of primaries. Licensing. Issues licenses and some permits for cities, several of which require significant background checks, coordination with other state agencies, and verification of information. Currently, the city manager is the official city clerk, but the actual duties are scattered among departments, which is inefficient and pulls staff off their core job functions. Prior Lake is the only city in the metro area without a full-time city clerk. Staff also recommends adding a police officer. Although Prior Lake has had the highest crime rate index in Scott County for two years straight, Prior Lake has the fewest sworn officers (27). Savage has 34 sworn officers, and Shakopee has 50. Call volume has increased from 17,312 calls for service in 2016 to 18,323 in 2017. That is over 1,000 more calls in one year, and overtime hours are increasing significantly. The city is on pace in 2018 to have so much overtime that it equates to 3.5 FTEs worth of work. Due to this high demand and low staffing every police officer is being forced to add an additional 10-hour shift per week per officer or 52-shifts per year. Technology Expenditures: Based on Council feedback, staff has included the following items in the 2019 budget request: 12-year-old Phone System replacement ($5k 2019 budget impact; 75k use of reserves) IT managed services contract: The city currently has only one IT full- time staff person. The managed services contract would provide cyber security and virtual helpdesk services. ($23k) Page 6 IT network support for projects that require additional technical resources. ($5k) Website redesign to support ability for access and interaction with mobile devices. ($45k use of reserves) EDA: The Prior Lake Economic Development Authority (EDA) proposed a tax levy of $150,000 at their September meeting. This is a $10,000 levy increase as compared to the prior year tax levy. The EDA plans to use the funds to start building their reserve for future economic development initiatives that align with their Council approved business plan. This philosophy is similar to that adopted by the city council with respect to the equipment replacement fund. Enterprise Funds Included on Exhibit B are budget summaries of the three enterprise funds that the City operates. At the workshop on July 16, Staff presented rate increases necessary to fund operations as well as capital projects identified in the Capital Improvements Plan. For example, in the approved Transportation Plan, there are $3.7 million of water projects, $2.6 million of sewer projects, and $1.5 million of water quality projects planned over the next five years. Staff worked to balance full reconstruction projects, which include water and sewer utility replacement, with reclamation projects that only include street work. The goal is to reduce the annual impact on the water & sewer funds for the full reconstruction projects. These projects are currently proposed to be funded out of fund balance. To do this, annual rate increases, and/or the issuance of debt is necessary. For 2019 the Council has provided feedback to support a rate increase, vs debt issuance in the Enterprise Funds. FINANCIAL IMPACT: The following chart shows the detailed change in the property tax levy for 2019 based on the preliminary budgets presented to the Council tonight. One of the key metrics the City Council targets during the budget process is to “Maintain a level of property taxes on a per household basis which takes into account the cost of inflation and community growth.” Page 7 Our base property tax levy consideration is as follows: Growth (New Construction) 1.7% CPI-U (MSP) 2.0% Debt Service* 1.1% Base Property Tax Levy Considerations 4.8% The debt service % change is already determined as the Council has approved the 2018 bond issue. The following chart illustrates the total property tax levy on a per household basis. As reflected in the chart, the preliminary 2019 total tax levy/household is slightly higher than the level which reflects the combined annual cost of inflation and growth. Our request of 6.65% for the property tax levy change above the 4.8% base property tax consideration is primarily for catch up on CIP funding for trail replacement, equipment replacement and street overlay 1.41%), technology expenditures/mandatory PERA contribution for Police/Fire (.36%), and additional funding for the EDA (.08%). Another key metric the City Council targets is to “Maintain a level of General Fund operational expenditures on a per household basis which considers the cost of inflation and community growth.” As reflected in the chart below, the preliminary 2019 operating expenditures per household continues to be less than the level which reflects the cost of inflation and growth. The following chart illustrates General Fund operating expenditures on a per household basis from 2009 to the preliminary 2019 budget: Page 8 ISSUES: Tax Levy Impacts There is a preliminary estimated market value increase of 5% and a preliminary taxable market value increase of about 6%. 1.8% of taxable market value increase is from new construction. Residential Impact of the City tax levy The table below shows the estimated annual increase in the City portion of property tax for an Average ($338,100), $600,000 and $900,000 valued home. About 21% of city homeowners had a market value increase of .01- 5.00%. For those home owners, they would see a 3.4% increase in the city portion of their taxes. 53% of homeowners would see a 3.4% or lower increase in the city portion of their taxes. Owners of $600,000 and $900,000 valued homes would see 3.6% AND 3.4% respectively. EDA: The EDA has requested an additional $10,000 tax levy for 2019 to fund future economic development initiatives that align with their Council approved business plan. This is a .08% increase in the tax levy above the 6.57% levy change discussed with the Council at the 9/4 workshop. RESIDENTIAL IMPACTS Net Net Net Net Net Net of Inc/Dec Difference Inc/Dec Difference Inc/Dec Difference Inc/Dec Total 18 vs 19 % Change 18 vs 19 % Change 18 vs 19 % Change 15.01+%1,513 17%192.97$ 17.6%391.02$ 18.9%587.73$ 17.8% 10.01-15.00%1,121 12%161.78$ 14.8%327.69$ 15.9%492.74$ 14.9% 5.01-10.00%1,594 18%99.40$ 9.1%201.04$ 9.7%302.76$ 9.2% 0.01-5.00%1,897 21%37.02$ 3.4%74.39$ 3.6%112.79$ 3.4% No Change 21 0%5.83$ 0.5%11.06$ 0.5%17.80$ 0.5% 0.01-5.00%1,469 16%(25.36)$ -2.3%(52.26)$ -2.5%(77.19)$ -2.3% 5.01 - 10.00%808 9%(87.74)$ -8.0%(178.91)$ -8.7%(267.16)$ -8.1% 10.00 - 15.00%363 4%(150.11)$ -13.7%(305.56)$ - 14.8%(457.14)$ -13.8% 15.01% +195 2%(181.30)$ -16.6%(368.89)$ - 17.9%(552.12)$ -16.7% 8,981 100% EMV Value Range of affected Properties AVG MV- $338, 100 $ 600, 000 HOME $900,000 HOME Page 9 At the prior year budget workshop (August 2017), the Council indicated they would consider providing additional annual funding to the EDA if the General Fund reserve amount was above an established percentage (say 47%). The funding would not be automatic but would be reviewed by the Council based on the EDA submission of a development spending plan for council approval and direction in the expenditure of those resources. In May of 2018, the City Council approved a funding transfer of $300,000 from the General Fund to the EDA. Revolving Equipment Fund: Funding for the Equipment Replacement Plan (ERP) has not followed the CIP financing plan recommendations. The planned levy increases have been reduced to meet Council directed levy targets in past years. The ERP fund balance is not sufficient to absorb the cost of the 2019 water tanker replacement and the recent mandate for replacement of Police radios with encrypted radios. The long-range financial plan has been updated to address these equipment needs as follows: Utilize bond proceeds for the water tanker in 2019 ($325,000) Utilize Police forfeiture funds in 2019 to cover a portion of the radio cost. This would allow us to maintain the 2019 levy request at 600,000. The city has a Police Forfeiture Fund with a small fund balance. There is Criminal and DWI designated cash within the Forfeiture Fund. The use of funds is required to follow State Statute. The ERP plan reflects funding a quarter of the radio cost from the Police Forfeiture fund (criminal portion). This would be a qualifying purchase. The remaining radio cost would be funded from the ERP starting in 2020. The full cost of $220,000 has been incorporated into the long-term ERP as the forfeiture fund is not an annual funding source that can be relied on for purchases. Revolving Park Equipment Fund: To minimize the levy increase, staff has reduced the revolving park equipment fund levy by $50,000. For the past several years, the budget for trail maintenance has been cut from a proposed annual amount of $100,000 to zero funding. The following four trails are in need of repair; 1) Wilds Parkway, 2) Five Hawks, 3) Fairway Heights and 4) Lakefront Park. Seeing the trail funding need, the Council has directed staff to incorporate $50,000 in trail replacement funding in the budget. However, the reduction in funding will result in a delay in completing necessary sidewalk/trail repairs and may result in temporary closure of trails. General Fund: Health plan premium rates for 2019 are still pending. The final proposed 2019 budget will reflect the updated premium information. ALTERNATIVES: 1. Approve resolution adopting preliminary budgets and setting maximum levies as set forth in the resolution. 2. Approve the resolution modified to adjust certain expenditures and the programs they support. 