HomeMy WebLinkAbout9(B) Sunfish Bay Report
Phone 952.447.9800 / Fax 952.447.4245 / www.cityofpriorlake.com
4646 Dakota Street SE
Prior Lake, MN 55372
CITY COUNCIL AGENDA REPORT
MEETING DATE: MAY 20, 2019
AGENDA #: 9B
PREPARED BY: SARAH SCHWARZHOFF, CITY ATTORNEY
PRESENTED BY: SARAH SCHWARZHOFF
AGENDA ITEM:
CONSIDER APPROVAL OF A RESOLUTION APPROVING A DOCK SYSTEM
FOR DEDICATED WATERFRONT FOR SUNFISH BAY
GOAL AREA AND
OBJECTIVE:
Public Safety
1. Address threats to community standards through code enforcement.
DISCUSSION: Several owners from the Sunfish Bay development have approached the City with
a proposal for a dock system on the commonly owned waterfront. The attached
April memo provides a summary of the proposal and City staff’s review of the
proposal.
Since the April memo was provided to the Council, the Postles’ registration action
has been completed and a court order issued. The court order terminates the
waterfront abutting the Postle property and registers the entire Postle property
including the adjacent waterfront. The court order is attached.
With the completion of the registration, the back-lot owners are proceeding with
the dock system proposal. According to Kelsey Berquam, one of the back-lot
property owners who has been spearheading this proposal, the following are the
owners involved:
• Back-lot owners represented during the Postle registration and planning to
join the HOA: Brian and Lindsy Dodge; Jon Roese; Jeremy Baudoin; Mark
and Kelsey Berquam; Andrew and Elana Reis; Jon and Suzanne Siskoff.
• Back-lot owners planning to join the HOA once it is established: Alan and
Marcey Iverson (2 lots); Justin and Monica Nicolay; Troy and Lisa Teske
and Mark and Linda Coffman (2 lots).
• Back-lot owners not included: Ramsey (3 lots), Space and Chisolm.
This would mean 12 of the 17 back lots are included the HOA. See attached map.
The back-lot owners have provided a rough draft of bylaws for the HOA. If this
proposal is approved the bylaws will need to be updated to be consistent with the
resolution approved by the Council.
Staff is supporting the dock system proposal and the attached draft resolution.
While it does not provide a total solution, it does create a system by which back -lot
owners can ensure access to a slip even if the other lakeshore lots have the
waterfront abutting their property terminated as the Postles have done. It also
provides an HOA to mediate disputes between the parties which have been
extensive over the last several years.
If the Council is inclined to support the proposal, staff is seeking approval of the
draft resolution with any additional revisions or conditions approved by the
Council. Additional conditions have been discussed such as limiting the lakeshore
lots to two slips and providing alternative enforcement such as fines. The Council
may also have additional conditions to add to the resolution.
FINANCIAL
IMPACT:
If this proposal is successful, staff expects a significant reduction in staff and
police time needed to address disputes in the Sunfish Bay development.
ALTERNATIVES: 1. Motion and second to adopt a resolution approving a dock system for
dedicated waterfront for Sunfish Bay.
2. Motion and a second to deny the resolution.
RECOMMENDED
MOTION:
Alternative #1
ATTACHMENTS 1. April Memo
2. Postle Order
3. Map
4. Bylaws Draft
4646 Dakota Street SE
Prior Lake, MN 55372
RESOLUTION 19-___
A RESOLUTION GRANTING APPROVAL FOR A DOCK SYSTEM FOR DEDICATED
WATERFRONT AT SUNFISH BAY
Motion By: Second By:
WHEREAS,
The Sunfish Bay Development (“Sunfish Bay”) was platted as 31 lots, including 7
lakeshore lots and 24 back-lots. Some of the lots have been combined over the years
and there are currently 5 lakeshore lots and 17 back-lots; and
WHEREAS, Sunfish Bay includes a street to the west of the lakeshore lots providing access to the
lake “access” and a “waterfront” between the lakeshore lots and the lake, which were
dedicated for the use of the respective owners of the lots in the plat; and
WHEREAS, Sunfish Bay has experienced a long history of disputes between property owners
regarding many issues including the use of the access, the use of the waterfront and
the placement of docks and boat slips on the waterfront; and
WHEREAS, Owners of one of the lakeshore lots filed a registration action and has obtained a Court
Order terminating the waterfront abutting their lot. The waterfront abutting the other
lakeshore lots and the access currently remain in existence; and
WHEREAS, As part of the registration action, numerous lakeshore and back-lot owners became
involved in discussions with the goal of reaching consensus on the use of the access
and waterfront; and
WHEREAS, As a result of those discussions, a proposal was created which would establish a home
owners association (“HOA”) with a joint dock system for use of the back -lot owners;
and
WHEREAS, Any dock system with more than six slips requires a permit from the City; and
WHEREAS, The back-lot owners involved in the discussions have requested that the City approve a
joint dock system for use of the back-lot owners to be located on the access or
waterfront; and
WHEREAS, City is willing to grant a dock system approval for the dedicated waterfront, subject to
DNR approval, if the conditions set forth in this Resolution are met.
NOW THEREFORE, BE IT HEREBY RESOLVED BY THE CITY COUNCIL OF PRIOR LAKE,
MINNESOTA as follows:
1. A dock system for dedicated waterfront is approved for Sunfish Bay subject to all the following
conditions:
a. The dock system shall not exceed the lesser of: (i) 17 slips; or (ii) one slip per back-
lot which is a member of the HOA.
b. Upon joining the HOA, the back-lot forfeits any right to install any docks, slips,
boatlifts or any other structure on the access or waterfront, except for the approved
dock system. Once a back-lot has joined the HOA, whether or not the back-lot has a
2
slip, pays its dues, or later withdraws from the HOA, the back-lot is prohibited from
installing any docks, slips, boatlifts or any other structure on the access or waterfront,
except for the approved dock system.
c. The dock system shall be installed in the configuration set forth in attached Exhibit A.
Any change to the configuration of the dock and/or slips must be approved in writing
by the Zoning Administrator.
d. The dock system shall be located only on the commonly owned access or waterfront
and must maintain a minimum separation of 10’ from any riparian lot line as
measured at the Ordinary High Water Elevation. The dock system must be installed
in a location and manner so as not to interfere with the navigability of the lake.
e. An HOA must be established which has the authority to regulate the dock system
and slips including use, maintenance and costs. The HOA must provide a reasonable
and equitable way for all other property owners in Sunfish Bay to join the HOA in the
future.
f. All slips in the dock system must be used solely for the personal uses of the property
owners. The City is authorized to check boat registrations to confirm personal use.
2. Enforcement and Revocation.
a. The HOA shall be responsible for ensuring compliance with this Resolution.
b. If this Resolution is violated in the City’s sole discretion, the City may revoke the dock
system approval. The City shall not revoke the approval without mailed notice to all
the property owners in Sunfish Bay and an opportunity for the property owners to be
heard. If the approval is revoked, the dock system must be removed immediately.
