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HomeMy WebLinkAbout_01 21 2020 City Council Agenda Packet City Council Meeting at City Hall Tuesday, January 21, 2020 City Council Work Session Agenda 5:00 p.m. 1.DISCUSSION ITEM(S) ⦁ Request for Statements of Qualifications (SOQ -Consultant Pool) (45 Min.) ⦁ Sand Point Beach Park Restaurant (45 min.) ⦁ CR21 Median Art Installation (15 min.) City Council Meeting Agenda 7:00 p.m. Reports included with this agenda can be found in the Document Center by clicking hereor at www.cityofpriorlake.com\\Doc Center\\City of Prior Lake\\City Council, Planning Commission and Advisory Committees\\City Council\\City Council Agenda Packets\\2020\\01 21 2020 1.CALL TO ORDER and PLEDGE OF ALLEGIANCE 2.PUBLICFORUM The public forum is intended to afford the public an opportunity to address concerns to the City Council. The public forum will be no longer than 30 minutes in length and each presenter will have no more than five (5) minutes to speak. Topics of discussion are restricted to City governmental topics rather than private or political agendas. Topics may be addressed at the public forum that are on the agenda. However, topics that are the subject of a public hearing are best addressed at the public hearing, not at public forum. Therefore, topics may not be addressed at public forum if: (I) the topic has been the subject of a public hearing before the City Council or any City Advisory Committee and the Council has not acted on the topic; or (ii) if the topic is the subject of a public hearing for which notice has been published in the City’s official newspaper, or a continuedpublic hearing or public information hearing before the City Council or any City Advisory Committee. During public forum, a member of the public may request that the City Council consider removing an item from the Consent Agenda following the procedure set forth in Section 401.5. The City Council may discuss but will not take formal action on public forum presentations. Matters that are the subject of pending litigation are not appropriate for the forum. 3.APPROVAL OFAGENDA 4.MINUTES ⦁ Consider Approval of Thursday, December 12, 2019City Council Meeting Minutes ⦁ Consider Approval of January 6, 2020 City Council Meeting Minutes 5.CONSENTAGENDA Those items on the Council Agenda which are considered routine or non-controversial are included as part of the Consent Agenda. Unless the Mayor or a council member specifically requests that an item on the Consent Agenda be removed and considered separately, items on the Consent Agenda are considered under one motion, second and vote. Any item removed from the consent agenda shall be placed on the council agenda under Items Removed Consent Agenda Items. ⦁ Approval of Claims Listing ⦁ Approval of Building Permit Summary Report ⦁ Approval of Animal Control Services Report ⦁ Approve November Treasurer's Report ⦁ Adopt Resolution No. 20-012 -Electing the Non-Waiver of Statutory Municipal Tort Liability Limits & Declining Excess Liability Insurance Coverage ⦁ Adopt Resolution No. 20-013 -Accepting Donations and Grants to the City During the 4th Quarter of 2019 ⦁ Adopt Resolution No. 20-014 -Approving Temporary On-Sale Liquor License for the Prior Lake VFW on January 24, 2020 1 ⦁ Consider Adoption of an Ordinance Amending Section 308 of the City Code Relating to the Legal Age to Purchase Tobacco Related Products ⦁ Approve the 4th Quarter 2019 Investment Report ⦁ Adopt Resolution No. 20-015 -Approving the Purchase of the Financial System Utility Billing Software Module and Authorizing the Mayor and City Manager to Execute the Contract ⦁ Adopt Resolution No. 20-016 -Accepting Final Payment for the 2017 Reconstruction Project ⦁ Adopt Resolution No. 20-017 -Accepting Final Payment for the 2019 Reconstruction Project ⦁ Adopt Resolution 20-2018 -Authorizing a Second Amendment to Prior Lake Agreement for Participation in the Trunk Highway 169 Transit Study and City's Downtown Transit Improvements ⦁ Adopt Resolution No. 20-019 -Authorizing the Purchase of 2020 Equipment as Set Forth in the Capital Improvement Program ⦁ Approval of December Fire Incident Report 6.PRESENTATIONS 7.PUBLIC HEARINGS ⦁ Conduct a Public Hearing to Consider Approval of the 2020-2024 Street Reconstruction Plan 8.OLD BUSINESS 9.NEW BUSINESS 10.REMOVED CONSENT AGENDA ITEMS 11.COUNCILMEMBER LIAISON UPDATES / COUNCILMEMBER REPORTS 12.OTHER BUSINESS 13.ADJOURNMENT 2 MEETING DATE:January 21, 2020 PREPARED BY:Andy Brotzler, Public Works Director/Engineer PRESENTED BY:Andy Brotzler AGENDA ITEM:Requests for Statements of Qualifications (SOQ) –Consultant Pool GOAL AREAHigh-Value City Services OBJECTIVE: 5. Grow collaborations to provide efficient and cost-effective services to the community. RECOMMENDED ACTION: City Council Review and Information –No Action Requested BACKGROUND: Public Works and Engineering staff in collaboration with the City Attorney have developed a Request for Statements of Qualifications (SOQ) for engineering related professional services to establish a professional services consultant pool for the city. The development of a consultant pool for the city of Prior Lake will provide the city with better access to a variety of pre-approved consultants providing general municipal services and several specialty areas. The objective of developing a consultant pool is to streamline the consultant selection process on a project-by-project basis for direct negotiation of a project scope, schedule and fee. The request for statements of qualifications (attached) includes several service areas identified below: •General Municipal Engineering •Technical/Specialty Services oLandscape Architecture oNatural Resources