3. Take no action and establish last year’s levy as this year’s maximum. ATTACHMENTS: 1) September 17, 2018 Council Resolution – 2019 Preliminary Budget and Tax Levy; 2) Exhibit “A” – Budget Overview 3) Exhibit “B” – Revenue and Expenditure Summaries 4646 Dakota Street SE Prior Lake, MN 55372 RESOLUTION 18-___ A RESOLUTION ADOPTING PROPOSED 2019 CITY BUDGETS AND CERTIFYING PRELIMINARY 2019 CITY OF PRIOR LAKE PROPERTY TAX LEVY TO SCOTT COUNTY DEPARTMENT OF TAXATION Motion By: Second By: WHEREAS, State statute requires that the Prior Lake City Council certify a proposed property tax levy to the Scott County Department of Taxation; and WHEREAS, Preliminary budget amounts for the City of Prior Lake for calendar year 2019 are estimated as follows; and General Fund $ 13,633,295 Debt Service Funds 5,480,327 Cable Fund 17,805 Capital Park Fund 470,000 Revolving Equipment Fund 1,223,951 Revolving Park Equipment Fund 289,292 Permanent Improvement Revolving Fund 886,933 Facilities Management Fund 89,963 EDA 150,227 Water Fund 5,248,333 Sewer Fund 3,590,176 Water Quality Fund 1,001,628 Total $ 32,081,930 WHEREAS, The proposed property tax levy for the City of Prior Lake for payable year 2019 is as follows; and General Purposes $ 8,249,275 Revolving Equipment Fund 600,000 Revolving Park Equipment Fund 289,292 Permanent Improvement Revolving Fund 95,000 EDA 150,000 Debt Service 3,497,188 Total $ 12,880,755 WHEREAS, The proposed property tax levy by tax base for the City of Prior Lake for payable year 2019 is as follows; and Tax Capacity Based Levy $ 12,646,337 Market Value Based Referenda Levy 234,418 Total $ 12,880,755 WHEREAS, The proposed City of Prior Lake property tax levy for the year payable 2019 represents a $803,217 or 6.65% increase in total tax levy (including the Economic Development Authority levy); and The City Council will consider the 2019 General Fund, Debt Service Funds, Cable Fund, Capital Park Fund, Revolving Equipment Fund, Revolving Park Equipment Fund, Permanent Improvement Revolving Fund, Facilities Management Fund, EDA Special Revenue Fund and Enterprise Fund Budgets and the Final 2019 Property Tax Levy during its regularly scheduled council meeting at 7:00 p.m. on Monday December 3, 2018 at 4646 Dakota Street SE, Prior Lake with a continuation (if necessary) at 7:00 p.m. on December 17, 2018. NOW THEREFORE, BE IT HEREBY RESOLVED BY THE CITY COUNCIL OF PRIOR LAKE, MINNESOTA as follows: 1.The recitals set forth above are incorporated herein. 2.That the proposed tax levy be distributed upon the taxable property in said City for the following purposes in payable 2019: Note: Single starred funds shall be spread over the entire consolidated City of Prior Lake. Note: Double starred funds represent market value-based referendum taxes and shall be spread over the entire consolidated City of Prior Lake. Note: All other bond issues have sufficient fund balances to cover debt requirements. Purpose Amount Amount General City Purposes 8,249,275 Revolving Equipment Fund 600,000 Revolving Park Equipment Fund (Park Equipment & Trail Replacement)289,292 Permanent Improvement Revolving Fund (Street Overlay)95,000 EDA 150,000 Debt Service: F556-G.O. Imp Bonds ’09 (Brooksville Hills II)126,000 F557-G.O. Imp Bonds 2010 (CR12)114,000 F558-G.O. Imp Bonds 2011A (Boudin I/Arcadia ROW)132,000 F559-G.O. Imp Bonds 2011B (Boudins II/Arcadia)176,000 F317-G.O. CIP Refunding Bonds 2012A 642,858 F560-G.O. Imp Bonds 2013A (Welcome, CR12, Sunset)184,000 F561-G.O. Imp Bonds 2014A (Maplewood, Crest, Carriage)198,000 F562-Guaranteed Energy Savings Program 237,614 F564-G.O. Imp Bonds 2015B (150th/13)275,557 F565, 566, 567-G.O. Imp Bonds 2016A (Manitou)77,604 F566-G.O. Imp Bonds 2016A (150th/13)42,735 F567-G.O. Imp Bonds 2016A (Equipment)69,300 F568-G.O. Imp Bonds 2017A (Cates, Balsam, Franklin, Sycamore)318,644 F569-G.O. Imp Bonds 2017A (Mill and Overlay)2,099 F570-G.O. Imp Bonds 2018A (Equip, CIP, Imp, Street Recon)660,239 F571-G.O. Imp Bonds 2018A (Mill and Overlay)6,120 F318-Fire Station #2 Referendum Bonds ‘06 234,418 Total Debt Service 3,497,188 Total $ 12,880,755 WHEREAS, PASSED AND ADOPTED THIS 17th DAY OF SEPTEMBER 2018. VOTE Briggs McGuire Thompson Braid Burkart Aye Nay Absent Abstain Frank Boyles, City Manager City of Prior Lake Council Meeting 9.17.2018 2019 Proposed Budget Budgeted Funds Debt Capital Revolving Revolving Park Permanent Facilities Total Total General Service Cable Park Equipment Equipment Improvement Management EDA Governmental Water Sewer Water Quality Enterprise Budgeted Fund Funds Fund Fund Fund Fund Revolving Fund Fund Funds Fund Fund Fund Funds Funds Revenues / Sources Property Taxes Levy - Tax Capacity 8,249,275$ 3,262,770$ -$ -$ 600,000$ 289,292$ 95,000$ -$ 150,000$ 12,646,337$ -$ -$ -$ -$ 12,646,337$ Levy - Market Value 234,418 - - - - - - 234,418 - - - - 234,418 Special Assessments - 646,901 - - - 230,089 - - 876,990 - - - - 876,990 Licenses & Permits 613,118 - - - - - - 613,118 - - - - 613,118 Fines & Forfeits - - - - - - - - - - - - - Intergovernmental 1,782,075 - - - - - - 1,782,075 - - - - 1,782,075 Charges for Services 1,692,170 - 37,133 450,000 - - 7,820 2,187,123 4,173,152 3,821,958 978,674 8,973,784 11,160,907 Other Revenues 344,139 33,703 - 48,000 19,775 7,310 4,231 4,763 3,300 465,221 37,250 18,800 11,690 67,740 532,961 Bond Proceeds - - - - 325,000 490,000 - - 815,000 - .- 815,000 Lease Proceeds - - - - - - - - - - Transfers From Other Funds - - General Fund - 234,769 - - - - - 234,769 - - - - 234,769 Debt Service Funds 135,000 135,000 - 135,000 Water Fund 196,220 545,275 - - 70,000 84,000 - 895,495 - - - - 895,495 Sewer Fund 196,220 - - - 70,000 10,927 - 277,147 - - - - 277,147 Water Quality Fund 63,860 - - - 20,000 - - 83,860 - - - - 83,860 Trunk Reserve Fund - 1,900,000 1,900,000 1,900,000 TIF Fund - 29,432 - - - - - 29,432 - - - - 29,432 PIR Fund 186,933 186,933 186,933 Facilities Management Fund - - - - - - - - - - - - - Capital Park Fund - - Police Forfeiture Fund 57,600 57,600 57,600 Total Revenues / Sources 13,371,495$ 5,074,783$ 37,133$ 498,000$ 1,162,375$ 296,602$ 819,320$ 99,690$ 161,120$ 21,520,518$ 6,110,402$ 3,840,758$ 990,364$ 10,941,524$ 32,462,042$ Expenditures / Uses Employee Services 9,399,120$ -$ -$ -$ -$ -$ -$ 122,027$ 9,521,147$ 727,627$ 725,805$ 287,415$ 1,740,847$ 11,261,994$ Current Expenditures 3,769,206 - 2,805 - - - 700,000 - 28,200 4,500,211 1,299,185 1,922,192 245,353 3,466,730 7,966,941 Capital Outlay 130,200 - 15,000 470,000 1,223,951 289,292 - 2,128,443 142,826 81,832 224,658 2,353,101 Capital Improvements - - - - - - 89,963 - 89,963 2,000,000 400,000 385,000 2,785,000 2,874,963 Subtotal 13,298,526$ -$ 17,805$ 470,000$ 1,223,951$ 289,292$ 700,000$ 89,963$ 150,227$ 16,239,764$ 4,169,638$ 3,129,829$ 917,768$ 8,217,235$ 24,456,999$ Transfers To Other Funds General Fund -$ -$ -$ -$ -$ -$ -$ -$ 196,220$ 196,220$ 63,860$ 456,300$ 456,300$ Treatment Plant (Debt)- - - - - - - - 545,275 - - 545,275 545,275 Equipment Fund - - - - - - - - 70,000 70,000 20,000 160,000 160,000 Park Equipment Fund - - - - - - - - - - - - - Debt Service Funds 234,769 135,000 - - - 186,933 - - 556,702 - - - - 556,702 PIR Fund - - - Facilities Management Fund - - - - - - - - 84,000 10,927 - 94,927 94,927 EDA Fund - - - - - - - - - - - - - Severance Compensation Fund 100,000 100,000 100,000 Contingency - - - - - - - - - - - - - Debt Service 5,345,327 - - - - - 5,345,327 183,200 183,200 - 366,400 5,711,727 Subtotal 334,769$ 5,480,327$ -$ -$ -$ -$ 186,933$ -$ -$ 6,002,029$ 1,078,695$ 460,347$ 83,860$ 1,622,902$ 7,624,931$ Total Expenditures / Uses 13,633,295$ 5,480,327$ 17,805$ 470,000$ 1,223,951$ 289,292$ 886,933$ 89,963$ 150,227$ 22,241,793$ 5,248,333$ 3,590,176$ 1,001,628$ 9,840,137$ 32,081,930$ Change in Fund Balance (261,800)$ (405,544)$ 19,328$ 28,000$ (61,576)$ 7,310$ (67,613)$ 9,727$ 10,893$ (721,275)$ 862,069$ 250,582$ (11,264)$ 1,101,387$ 380,112$ 1 of 2 2019 Property Tax Levy Comparison Council Meeting 9.17.2018 Change 18 - 19 Property Taxes 2018 2019 Amount Percent Levy - Tax Capacity General Fund - Operating 7,779,182$ 8,249,275$ 470,093$ 6.04% Debt Service Funds 3,142,620 3,262,770 120,150 3.82% Revolving Equipment Fund 550,000 600,000 50,000 9.09% Revolving Park Equipment Fund 238,184 289,292 51,108 21.46% Permanent Improvement Revolving Fund - 95,000 95,000 n/a Facilities Management Fund - - - n/a 11,709,986$ 12,496,337$ 786,351$ 6.72% Levy - Market Value - General Fund 227,552 234,418 6,866 3.02% Levy - Economic Dev Authority 140,000 150,000 10,000 7.14% Total Levy 12,077,538$ 12,880,755$ 803,217$ 6.65% 2019 Budget Expenditure Comparisons (2018 Original Budgets) Capital Revolving Revolving Park Permanent Facilities Total Total General Debt Service Cable Park Equipment Equipment Improvement Management EDA Governmental Water Sewer Water Quality Enterprise Budgeted Fund Funds Fund Fund Fund Fund Revolving Fund Fund Funds Fund Fund Fund Funds Funds 2019 Total Expenditures / Uses 13,633,295$ 5,480,327$ 17,805$ 470,000$ 1,223,951$ 289,292$ 886,933$ 89,963$ 150,227$ 22,241,793$ 5,248,333$ 3,590,176$ 1,001,628$ 9,840,137$ 32,081,930$ 2018 Total Expenditures / Uses 12,767,768$ 4,896,000$ 80,000$ 3,700$ 1,394,027$ 238,184$ 725,374$ 873,704$ 153,597$ 21,132,354$ 6,659,524$ 4,742,967$ 998,669$ 12,401,160$ 33,533,514$ Change 2018 to 2019 ($)865,527$ 584,327$ (62,195)$ 466,300$ (170,076)$ 51,108$ 161,559$ (783,741)$ (3,370)$ 1,109,439$ (1,411,191)$ (1,152,791)$ 2,959$ (2,561,023)$ (1,451,584)$ Change 2018 to 2019 (%)6.78%11.93%-77.74%n/a -12.20%21.46%n/a -89.70%-2.19%5.25%-21.19%- 24.31%0.30%-20.65%-4.33% 2019 Budget Expenditure Comparisons (2018 Amended Budgets) Capital Revolving Revolving Park Permanent Facilities Total Total General Debt Service Cable Park Equipment Equipment Improvement Management EDA Governmental Water Sewer Water Quality Enterprise Budgeted Fund Funds Fund Fund Fund Fund Revolving Fund Fund Funds Fund Fund Fund Funds Funds 2019 Total Expenditures / Uses 13,633,295$ 5,480,327$ 17,805$ 470,000$ 1,223,951$ 289,292$ 886,933$ 89,963$ 150,227$ 22,241,793$ 5,248,333$ 3,590,176$ 1,001,628$ 9,840,137$ 32,081,930$ 2018 Total Expenditures / Uses 13,267,322$ 4,896,000$ 80,000$ 3,700$ 1,394,027$ 304,184$ 725,374$ 953,665$ 153,597$ 21,777,869$ 6,660,797$ 4,772,242$ 1,295,120$ 12,728,159$ 34,506,028$ Change 2018 to 2019 ($)365,973$ 584,327$ (62,195)$ 466,300$ ( 170,076)$ (14,892)$ 161,559$ (863,702)$ (3,370)$ 463,924$ (1,412,464)$ (1,182,066)$ (293,492)$ (2,888,022)$ (2,424,098)$ Change 2018 to 2019 (%)2.76%11.93%-77.74%12602.70%-12.20%-4.90%22.27%-90.57%-2.19%2.13%-21.21%- 