3. Effect of Approval
a. The number of slips permitted on the waterfront is limited by City Code Subsection
1104.307 (8). Slips on the approved dock system do not count toward this limit.
b. This Resolution relates only to the approved dock system and does not relate to the
ownership or other uses of the access and/or waterfront.
4. If the following contingencies have not been completed by August 31, 2019, this Resolution
shall automatically be null and void:
a. An HOA shall be established and HOA documents consistent with this Resolution
shall be adopted by the HOA.
b. At least 10 of 17 back-lots shall be members of the HOA.
c. This Resolution and the HOA documents shall be recorded against all the properties
in Sunfish Bay.
5. This Resolution is subject to DNR approval.
Passed and adopted by the Prior Lake City Council this 20th day of May 2019.
VOTE Briggs Thompson Burkart Braid Erickson
Aye ☐ ☐ ☐ ☐ ☐
Nay ☐ ☐ ☐ ☐ ☐
Abstain ☐ ☐ ☐ ☐ ☐
Absent ☐ ☐ ☐ ☐ ☐
______________________________
Michael Plante, City Manager
Sarah Schwarzhoff | Of Counsel | 952.746.2713 | sschwarzhoff@hoffbarry.com
MEMORANDUM
To: City Council
From: Sarah Schwarzhoff, Casey McCabe
Date: April 12, 2019
Re: Sunfish Bay Dock System
Attorneys representing several property owners in the Sunfish Bay subdivision have requested the City’s
opinion on the issuance of some type of joint/consolidated dock system approval related to a Home
Owners Association (“HOA”) which would include some, but not all, property owners within the
subdivision. Staff appreciates the progress but has several concerns, in particular: avoiding excessive
slips on the lake; not limiting any property owner’s rights without their consent; and the effect of such
an approval on the other fifteen dedicated waterfronts on the lake. In order to address these concerns
staff proposes an “Approval for Dock System for Dedicated Waterfront”. This would be an approval
issued by the City Council by Resolution. It would be available only for dedicated waterfront which can
meet all of the conditions set forth by the City
Staff acknowledges that the proposed solution is not a total solution. Staff would prefer that all property
owners in the subdivision agree to any such solution. However, staff does see this as a step in the right
direction. Although all property owners are not currently involved, the approval would leave room for
them to join in the future. Staff fears that if the City does not take action until all property owners sign
off that a solution may never be reached. In addition, the approval allows the City to impose additional
conditions on the waterfront which will benefit the City and other lake users, conditions which the City
could not otherwise impose.
Staff proposes that an HOA including at least half of the seventeen back lot owners be established
before an application is submitted. This would ensure that the property owners have done the work and
reached agreement before the City expends time on review and consideration. Once an application is
received it would be taken to the Council for consideration. Staff proposes that the approval be in the
form of a Council Resolution which would be recorded against all of the properties in the subdivision
whether or not a part of the HOA and would include the following conditions:
Number of slips – Number of slips on the dock system shall not exceed (i) 17 slips; or (ii) one slip
per back lot member of the HOA, whichever is fewer. This would limit the number of slips
currently to those properties which are part of the HOA but would allow slips to be added for
each back lot as they join the HOA. Staff proposes a maximum of 17 slips as that is the number
of back lots, however, that maximum number could be further limited based on the factors the
City considers when reviewing a dock permit such as navigability, water depth, lake traffic,
water quality and ecology, and effect of noise, light and fumes. Once a back lot joined the HOA,
Hoff Barry, P.A. | 775 Prairie Center Drive, Suite 160 | Eden Prairie, Minnesota 55344 | hoffbarry.com | 952.941.9220
whether or not it later withdraws, the back lot would be prohibited from installing any docks or
slips other than the approved dock system.
Lakeshore slips – All lakeshore lots would be limited to a maximum of 2 slips.
Configuration – The approval would include a specific configuration. Any changes to the
configuration would need to be approved by Zoning Administrator.
Location – The dock system would need to be located on commonly owned waterfront and
maintain a minimum separation of 10’ from any riparian lot line as measured at the Ordinary
High Water Elevation. The location could be limited to certain areas or prohibited from certain
areas depending on staff’s review of the dock configuration, lakeshore, lake depth and other
relevant factors. The approval would not guaranty a specific location as other property owners
not included in the HOA would maintain rights to the dedicated waterfront.
Access lot – The subdivision would need to have an access lot of at least 40 feet in width to
allow access by back lot owners to the dock system.
HOA – The HOA must include at least 50% of the back lot owners. The HOA must have authority
to regulate the dock system and slips including use, maintenance and costs. The HOA must
provide a reasonable and equitable way for all other property owners in the subdivision to join
the HOA in the future.
Slip use - All slips in the dedicated waterfront must be used solely for the personal uses of the
property owners. The City will be authorized to check registrations and the HOA shall enforce
this requirement. The City may impose fines or revoke the approval if the slips are not used for
personal use.
Ownership/Use – The approval would clearly state the City is taking no position on the
ownership or use or rights related to the dedicated waterfront. The approval would also clearly
state that the City is not excluding anyone from using the waterfront.
Any other conditions as determined by the City.
There is an open question of how the dock system would be counted toward the total number of slips
permitted on the waterfront. Before issuing any approval, the City will need to answer this question. The
Sunfish Bay waterfront is limited to 24 total slips based on the maximum number of slips allowed (1 slip
per 18.75’ of shoreline). The City takes no position on who has a right to those slips, the City only
addresses total number. The City could include the approved dock system in the 24-slip limit. This would
maintain the current limit but might mean that the dock system could not be installed if others install
their slips first. Alternatively, the City could exclude the dock system from the limit, but this could result
in more than 24 slips on the waterfront. Staff recommends excluding the dock system from the 24-slip
limit. While this does allow for the possibility of excess slips, it ensures that the dock system can be
installed regardless of what other slips have been installed. In addition, staff believes that the risk of
significant additional slips is limited. First, the lakeshore lot owners will be limited to 2 sips each. Second,
several of the back lots are unoccupied or have not had any slips for several years. Third, the cost of
installing multiple slips and/or docks will likely limit the number of slips installed.
One additional difficulty that remains until all lot owners are part of the HOA is enforcement. The City
can include enforcement procedures in the Resolution approving the dock system; however, it would
only be effective against those lots that are part of the HOA. If the City proceeds with this idea staff will
need to work with the property owners to address enforcement and risks associated with any inability
to enforce.
Hoff Barry, P.A. | 775 Prairie Center Drive, Suite 160 | Eden Prairie, Minnesota 55344 | hoffbarry.com | 952.941.9220
While staff acknowledges the limitations in the proposed system, staff believes it is a step toward
solving the many issues in the Sunfish Bay subdivision. Staff seeks direction from the Council on this
matter.