oSoils and Materials oTraffic/Transportation oUtilities Also included within the request for statements of qualifications is the city’s Master Service Contract which all selected firms will execute with the city. In addition to procedural improvements, the establishment of a consultant pool will provide the city with immediate access to a range of proven and consistent consultants with known qualifications and contracting terms which will facilitate the establishment of more timely and effective professional services contracts. Statements of Qualifications from interested consultants are scheduled to be submitted to the city on February 20, 2020. It is intended to review and rank the proposals on the basis of qualifications by a city selection team consisting of the Public Works Director/City Engineer, Assistant City Engineer, Maintenance Superintendent, and 1 Water Resources Engineer. The proposed schedule for the SOQ process is as follows: Council Review of RFQ January 21, 2020 SOQ Release January 24, 2020 Deadline for Questions February 6, 2020 SOQ Proposals Due February 20, 2020 Interviews (if applicable) February 24, 2020 Contract Awards (tentative) March 2, 2020 Upon selection of the consultant pool, the selected firms will be presented for approval to Council at a future meeting. ALTERNATIVES: ⦁ None ATTACHMENTS: ⦁ Consultatnt Pool Request for SOQ FINAL ⦁ Consultant Pool Master Contract Form FINAL 2 Public Works Consultant Pool Master Agreement ____(Consultant Name)____ This contract is between the City of Prior Lake, Minnesota ("City"), whose business address is 4646 Dakota Street SE, Prior Lake, MN 55372, and ____________________________________________, a Minnesota ______________________("Consultant") whose business address is___________________________________________________________________ _______________________________. Based on the mutual promises and covenants set forth herein, the sufficiency of which are hereby acknowledged, the City and Consultant agree as follows: ⦁ Scope of Work . Consultant agrees to provide, perform and complete all the services requested by the City (“Work”) in each work order issued by the City (“Work Order”). All Work shall be performed pursuant to the applicable Work Order and shall be subject to the terms and conditions of this contract (collectively this contract and all Work Orders issued by the City pursuant to this contract are the “Agreement”). The categories and types of services to be provided under this Agreement and the corresponding fees and charges are set forth in Exhibit A. Each Work Order shall be in the form attached hereto as Exhibit B and shall specify the Work to be completed, the compensation for the identified Work and the timeline by which it must be completed. No Work shall be performed by the Consultant without a Work Order from the City. ⦁ Effective Date and Term of Agreement . This Agreement shall become effective upon the signature of both parties and shall continue for 5 years thereafter. In addition, upon agreement of both parties and execution of a written extension, this Agreement may be extended for 1 additional 3 year term. ⦁ Compensation for Services . City agrees to pay the Consultant as set forth in each Work Order. ⦁ Any changes in the scope of the Work which may result in an increase to the compensation due the Consultant shall require prior written approval by an authorized representative of the City or by the City Council. The City will not pay additional compensation for services or materials that do not have prior written authorization. ⦁ If Consultant is delayed in performance due to any cause beyond its reasonable control, including but not limited to strikes, riots, fires, acts of God, governmental actions, actions of a third party, or actions or inactions of City, the time for performance shall be extended by the period of time lost by reason of the delay. Consultant will be entitled to payment for its reasonable additional charges, if any, due to the delay. ⦁ Method of Payment . Consultant shall prepare and submit to City, itemized invoices setting forth work performed and the payments requested under this Agreement. Invoices shall be submitted monthly any time there is an existing, unpaid Work 1 Order. In each invoice Consultant shall provide an itemized listing of all expenses and such other documentation as reasonably required by the City. Each invoice shall identify the applicable Work Order and shall contain the City’s project number and a progress summary showing the current billing, past payments and any unexpended balance under the applicable Work Order. Invoices submitted shall be paid in the same manner as other claims made to the City. ⦁ Claims.In compliance with Minn. Stat. 471.38, by making a claim for payment, Consultant is declaring that the account, claim, or demand is just and correct and that no part of it has been paid. ⦁ Waiver of Claims. The Consultant’s acceptance of final payment shall constitute a waiver of all claims by the Consultant except those previously made in writing and identified by the Consultant as unsettled at the time of application for final payment. ⦁ Compliance with Laws and Regulations . In providing the Work, the Consultant shall abide by all statutes, ordinances, rules, and regulations pertaining to the Work. Any violation of statutes, ordinances, rules and regulations pertaining to the Work shall constitute a material breach of this Agreement and entitle the City to immediately terminate this Agreement. ⦁ Consultant’s Employees . Consultant and its employees, representatives and agents shall comply with all City policies (no smoking, parking location, check in, sign it, etc.). Consultant