24.77%-22.66%-22.69%-7.03% 2 of 2 4646 Dakota Street SE Prior Lake, MN 55372 RESOLUTION 18-153 A RESOLUTION ADOPTING PROPOSED 2019 CITY BUDGETS AND CERTIFYING PRELIMINARY 2019 CITY OF PRIOR LAKE PROPERTY TAX LEVY TO SCOTT COUNTY DEPARTMENT OF TAXATION Motion By: Thompson Second By: Braid WHEREAS, State statute requires that the Prior Lake City Council certify a proposed property tax levy to the Scott County Department of Taxation; and WHEREAS, Preliminary budget amounts for the City of Prior Lake for calendar year 2019 are estimated as follows; and General Fund $ 13,633,295 Debt Service Funds 5,480,327 Cable Fund 17,805 Capital Park Fund 470,000 Revolving Equipment Fund 1,223,951 Revolving Park Equipment Fund 289,292 Permanent Improvement Revolving Fund 886,933 Facilities Management Fund 89,963 EDA 150,227 Water Fund 5,248,333 Sewer Fund 3,590,176 Water Quality Fund 1,001,628 Total $ 32,081,930 WHEREAS, The proposed property tax levy for the City of Prior Lake for payable year 2019 is as follows; and General Purposes $ 8,249,275 Revolving Equipment Fund 600,000 Revolving Park Equipment Fund 289,292 Permanent Improvement Revolving Fund 95,000 EDA 150,000 Debt Service 3,497,188 Total $ 12,880,755 WHEREAS, The proposed property tax levy by tax base for the City of Prior Lake for payable year 2019 is as follows; and Tax Capacity Based Levy $ 12,646,337 Market Value Based Referenda Levy 234,418 Total $ 12,880,755 WHEREAS, WHEREAS, The proposed City of Prior Lake property tax levy for the year payable 2019 represents a $803,217 or 6.65% increase in total tax levy (including the Economic Development Authority levy); and The City Council will consider the 2019 General Fund, Debt Service Funds, Cable Fund, Capital Park Fund, Revolving Equipment Fund, Revolving Park Equipment Fund, Permanent Improvement Revolving Fund, Facilities Management Fund, EDA Special Revenue Fund and Enterprise Fund Budgets and the Final 2019 Property Tax Levy during its regularly scheduled council meeting at 7:00 p.m. on Monday December 3, 2018 at 4646 Dakota Street SE, Prior Lake with a continuation (if necessary) at 7:00 p.m. on December 17, 2018. NOW THEREFORE, BE IT HEREBY RESOLVED BY THE CITY COUNCIL OF PRIOR LAKE, MINNESOTA as follows: 1. The recitals set forth above are incorporated herein. 2. That the proposed tax levy be distributed upon the taxable property in said City for the following purposes in payable 2019: Note: Single starred funds shall be spread over the entire consolidated City of Prior Lake. Note: Double starred funds represent market value-based referendum taxes and shall be spread over the entire consolidated City of Prior Lake. Note: All other bond issues have sufficient fund balances to cover debt requirements. Purpose Amount Amount General City Purposes 8,249,275 Revolving Equipment Fund 600,000 Revolving Park Equipment Fund (Park Equipment & Trail Replacement) 289,292 Permanent Improvement Revolving Fund (Street Overlay) 95,000 EDA 150,000 Debt Service: F556-G.O. Imp Bonds ’09 (Brooksville Hills II) 126,000 F557-G.O. Imp Bonds 2010 (CR12) 114,000 F558-G.O. Imp Bonds 2011A (Boudin I/Arcadia ROW) 132,000 F559-G.O. Imp Bonds 2011B (Boudins II/Arcadia) 176,000 F317-G.O. CIP Refunding Bonds 2012A 642,858 F560-G.O. Imp Bonds 2013A (Welcome, CR12, Sunset) 184,000 F561-G.O. Imp Bonds 2014A (Maplewood, Crest, Carriage) 198,000 F562-Guaranteed Energy Savings Program 237,614 F564-G.O. Imp Bonds 2015B (150th/13) 275,557 F565, 566, 567-G.O. Imp Bonds 2016A (Manitou) 77,604 F566-G.O. Imp Bonds 2016A (150th/13) 42,735 F567-G.O. Imp Bonds 2016A (Equipment) 69,300 F568-G.O. Imp Bonds 2017A (Cates, Balsam, Franklin, Sycamore) 318,644 F569-G.O. Imp Bonds 2017A (Mill and Overlay) 2,099 F570-G.O. Imp Bonds 2018A (Equip, CIP, Imp, Street Recon) 660,239 F571-G.O. Imp Bonds 2018A (Mill and Overlay) 6,120 F318-Fire Station #2 Referendum Bonds ‘06 234,418 Total Debt Service 3,497,188 Total $ 12,880,755 PASSED AND ADOPTED THIS 17th DAY OF SEPTEMBER 2018. VOTE Briggs McGuire Thompson Braid Burkart Aye Nay Absent Abstain Frank Boyles, City Manager City of Prior Lake Council Meeting 9.17.2018 2019 Proposed Budget Budgeted Funds Debt Capital Revolving Revolving Park Permanent Facilities Total Total General Service Cable Park Equipment Equipment Improvement Management EDA Governmental Water Sewer Water Quality Enterprise Budgeted Fund Funds Fund Fund Fund Fund Revolving Fund Fund Funds Fund Fund Fund Funds Funds Revenues / Sources Property Taxes Levy - Tax Capacity 8,249,275$ 3,262,770$ -$ -$ 600,000$ 289,292$ 95,000$ -$ 150,000$ 12,646,337$ -$ -$ -$ -$ 12,646,337$ Levy - Market Value 234,418 - - - - - - 234,418 - - - - 234,418 Special Assessments - 646,901 - - - 230,089 - - 876,990 - - - - 876,990 Licenses & Permits 613,118 - - - - - - 613,118 - - - - 613,118 Fines & Forfeits - - - - - - - - - - - - - Intergovernmental 1,782,075 - - - - - - 1,782,075 - - - - 1,782,075 Charges for Services 1,692,170 - 37,133 450,000 - - 7,820 2,187,123 4,173,152 3,821,958 978,674 8,973,784 11,160,907 Other Revenues 344,139 33,703 - 48,000 19,775 7,310 4,231 4,763 3,300 465,221 37,250 18,800 11,690 67,740 532,961 Bond Proceeds - - - - 325,000 490,000 - - 815,000 - .- 815,000 Lease Proceeds - - - - - - - - - - Transfers From Other Funds - - General Fund - 234,769 - - - - - 234,769 - - - - 234,769 Debt Service Funds 135,000 135,000 - 135,000 Water Fund 196,220 545,275 - - 70,000 84,000 - 895,495 - - - - 895,495 Sewer Fund 196,220 - - - 70,000 10,927 - 277,147 - - - - 277,147 Water Quality Fund 63,860 - - - 20,000 - - 83,860 - - - - 83,860 Trunk Reserve Fund - 1,900,000 1,900,000 1,900,000 TIF Fund - 29,432 - - - - - 29,432 - - - - 29,432 PIR Fund 186,933 186,933 186,933 Facilities Management Fund - - - - - - - - - - - - - Capital Park Fund - - Police Forfeiture Fund 57,600 57,600 57,600 Total Revenues / Sources 13,371,495$ 5,074,783$ 37,133$ 498,000$ 1,162,375$ 296,602$ 819,320$ 99,690$ 161,120$ 21,520,518$ 6,110,402$ 3,840,758$ 990,364$ 10,941,524$ 32,462,042$ Expenditures / Uses Employee Services 9,399,120$ -$ -$ -$ -$ -$ -$ 122,027$ 9,521,147$ 727,627$ 725,805$ 287,415$ 1,740,847$ 11,261,994$ Current Expenditures 3,769,206 - 2,805 - - - 700,000 - 28,200 4,500,211 1,299,185 1,922,192 245,353 3,466,730 7,966,941 Capital Outlay 130,200 - 15,000 470,000 1,223,951 289,292 - 2,128,443 142,826 81,832 224,658 2,353,101 Capital Improvements - - - - - - 89,963 - 89,963 2,000,000 400,000 385,000 2,785,000 2,874,963 Subtotal 13,298,526$ -$ 17,805$ 470,000$ 1,223,951$ 289,292$ 700,000$ 89,963$ 150,227$ 16,239,764$ 4,169,638$ 3,129,829$ 917,768$ 8,217,235$ 24,456,999$ Transfers To Other Funds General Fund -$ -$ -$ -$ -$ -$ -$ -$ 196,220$ 196,220$ 63,860$ 456,300$ 456,300$ Treatment Plant (Debt)- - - - - - - - 545,275 - - 545,275 545,275 Equipment Fund - - - - - - - - 70,000 70,000 20,000 160,000 160,000 Park Equipment Fund - - - - - - - - - - - - - Debt Service Funds 234,769 135,000 - - - 186,933 - - 556,702 - - - - 556,702 PIR Fund - - - Facilities Management Fund - - - - - - - - 84,000 10,927 - 94,927 94,927 EDA Fund - - - - - - - - - - - - - Severance Compensation Fund 100,000 100,000 100,000 Contingency - - - - - - - - - - - - - Debt Service 5,345,327 - - - - - 5,345,327 183,200 183,200 - 366,400 5,711,727 Subtotal 334,769$ 5,480,327$ -$ -$ -$ -$ 186,933$ -$ -$ 6,002,029$ 1,078,695$ 460,347$ 83,860$ 1,622,902$ 7,624,931$ Total Expenditures / Uses 13,633,295$ 5,480,327$ 17,805$ 470,000$ 1,223,951$ 289,292$ 886,933$ 89,963$ 150,227$ 22,241,793$ 5,248,333$ 3,590,176$ 1,001,628$ 9,840,137$ 32,081,930$ Change in Fund Balance (261,800)$ (405,544)$ 19,328$ 28,000$ (61,576)$ 7,310$ (67,613)$ 9,727$ 10,893$ (721,275)$ 862,069$ 250,582$ (11,264)$ 1,101,387$ 380,112$ 1 of 2 2019 Property Tax Levy Comparison Council Meeting 9.17.2018 Change 18 - 19 Property Taxes 2018 2019 Amount Percent Levy - Tax Capacity General Fund - Operating 7,779,182$ 8,249,275$ 470,093$ 6.04% Debt Service Funds 3,142,620 3,262,770 120,150 3.82% Revolving Equipment Fund 550,000 600,000 50,000 9.09% Revolving Park Equipment Fund 238,184 289,292 51,108 21.46% Permanent Improvement Revolving Fund - 95,000 95,000 n/a Facilities Management Fund - - - n/a 11,709,986$ 12,496,337$ 786,351$ 6.72% Levy - Market Value - General Fund 227,552 234,418 6,866 3.02% Levy - Economic Dev Authority 140,000 150,000 10,000 7.14% Total Levy 12,077,538$ 12,880,755$ 803,217$ 6.65% 2019 Budget Expenditure Comparisons (2018 Original Budgets) Capital Revolving Revolving Park Permanent Facilities Total Total General Debt Service Cable Park Equipment Equipment Improvement Management EDA Governmental Water Sewer Water Quality Enterprise Budgeted Fund Funds Fund Fund Fund Fund Revolving Fund Fund Funds Fund Fund Fund Funds Funds 2019 Total Expenditures / Uses 13,633,295$ 5,480,327$ 17,805$ 470,000$ 1,223,951$ 289,292$ 886,933$ 89,963$ 150,227$ 22,241,793$ 5,248,333$ 3,590,176$ 1,001,628$ 9,840,137$ 32,081,930$ 2018 Total Expenditures / Uses 12,767,768$ 4,896,000$ 80,000$ 3,700$ 1,394,027$ 238,184$ 725,374$ 873,704$ 153,597$ 21,132,354$ 6,659,524$ 4,742,967$ 998,669$ 12,401,160$ 33,533,514$ Change 2018 to 2019 ($)865,527$ 584,327$ (62,195)$ 466,300$ (170,076)$ 51,108$ 161,559$ (783,741)$ (3,370)$ 1,109,439$ (1,411,191)$ (1,152,791)$ 2,959$ (2,561,023)$ (1,451,584)$ Change 2018 to 2019 (%)6.78%11.93%-77.74%n/a -12.20%21.46%n/a -89.70%-2.19%5.25%-21.19%-24.31%0.30%-20.65%-4.33% 2019 Budget Expenditure Comparisons (2018 Amended Budgets) Capital Revolving Revolving Park Permanent Facilities Total Total General Debt Service Cable Park Equipment Equipment Improvement Management EDA Governmental Water Sewer Water Quality Enterprise Budgeted Fund Funds Fund Fund Fund Fund Revolving Fund Fund Funds Fund Fund Fund Funds Funds 2019 Total Expenditures / Uses 13,633,295$ 5,480,327$ 17,805$ 470,000$ 1,223,951$ 289,292$ 886,933$ 89,963$ 150,227$ 22,241,793$ 5,248,333$ 3,590,176$ 1,001,628$ 9,840,137$ 32,081,930$ 2018 Total Expenditures / Uses 13,267,322$ 4,896,000$ 80,000$ 3,700$ 1,394,027$ 304,184$ 725,374$ 953,665$ 153,597$ 