7o—cv-1a-197 Filed in District Court
State of Minnesota
April 16,2019
STATE 0F MINNESOTA DISTRICT COURT
COUNTY 0F SCOTT FIRST JUDICIAL DISTRICT
CASE TYPE:OTHER CIVIL -—TORRENS
In the Matter ot‘the Agaplication of Court File No;70-CV-i 8497
Roman Postle and Co ,
Goracke-Posfle as jails;tenants
ORDER AND DEGREE
’’0F REGISTRATION
T0 Register Title to Certain Land
The abovc~entitled matter came on for hearing on April 10,2019,upon the motion of the
Applicants at the Scott County Govcnnnent Center in the City 0f Shakopee.James B.I'Iovland,
Esq.appeared cm bchalfof Appiicants.The Court having considered the Application,the Reports
of'the Examiner and Surveyor,the evidence adduced by {he Applicants and being fully advised in
the premises,finds:
1.The estimated market value of the premises hereinafter described,exclusive of
improvements,according to the last official assessment thereof is $365,000;
2.That ail of the requirements of law with respect to the Appiication and any
amendments thereto have been compiieti with and that a1}of the Defendants in this proceeding
have been served with process as required by law or have cansented t0 the registration;
3.A11 Defendants in this preceeding have been served either by personal service with
the Summans herein or by publication.
4.That no Answer 0r Notice oprpearance has been filed in this matter except:
a.an Answer and Counterclaim was filed by Defiandants,David F.
Calski,Jon Andrew R0333,Jammy M.Baudoin,Mark Berquam,
Kelsey Berquam,Joseph K.Kempcr,John K.Siskoff,Suzanne
K.Siskof‘f,fik/a/Suzanne K.Q’Regan,Andrew Reis,Eiena
Reis,Yorway Custom Home Builders,Ina,Brian Dodge and
Lindsy Dodge;and
b‘an Answer was fried 0n behalf 0f Aian Iverson and Marcey
lvcrson (the parties in this 4.3.and b.hereof shail be referred t0
as the “Answering Parties”;
5.The Answers 0f Defbndantsi David F.Celski,Yomay Custom Homes,Ina,and
Joseph K.Kemper have baen withdrawn.The other Answering Parties named in paragraph 4
above have entered into a Stipuiation with the Applicants.Pursuant t0 the Stipuiation,said
70-CV-18-197Electronically Served
4/16/2019 12:42 PM
Scott County, MN
70-CV—1 8-1 97
Answering Parties haw?withdrawn their answers,consented t0 the registration of the Applicants’
ntlc‘to the land descnbed m the Appiication and stipulated to certain facts.Said stipulation
(“Snpulation”)has been filed with the Court;
6.Defendant,Donald James Space,Jr.served a motion to dismiss this registration
proceeding.In a November 2018 Order issued by Judge Stacey,this Court denied the motion and
put Defendant Sgace 0n notice that he was required to file an answer but Defendant Space failed
to do 30.Defendant Space appeared at the hearing withczut representation and in an Order,dated
April 10,2019,Defendant Donald James Space,Jr.was found by the Court to be in default in the
action;
7.On June 22,201 8,a pro se response t0 the Application was filed which was signed
by the following persons named as defendants in the summans:Mark Steven Coffman,Linda Lee
Coffman,Craig R.Chishoim,Melissa A.Chisholm,John B.Ramsey,Iris A.Ramsey and Donaid
James Space;
a.Mark Steven Coffinm and Linda Lee Coffinan (“Cofihxans”)
appeared at the hearing pro 3c and afier negotiations with
Applicants,agreed before the Court to be bound by the above.
referenced Stipulatien,withdraw their above-refercnccd pm se
regponse filed June 22,2018 objecting to the Application,and
consented t0 the Applicants proceeding by dcfauit as t0 them.
b.Craig R.Chisholm and Melissa H.Chisholm faiied t0 appear at the
hearing and the Court aliowed the Applicants to proceed by default
as t0 them in an Order dated April 10,2019;
c.John B.Ramsey and Iris A‘Ramsey faiicd to appear at the hearing
and the Court allowed the Appiicauts t0 {yroceed by defauit as m
them in 2m Order dated April 12,201 9;and
d.As provided in paragraph 6 above,Donald james Space,Jr.was
found t0 be in default herein.
8.During the pendency of this proceeding,Applicants have encumbered the Premises
by executing and delivering {o United Wholesale Mortgage,a Mortgage,dated February 22,2018,
recorded February 26,2018,as Document A1042632;
9.During the pendency 0f this proceeding,the Applicants satisfied the Mortgage
against Lots 2 and 3 and the East 15.0 feet of Lot 4,Sunfish Bay,Scott County,Minnesota,in
favor 0f the Riveriand Bank,dated March 1,2017,filed for record March i,201 7 as document
A102 l 202.The satisfaction of said Mortgage in favor of Riverland Bank was filed for record on
March 9,201 8,as Document A10431‘77.
10.The Mortgage,dated November 13,1975,filed for record cm November 19,1975,
as document 17834 in favor of Knutson Mortgage and Financial Computation,as assigned by
70-CV-18-197
70-CV—1 8-197
Assignment,dated December 10,1975,filed for record 0n December 16,1975,as dccument
{48129 to the Federai Nationai Mortgage Association (“FNMA”)has been duly satisfied by the
Satisfaction made by Knutson Mortgage Corporation,dated December M,1995,filed for record
on January 2,1996,as document 363841.
11.The Premises described in this Order and Decree of Registration are occupied by
Roman Postie and Cary Goracke~P03tie,husband and wife,as joint tenants;
12.The land that the Applicants seek to register abuts Prior Lake,a navigabie body 0f
water in the State 0f Minnesuta;
13.The Court finds that Applicants’property is subject t0 the proprietary and sovereign
rights of the State ofMinnesota in all that portion offixc land lying beiow the natural ordinary high
watermark 0f Prior Lake;not intending,however,t0 deprive the fee owners of the usual riparian
rights that attach to the iand riparian t0 a navigable body ofwatcr incident to the:ownership thereof;
14.Any encroachment by the tile outlet over eastern boundary 0f the land being
registered noted in the Repon of the Surveyor exists by suffcmnce;
15.Any encroachment by a utility shed over the western boundary of the land being
registered noted in the Report 0f the Surveyor exissts by sufferance;
16.Any encmacinnent by two block retaining walls over the western baundary of the
land being registered noted in the Report ofthe Surveyor exists by suffcrancc;
1?.Any encroachment,upon the land being registered by a rock retaining wali
extending from the property to the east exists by suffemnce;
18.The plat t0 Sunfish Bay,Scott County,Minnesota dedicates an area along the shore
of Prior Lake designated as a Waterfront “far the joint use ofthc respective owners fats of Sunfish
Bay.”The dedication creates an easement over the land covered by {he Waterfront;
19.The Applicants seek to register the portion ofthe Waterfmnt that abuts Lots 2 and
3 and the East 15.0 feet 0f Lot 4 in Sunfish Bay,Scott County,Minnesota free and clear 0f the
Waterfront easement (the “Strip”).A survey submitted by Applicants estabiishes the legal!