and its employees, representatives and agents shall use care, coordination and communication in order to ensure City employees and guests are not disturbed or inconvenienced. Consultant’s employees, representatives and agents shall be neat appearing and at City’s request wear an identification badge approved by the City. Consultant must honor the City’s request to reassign an employee, representative or agent whom the City determines is unsuitable for the Work. When necessary, Consultant’s employees, representatives and agents will be provided with keys or access cards in order to perform their work. Any lost keys or cards that result in rekeying a space or other cost to the City will be billed back to the Consultant. The City shall have the right to perform or require to be performed criminal background checks on any employee, representative or agent of the Consultant who will perform any aspect of the Work. The Consultant shall cooperate with the City in the performance of all such criminal background checks. ⦁ Consultant’s Representative .Consultant shall designate a project representative to coordinate with the City and manage the Work for each Work Order. The project representative shall be assisted by other staff members as necessary to facilitate the completion of the Work in accordance with the terms of this Agreement and the applicable Work Order. Consultant may not remove or replace the project representative without the approval of the City. ⦁ Standard of Care . Consultant shall exercise the same degree of care, skill and diligence in the performance of the Work as is ordinarily exercised by members of the profession under similar circumstances in Scott County, Minnesota. Consultant shall be liable to the fullest extent permitted under applicable law, without limitation, for any injuries, loss, or damages proximately caused by Consultant's breach of this 2 standard of care. Consultant shall put forth reasonable efforts to complete the Work in a timely manner. Consultant shall not be responsible for delays caused by factors beyond its control or that could not be reasonably foreseen at the time of execution of this Agreement. Consultant shall be responsible for costs, delays or damages arising from unreasonable delays in the performance of the Work. ⦁ City’s Obligations . City will provide access to public and private property as necessary for Consultant to perform the Work. City shall give thorough consideration to all reports, sketches, estimates, drawings, and other documents presented by the Consultant, and shall inform the Consultant of all decisions required of City within a reasonable time so as not to delay the Work. The City shall furnish the Consultant with a copy of any applicable policy, standard or criteria, including but not limited to, design and construction standards, that may be required for the Work. ⦁ City's Representative . City shall designate a project representative with respect to the Work. He or she shall have authority to transmit instructions, receive information, and interpret the City's policy and decisions with respect to the Work. ⦁ Ownership of Documents . All plans, diagrams, analyses, reports and information generated in connection with the performance of this Agreement (“Information”) shall become the property of the City, but Consultant may retain copies of the Information as records of the services provided. The City may use the Information for its purposes and the Consultant also may use the Information for its purposes. Use of the Information for the purposes of the Work does not relieve any liability on the part of the Consultant, but any use of the Information by the City or the Consultant beyond the scope of this Agreement is without liability to the other, and the party using the Information agrees to defend and indemnify the other from any claims or liability resulting therefrom. ⦁ Insurance . Prior to starting the Work, Consultant shall procure, maintain and pay for such insurance as will protect Consultant and City against claims or loss which may arise out of operations by Consultant or by any subcontractor or by anyone employed by any of them or by anyone for whose acts any of them may be liable. Consultant agrees to maintain all coverage required herein throughout the term of this Agreement and for a minimum of two years following City’s written acceptance of the Work. ⦁ Such insurance shall include, but not be limited to, the following minimum coverages and limits of liability: ⦁ Commercial General Liability Insurance. Commercial General Liability Insurance protecting Consultant and City from claims for damages for bodily injury, including death, and from claims for property damage, which may arise from operations under this Agreement. The Commercial General Liability Policy shall be on ISO form CG 00 01 12 07 or CG 00 01 04 13, or the equivalent. Such insurance shall cover liability arising from premises, operations, independent contractors, products-completed operations, personal and advertising injury, and liability assumed under an insured 3 contract (including the tort liability of another assumed in a business contract). There shall be no endorsement or modification of the Commercial General Liability form arising from pollution, explosion, collapse, underground property damage or work performed by subcontractors. The City, including its elected and appointed officials, employees, and agents, must be endorsed as an Additional Insured using ISO Form CG 20 10 or equivalent for Ongoing Operations and ISO Form CG 20 37 or equivalent for Products/Completed Operations. Insurance minimumlimits are as follows: ⦁ $1,000,000 –per occurrence ⦁ $2,000,000 –annual aggregate ⦁ $2,000,000 –annual aggregate –Products/Completed Operations ⦁ Workers’ Compensation Insurance. Workers’ Compensation Insurance for all Consultant’s employees in accordance with the statutory requirements of the State of Minnesota. The Consultant shall also provide Employer’s Liability Insurance with minimumlimits as follows: ⦁ $500,000 –Bodily Injury by Disease per employee ⦁ $500,000 –Bodily Injury by Disease aggregate ⦁ $500,000 –Bodily Injury by Accident The Consultant shall maintain “stop gap” coverage if Consultant obtains Workers’ Compensation coverage from any state fund if Employer’s liability coverage is not available. If Minnesota Statutes, Section 176.041 exempts the Consultant from Workers’ Compensation insurance, the Consultant must provide a written statement, signed by an authorized representative, indicating the qualifying exemption that excludes the Consultant from the Minnesota Workers’ Compensation requirements. ⦁ Business Automobile Liability Insurance. Business Automobile Liability Insurance protecting City and Consultant from claims for damages for bodily injury, including death, and from claims for property damage resulting from the ownership, operation, maintenance or use of all autos which may arise from operations under this Agreement. Insurance minimum limits are as follows: ⦁ $1,000,000 –per occurrence Combined Single Limit for Bodily Injury and Property Damage including Owned, Hired, and Non-owned Automobiles. ⦁ Professional/Technical (Errors and Omissions) Liability Insurance. Professional Liability (Errors and Omissions) Insurance that provides coverage for all claims the Consultant may become legally obligated to pay resulting from any actual or alleged negligent act, error, or omission related to the Consultant’s professional services required under this Agreement. The Consultant is required to carry the following minimumlimits: 4 ⦁ $2,000,000 –per claim ⦁ $2,000,000 –annual aggregate The retroactive or prior acts date of such coverage shall not be after the effective date of this Agreement and the Consultant shall maintain such insurance for a period of at least two years, following completion of the work. If such insurance is discontinued, extended reporting period coverage must be obtained by the Consultant to fulfill this requirement. ⦁ All of the insurance policies required by this Agreement shall comply with the following: ⦁ The Consultant’s policies, except Worker’s Compensation Insurance and Professional/Technical Liability Insurance, shall be primary insurance and non-contributory to any other valid and collectible insurance available to the City with respect to any claim arising out of the Consultant’s performance under this Agreement including the defense and indemnity obligations assumed by Consultant under this Agreement. ⦁ An Umbrella or Excess Liability insurance policy may be used to supplement the Consultant’s policy limits to satisfy the full policy limits required by this Agreement. ⦁ All insurance shall be provided on an occurrence basis and not on a claims-made basis, except professional liability insurance or other coverage not reasonably available on an occurrence basis; provided that all such claims-made coverage is subject to the approval of the City Attorney. ⦁ Any insurance limits in excess of the minimum limits shall be available to the City. ⦁ All policies, except professional liability, shall be endorsed with a waiver of subrogation in favor of the City, including its elected and appointed officials, employees, and agents for losses arising from activities under this Agreement. ⦁ It shall be Consultant’s responsibility to pay any retention or deductible for the coveraeges required. The City may require the Consultant to provide proof of ability to pay losses and related expenses within the deductible and retention. ⦁ The Consultant is required to submit a Certificate of Insurance acceptable to the City as evidence of the required insurance coverage requirements. ⦁ The Consultant’s policies and Certificate of Insurance shall contain a provision that coverage afforded under the policies shall not be cancelled without at least thirty days’ advanced written notice to the City, or ten days’ written notice for non-payment of premium. ⦁ The Consultant is responsible to review and ensure all subcontractors comply with the insurance provisions contained herein and said insurance is maintained as specified. ⦁ If the City authorizes the Consultant to be self-insured, a Certificate of Self-Insurance must be attached. 5 ⦁ The Consultant shall obtain insurance policies from insurance companies having an “AM BEST” rating of A-(minus); Financial Size Category (FSC) VII or better and authorized to do business in the State of Minnesota, or as approved by the City. ⦁ The City reserves the right to immediately terminate this Agreement if the Consultant is not in compliance with the insurance requirements and retains all rights to pursue any remedies against the Consultant. ⦁ All insurance policies must be open to inspection by the City, and copies of policies must be submitted to the City’s authorized representative upon written request. ⦁ The City’s failure to approve or disapprove the Consultant’s policies or certificates shall not relieve the Consultant of full responsibility to maintain the required insurance. ⦁ If the coverage period shown on the Consultant's current certificate of insurance ends during the duration of the project, the Consultant must, prior to the end of the coverage period, obtain a new certificate of insurance showing that coverage has been extended. ⦁ No representation is made that the minimum insurance requirements are sufficient