21,777,869$ 6,660,797$ 4,772,242$ 1,295,120$ 12,728,159$ 34,506,028$ Change 2018 to 2019 ($)365,973$ 584,327$ (62,195)$ 466,300$ (170,076)$ (14,892)$ 161,559$ (863,702)$ (3,370)$ 463,924$ (1,412,464)$ (1,182,066)$ (293,492)$ (2,888,022)$ (2,424,098)$ Change 2018 to 2019 (%)2.76%11.93%-77.74%12602.70%-12.20%-4.90%22.27%-90.57%-2.19%2.13%-21.21%-24.77%-22.66%-22.69%-7.03% 2 of 2 2016201720182018201920192019ACTIVITYACTIVITYORIGINALAMENDEDPROPOSEDPROPOSEDPROPOSEDDESCRIPTIONBUDGETBUDGETBUDGETAMT CHANGE% CHANGEFund 101 - GENERAL FUNDTaxes8,271,183 8,158,560 8,006,734 8,006,734 8,483,693476,9595.96Charges for Services1,714,605 1,944,063 1,702,315 1,702,315 1,692,170(10,145) (0.60)Intergovernmental1,581,752 1,657,988 1,675,986 1,675,986 1,782,075106,0896.33Miscellaneous Revenues260,124 348,006 312,945 312,945 344,13931,1949.97Sale of assets10,129 3,640 Transfers in362,640 430,000 443,000 443,000 456,30013,3003.00Licenses and Permits751,824 820,433 607,798 607,798 613,1185,3200.88Fines and Forfeitures4,743 2,250 TOTAL FUND 10112,957,000 13,364,940 12,748,778 12,748,778 13,371,495622,7174.88DEBT SERVICE FUNDSTaxes2,350,538 2,637,725 3,142,620 3,142,620 3,262,770 120,150 3.82 Miscellaneous Revenues942,356 1,294,524 616,846 616,846 680,604 63,758 10.34 Debt Issued1,656,085 Transfers in1,946,309 1,731,545 870,365 870,365 1,131,409 261,044 29.99 TOTAL DEBT SERVICE FUNDS6,895,288 5,663,794 4,629,831 4,629,831 5,074,783 444,952 9.61 Fund 210 - CABLE FRANCHISE FUNDCharges for Services51,050 36,815 32,000 32,000 37,133 5,133 16.04 Miscellaneous Revenues133 TOTAL FUND 21051,050 36,948 32,000 32,000 37,133 5,133 16.04 BUDGET REPORT City of Prior Lake2019 BudgetRevenuesFrom Amended Budget 2016201720182018201920192019ACTIVITYACTIVITYORIGINALAMENDEDPROPOSEDPROPOSEDPROPOSEDDESCRIPTIONBUDGETBUDGETBUDGETAMT CHANGE% CHANGEBUDGET REPORT City of Prior Lake2019 BudgetRevenuesFrom Amended BudgetFund 225 - CAPITAL PARK FUNDCharges for Services814,100 627,808 429,000 429,000 474,000 45,000 10.49 Miscellaneous Revenues14,654 13,020 17,000 17,000 24,000 7,000 41.18 TOTAL FUND 225828,754 640,828 446,000 446,000 498,000 52,000 11.66 Fund 240 - EDA SPECIAL REVENUE FUNDTaxes139,358140,000140,000140,000150,00010,0007.14Charges for Services8,2938,5007,8207,8207,820Miscellaneous Revenues1,5232,5002,7002,7003,30060022.22Transfers in300,000(300,000) (100.00)TOTAL FUND 240149,174151,000150,520450,520161,120(289,400) (64.24)Fund 410 - REVOLVING EQUIPMENT FUNDTaxes326,039 375,905 550,000 550,000 600,000 50,000 9.09 Intergovernmental30,000 30,000 (30,000) (100.00) Miscellaneous Revenues12,037 4,387 6,000 6,000 7,775 1,775 29.58 Transfers in141,000 341,000 155,000 155,000 217,600 62,600 40.39 Debt Issued410,000 665,000 665,000 325,000 (340,000) (51.13) Other12,000 12,000 12,000 TOTAL FUND 410889,076 721,292 1,418,000 1,418,000 1,162,375 (255,625) (18.03) Fund 430 - REVOLVING PARK EQUIP FUNDTaxes214,042 238,184 238,184 289,292 51,108 21.46 Miscellaneous Revenues5,981 3,035 4,700 4,700 7,310 2,610 55.53 Transfers in85,330 TOTAL FUND 4305,981 302,407 242,884 242,884 296,602 53,718 22.12 2016201720182018201920192019ACTIVITYACTIVITYORIGINALAMENDEDPROPOSEDPROPOSEDPROPOSEDDESCRIPTIONBUDGETBUDGETBUDGETAMT CHANGE% CHANGEBUDGET REPORT City of Prior Lake2019 BudgetRevenuesFrom Amended BudgetFund 440 - FACILITIES MANAGEMENT FUNDMiscellaneous Revenues10,024 5,146 5,400 5,400 4,763 (637) (11.80) Transfers in55,000 56,650 58,350 58,350 94,927 36,577 62.69 Debt Issued370,000 620,000 620,000 (620,000) (100.00) TOTAL FUND 44065,024 431,796 683,750 683,750 99,690 (584,060) (85.42) Fund 450 - PERMANENT IMPROVEMENT REVOLVING FUNDTaxes95,000 95,000 100.00 Miscellaneous Revenues158,364 84,852 84,852 234,320 149,468 176.15 Transfers in120,000 148,000 (148,000) (100.00) Debt Issued600,000 600,000 490,000 (110,000) (18.33) TOTAL FUND 450278,364 684,852 832,852 819,320 (13,532) (1.62) Fund 601 - WATER FUNDCharges for Services6,227,472 6,530,003 4,075,174 4,075,174 4,173,152 97,978 2.40 Intergovernmental13,333 3,270 Miscellaneous Revenues45,319 34,301 35,900 35,900 37,250 1,350 3.76 Transfers in24,871 250,000 1,500,000 1,500,000 1,900,000 400,000 26.67 Debt Issued1,180,000 1,180,000 (1,180,000) (100.00) TOTAL FUND 6016,310,995 6,817,574 6,791,074 6,791,074 6,110,402 (680,672) (10.02) 2016201720182018201920192019ACTIVITYACTIVITYORIGINALAMENDEDPROPOSEDPROPOSEDPROPOSEDDESCRIPTIONBUDGETBUDGETBUDGETAMT CHANGE% CHANGEBUDGET REPORT City of Prior Lake2019 BudgetRevenuesFrom Amended BudgetFund 602 - STORM WATER UTILITYCharges for Services982,389 1,269,141 916,326 916,326 978,674 62,348 6.80 Intergovernmental5,407 130,000 (130,000) (100.00) Miscellaneous Revenues11,464 8,012 12,000 12,000 11,690 (310) (2.58) Transfers in42,093 TOTAL FUND 602993,853 1,324,653 928,326 1,058,326 990,364 (67,962) (6.42) Fund 604 - SEWER FUNDCharges for Services4,486,789 6,843,668 3,453,940 3,453,940 3,821,958 368,018 10.66 Intergovernmental57,280 Miscellaneous Revenues25,839 12,518 18,500 18,500 18,800 300 1.62 Transfers in92,312 Debt Issued1,400,000 1,400,000 (1,400,000) (100.00) TOTAL FUND 6044,662,220 6,856,186 4,872,440 4,872,440 3,840,758 (1,031,682) (21.17) GRAND TOTAL ALL FUNDS33,808,415 36,589,782 33,628,455 34,206,455 32,462,042 (1,744,413) (5.10) 20192019PROPOSEDPROPOSEDAMT CHANGE% CHANGE(1,166,413) (3.47) From Original Budget 2016201720182018201920192019ACTIVITYACTIVITYORIGINALAMENDEDPROPOSEDPROPOSEDPROPOSEDDEPARTMENTDESCRIPTIONBUDGETBUDGETBUDGETAMT CHANGE% CHANGEFund 101 - GENERAL FUND41110.00MAYOR & COUNCIL57,181 68,444 58,196 58,196 71,866 13,670 23.49 41130.00ORDINANCE7,329 7,533 7,500 7,500 7,500 41320.00ADMINISTRATION416,490 436,766 428,305 436,970 446,273 9,303 2.13 41330.00BOARDS & COMMISSIONS10,370 11,227 10,689 10,689 11,765 1,076 10.07 41400.00CITY CLERK FUNCTIONS60,346 60,346 41410.00ELECTIONS16,982 23,984 23,984 (23,984) (100.00) 41520.00FINANCE428,727 413,278 464,052 464,052 480,315 16,263 3.50 41530.00ACCOUNTING249 41540.00INTERNAL AUDITING31,733 31,240 30,700 30,700 31,300 600 1.95 41550.00ASSESSING169,608 187,378 194,700 194,700 202,600 7,900 4.06 41610.00LEGAL147,402 217,039 212,000 212,000 200,000 (12,000) (5.66) 41820.00HUMAN RESOURCES152,007 193,253 184,443 184,443 189,241 4,798 2.60 41830.00COMMUNICATIONS106,367 114,789 124,717 124,717 173,708 48,991 39.28 41910.00COMMUNITY DEVELOPMENT323,725 336,899 326,475 326,475 348,736 22,261 6.82 41920.00INFORMATION TECHNOLOGY306,788 348,954 317,145 345,036 386,212 41,176 11.93 41940.00FACILITIES - CITY HALL436,181 480,085 461,287 461,287 472,516 11,229 2.43 42100.00POLICE3,520,535 3,742,452 4,172,825 4,172,825 4,611,812 438,987 10.52 42200.00FIRE895,149 845,670 929,460 944,460 932,488 (11,972) (1.27) 42400.00BUILDING INSPECTION583,831 608,072 593,926 593,926 616,406 22,480 3.78 42500.00EMERGENCY MANAGEMENT9,639 11,246 10,830 10,830 11,935 1,105 10.20 42700.00ANIMAL CONTROL26,000 26,400 26,448 26,448 26,448 43050.00ENGINEERING340,643 379,994 466,739 463,063 373,498 (89,565) (19.34) 43100.00STREET1,173,603 1,002,598 1,175,385 1,175,385 1,226,378 50,993 4.34 43400.00CENTRAL GARAGE361,288 416,326 421,679 421,679 459,215 37,536 8.90 45100.00RECREATION384,722 390,706 427,696 427,696 409,965 (17,731) (4.15) 45200.00PARKS1,310,572 1,237,423 1,407,937 1,411,611 1,481,048 69,437 4.92 45500.00LIBRARIES41,291 59,420 63,098 63,098 66,955 3,857 6.11 46100.00NATURAL RESOURCES149 49999.00CONTINGENT RESERVE5,616 80000.00Transfers to other Funds1,159,226 1,636,121 227,552 675,552 334,769 (340,783) (50.45) FUND TOTAL 10112,417,787 13,208,929 12,767,768 13,267,322 13,633,295 365,973 2.76 BUDGET REPORT City of Prior Lake2019 BudgetExpendituresFrom Amended Budget 2016201720182018201920192019ACTIVITYACTIVITYORIGINALAMENDEDPROPOSEDPROPOSEDPROPOSEDDEPARTMENTDESCRIPTIONBUDGETBUDGETBUDGETAMT CHANGE% CHANGEBUDGET REPORT City of Prior Lake2019 BudgetExpendituresFrom Amended BudgetDEBT SERVICE FUNDS47000.00DEBT SERVICE5,047,35211,978,7184,896,0004,896,0005,345,327449,3279.1880000.00Transfers to other Funds433,529 135,000 135,000 TOTAL DEBT SERVICE FUNDS5,047,352 12,412,247 4,896,000 4,896,000 5,480,327 584,327 11.93 Fund 210 - CABLE FRANCHISE FUND41340.00PUBLIC CABLE ACCESS5,248 57,521 80,000 80,000 17,805 (62,195) (77.74) FUND TOTAL 2105,248 57,521 80,000 80,000 17,805 (62,195) (77.74) Fund 225 - CAPITAL PARK FUND45040.00PIKE LAKE PARK3,712 3,700 3,700 (3,700) (100.00) 45144.00THE ENCLAVE @ CLEARY LKPK29,678 45146.00Eagle Creek/Brooksville Hills95,847 47,511 45147.00MARKLEY LAKE TRAIL366,192 45200.00PARKS30,507 9,529 470,000 470,000 100.00 80000.00Transfers to other Funds21,052 FUND TOTAL 225496,258 107,770 3,700 3,700 470,000 466,300 12,602.70 Fund 240 - EDA SPECIAL REVENUE FUND46500.00ECONOMIC DEVELOPMENT97,162151,325145,777145,777145,8771000.0746503.00TECH VILLAGE INCUBATOR1,3359,5007,8207,8204,350(3,470) (44.37)FUND TOTAL 24098,497160,825153,597153,597150,227(3,370) (2.19)Fund 410 - REVOLVING EQUIPMENT FUND42100.00POLICE92,186 101,657 238,040 238,040 207,824 (30,216) (12.69) 42200.00FIRE441 678,770 678,770 323,575 (355,195) (52.33) 42400.00BUILDING INSPECTION59,410 59,410 43100.00STREET459,879 211,729 422,882 422,882 43400.00CENTRAL GARAGE20,044 19,999 20,000 20,000 20,000 45200.00PARKS438,643 183,807 237,003 237,003 123,741 (113,262) (47.79) 49400.00WATER10,094 10,094 66,519 56,425 559.00 49420.00WATER QUALITY210,120 210,120 (210,120) (100.00) 49450.00SEWER373,178 80000.00Transfers to other Funds148,021 FUND TOTAL 4101,159,214 890,370 1,394,027 1,394,027 1,223,951 (170,076) (12.20) 2016201720182018201920192019ACTIVITYACTIVITYORIGINALAMENDEDPROPOSEDPROPOSEDPROPOSEDDEPARTMENTDESCRIPTIONBUDGETBUDGETBUDGETAMT CHANGE% CHANGEBUDGET REPORT City of Prior Lake2019 BudgetExpendituresFrom Amended BudgetFund 430 - REVOLVING PARK EQUIP FUND45200.00PARKS156,114 238,184 304,184 289,292 (14,892) (4.90) FUND TOTAL 430156,114 238,184 304,184 289,292 (14,892) (4.90) Fund 440 - FACILITIES MANAGEMENT FUND41940.00FACILITIES - CITY HALL10,690 41960.00GESP257,313 42100.00POLICE21,475 8,000 8,000 (8,000) (100.00) 42200.00FIRE9,505 843,204 843,204 67,998 (775,206) (91.94) 