description of the Strip as follows:
Beginning at the Northeast comer ofLot 2,said plat of Sunfish Bay;
thancc northeriy,along the northerly extension ofthc easteriy line
of said Lot 2,a diStance 0f 10.00 feet,more or less,to the shoreline
of Prior Lake;thence westerly,along said shoreline to itzs
intersection with the northerly extension of the westerly line of said
East 15.00 feet 0f Lot 4;thence southerly aiong said northerly
extgnsion of said westerly Zine,a distance of 8.00 feet,mom or less,
to the northwest comer of said East 15.00 feet ofsaid Lot 4;thence
70-CV-18-197
70-CV-1 8—1 97
souflleasteriy along the northerly iine of said Lot 4,said Lot 3 and
said Lot 2,t0 the point of beginning;
20x Because the Pasties own the 33nd on one side of said porticm 0f the Waterfront and
Prim Lake is on the other side,the Pustles own the fee t0 said portion.Also,the Waterfront has
been quit claimed to them by all the descendants of the persons who platted Sunfish Bay.By
Stipulation,the Answering Parties and the Coffinans have agreed that Posfles own the fee to the
Strip.The easement created by the piat over the Strip has tcnninated by reason of abandonment,
destruction ofmost Ofthc scrvient estate by rising watcrg no longer saves its intended purpose,
the forty year rule in me Marketable Title Act,the reiocaticm of the boundary of the easement
under the doctrine of practical iocation of boundafies so that the boundaries of the easement do
not include the Strip.A1303 by the Stipuiation,the Answering Parties and the Coffinans have
released and agreed to transfer to Applicants any interest they may have in the Snip;
21.Through the Stipulation,the Answering Parties and the Cotfinans have set forih
facts that establish that any casement over the Strip has terminated;
22.During the pendent)!of this proceeding,the Defendant,Yorway Custom Home
Builders,1110.,conveyed its interest in the ?remises to Defendants,Brian Dodge and Lindsy Dodge
by a warranty deed,dated June 29,20'!8,which was filed for record on July 16,201 8 as document
A1050139;and
23.Applicants have wifiadmwn and waive the request in Paragraph I of the Application
to fix and establish the property baundary lines ofthe Premises.
NOW,THEREFORE,IT iS HEREBY ORDERED,ADJUDGED AND DECREED,as
follaws:
1.That a default as t0 each.Defendant named in the Summons and any amendments
or supplements thereto and ail heirs and dcvisces of any of the persons named therein who are
deceased and “ail Other persons or pariics unknown,claiming any right,title,estate,lien 0r interest
in the real estate hereinafter described:is entered in the above-emitled action;and
2.That the Orders made:by this Court on April 10 and April 12,2019,are hereby
amended ab initio m provide that the parties t0 the June 22,20}8 pro se respansc to the Application,
Mark Steven Cotfinan,Linda Lee Coffman,Craig R.Chisholm,Melissa A.Chishelm,John 13.
Ramsey,Iris A.Ramsey and Donaid James Space,are determined t0 be in default herein,and not
dismissed,for the reasons set forth in Findings 6 and 7 above,so as to ailow the Applicants t0
proceed with the final hearing by dcfauit‘
3.That Roman Postle and Cory Gorackc—Postie,husband and wife,as jaint tenantfi,
whose post office address is 4322 Bass Street SE,Prior Lake,County of Scott,State ofMinnesota,
are the owners of an estate in fee simpic of land in the County of Scott,State of M§m1csota,
described as foliows:
70-CV-18-197
70-CV-1 8-1 97
Lots 2 and 3 and the East 15.00 feet ofLot 4,Sunfish Bay,Scott Cnunty,
Minnesota,together with {he part of the Waterfront dedicated,on the plat of
Sunfish Bay,Scott County,Minnesota,filed October 6,1925,that abuts (m
said Lots 2 and 3 and East 15.00 feet 0f Lot 4 legally described as follows:
Beginning at file Northeast comer of Lot 2,said plat of
Sunfish Bay;thence northcriy,along the northerly extension
0f the easterly line of said Lot 2,a distance of 10.00 feet,
more or less,t0 the shoreline ofPrior Lake;thence westeriy,
along said shoreline to its intersection with the northerly
extension 0f the westerly line of said East 15.00 feet 0f Lot
4;thence southerly aiong said northerly extension of said
westerly line,a distance 0f 8.00 feet,more or less,t0 the
northwest corner 0f said East 15.00 feet of said Lot 4;thence
southeastcrly aicng the northerly line of said Lot 4,said Lot
3 and said Lot 2,t0 the point of beginning.
4.That the Waterfront easement over the Strip has tenninated.
5.That the interest in land be brought under the provisions and operations ofChapter
508,Minnesota Statutes,and an acts amvendamry thereof,and that the title thereto be confirmed
and regismred as provided in and by said act;subject,however t0 the fallowing only:
a.T0 any rights or encmnbrances which may be subsisting as Specified
in Minnesnta Statutes Section 508.25.
b.To the following rights 0r encumbrances:
(i)The proprietary and severeign rights of the State of
Minnesota in all that portion ofland lying below the natural ordinary
high watermark 0f Prior Lake;not intending,however,t0 deprive
the fee owners oftheusual riparian rights that attach to the land to a
navigable public body 0f water incident t0 the ownarship thereof.
(ii)I’elpctual easement for public roadway sanitary sewer,
watermain,sierra drain and utility purposes in favor 0f the City 0f
Prior Lake,established by Easement,dated March 24,1975,filed
for record March 27,1975,as Document 144597.
(iii)Perpetual easement fer public roadway,sanitary sewer,
watermain,storm drain and utility purposas in favor 0f the City of
Prior Lake,established by Easement,dated May 27,1975,filed fer
record January 7,1976 as Document 148425.
(iv)Perpcmal casement for sanitary sewer and watcrmain
purposes in favor of the City 0f Prior Lake,established by Final
70-CV-18-197
6,That,Appiicants 32ml!fife a registered 13nd survey cnncurmnt with the filing of the
70-CV-1 8-1 97
Certificate as to Parcel Nix 93,dated August 13,1976,flied far
record August l7,1976,as {Bocumcnt 35 1452.
(v)Perpetuai fiasemcni for saniiary sewer,watermain,mom:
drain and utiiity purymses in favor of the City of Prim Lake,
estabiished by Finai Certificate as 10 Parcef N0.94,dated August
17,1976,as Document 151453 .
(vi)?metuai easemwt for pubiic roadway,sanitary sewer,
watcnnain,storm drain and utility purposes in favor 0f thg City Cf
Prim Lake,cstabl§3hcd by Final Cenificatc as t0 Farm}N0.118,
dated Augugt 12,W763,filed for record Augus:1?,1976,as
Decumeni 151454“
(vii)Pcz‘petuai easement for roadwaysg sanitary sewer,
watennain,storm drain and utiiity purpnscs in favor 0f the City of
Prim Lake,egtablifihcd by Partial Certificate 0f Compietiom dated
October 133 1983,flied fur ream!May 31,1985,as Dwumcnt
210705.