to cover the obligations of the Consultant under this Agreement. ⦁ Effect of Consultant’s Failure to Provide Insurance. If Consultant fails to provide the specified insurance, then Consultant will defend, indemnify and hold harmless the City, the City's officials, agents and employees from any loss, claim, liability and expense (including reasonable attorney's fees and expenses of litigation) to the extent necessary to afford the same protection as would have been provided by the specified insurance. Except to the extent prohibited by law, this indemnity applies regardless of any strict liability or negligence attributable to the City (including sole negligence) and regardless of the extent to which the underlying occurrence (i.e., the event giving rise to a claim which would have been covered by the specified insurance) is attributable to the negligent or otherwise wrongful act or omission (including breach of contract) of Consultant, its subcontractors, agents, employees or delegates. Consultant agrees that this indemnity shall be construed and applied in favor of indemnification. Consultant also agrees that if applicable law limits or precludes any aspect of this indemnity, then the indemnity will be considered limited only to the extent necessary to comply with that applicable law. The stated indemnity continues until all applicable statutes of limitation have run. If a claim arises within the scope of the stated indemnity, the City may require Consultant to take one of the following actions within fifteen days of receiving notice from the City: ⦁ Furnish and pay for a surety bond, satisfactory to the City, guaranteeing performance of the indemnity obligation; or ⦁ Furnish a written acceptance of tender of defense and indemnity from Consultant's insurance company. ⦁ Indemnification . Consultant will defend and indemnify City, its officers, agents, and employees and hold them harmless from and against all judgments, claims, 6 damages, costs and expenses, including a reasonable amount as and for its attorney’s fees paid, incurred or for which it may be liable resulting from any breach of this Agreement by Consultant, its agents, representatives, contractors and employees, or any negligent or intentional act or omission performed, taken or not performed or taken by Consultant, its agents, representatives, contractors and employees, relative to this Agreement. City will indemnify and hold Consultant harmless from and against any loss for injuries or damages arising out of the negligent acts of the City, its officers, agents or employees. ⦁ Termination . ⦁ This Agreement may be terminated at any time by either party for breach or non-performance of any provision of this Agreement in accordance with the following. The party (“notifying party”) who desires to terminate this Agreement for breach or non-performance of the other party (“notified party”) shall give the notified party notice in writing of the notifying party’s desire to terminate this Agreement describing the breach or non- performance of this Agreement entitling it to do so. The notified party shall have five days from the date of such notice to cure the breach or non- performance. Upon failure of the notified party to do so, this Agreement shall automatically terminate. ⦁ Upon the termination of this Agreement, whether by expiration of the original or any extended term or terms hereof, or for any other reason, Consultant shall have the right, within a reasonable time after such termination to remove from City’s premises any and all of Consultant’s equipment and other property. Except for liability resulting from acts or omissions of a party, arising, taken or omitted prior to such termination, the rights and obligations of each party resulting from this Agreement shall cease upon such termination. Any prior liability of a party shall survive termination of this Agreement. ⦁ In the event of dissolution, termination of existence, insolvency, appointment of a receiver, assignment for the benefit of creditors, or the commencement of any proceeding under any bankruptcy or insolvency law, or the service of any warrant, attachment, levy or similar process involving Consultant, City may, at its option in addition to any other remedy to which City may be entitled, immediately terminate this Agreement by notice to Consultant, in which event, this Agreement shall terminate on the notice becoming effective. ⦁ Mediation . Each dispute, claim or controversy arising from or related to this Agreement shall be subject to mediation as a condition precedent to initiating arbitration or legal or equitable actions by either party. Upon service of a written notice requesting mediation, the parties shall have ten (10) days to jointly select one person to act as mediator. If the parties are unable to agree upon a mediator, the parties shall ask the Scott County District Court to select a mediator. The mediation shall be conducted pursuant to the commercial mediation procedures of the American Arbitration Association but shall not be administered by the American Arbitration Association. No arbitration or legal or equitable action may be instituted 7 for a period of 90 days from the filing of the request for mediation unless a longer period of time is provided by agreement of the parties. Each party shall bear its own costs of the mediation process. The parties shall share equally the fees and expenses of the mediator. Mediation shall be held in the City of Prior Lake unless another location is mutually agreed upon by the parties. The parties acknowledge that mediation is a voluntary process, and that the mediator does not have the authority to bind either party absent the party’s