43100.00STREET(2,441) 45500.00LIBRARIES79,961 21,965 (57,996) (72.53) 49400.00WATER1,140 478,870 22,500 22,500 (22,500) (100.00) 80000.00Transfers to other Funds45,614 83,829 FUND TOTAL 440304,067 601,928 873,704 953,665 89,963 (863,702) (90.57) Fund 450 - PERMANENT IMPROVEMENT REVOLVING FUND43100.00STREET650,000 650,000 700,000 50,000 7.69 80000.00Transfers to other Funds75,374 75,374 186,933 111,559 148.01 FUND TOTAL 450725,374 725,374 886,933 161,559 22.27 2016201720182018201920192019ACTIVITYACTIVITYORIGINALAMENDEDPROPOSEDPROPOSEDPROPOSEDDEPARTMENTDESCRIPTIONBUDGETBUDGETBUDGETAMT CHANGE% CHANGEBUDGET REPORT City of Prior Lake2019 BudgetExpendituresFrom Amended BudgetFund 601 - WATER FUND41520.00FINANCE85,361 79,523 82,682 82,682 91,751 9,069 10.97 49400.00WATER2,408,180 2,541,927 5,731,297 5,732,570 4,261,087 (1,471,483) (25.67) 80000.00Transfers to other Funds1,742,896 2,151,421 845,545 845,545 895,498 49,950 5.91 FUND TOTAL 6014,236,437 4,772,871 6,659,524 6,660,797 5,248,333 (1,412,464) (21.21) Fund 602 - STORM WATER UTILITY49420.00WATER QUALITY598,972 633,562 921,669 1,218,120 917,768 (300,352) (24.66) 80000.00Transfers to other Funds167,768 455,215 77,000 77,000 83,860 6,860 8.91 FUND TOTAL 602766,740 1,088,777 998,669 1,295,120 1,001,628 (293,492) (22.66) Fund 604 - SEWER FUND41520.00FINANCE85,373 78,129 82,682 82,682 91,751 9,069 10.97 49450.00SEWER2,549,934 2,693,017 4,389,176 4,418,451 3,221,278 (1,197,173) (27.09) 80000.00Transfers to other Funds631,004 1,232,910 271,109 271,109 277,147 6,038 2.23 FUND TOTAL 6043,266,311 4,004,056 4,742,967 4,772,242 3,590,176 (1,182,066) (24.77) GRAND TOTAL - ALL FUNDS27,797,911 37,461,408 33,533,514 34,506,028 32,081,930 (2,424,098) (7.03) 20192019PROPOSEDPROPOSEDAMT CHANGE% CHANGE(1,451,584) (4.33) From Original Budget 1 4646 Dakota Street SE Prior Lake, MN 55372 CITY COUNCIL WORKSHOP REPORT MEETING DATE: JULY 16, 2018 PREPARED BY: CATHY ERICKSON, FINANCE DIRECTOR JASON WEDEL, PUBLIC WORKS DIRECTOR/CITY ENGINEER PRESENTED BY: CATHY AND JASON TOPIC: 2019-2023 CAPITAL IMPROVEMENT PROGRAM DISCUSSION: Introduction The purpose of this workshop is to complete a City Council review and receive input regarding the proposed 2019-2023 Capital Improvement Program (CIP) This year, the CIP Council Workshops are divided into two parts. June 18 Workshop -Part 1: City Council review of the proposed 2019-2023 Capital Improvement Program (CIP) for the following draft plans: 1) Transportation Plan 2) Equipment Replacement Plan 3) Park Plan 4) Facilities Management Plan 5) Street Overlay Plan July 16 Workshop - Part 2: The remaining CIP draft plans, noted below, will be reviewed at the July 16 Council workshop 1) Technology Plan 2) Water Operating Plan 3) Sanitary Sewer Operating Plan 4) Water Quality Operating Plan History Description of the Capital Improvement Plan (CIP) Prior Lake’s five-year Capital Improvement Program is a planning tool used to support the City’s 2040 Vision and Strategic Plan. Each year, forecasts for projects that will be needed, estimated costs and possible funding sources are programmed into the CIP for the next five years. The CIP is typically updated, evaluated and approved each year by the City Council as projects are completed and priorities change. The 2 purpose of the CIP is to assure that funds are available when projects are required to meet community needs. Current Circumstances 1. Technology Plan The Technology Plan assists the City with planning for current and long-range information technology needs, including hardware, software and other IT-related items. See the “Technology Plan – 2019-2023 Proposed Expenditures” attachment for more specific details of proposed significant annual expenditures. The Technology Plan itself summarizes operating and capital expenditures in accordance with our policy. This document is also attached. The expenditures summarized in the Technology Plan are part of the General Fund tax levy. While this plan is reflective of the needs of our various departments the actual request could change as part of the budget review process. This plan is discussed as part of the CIP because have an annual investment in technology and we need to plan for our current and long-range IT needs. 2, 3 and 4. Water, Sewer and Storm Water Plans Utility Capital Projects As a reminder, the Water, Sewer, and Storm Water Plans include projects associated with the Transportation Plan. This means that fund balances are directly impacted by the transportation plan projects where there is utility reconstruction completed below the street. (Funds will be transferred to the Construction fund for the utility cost portion of street projects.) A copy of the transportation plan is attached for reference. Minimal street reconstruction with utilities in 2019: Due to the significant road projects in 2018 and 2019, Director Wedel is recommending one smaller scale street rehab in 2019 with no utility related work. The only 2019 utility work will be on the CR 21/TH13/Main Ave/Arcadia road project for an estimated total of $100,000 and $250,000 for the water and street utilities respectively. This will give us an opportunity to build cash reserves to fund some of the future year projects in the 2019-2023 CIP. Utility reconstruction on private streets in 2021 The transportation plan includes utility reconstruction on the Pershing/Dunkirk area streets in 2021. At this time the utilities under the Inguadona area private streets will also be reconstructed. The street portion of the cost for the Inguadona area private streets is $591,570. This cost is shared equally between the Water and Sewer Funds at $295,785 each and is included as a use of funds in the plans. Council has directed staff to explore the establishment of a Utility Special District for properties served by private streets. The Utility Special District funds will be collected from the private street properties to help offset the cost to replace the private streets after replacement of the public utilities below the street. This process will start with discussions with HOAs/neighborhoods with private streets to provide education on the use of the funds and respond to resident questions/ concerns. Staff anticipates that this item will be brought to the Council for approval in 2019. Revenue estimate per 3 year for the special billing district for private streets is $200,000. The revenue is shared equally between the Water and Sewer Funds at $100,000 each and has been included as a source of funds in the plans starting in 2020. Staff has also included use of funds for future private street replacement in the water and sewer plans. Utility Rate Study The city plans to issue an RFP for a utility rate study to be completed in 2019. The use of funds for the rate study will be reflected in the plans, and the cost will be split evenly between the water, sewer and water quality plans. The last utility rate study was done in 2004. As part of the utility rate study/plan updates, staff plans to revisit our tiered rate structure to address appropriate charges and number of tiers for high consumption. Currently our summer water usage is up to 3 times our winter usage which can be attributed directly to irrigation. The existing tiered rates have had minimal impact on irrigation usage. Moreover, some decades ago the city implemented a program which encouraged water users to fill their pools early in the year so that water quantity would not be included in the water usage average which determines the bi-monthly sewer usage calculation. This appropriateness of this policy is to come under scrutiny as well (See Sewer Plan discussion below). Considering the significant investment the City is putting into infrastructure to support these uses, it would be beneficial to adjust the tiered rates to collect additional revenue from the users who are largely responsible for these capital improvement costs. Utility Billing System Upgrade The Water and Sewer Plans include a use of funds of $70,000 for an upgraded utility billing system. Incode, our utility billing vendor is requiring an upgrade from our current version. Staff is considering changing to our current financial system vendor, BS&A, so all financial modules are integrated within the same financial software system, and due to the limitations of the Incode product. Staff is proposing to do a RFP in 2019 with a 2020 implementation date. Water Plan: Water Purchase and Facility Expansion Agreement with the SMSC In November 2017, the City Council approved the Water Purchase and Facility Expansion Agreement between the City and the SMSC. The agreement sets the water purchase price and funds a portion of the new water treatment facility costs for construction of filter cells used for water storage. The water plan has been updated to reflect the water purchase rate/1000 gallons established in the agreement. The water plan has also been updated in 2018 and 2019 to reflect expenditures of 1.5M and $600,000 respectively to construct the filter cells the city will use at the new SMSC south plant (funding from the Water Storage Fund) and expenditures in 2019 of $1.3M to extend the raw watermain from Well 6 to the new water treatment plant (funding from the Trunk Oversizing Fund). 