(viii)Mangage in favor of United Wholesaie Marigage,dated
February 22,2918,recorded Febmary 26,20m,as document
A1042632.
Decree 0f Kegistmtiun.
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Dated at ghaknpee,Minnesota,(m this W day Ofw n,2019.
04/16/2019 10334208 AM
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1
BY-LAWS
OF
SUNFISH BAY DOCK ASSOCIATION, INCORPORATED
Things to add :
• Sunfish Bay Property owners cannot rent or lease out their assigned slip to non
residents
• only the residents of Sunfish bay can have a boat slip.
• Sunfish Bay Dock association members will be assigned a slip number by the board.
• Vessels must be licensed to the sunfish bay property owner or approved rental
dwelling renters.
• The HOA cannot lease out a dock slip to any non-resident.
• Sunfish Bay Dock Association has an initial assessment / joining fee of approximately
$3500 for any lots not grandfathered in with the initial investment.
• Lots grandfathered in are as follows 9,10,11,12,13,14,15,20,21,24,25,26,27,28,29,30,31
• Any lots not currently in Sunfish Bay Dock Association can buy in at any time per the
initial investment
• Annual fee will be determined annually by the board members.
• Failure to pay the annual fee will result in loss of use of the s hared dock.
o Backpay will be due to gain access again.
• Sunfish Bay Dock Association membership entitles you to use the shared dock and have
a boat slip.
• Lifts are personal property
o Installation & removal of personal property will be homeowners responsibility
ARTICLE I
NAME AND LOCATION
The name of the corporation is the Sunfish Bay Dock Association, Incorporated
(hereinafter referred to as “Association”).
ARTICLE II
PURPOSE
The purposes of the Association are to own, manage, maintain and preserve certain
property adjacent to Prior Lake, Scott County, Minnesota and to own, rent, manage, maintain
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and preserve personal property including recreational equipment, docks and mooring facilities,
and ancillary equipment and facilities, and to own, acquire, and rent equipment and supplies
necessary, incidental or desirable for the foregoing purposes, all for the primary benefit of
members of the Association. The Association shall have the authority to enter into such
contracts, leases or agreements for any legal purpose including the purchase of its own stock as it
deems desirable.
ARTICLE III
DEFINITIONS
Section 1. “Association” shall mean and refer to Sunfish Bay Dock Association,
Incorporated.
Section 2. “Properties” shall mean and refer to that certain real property described as:
[Include legal descriptions for all lots in Sunfish Bay]
Section 3. “Common Area” shall mean and refer to all real property acquired by the
Association for the common use and enjoyment of the members.
Section 4. “Lot” shall mean and refer to any lot shown upon any recorded plat of survey
of the Properties.
Section 5. “Owner” shall mean and refer to the record owner, whether one or more
persons or entities, of the fee simple title to any lot, including contract purchasers, but excluding
those having such interest merely as security for the performance of an obligation.
Section 6. “Registered Office” shall mean the office of the Association located at Edina,
Minnesota, and such other office as the Board of Directors may from time to time determine.
Section 7. “Member” shall mean and refer to those persons who are shareholders of
stock in the Association, and in accordance with the Articles are thereby members of the
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Association. Members not current with respect to assessments or dues are subject to forfeiture of
membership in accordance with the By-Laws.
ARTICLE IV
MEMBERSHIP
Section 1. Eligibility for Membership. Application for voting membership shall be
open to any current Property owner. Membership is granted after completion and receipt of a
membership application and annual dues. All memberships shall be granted upon a majority
vote of the Board.
Section 2. Annual Dues. The amount required for annual dues shall be $100 each
year, unless changed by a majority vote of the members at an annual meeting of the full
membership. Continued membership is contingent upon being up-to-date on membership dues.
Section 3. Rights of Members. Each Member shall be eligible to appoint one voting
representative to cast the Member’s vote in association elections.
Section 4. Resignation and Termination. Any Member may resign by filing a written
resignation with the Secretary. Resignation shall not relieve a Member of unpaid dues, or other
charges previously accrued. A Member can have their membership terminated by a majority
vote of the membership.
Section 5. Non-voting Membership. The Board shall have the authority to establish
and define non-voting categories of membership.
ARTICLE V
MEETINGS OF MEMBERS
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Section 1. Regular Meetings. Regular meetings of the Members shall be held quarterly,
at a time and place designated by the President.
Section 2. Annual Meeting. The first Annual Meeting of the members and election of
Directors shall be held on the second Thursday of February in 2019 at 7:00 p.m. Each
subsequent regular annual meeting of members shall be held on the second Thursday of February
in each year thereafter at 7:00 p.m. If the day for the annual meeting of the members is a legal
holiday, the meeting will be held on the first day following which is not a legal holiday.
Section 3. Special Meetings. Special Meetings of the members may be called at any
time by the President or by the Board of Directors, or upon written request of the members who
are entitled to vote one-third (1/3) of all the votes and shall be held at 7:00 p.m.
Section 4. Notice of Meetings. Written notice of each meeting of the members shall be
given by, or at the direction of, the Secretary or person authorized to call the meeting, by
delivering written notice either personally or by mail at least 10 days before such meeting to each
voting member entitled to vote thereat, at the address last appearing on the books of the
Association for the purpose of notice. Such notice shall specify place, day and hour of the
meeting, and in the case of a special meeting, the purpose of the meeting.
Section 5. Quorum. The presence at the meeting of a majority of members entitled to
cast, or of proxies entitled to cast votes, shall constitute a quorum for any action except as
otherwise provided in the Articles of Incorporation, or these By-Laws. If, however, such quorum
shall not be present or represented at any meeting, the members entitled to vote thereat shall have
power to adjourn the meeting from time to time, without notice other than announcement at the
meeting, until a quorum as aforesaid shall be present or be represented.
5
Section 6. Proxies. At all meetings of Association shareholders, each shareholder
member may vote in person or by proxy. All proxies shall be in writing and filed with the
Secretary. Every proxy shall be revocable.
ARTICLE VI
BOARD OF DIRECTORS
Section 1. Number. The affairs of this Association shall be managed by a Board of at
least three (3) but not more than seven (7) directors, who must be members of the Association.
Section 2. Terms. All Board members shall serve two-year terms, but are eligible for
re-election for up to five consecutive terms.
Section 3. Meetings and Notice. The Board shall meet at least quarterly, at an agreed
upon time and place. An official Board meeting requires that each Board member have written
notice at least two (2) weeks in advance.
Section 4. Board Elections. New directors and current directors shall be elected or re-
elected by the voting representatives of Members at the annual meeting. Directors will be
elected by a simple majority of Members present at the annual meeting.
Section 5. Election Procedures. A Board Development Committee shall be responsible
for nominating a slate of prospective Board members representing the Association’s diverse
constituency. In addition, any member can nominate a candidate to the slate of nominees. All
members will be eligible to send one representative to vote for each candidate, for up to ten (10)
available positions each year.