consent. The parties shall memorialize any agreement resulting from the mediation in a mediated settlement agreement, which agreement shall be enforceable as a settlement in any court having jurisdiction thereof. ⦁ Notice . Any notice required or permitted under this Agreement shall be delivered in one or more of the following manners: (i) delivered personally; (ii) mailed by United States registered or certified mail, return receipt requested, postage prepaid; or (iii) deposited cost paid with a nationally recognized, reputable overnight courier. Notice shall be delivered or directed to an officer or agent of the Consultant or to the City Manager as applicable at the address set forth on page 1 of this Agreement. Notice shall be deemed effective on the date of receipt. Any party may change its address for the service of notice by giving written notice of such change to the other party in any manner above specified, 10 days prior to the effective date of such change. ⦁ Independent Contractor . At all times and for all purposes, Consultant is an independent contractor engaged by City to perform the services described in this Agreement and Consultant shall have no authority to employ persons or make purchases on behalf of City, or otherwise bind or obligate City. No statement in this Agreement shall be construed to find the Consultant an employee of the City. ⦁ Assignment or Subcontract . Consultant shall not subcontract any part of the Work; nor may Consultant assign this Agreement, or any interest arising herein, without the prior written consent of the City. ⦁ Audit Disclosure. Pursuant to Minn. Stat. 16C.05, Subd. 5, the books, records, documents and accounting procedures and practices of the Consultant or other parties relevant to this Agreement are subject to examination by the City and either the Legislative Auditor or the State Auditor for a period of six years. ⦁ Data Practices . Any reports, information, data, etc. given to, or prepared or assembled by the Consultant under this Agreement which the City requests to be kept confidential, shall not be made available to any individual or organization without the City's prior written approval. This Agreement is subject to the Minnesota Government Data Practice Act, Minnesota Statutes Chapter 13 (“Data Practices Act”). All government data, as defined in the Data Practices Act, which is created, collected, received, stored, used, maintained, or disseminated by Consultant in performing any of the functions of the City during performance of this Agreement is subject to the requirements of the Data Practice Act and Consultant shall comply with those requirements as if it were a government entity. All subcontracts entered into by Consultant in relation to this Agreement shall contain similar Data Practices Act compliance language. 8 ⦁ Non-Discrimination . During the performance of this Agreement, the Consultant shall not discriminate against any employee or applicant for employment because of race, color, creed, religion, national origin, sex, marital status, status with regard to public assistance, disability, sexual orientation or age. The Consultant shall post in places available to employees and applicants for employment, notices setting forth the provision of this non-discrimination clause and stating that all qualified applicants will receive consideration for employment. The Consultant shall incorporate the foregoing requirements of this paragraph in all of its subcontracts for the Work, and will require all of its subcontractors for the Work to incorporate such requirements in all subcontracts for the Work. The Consultant further agrees to comply with all aspects of the Minnesota Human Rights Act, Minnesota Statutes 363.01, et. seq., Title VI of the Civil Rights Act of 1964, and the Americans with Disabilities Act of 1990. ⦁ Conflicts . No salaried officer or employee of the City and no member of the Council, or Commission, or Board of the City shall have a financial interest, direct or indirect, in this Agreement. The violation of this provision renders this Agreement void. ⦁ Rights and Remedies . The duties and obligations imposed by this Agreement and the rights and remedies available thereunder shall be in addition to and not a limitation of any duties, obligations, rights and remedies otherwise imposed or available by law. ⦁ Damages . In the event of a breach of this Agreement by the City, Consultant shall not be entitled to recover punitive, special or consequential damages or damages for loss of business. ⦁ Enforcement . The Consultant shall reimburse the City for all costs and expenses, including without limitation, attorneys' fees paid or incurred by the City in connection with the enforcement by the City during the term of this Agreement or thereafter of any of the rights or remedies of the City under this Agreement. ⦁ Governing Law . This Agreement shall be controlled by the laws of the State of Minnesota. Venue and jurisdiction for any action, suit or proceeding arising out of this Agreement shall be only in the courts of Scott County, Minnesota or the federal courts for the United States for the District of Minnesota. ⦁ Entire Agreement . The entire agreement of the parties is contained herein. This Agreement supersedes all oral agreements and negotiations between the parties relating to the subject matter hereof as well as any previous agreements presently in effect between the parties relating to the subject matter hereof. Any alterations, amendments, deletions, or waivers of the provisions of this Agreement shall be valid only when expressed in writing and duly signed by the parties, unless otherwise provided herein. ⦁ Severability . The provisions of this Agreement are severable. If any portion hereof is, for any reason, held by a court of competent jurisdiction to be contrary to law, such decision shall not affect the remaining provisions of this Contract. 