4 Utility Capital Projects: The 2019-2023 Water Plan includes $3,711,250 in use of funds that will be transferred to the Construction fund for the utility cost portion of street projects. This includes about $296,000 for the Inguadona area private street replacement. The contributions from the Water Utility Fund for transportation/ street projects varies by year, based on the projects. The five-year (2019-2023) contribution average is about 742,000. AMRS Project: The budget for the annual cost of meter replacements has been reduced by $70,000, as the city will replace approximately 6,000 meters as part of the Meter/Automated Meter Reading System replacement project approved by the Council in June. 2019 Water Rates: For 2019, staff recommends a minimal rate increase of 3% for the Water Plan to cover estimated increases in operating and maintenance costs. For 2020 forward, the rate structure will be based on the updated plans from our consultants. Sewer Plan: 2018 Sanitary Sewer Rates: Utility Capital Projects: The 2019-2023 Sanitary Sewer Plan includes $2,593,905 in use of funds that will be transferred to the Construction fund for the sanitary sewer utility cost portion of street projects. This includes about $296,000 for the Inguadona area private street replacement. The contributions from the Sewer Utility Fund for transportation/ street projects varies by year, based on the projects. The five-year (2019-2023) contribution average is about $519,000. Concrete Sewer Lining Replacement: We anticipate that there will be a use of funds for future concrete sewer lining replacement. Over the ten-year period beginning in 2022, we have included costs of 1.9M. Staff has been evaluating the impact of billed sewer flows on revenues and the increase in capital project expenditures on the sewer fund reserves. Summer Sewer Lock/Cost Break: We bill sewer based on water consumption, however, we provide a summer sewer lock. Residents pay the average of the Feb and April consumption for the June, August, October and December billing cycle. The billing cycles cover the following time periods highlighted in blue: Month Billing Cycle Feb Nov 21 - Jan 20 Apr Jan 21 - March 20 June March 21 - May 20 Aug May 21- July 20 Oct July 21-Sept 20 Dec Sept 21- Nov 20 5 The summer sewer lock is intended to give consideration to pool filling, lawn and garden sprinkling, etc. that do not flow into the sanitary sewer system. The summer sewer lock was established years ago. This is reducing our annual billed sewer consumption. Our 2017 billed sewer consumption was about 529.3M gallons. Our MCES actual flow was 612.2M gallons. The unbilled consumption is the due to the summer sewer consumption lock and inflow & infiltration(I&I). I&I is the storm water and ground water that comes from other sources than water consumption, such as wet weather and enters the sanitary sewer through leaking sanitary sewer pipes and manholes. If the city billed sewer based on actual water consumption, without the summer sewer lock, we could generate the revenue needed to cover the actual MCES flow. The additional revenue that could be generated for this unbilled flow was about $460,000 based on 2017 rates (MCES of $220,000 and City Sewer of $240,000). Billing for sewer based on actual water consumption could have the added benefit of encouraging water conservation. Many cities provide a summer sewer lock to some level, but ours is more generous than some. However, staff would like the Council to consider phasing this out. If this is something that the Council is receptive to, staff will provide additional analysis and phase out options. Sewer Fund Balance: Based on the current plans it is likely that the fund balance will drop below the recommended amount in 2019. Staff has identified several options the Council can consider to maintain an appropriate fund balance in the Sewer Fund: 1. Increase the City portion of the sewer rate. 2. Consider modifying or phasing out the summer sewer lock. 3. Issue debt to fund at least a portion of the 2020/2021 $2.2M capital needs. 4. Consider postponing one or more projects to a future year. 5. Consider a combination of the above. If no change is made to the current billing structure, Staff recommends an increase in the City portion of the rate of $.60 and $.50 in 2019 and 2020 respectively. The current city portion of the sewer rate is $2.94/1,000 gallons. If the average household uses 8,000 gallons of water per month the proposed $0.60 increase would equate to an additional $4.80 per month. Staff would prefer to finance the sewer fund portion of the transportation projects on a paygo basis instead of issuing debt. In 2018, we knew we had planned bonding for the one-time AMRS replacement project, so a one-time financing of the utility portion of a transportation project in conjunction with the bonding was a reasonable approach. Staff would prefer not to issue debt annual to finance sewer fund capital projects. 6 The only sewer cost in 2019 is related to the CR21 project and that cannot be delayed. The biggest portion of the proposed sewer cost in 2020 is for Fish Point Road. That street is in very poor condition and would be difficult to delay. In 2021 we are proposing to complete projects in the Pershing/Green Heights neighborhood, including the private streets such as Inguadona. This will require significant funding from the sewer fund. In 2022 we are proposing mostly full depth reclamation projects to help ease the strain on the sewer fund. Based on this transportation plan there are not a lot of opportunities to reduce the burden on the sewer fund in the near term. For 2021 forward, the rate structure will be based on the updated utility rate study, and Council consideration of the options outlined above MCES impact on the Sewer Fund: The Metropolitan Council Environmental Services (MCES) annual operating budget plans for the resources necessary to support its two core functions: wastewater collection and treatment and water resource planning. Based on the MCES budget workshop information presented in May, the proposed 2019 cost increase is 7.25%. The MCES sets the rates based on the actual flow from 2017 (two years prior historical). The cost increase is comprised of two components as follows: 1) A volume increase of 2.8% based on the change in metered flow from 2016 to 2017. 2) A rate increase of 4.4%. The MCES total regional wastewater charge is up 3.5%. The total regional flow is down -.083%, but the cost is still spread over the same users. The City of Prior Lake’s proportionate share results in a 4.4% rate increase. The Sewer plan currently reflects a 7.5% increase in the MCES cost, which will be adjusted if there is a change in the final information that is received from the MCES in early August. Storm Water Plan: The Storm Water Plan includes pond maintenance and retrofit projects. Utility Capital Projects: The 2019-2023 Storm water plan includes $1,545,565 in use of funds that will be transferred to the Construction fund for the storm water utility cost portion of street projects. Staff is seeing an increase in annual stormwater infrastructure costs due to increased regulation and requirements. A recent example is the cost for the Rolling Oaks stormwater infrastructure which included land acquisition costs for the construction of a filtration basin as well as SAFL Baffle inserts for all of the catch basins. The SAFL Baffle is a stormwater pretreatment system that removes sediment and chemicals. The SAFL Baffles alone were $36,540. 2019 Storm Water Rates: For 2019, staff recommends a rate increase of 5% for the Storm Water Plan due to the increase in stormwater project costs that we are experiencing. The cost for the Huron area streets stormwater work is estimated at $348,000. With this project, the city earns credit toward future stormwater project costs. As this credit is earned, staff will adjust the stormwater plan costs accordingly, which may result in a reduction in future use of funds. For 2020 forward, the rate structure will be based on the updated rate study. 7 ISSUES: Conclusion Once the City Council has completed the review of the CIP plans, and provided direction on project priorities by plan, staff will make any revisions before the public presentation. Council direction is specifically needed on the following items: Proposed rate increases for the utility plans. The water and storm water recommended rate increases are minimal, but the city sewer rate increase is proposed at $.60 and $.50 for 2019 and 2020 respectively. If the sewer rate lock is phased out, the proposed rate increases could be reduced. Any projects Council is hesitant about proceeding with that are programmed in the CIP. Any technology plan proposed upgrades or purchases for 2019. Whether the CIP tax levy impact proposed for 2019 is acceptable. A public presentation for the CIP is scheduled at the Council meeting on Monday, August 6 FINANCIAL IMPACT: In reviewing the 2019-2023 Capital Improvement Program, the City Council should consider the annual tax impact of the scheduled projects. CIP Bonding: The 2019-2023 CIP includes projects that are funded by bond proceeds. Bonds are issued for the project costs that the City is funding through tax levies as well as the costs that are specially assessed to property owners. The 2019-2023 CIP anticipates the following bonding needs: Transportation Plan projects for 2019-2023 of $14,403,000. Bonding for the following major facility repairs, equipment replacements and water/sewer plan capital projects by year: Year Major Facility Repairs Equipment Replacements 2019 - 325,000 2020 - - 2021 600,000 725,000 2022 - - 2023 - - The equipment replacements are a Fire water tanker and pumper in 2019 and 2021 respectively. The major facility expenditures are for City Hall and Police Station HVAC/carpet/ wall coverings, and the Maintenance Center front parking lot and crane. Summary of Projected Debt Balances 8 The chart below reflects the cumulative effect of proposed new debt issued and the retirement of existing debt. The green line is the resulting total debt balance at the end of the year. Bond Repayment through Debt Service Tax Levy: The impact of the 2019-2023 CIP and other anticipated bond payment adjustments on the debt service property tax levy are reflected in the following tables. Projected five-year annual change in debt levy: The table below indicates that we are adding more CIP debt annually than the existing debt that is falling off. In 2018 we bonded for the following projects, which resulted in an estimated annual net debt levy average of $541,000. Fire Pumper Replacement Fire Station #2 SCBA and Parking Lot Replacement 2018 Street Improvement Projects o Franklin Area o Huron Area 2018 Street Reconstruction Projects o Duluth Ave/TH 13 o County Wide Flashing Yellow Signal Conversion 9 Projected change in total CIP Tax Levy: The funds/plans that have a CIP tax levy are shown below. The table below shows the projected change in the CIP tax levy by component. For 2019, the estimated increase in the tax levy for all CIP components for 2019 is 3.1% Option to use Revolving Park Equipment Fund Reserves: Upon further review of the Revolving Park Equipment Fund, staff is projecting adequate fund balance to cover one mile ($100,000 cost) of trail replacement in 2019. Based on this, Council could consider funding one mile of trail replacement in 2019 with Revolving Park Equipment Fund reserve. This will allow us to begin the annual process of trail replacement without impacting the tax levy in 2019. The Revolving Park Plan proposes an increase in the tax levy for trails, etc. of $100,000 annually until 2024 when the levy is proposed at $425,000. By using fund reserves, we are not building the trail replacement program as planned, and will not be able to sustain our trail replacement. The table below summarized the annual projected total CIP tax levy by component. 