Section 6. Quorum. A quorum must be attended by at least forty percent (40%) of
Board members for business transactions to take place and motions to pass.
6
Section 7. Removal. Any director may be removed from the Board, with or without
cause, by a seventy-five percent (75%) vote of the members of the Association entitled to vote.
In the event of death, resignation or removal of a director, their successor shall be selected by the
remaining members of the Board and shall serve for the unexpired term of their predecessor.
Section 8. Compensation. No director shall receive compensation for any service he or
she may render to the Association. However, any director may be reimbursed for actual
expenses incurred in the performance of the duties of such director.
Section 9. Action Taken Without a Meeting. The directors shall have the right to take
any action in the absence of a meeting which they could take at a meeting by obtaining the
written approval of all of the directors. Any action so approved shall have the same effect as
though taken at a meeting of the directors.
ARTICLE VII
NOMINATION AND ELECTION OF DIRECTORS
Section 1. Nomination. Nomination for election to the Board of Directors shall be
made by a Board Development Committee. Nominations may also be made from the floor at the
annual meeting. The Board Development Committee shall be appointed by the Board of
Directors prior to each annual meeting of the members, to serve from the close of such annual
meeting until the close of the next annual meeting. The Board Development Committee shall
make as many nominations for election to the Board of Directors as it shall in its discretion
determine, but not less than the number of vacancies that are to be filled. Such nominations may
be made only from among members.
Section 2. Election. Election to the Board of Directors shall be by secret written ballot.
At such election the members or their proxies may cast, in respect to any vacancy, as many votes
7
as they are entitled to exercise. The person receiving the largest number of votes shall be
elected.
ARTICLE VIII
MEETING OF DIRECTORS
Section 1. Regular Meetings. Regular meetings of the Board of Directors shall be held
when called by the President of the Association or by any two directors, after not less than three
(3) days’ notice to each director.
Section 2. Quorum. A majority of the number of directors shall constitute a quorum for
the transaction of business. Every act or decision done or made by a majority of the directors
present at a duly held meeting at which a quorum is present shall be regarded as the act of the
Board.
ARTICLE IX
POWERS AND DUTIES OF THE BOARD OF DIRECTORS
Section 1. Powers. The Board of Directors shall have power to:
(a) adopt and publish rules and regulations governing the use of the
Common Area and facilities, and the personal conduct of the
members and their guests thereon, and to establish penalties for the
infraction thereof;
(b) suspend the voting rights and right to use of the recreational
facilities of a member during any period in which such member
shall be in default in the payment of any assessment levied by the
Association. Such rights may also be suspended after notice and
hearing, for a period not to exceed sixty (60) days for infraction of
published rules and regulations;
(c) exercise for the Association all powers, duties and authorities
vested in or delegated to this Association and not reserved to the
membership by other provisions of these By-Laws, or the Articles
of Incorporation;
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(d) to do all lawful acts necessary and expedient to the conduct of the
business of this Association that are not conferred upon the
shareholders by these By-Laws, or by the Articles of
Incorporation, or by Statute;
(e) employ a manager, an independent contractor, or such other
employees or firms as they deem necessary, and to prescribe their
duties.
Section 2. Duties. It shall be the duty of the Board of Directors to:
(a) cause to be kept a complete record of all its acts and corporate
affairs and to present a statement thereof to members at the annual
meeting of the members, or at any special meeting when such
statement is requested in writing by one-third (1/3) of the members
who are entitled to vote:
(b) supervise all officers, agents and employees of this Association,
and to see that their duties are properly performed;
(c) with respect to assessments to:
(1) fix the amount of the annual assessment against each
member at least thirty (30) days in advance of each
assessment period; and
(2) send written notice of each assessment to every member
subject thereto at least thirty (30) days in advance of each
annual assessment period; and
(d) issue, or to cause of office to issue, upon demand by any person a
certificate setting forth whether or not any assessment has been
paid. A reasonable charge may be made by the Board for the
issuance of these certificates. If a certificate states an assessment
has been paid, such certificate shall be conclusive evidence of such
payment;
(e) procure and maintain adequate liability insurance on property
owned by the Association;
(f) cause all officers or employees having fiscal responsibilities to be
bonded, as it may deem appropriate;
(g) cause the common areas, and amenities to be maintained;
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(h) charge, in its discretion, reasonable fees for the use of any facility
situated upon the common area, including but not limited to
docking fees and recreation fees.
Section 3. Issuance of Shares. The Board of Directors are authorized and directed to
issue shares of the Corporation only as hereinafter set forth:
(a) the shares of stock of this corporation will be evidenced by
certificates of common stock, and the number of shares authorized
to be issued shall be 1,000.
(b) Each owner of a lot described in Article II, Section 2, shall have
the right, but shall not be required to, purchase one (1) share of
common stock of the Association. Owners of two (2) or more lots
may, but shall not be required to, purchase two (2) or more shares.
(c) The initial price of each share of stock shall be $100 for a period of
thirty (30) days from the date when all lot owners have been
notified of the formation of the Association by letter or posted
notice at a location determined by the Board of Directors. The
initial assessment per member shall be $_______; the minimum
annual assessment shall be $________.
(d) Following the thirty (30) day period specified in Paragraph 3(c),
the price of each share of stock shall be $500.
(e) No share of stock shall at any time be allowed to be sold except by
or to the Association.
Section 4. Transfer of Shares. The stock of this corporation is non-transferable. If any
shareholder herein shall sell his lot or dwelling, such share of stock shall revert back to and
become the property of the corporation as treasury stock, held by such corporation for resale to
the successor purchaser of that particular lot or dwelling. The corporation shall not be obligated
to pay the previous owner of said reverted certificate of stock any purchase price since sale of his
or her lot or dwelling by an owner extinguishes his or her right of membership.
ARTICLE X
OFFICERS AND THEIR DUTIES
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Section 1. Enumeration of Offices. The officers of the Association shall be a president
and vice-president, who shall at all times be members of the Board of Directors, a secretary, and
a treasurer, and such other officers as the Board may from time to time be by resolution created.
Section 2. Election of Officers. The election of officers shall take place at the first
meeting of the Board of Directors following each annual meeting of the members.
Section 3. Term. The officers of this Association shall be elected annually by the Board
and each shall hold office for one (1) year unless he or she shall sooner resign, or shall be
removed, or otherwise disqualified to serve.
Section 4. Special Appointments. The Board may elect such other officers as the
affairs of the Association may require, each of who shall hold office for such period, have such
authority, and perform such duties as the Board may, from time to time determine.
Section 5. Resignation and Removal. Any officer may be removed from office with or
without cause by the Board. Any officer may resign at any time by giving written notice to the
Board, the President or the Secretary. Such resignation shall take effect on the date of receipt of
notice or at a later time specified therein, and unless otherwise specified therein, the acceptance
of such resignation shall not be necessary to make it effective.
Section 6. Vacancies. A vacancy in any office may be filled by appointment by the
Board. The officer appointed to such vacancy shall serve for the remainder of the term of the
officer he or she replaces.