9 ⦁ Waiver. No action nor failure to act by the City or the Consultant shall constitute a waiver of any right or duty afforded any of them under this Agreement, nor shall any such action or failure to act constitute an approval of or acquiescence in any breach thereunder, except as may be specifically agreed in writing. ⦁ Counterparts . This Agreement may be executed in multiple counterparts, each of which shall be considered an original. In witness whereof, the parties have caused this Agreement to be executed by their duly authorized agents. CITY OF PRIOR LAKE ______________________ __________________________________ Date Mayor 10 ___________________________________ City Manager CONSULTANT ______________________ By: ________________________________ Date 11 Its: _______________________________ 12 Exhibit A To Public Works Consultant Pool -Master Agreement Categories/Types of Services/Charges 13 Exhibit B To Public Works Consultant Pool -Master Agreement Public Works Consultant Pool Work Order ____(Consultant Name)___ ____(Project Name)____ This work order (“Work Order”) is issued on this __________ day of ___________, 20 ___by the City of Prior Lake (“City”) pursuant to the Public Works Consultant Pool – Master Agreement dated ______________(“Contract”) between the City and _______________(“Consultant”). Based on the mutual promises and covenants set forth herein, the sufficiency of which are hereby acknowledged, the City and Consultant agree as follows: ⦁ Scope of Work Order . Consultant agrees to provide, perform and complete all the services requested by the City in this Work Order and attached Exhibit 1 (“Work”), which Work shall be subject to the terms and conditions of this Work Order and the Contract. ⦁ Term of Work Order. All Work requested by this Work Order shall be completed \[by __________________.\] OR \[in accordance with the following schedule: ___________________.\] ⦁ Compensation for Work Order\[a fixed sum of . City agrees to pay the Consultant $_______________\] OR \[an hourly sum of $__________, with total payments made in each one-year period not to exceed _________________\] as full and complete payment for the Work requested by this Work Order. ⦁ Consultant Representative. Consultant has designated ____________________ as Consultant’s representative for this Work Order. ISSUED BY CITY OF PRIOR LAKERECEIVED AND ACCEPTED BY CONSULTANT _______________________________________________________________________ __ City ManagerBy:_________________________ Its:_________________________ 14 Exhibit 1 –Scope of Work Order 15 ENGINEERING CONSULTANT SERVICES REQUEST FOR STATEMENT OF QUALIFICATIONS January 24, 2020 1 TABLE OF CONTENTS INTRODUCTION.................................................................3 STATEMENT INSTRUCTIONS..............................................3 STATEMENT OF QUALIFICATIONS CONTENT.......................4 CATEGORIES......................................................................5 STATEMENT EVALUATION AND CONTRACT AWARDS...........7 SCHEDULE.........................................................................8 CONTRACT EXECUTION......................................................9 CITY INFORMATION...........................................................10 2 INTRODUCTION This request for STATEMENTS OF QUALIFICATIONS (SOQ) has been prepared by the City of Prior Lake in order to retain the services of professional consulting firms to provide municipal engineering services for the City. The City desires to establish various categories of services to which one or more professional consulting firms will be assigned. The City of Prior Lake intends to retain up to three firms for General Municipal Engineering Services and may choose to retain at least one firm for each of the Technical/ Specialty Services described in the Section entitled “Categories of Consultants” below. Each of the selected firms will enter into a contract with the City covering the selected services. For each individual project as it arises the City will draw from the contracted firms by issuing a work order to a particular firm. It should be noted that firms are eligible to be retained in as many of the areas as they are qualified for: The municipal engineering services desired include all the planning, engineering, and support activities necessary to implement various public improvements. The services may include, but are not limited to: ⦁ Comprehensive system/ facility plans and studies ⦁ Preliminary engineering feasibility reports ⦁ Applications for various funding programs ⦁ Environmental worksheets ⦁ Design, construction and legal boundary surveys ⦁ Detailed design and plan preparation ⦁ Technical specifications ⦁ Estimates and construction contract documents ⦁ Competitive bid solicitation and evaluation ⦁ Construction engineering, inspection and observation services ⦁ Contract management the preparation of record plans and final contract close- out reports ⦁ Miscellaneous specialty/ technical services identified herein Selection and future work assignments will take into consideration the workload, expertise and past performance of proposing consulting firms or any of its representatives. STATEMENT INSTRUCTIONS 3 All responses, questions and correspondence should be directed to: Andy Brotzler Public Works Director/City Engineer City of Prior Lake 4646 Dakota St. SE Prior Lake, MN 55372 (952) 447-9832 abrotzler@cityofpriorlake.com NOTE: All statements must be receivedat City Hall