2019 2020 2021 2022 2023 Debt: Existing CIP (425,209) ( 162,795) 12,313 (24,001) (223,176) New CIP 545,639 242,296 319,059 359,849 396,308 Market Referendum 6,866 7,000 11,720 1,150 10,770 Change in Debt Levy 127,296 86,501 343,092 336,998 183,903 2019-2023 CIP Projected Change in Debt Levy Tax Levies:2019 2020 2021 2022 2023 Equipment Revolving Fund 50,000 - - - - Revolving Park Equip Fund 101,108 93,984 94,373 105,183 271,081 Facilities Management Fund - 30,000 50,000 - 25,000 PIR Fund 95,000 80,000 - 10,000 - Debt Service 127,296 86,501 343,092 336,998 183,903 Total CIP Tax Levies 373,404 290,485 487,465 452,181 479,984 0.031 2019-2023 CIP Projected Change in CIP Tax Levy 2019 - Estimated % Increase in Tax Levy for CIP components only Tax Levies:2019 2020 2021 2022 2023 Equipment Revolving Fund 600,000 600,000 600,000 600,000 600,000 Revolving Park Equip Fund 339, 292 433,276 527, 649 632,832 903, 913 Facilities Management Fund - 30,000 80,000 80,000 105, 000 PIR Fund 95,000 175,000 175,000 185,000 185,000 Debt Service 3,497,468 3,583,968 3,927,061 4,264,059 4,447,962 Total CIP Tax Levies 4,531, 760 4,822, 244 5,309, 710 5,761,891 6,241,875 2019-2023 CIP Projected CIP Tax Levy 10 The projected debt service shown above is based on the 2018A bond issue financing plan. Staff will update the debt service based on the July 16 finalized 2018A bond issue results. The updated information will be presented at the CIP Public Hearing. This project debt service levy estimate for years 2019-2023 is based on ten-year level annual debt service payments. Bond Repayment Debt Service supported by Water and Sewer Fund Revenues: Revenues of the Water and Sewer Funds support the annual debt service for the Water Treatment Plant debt refunding bond issues, the AMRS replacement, and the Huron area street improvements. Utility Fund projected annual debt service is shown below: Based on Council direction, updated financial information related to the impact of the proposed CIP on debt levels, fund balance reserves and average utility customer will be distributed as part of the public presentation on the CIP at the Monday, August 6 Council meeting. Approval of the CIP does not obligate the City to complete the proposed projects or purchases. The 2019 projects/proposed purchases will be incorporated into the 2019 budget requests for budgeted funds. Further Council approvals may be necessary to comply with state statutes and the city’s purchasing policy. RECOMMENDED ACTION: The Council should provide comments on the elements of the plan in order that the CIP process can proceed as planned. Attached are the following documents for Council review and discussion at the workshop: 2019-2023 CIP Plan select pages: 1) Technology Plan – 2019-2023 Proposed Expenditures 2) Technology Plan 3) Water Operating Plan 4) Sanitary Sewer Operating Plan 5) Water Quality Operating Plan http://splash/teams/am/October 4 2010/07 16 2018/2019-2038 Technology Plan Budget Justification.docx Plan Technology Plan – 2019-2023 Proposed Expenditures General Fund Computer Replacement includes work station, lap tops, tough books, iPads, etc.) 2019: $ 26,520 2020: $20,285 2021: $19,670 2022: $25,917 City computers are on a six-year replacement schedule and laptops/tough books on a five-year replacement schedule. Website Redesign 2019: $45,000 2020: $8,000 (annual license fee) 2021: $8,000 2022: $8,000 Redesign of city website. An external audit of city’s network security indicated that the platform on which the city’s website resides is a security risk for hackers because the programming is outdated and no longer supported. New website would include email sign up on specific topics and capability to send alerts. Updated website would allow for live stream of Council meetings, which current system cannot support. Phone System Replacement 2019: $70,000 Current city phone system is over 12+ years old and failing. The new phone system combines 7 buildings’ phone systems into one. Managed Services Contract virtual Helpdesk) 2019: $23,000 This contract would provide virtual Helpdesk support. Rather than hire additional FTEs at this time to support our IT Department, this contract would provide Helpdesk support as well as regular monitoring of our network to prevent ransomware, hackers and other security threats. recurring annual cost moving forward) Copiers 2021: $18,731 (large map) 2022: $8,500 (Public Works) 2023: $10,000 (Police) Copier replacements. Servers 2020 - $8,758 2021 - $8,845 Replacement/upgrade of physical servers that run all city virtual servers. Epson Projector 2020 - $5,667 Replacement of Parkview Conference Room projector. http://splash/teams/am/October 4 2010/07 16 2018/2019-2038 Technology Plan Budget Justification.docx NIMBLE SANS Controller 2019 - $16,000 Upgrade the interface to the City’s network on the storage controller unit for virtual servers. Citizens Online Portal 2019 - $15,914 Split between general/water/sewer funds) Online service request module for public works complaints. Water Fund BS&A Utility Billing System 2019 - $17,552 2020 - $17,552 Switch from Incode to BS&A for water meter reading replacement project. Sewer Fund BS&A Utility Billing System 2019 - $17,552 2020 - $17,552 Switch from Incode to BS&A for water meter reading replacement project. Cable Fund Tightrope Channel 2022 - $7,727 Replacement of playback system on cable channel. Part of three-year Council Chamber audio/visual enhancement project. Audio System for Chambers 2019 - $15,000 Part of three-year Council Chamber audio/visual enhancement project. DRAFT 07/16/2018 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 Use of Funds: Hardware Administration 7,534$ 10,976$ 7,393$ 6,997$ 6,168$ 10,468$ 8,465$ 10,578$ 7,541$ 7,120$ Building Inspection/Engineering 3,570 1,133 - - 6,263 2,984 3,790 1,203 - - Community/Economic Development 2,150 6,800 1,041 2,102 1,168 1,179 - 7,218 1,105 1,116 Finance 1,122 2,576 - 3,363 1,000 2,573 1,191 2,734 - 3,570 Fire - 8,655 - - - - - - - - Police 16,934 2,885 8,949 10,993 6,062 14,903 21,007 8,312 5,413 8,880 Public Works 7,161 3,503 7,284 7,462 5,095 6,218 7,905 3,719 5,744 7,921 Cable Television 17,805 18,958 - 7,883 - 37,413 - 2,734 4,584 77,323 Printers/Scanners 3,162 3,946 22,576 24,504 21,316 15,975 1,083 7,929 3,424 6,694 Network Infrastructure 19,117 22,258 30,867 14,322 14,752 68,801 15,650 25,416 25,993 17,101 Miscellaneous 250 6,697 3,642 1,997 - - - - - - Total Hardware 78,805$ 88,385$ 81,752$ 79,623$ 61,824$ 160,514$ 59,092$ 69,843$ 53,803$ 129,724$ Software Existing / Maintenance / Upgrades 169,958$ 173,217$ 138,278$ 139,591$ 143,760$ 148,055$ 152,479$ 157,035$ 166,558$ 166,562$ Proposed Software 175,314 9,500 9,500 9,500 - - - - - - Total Software 345,272$ 182,717$ 147,778$ 149,091$ 143,760$ 148,055$ 152,479$ 157,035$ 166,558$ 166,562$ Total Use of Funds 424,077$ 271,102$ 229,531$ 228,713$ 205,585$ 308,570$ 211,570$ 226,879$ 220,361$ 296,286$ Source of Funds: General Fund 295,847$ 148,835$ 163,031$ 143,115$ 134,687$ 197,107$ 134,502$ 143,428$ 138,097$ 133,680$ Water Fund 54,804 52,897 33,980 35,914 34,063 36,800 39,873 41,651 38,594 39,488 Sewer Fund 53,682 50,013 32,107 41,379 35,230 36,800 36,733 38,588 38,594 45,289 Water Quality Fund 1,938 400 412 424 1,604 450 463 477 492 506 Cable Franchise Fund 17,805 18,958 - 7,883 - 37,413 - 2,734 4,584 77,323 Total Source of Funds 424,077$ 271,102$ 229,531$ 228,713$ 205,585$ 308,570$ 211,570$ 226,879$ 220,361$ 296,286$ Net Source (Use) of Funds -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Operating Budget 216,864$ 204,346$ 187,252$ 203,327$ 184,268$ 214,054$ 211,570$ 217,582$ 210,972$ 212,270$ Capital Improvement Plan 207,213$ 66,756$ 42,279$ 25,386$ 21,316$ 94,515$ -$ 9,296$ 9,389$ 84,017$ Source of Funds (Operating Budget): General Fund 149,348$ 124,911$ 120,752$ 123,414$ 113,371$ 131,063$ 134,502$ 134,132$ 128,708$ 126,986$ Water Fund 31,947 35,345 33,980 33,071 34,063 35,728 39,873 41,651 38,594 39,488 Sewer Fund 30,825 32,460 32,107 38,536 35,230 35,728 36,733 38,588 38,594 45,289 Water Quality Fund 1,938 400 412 424 1,604 450 463 477 492 506 Cable Franchise Fund 2,805 11,230 - 7,883 - 11,086 - 2,734 4,584 - Total Source of Funds: Op. Budget 216,864$ 204,346$ 187,252$ 203,327$ 184,268$ 214,054$ 211,570$ 217,582$ 210,972$ 212,270$ Source of Funds (CIP): General Fund 146,499$ 23,924$ 42,279$ 19,700$ 21,316$ 66,044$ -$ 9,296$ 9,389$ 6,694$ Water Fund 22,857 17,553 - 2,843 - 1,072 - - - - Sewer Fund 22,857 17,553 - 2,843 - 1,072 - - - - Water Quality Fund - - - - - - - - - - Cable Franchise Fund 15,000 7,727 - - - 26,327 - - - 77,323 Total Source of Funds: CIP 207,213$ 66,756$ 42,279$ 25,386$ 21,316$ 94,515$ -$ 18,686$ 9,389$ 644,185$ CITY OF PRIOR LAKE 2019 - 2028 TECHNOLOGY PLAN CITY OF PRIOR LAKE Draft 7/16/2018 2019 - 2028 WATER OPERATING PLAN 2019-2028 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 Totals Use of Funds: Operations & Maintenance 2,028,101$ 2,129,506$ 