Section 7. Multiple Offices. The offices of the Secretary and Treasurer may be held by
the same person. No person shall simultaneously hold more than one of any of the other offices
except in the case of special offices created pursuant to Section 4 of this Article.
Section 8. Duties. The duties of the officers are as follows:
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(a) President. The President shall preside at all meetings of the Board
of Directors; shall see that orders and resolutions of the Board are
carried out; shall sign all leases, mortgages and deeds.
(b) Vice-President. The Vice-President shall act in the place and stead
of the President in the event of his or her absence, inability or
refusal to act, and shall exercise and discharge such other duties
that may be required of him or her by the Board.
(c) Secretary. The Secretary shall record the votes and keep the
minutes of all meetings and proceedings of the Board and of the
members; keep the corporate seal if any of the Association and
affix it on all papers requiring said seal; serve notice of meetings of
the Board and of the members; keep appropriate current records
showing the members of the Association together with their
addresses, and shall perform such other duties as required by the
Board.
(d) Treasurer. The Treasurer shall receive and deposit in appropriate
bank accounts all monies of the Association and shall disburse
such funds as directed by resolution of the Board of Directors;
shall sign all checks of the Association; keep proper books of
account; cause an annual audit of the Association books to be
made at the completion of each fiscal year; and shall prepare an
annual budget and a statement of income and expenditures to be
represented to the membership at its regular annual meeting, and
deliver a copy of each to the members.
Section 9. None of the officers of the Association shall sign any notes or bonds for
others without first securing the written consent of other officers of this Association, or pursuant
to corporate resolution.
ARTICLE XI
COMMITTEES
Section 1. Committee Formation. The Board may create committees as needed, such
as fundraising, housing, public relations, data collection, etc. The Board chair appoints all
committee chairs.
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Section 2. Executive Committee. The four officers serve as the members of the
Executive Committee. Except for the power to amend the Articles of Incorporation and By-
Laws, the Executive Committee shall have all the powers and authority of the Board of Director s
in the intervals between meetings of the Board of Directors, and is subject to the direction and
control of the full Board.
Section 3. Finance Committee. The Treasurer is the chair of the Finance Committee,
which includes three other Board members. The Finance Committee is responsible for
developing and reviewing fiscal procedures, fundraising plans, and the annual budget with staff
and other Board members. The Board must approve the budget and all expenditures must be
within budget. Any major change in the budget must be approved by the Board or the Executive
Committee. The fiscal year shall be the calendar year. Annual reports are required to be
submitted to the Board showing income, expenditures, and pending income. The financial
records of the organization are public information and shall be made available to the
membership, Board members, and the public.
Section 4. Board Development Committee. A Board Development Committee shall
have the duties as provided in these By-Laws.
ARTICLE XII
BOOKS AND RECORDS
The books, records and papers of the Association shall at all times, during reasonable
business hours and subject to reasonable notice, be subject to inspection by any member. The
Articles of Incorporation and the By-Laws of the Association shall be available for inspection by
any member at the principal office of the Association, where copies may be purchased at
reasonable cost.
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ARTICLE XIII
SHARE CERTIFICATES
The share certificates of the Association shall be in a form approved by the Directors in
accordance with the statute and shall be registered on the books of the Association as they are
issued – they shall exhibit the holder’s name, number of shares and shall be signed by the
President or Vice-President and the Secretary.
ARTICLE XIV
ASSESSMENTS
Each member is obligated to pay to the Association annual and special assessments.
Annual assessments shall be determined by the Board of Directors, and shall be posted as of
February 15th of each year. Annual assessments shall be due and payable as of March 15th.
Annual assessments unpaid by members on April 15th, shall be delinquent and the membership
of the member in the Association shall automatically terminate, and his or her share of stock
shall be automatically cancelled. An owner whose membership has been cancelled may apply
again for membership under the same rules as for other applicants.
Undeveloped lots shall be assessed at ten percent (10%) of the assessment for a lot with a
dwelling. A dwelling situated upon two (2) lots shall be assessed as one improved lot.
Special assessments which are not paid when due shall become delinquent, and result in
cancellation of membership as in the case of annual assessments if unpaid within sixty (60) days
after posting. Before assessment, special assessments shall be recommended by the Board to the
membership authorized to vote, and upon approval by a majority of such membership, shall then
be assessed.
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No Association member may waive or otherwise escape liability for the assessments
provided for herein by non-use of the Common Area.
Assessments are not pro-rata with respect to periods of use but must be paid in full.
Each new member shall pay the assessments due at the time of purchase of the share of
stock in the Association.
ARTICLE XV
AMENDMENTS
Section 1. These By-Laws may be amended, at a regular or special meeting of the
members, by a vote of four-fifths (4/5) of all members in person or by proxy, except that with
respect to deleting any lot, amendment shall require one hundred percent (100%) assent of all
members for such deletion.
Section 2. In the case of any conflict between the Articles of Incorporation and these By-
Laws, the Articles shall control.
ARTICLE XVI
BOAT AND DOCKING FACILITIES
Section 1. At the Directors’ annual meeting after the shareholders’ annual meeting, said
Directors shall appoint a Dock Committee for one (1) year terms, designating one as Chairman,
one as Vice-Chairman. The number on said committee shall be determined by the Dir ectors.
The Directors shall only appoint to this committee those members of the Corporation who pay
annual slip rental fees. The acquisition, installation and maintenance of boat docking facilities
and all matters relating to type of boats, lifts, locati ons, priorities and other matters relating to
boats and docking, shall be governed by the Dock Committee, subject to approval of the Board
15
of Directors, and the Board of Directors’ decision shall be final. The Dock Committee shall not
take any action which will impair other shareholders’ enjoyment of the beach area. Said Dock
Committee may make rules and regulations governing the installation, rental and maintenance of
the dock facilities. Slips will be rented to shareholders in serial order determined as follows:
Applicants for dock or slip rental shall be numbered in the order of their application for available
dock or slip space. In the event that the number of applicants exceed the number of dock or slip
spaces, the first applying applicants not receiving dock or slip spaces shall be ranked in the order
in which they applied, and shall become entitled to dock or slip space in the order as the dock or
slip spaces become available. In the event of a tie, the tie shall be broken by awarding the dock
or slip space to the person having first purchased his or her lot, or in any other manner deemed
equitable by the Dock Committee.
The rental price for dock and slip space shall be an amount sufficient to pay for present or
future facilities, plus amounts required to provide needed maintenance and a reasonable cash
reserve. These rentals will be determined annually by the Dock Committee based upon
operating results for the prior season and financial status at that time. The rental charge shall be
for one year from April 1 to March 31. A minimum dock rental of $_________ per year is
hereby established. The rental for 2019 is $___________/slip. Any slip rental not paid by May
1 shall terminate docking rights absolutely. Rentals will be stated in terms of a minimum per
slip, plus a given amount per foot for craft in excess of a determined length. The original
installation cost of dock or other facilities may be obtained by the Corporation borrowing said
funds from a bank or other financial institutions or from shareholders themselves. The funds
paid for rental and for use of the dock or other facilities shall be maintained in a bank account of
an Accounting Fund separate and apart from the other funds of the Corporation. If the
16
Corporation constructs a main dock, not including branch docks and boat docking facilities,
which main dock will be used for the general activities of all shareholders, said main dock will
be purchased with funds of the Corporation; the cost of acquisition, installation and maintenance
of boat docking facilities that benefit boat owners only shall be borne by those who rent such
facilities.