2,235,981$ 2,347,780$ 2,465,169$ 2,588,428$ 2,717,849$ 2,853,742$ 2,996,429$ 3,146,250$ 25,509,236 Capital Projects 2,132,130 1,323,743 2,473,325$ 650,088$ 805,387$ 2,090,924$ 1,055,477$ 1,059,392$ 1,063,423$ 1,067,576$ 13,721,467 Interfund Transfer 350,220 358,630 372,286$ 381,209$ 395,393$ 404,859$ 414,600$ 424,639$ 434,979$ 445,631$ 3,982,446 Debt Service 698,369 707,173 725,762$ 736,630$ 763,950$ 770,985$ 786,617$ 784,292$ 790,958$ 797,875$ 7,562,611 Total Use of Funds 5,208,820 4,519,052 5,807,355 4,115,707 4,429,899 5,855,196 4,974,544 5,122,065 5,285,789 5,457,332 50,775,760 Source of Funds: Water Usage Charge 4,071,504 4,237,529 4,409,881 4,588,792 4,774,504 4,967,268 5,025,398 5,083,527 5,286,874 5,497,898 47,943,173 Special Utility Billing District 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 900,000 Other Revenues 115,000 117,300 119,646 122,039 124,480 126,969 129,509 132,099 134,741 137,436 1,259,218 Bond Proceeds - - - - - - - - - - 0 Trunk Fund Contribution 1,900,000 - - - - - - - - - 1,900,000 Total Source of Funds 6,086,504 4,454,829 4,629,527 4,810,831 4,998,984 5,194,238 5,254,906 5,315,626 5,521,615 5,735,333 49,202,391 Change in Fund Balance 877,684$ (64,223)$ (1,177,828)$ 695,123$ 569,085$ (660,959)$ 280,362$ 193,561$ 235,826$ 278,001$ (1,573,368)$ Beginning Fund Balance 3,557,191$ 4,434,874$ 4,370,651$ 3,192,823$ 3,887,946$ 4,457,031$ 3,796,072$ 4,076,434$ 4,269,995$ 4,505,821$ 4,783,822$ Ending Fund Balance 4,434,874$ 4,370,651$ 3,192,823$ 3,887,946$ 4,457,031$ 3,796,072$ 4,076,434$ 4,269,995$ 4,505,821$ 4,783,822$ 3,210,454$ CITY OF PRIOR LAKE Draft 7/16/2018 2019 - 2028 SANITARY SEWER OPERATING PLAN 2019-2028 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 Totals Use of Funds: Operations & Maintenance 1,065,866$ 1,097,842$ 1,130,777$ 1,164,701$ 1,199,642$ 1,235,631$ 1,272,700$ 1,310,881$ 1,350,207$ 1,390,713$ 12,218,959 MCES Fees 1,591,810 1,692,094 1,798,426 1,911,162 2,030,675 2,157,362 2,291,641 2,433,954 2,584,769 2,744,581 21,236,473 Capital Improvement Projects 487,136 722,660 1,437,794 638,032 1,014,173 1,024,480 1,055,861 1,088,536 1,121,443 1,154,586 9,744,701 Interfund Transfer 277,147 283,365 294,763 301,361 313,149 320,148 327,348 334,769 342,412 350,288 3,144,749 Debt Service 152,383 153,123 155,243 157,180 153,930 155,550 156,905 152,985 153,925 154,575 1,545,798 Total Use of Funds 3,574,343 3,949,083 4,817,003 4,172,435 4,711,569 4,893,171 5,104,454 5,321,125 5,552,756 5,794,743 47,890,680 Source of Funds: Wastewater Collection Revenue 3,825,279 4,233,878 4,417,394 4,609,349 4,810,171 5,020,309 5,240,236 5,470,450 5,656,072 5,850,691 49,133,831 Special Utility Billing District 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 900,000 Other Revenues 15,300 15,606 15,918 16,236 16,561 16,892 17,230 17,575 17,926 18,285 167,531 Bond Proceeds - - - - - - - - - - - Total Source of Funds 3,840,579 4,349,484 4,533,312 4,725,586 4,926,733 5,137,202 5,357,466 5,588,025 5,773,999 5,968,976 50,201,361 Change in Fund Balance 266,237$ 400,401$ ( 283,691)$ 553,151$ 215,164$ 244,031$ 253,013$ 266,900$ 221,243$ 174,233$ 2,310,681$ Beginning Fund Balance 1,413,219$ 1,679,456$ 2,079,856$ 1,796,165$ 2,349,316$ 2,564,480$ 2,808,511$ 3,061,524$ 3,328,424$ 3,549,666$ Ending Fund Balance 1,679,456$ 2,079,856$ 1,796,165$ 2,349,316$ 2,564,480$ 2,808,511$ 3,061,524$ 3,328,424$ 3,549,666$ 3,723,900$ CITY OF PRIOR LAKE Draft 7/16/2018 2019- 2028 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 Totals Use of Funds: Operations & Maintenance 631, 581$ 511,707$ 524, 207$ 537, 072$ 560, 313$ 563,942$ 577,972$ 592,415$ 607,281$ 622,586$ 5,729,078$ Capital Projects 385, 000 499,835 740, 250 319, 760 855, 720 431,152 706,152 706,152 706,152 706,152 6,056,325 Total Use of Funds 1,016, 581 1,011,543 1,264, 457 856, 832 1,416, 033 995,094 1,284,124 1,298,567 1,313,433 1,328,738 11,785,403 Source of Funds: Interest Earnings (1.5%)11,688$ 6,243$ 5,915$ 6,324$ 4,356$ 8,322$ 6,160$ 9,541$ 9,519$ 9,759$ 77,827$ Charges for Services 978, 675 1,038,056 1,101, 040 1,167, 846 1,238, 705 1,257, 285 1,276,145 1,308,240 1,341,142 1,374,871 12,082,004 Grants - - - - - - - - - - - Total Source of Funds 990, 363 1,044,299 1,106, 955 1,174, 170 1,243, 060 1,265, 607 1,282,305 1,317,782 1,350,663 1,384,633 12,159,837$ Change in Fund Balance (26,218)$ 32,756$ (157, 502)$ 317, 338$ ( 172, 973)$ 270,514$ (1,820)$ 19,215$ 37,229$ 55,896$ 374,434$ Beginning Fund Balance 499, 406$ 473,188$ 505, 943$ 348, 441$ 665, 779$ 492,806$ 763,319$ 761,499$ 780,713$ 817,941$ Ending Fund Balance 473, 188$ 505,943$ 348, 441$ 665, 779$ 492, 806$ 763,319$ 761,499$ 780,713$ 817,941$ 873,833$ 2019 - 2028 WATER QUALITY OPERATING PLAN Page 1 City of Prior Lake, Minnesota 8,745,000 General Obligation Bonds, Series 2018A Bond Sale Summary July 16, 2018 PURPOSE: Proceeds from the Bonds will be used to purchase equipment; to finance a capital improvement plan project, an improvement project, a permanent improvement revolving fund project, a water project, a sewer project, a street reconstruction project and to finance the costs associated with the issuance of the Bonds. FINANCE PLAN: The Capital Improvement Plan Portion, the Improvement Portion, the Water Portion, the Sewer Portion and the Street Reconstruction Portion of the Bonds have been structured over 10 years, with relatively level annual debt service payments. The Equipment Portion has been structured over nine years, with relatively level annual debt service payments. The PIR Fund Portion has been structured over five years with relatively level annual debt service payments. RESULTS: The City received seven bids. Bonds were purchased by Piper Jaffray, Minneapolis, Minnesota. Bonds were rated AA+ by S&P. Final on 07/ 16/2018 Finance Plan 06/ 18/2018 Par Amount $8,270,000* $8,745,000 Average Interest Rate 4.61% 2.79% All Inclusive Cost (AIC) 2.56% 3.07% True Interest Cost (TIC) 2.41% 2.93% Final par amount was reduced by the reoffering premium and rounding on the Equipment, CIP and Improvement portions of the Bonds. Page 2 EXHIBIT A – SOURCES AND USES Equipment CIP Improvement PIR Fund Water Sewer Street Reconstruction Issue Summary Sources Of Funds Par Amount of Bonds $605,000.00 $560,000.00 $2,655,000.00 $490,000.00 $ 1,320,000.00 $1,320,000.00 $ 1,320,000.00 $8,270,000.00 Reoffering Premium 69,561.85 69,643.00 330,934.70 34,493.30 167,617.50 167,617.50 167,617.50 1,007,485.35 Total Sources $674,561.85 $629,643.00 $2,985,934.70 $524,493.30 $ 1,487,617.50 $1,487,617.50 $ 1,487,617.50 $9,277,485.35 Uses Of Funds Deposit to Project Construction Fund 665,000.00 620,000.00 2,940,000.00 485,000.00 1,300,000.00 1,300,000.00 1,300,000.00 8,610,000.00 Deposit to Project Construction Fund (Premium)---31,238. 72 165,380.69 165,380.69 165, 380.69 527, 380.79 Costs of Issuance 5,353.52 4,955.36 23,493.71 4,335.94 11,680.49 11,680.49 11,680.49 73,180.00 Total Underwriter's Discount (0.459%)2,775.27 2,568.84 12,179.06 2,247.74 6,055.12 6,055.12 6,055.12 37,936.27 Deposit to Construction Fund (Unused Discount)2,063.05 1,909.60 9,053.55 1,670.90 4,501.20 4,501.20 4,501.20 28,200.70 Rounding Amount (629.99)209.20 1,208.38 ----787.59 Total Uses $674,561.85 $629,643.00 $2,985,934.70 $524,493.30 $ 1,487,617.50 $1,487,617.50 $ 1,487,617.50 $9,277,485.35 EXHIBIT B – PRICING SUMMARY Maturity Type of Bond Coupon Yield Maturity Value Price YTM Call Date Call Price Dollar Price 12/15/2019 Serial Coupon 4.000%1.550% 760,000.00 103.219% ---784,464.40 12/15/2020 Serial Coupon 4.000%1.700% 860,000.00 105.237% ---905,038.20 12/15/2021 Serial Coupon 4.000%1.800% 805,000.00 107.084% ---862,026.20 12/15/2022 Serial Coupon 4.000%1.900% 835,000.00 108.693% ---907,586.55 12/15/2023 Serial Coupon 4.000%2.000% 870,000.00 110.067% ---957,582.90 12/15/2024 Serial Coupon 4.000%2.150% 790,000.00 110.897% ---876,086.30 12/15/2025 Serial Coupon 5.000%2.270% 805,000.00 118.343% ---952,661.15 12/15/2026 Serial Coupon 5.000%2.380% 830,000.00 119.695% ---993,468.50 12/15/2027 Serial Coupon 5.000%2.450% 870,000.00 119.112%c 2.672%12/15/2026 100.000%1,036,274.40 12/15/2028 Serial Coupon 5.000%2.510% 845,000.00 118.615%c 2.902%12/15/2026 100.000%1,002,296.75 Total ---$8,270,000.00 -----$9,277,485.35 Bid Information Par Amount of Bonds $8,270,000.00 Reoffering Premium or (Discount)1,007,485.35 Gross Production $9,277,485.35 Total Underwriter's Discount (0.459%)$(37,936.27) Bid (111.724%)9,239,549.08 Total Purchase Price $9,239,549.08 Bond Year Dollars $48,636.67 Average Life 5.881 Years Average Coupon 4.6100679% Net Interest Cost (NIC)2.6166149% True Interest Cost (TIC)2.4108861% Page 3 EXHIBIT C – DEBT SERVICE SCHEDULE Date Principal Coupon Interest Total P+I Fiscal Total 08/15/2018 ----- 06/15/2019 --303,583.34 303,583.34 - 12/15/2019 760,000.00 4.000%182,150.00 942,150.00 1,245,733.34 06/15/2020 --166,950.00 166,950.00 - 12/15/2020 860,000.00 4.000%166,950.00 1,026,950.00 1,193,900.00 06/15/2021 --149,750.00 149,750.00 - 12/15/2021 805,000.00 4.000%149,750.00 954,750.00 1,104,500.00 06/15/2022 --133,650.00 133,650.00 - 12/15/2022 835,000.00 4.000%133,650.00 968,650.00 1,102,300.00 06/15/2023 --116,950.00 116,950.00 - 12/15/2023 870,000.00 4.000%116,950.00 986,950.00 1,103,900.00 06/15/2024 --99,550.00 99,550.00 - 12/15/2024 790,000.00 4.000%99,550.00 889,550.00 989,100.00 06/15/2025 --83,750.00 83,750.00 - 12/15/2025 805,000.00 5.000%83,750.00 888,750.00 972,500.00 06/15/2026 --63,625.00 63,625.00 - 12/15/2026 830,000.00 5.000%63,625.00 893,625.00 957,250.00 06/15/2027 --42,875.00 42,875.00 - 12/15/2027 870,000.00 5.000%42,875.00 912,875.00 955,750.00 06/15/2028 --21,125.00 21,125.00 - 12/15/2028 845,000.00 5.000%21,125.00 866,125.00 887,250.00 Total $8,270,000.00 -$2,242,183.34 $ 10,512,183.34 - Date And Term Structure Dated 8/15/2018 Delivery Date 8/15/2018 First available call date 12/15/2026 Call Price 100.000% Yield Statistics Bond Year Dollars $48,636.67 Average Life 5.881 Years Average Coupon 4.6100679% Net Interest Cost (NIC)2.6166149% True Interest Cost (TIC)2.4108861% All Inclusive Cost (AIC)2.5634188%