Section 2. Salaries. There shall be no salary paid to any officer, director, or any
member of any committee.
ARTICLE XVII
INDEMNIFICATION
Section 1. Definitions.
(a) For purposes of this Article, the terms defined in this section have
the meaning given to them.
(b) “Corporation” includes a domestic or foreign corporation that was
the predecessor of the corporation referred to in this Article in a
merger or other transaction in which the predecessor’s existence
ceased upon consummation of the transaction.
(c) “Official capacity” means (1) with respect to a director, the
position of director in the corporation, (2) with respect to a person
other than a director, the elective or appointive office or position
held by an officer, member of a committee of the Board, or the
employment or agency relationship undertaken by an employee or
agent of the corporation, and (3) with respect to a director, officer,
employee, or agent or the corporation who, while a director,
officer, employee, or agent of the corporation, is or was serving at
the request of the corporation or whose duties in that position
involve or involved service as a director, officer, partner, trustee,
or agent of another organization or employee benefit plan, the
position of that person as a director, officer, partner, trustee,
employee, or agent, as the case may be, of the other organization
or employee benefit plan.
17
(d) “Proceeding” means a threatened, pending, or completed civil,
criminal, administrative, arbitration, or investigative proceeding,
including a proceeding by or in the right of the corporation.
(e) “Special legal counsel” means counsel who has not represented the
corporation or a related corporation, or a director, officer,
employee, or agent whose indemnification is in issue.
Section 2. Indemnification Mandatory; Standard.
(a) No corporation shall indemnify a person made or threatened to be
made a party to a proceeding by reason of the former or present
official capacity of the person against judgments, penalties, fines
including, without limitation, excise taxes assessed against the
person with respect to an employee benefit plan, settlements, and
reasonable expenses, including attorneys’ fees and disbursements,
incurred by the person in connection with the proceeding, if, with
respect to the acts or omissions of the person complained of in the
proceeding, the person:
(1) Has not been indemnified by another organization or
employee benefit plan for the same expenses with respect
to the same acts or omissions;
(2) Acted in good faith;
(3) Received no improper personal benefit;
(4) In the case of a criminal proceeding, had no reasonable
cause to believe the conduct was unlawful; and
(5) In the case of acts or omissions occurring in the official
capacity described in Section 1, paragraph (c), clause (1) or
(2), reasonably believed that the conduct was in the best
interests of the corporation, or in the case of acts or
omissions occurring in the official capacity described in
Section 1, paragraph (c), clause (3), reasonably believed
that the conduct was not opposed to the best interests of the
corporation. If the person’s acts or omissions complained
of in the proceeding relate to conduct as a director, officer,
trustee, employee, or agent of an employee benefit plan, the
conduct is not considered to be opposed to the best interests
of the corporation if the person reasonably believed that the
conduct was in the best interests of the participants or
beneficiaries of the employee benefit plan.
18
(b) The termination of a proceeding by judgment, order, settlement,
conviction, or upon a plea of nolo contendere or its equivalent does
not, of itself, establish that the person did not meet the criteria set
forth in this Section 2.
Section 3. Advances. If a person is made or threatened to be made a party to a
proceeding, the person is entitled, upon written request to the corporation, to payment or
reimbursement by the corporation of reasonable expenses, including attorneys’ fees and
disbursements, incurred by the person in advance of the final disposition of the proceeding, (a)
upon receipt by the corporation of a written affirmation by the person of a good faith belief that
the criteria for indemnification set forth in Section 2 have been satisfied and a written
undertaking by the person to repay all amounts so paid or reimbursed by the corporation, if it is
ultimately determined that the criteria for indemnification have not been satisfied, and (b) after a
determination that the facts then known to those making the determination would not preclude
indemnification under this section. The written undertaking required by clause (a) is an
unlimited general obligation of the person making it, but need not be secured and shall be
accepted without reference to financial ability to make the repayment.
Section 4. Reimbursement to Witnesses. This section does not require, or limit the
ability of, the corporation to reimburse expenses, including attorneys’ fees and disbursements,
incurred by a person in connection with an appearance as a witness in a proceeding at a time
when the person has not been made or threatened to be made a party to a proceeding.
Section 5. Determination of Eligibility. All determinations whether indemnification of
a person is required because the criteria set forth in Section 2 have been satisfied and whether a
person is entitled to payment or reimbursement of expenses in advance of the final disposition of
a proceeding as provided in subdivision 3 shall be made:
19
(a) By the Board by a majority of a quorum. Directors who are at the
time parties to the proceeding shall not be counted for determining
either a majority or the presence of a quorum;
(b) If a quorum under clause (a) cannot be obtained, by a majority of a
committee of the Board, consisting solely of two or more directors
not at the time parties to the proceeding, duly designated to act in
the matter by a majority of the full Board including directors who
are parties;
(c) If a determination is not made under clause (a) or (b), by special
legal counsel, selected either by a majority of the Board or a
committee by vote pursuant to clause (a) or (b), if the requisite
quorum of the full Board cannot be obtained and the committee
cannot be established, by a majority of the full Board including
directors who are parties;
(d) If a determination is not made under clauses (a) to (c), by the
shareholders, excluding the votes of shares held by parties to the
proceeding; or
(e) If an adverse determination is made under clauses (a) to (d), or if
no determination is made under clauses (a) to (d) within sixty (60)
days after the termination of a proceeding or after a request for an
advance of expenses, as the case may be, by a court in this state,
which may be the same court in which the proceeding involving
the person’s liability took place, upon application of the person and
any notice the court requires.
Section 6. Insurance. The corporation may purchase and maintain insurance on behalf
of a person in that person’s official capacity against any liability asserted against and incurred by
the person in or arising from that capacity, whether or not the corporation would have been
required to indemnify the person against the liability under the provisions of this section.
Section 7. Disclosure. The corporation that indemnifies or advances expenses to a
person in accordance with this Article in connection with a proceeding by or on behalf of the
corporation shall report the amount of the indemnification or advance and to whom and on
whose behalf it was paid as part of any annual financial statements furnished to its shareholders
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covering the period when the indemnification or advance was paid or accrued under the
accounting method of the corporation reflected in the financial statements.
ARTICLE XVIII
MISCELLANEOUS
The fiscal year of the Association shall begin on the first day of January and end on the
last day of December of every year, except that the first fiscal year shall b egin on the date of
incorporation.
IN WITNESS WHEREOF, we, being all the Directors of Sunfish Bay Dock Association,
Incorporated, have hereunder set our hands this ________ day of _________________, 201____.