no later than 3:00 p.m., February 20, 2020. STATEMENT OF QUALIFICATIONS CONTENT Cover Letter / Title Page ⦁ Include an explanation of the SOQ, the name of the firm, local address, telephone, Web site address, name of the contact person, and the date. Table of Contents ⦁ Include a clear identification of the material by section and page number. Consultant Profile ⦁ Include the areas of general services and/or technical expertise proposed to be provided directly by the firm (listed below under “Categories of Consultant”). ⦁ Identify the basis of the firm’s interest for each of the specialty categories for which the firm wishes to be considered. ⦁ Include qualifications of the firm as it relates to services to be provided. Resumes ⦁ Include the qualifications and resumes of the professional staff that will be routinely assigned to various City projects. ⦁ Include the name(s), experience, and qualifications of person(s) that will be routinely responsible for the management and administration of a contract with the City of Prior Lake. 4 References ⦁ Please include a list of municipal clients where related services were provided by staff identified in the Resumes section, and the name and telephone number of a person who may be contacted at that municipality ⦁ Include a list of current municipal clients identifying projects in progress, the specific activities being performed, and the name of a person who may be contacted at the municipality ⦁ Include a list of previous or current services provided to the City of Prior Lake and client representatives ⦁ Include a list of private clients for whom work has been or is being performed within the City of Prior Lake, the type of project, the specific activities performed, and the name of a person who may be contacted at that client Fees ⦁ Please include a fee schedule for 2020, including hourly rates, specialty rates, multipliers, percentages, etc., for the various classifications of personnel proposed to provide services under a contract with the City. Identify what services are excluded from these hourly rates (i.e., mileage, etc.) ⦁ Specifically state the firm’s preferred method of calculating fees for different types of services provided Quantity ⦁ Please submit four (4) hard copies and one digital copy of the Statement of Qualifications (SOQ). CATEGORIES OF CONSULTANTS There are two (2) primary categories of consultant services anticipated: ⦁ General Municipal Engineering ⦁ Technical/ Specialty Services The SOQ should clearly indicate whether the firm is applying for General Municipal Engineering, Technical/Specialty Services, or both. If applying for Technical/Specialty Services the SOQ shall clearly indicate which services it is applying for. General Municipal Engineering 5 Summary of Services Provide technical engineering expertise in the preparation and development of site specific and/or comprehensive system plans; prepare special studies, feasibility reports and detailed plans and specifications for specific improvement projects; provide the necessary professional and technical manpower to supervise and manage improvement contracts and provide technical assistance to the City’s professional staff as required Planning Prepare, review, update and revise comprehensive sanitary sewer, storm sewer, water main, water quality, transportation, and park systems’ plans for the City of Prior Lake Advise staff and Council of estimated costs, alternative financing methods and recommended schedules of needed capital improvements to implement provisions of the comprehensive plans Construction Prepare preliminary engineering and feasibility reports for proposed public improvement projects Perform topographic surveying for design purposes Prepare detailed plans, specifications and technical drawings necessary for the construction of public improvements Advertise and evaluate bids Conduct public hearings and assist with necessary neighborhood meetings Determine and provide legal descriptions and assist in the acquisition of necessary easements Conduct preconstruction meetings and coordinate with other utility companies, contractors, governmental agencies, etc., to ensure the proper scheduling, permit applications and general supervision of public and private improvement contracts Perform construction staking and location surveying Perform inspection and construction observation services to ensure compliance with City and other applicable agency (County, State Aid, Federal, etc.) standards and approved plans and specifications 6 Document the type and location of public improvement installations and prepare accurate record plans reflecting all changes or modification Prepare contract Close-Out Reports and perform the testing and inspections necessary to recommend acceptance to staff and the City Council Provide overall contract/ project management, acting on behalf of and as an agent for the City Assessments Assists the City staff in determining the proper and equitable assessment rates to properly finance public improvement projects Provide cost breakdown of all related project costs to allow City staff to prepare a detailed assessment allocation Miscellaneous Review, evaluate and submit suggested revisions to existing fee schedules and assessment policies, utility user rates, public improvement financing surcharges, and general financing of public improvement projects Provide technical assistance and representation for the Municipal State Aid street programs Assist in maintaining and updating City utility and street index maps Provide necessary information, as requested by staff, in preparation of annual reports, budgets, bond obligation finance statements, etc. Perform other related duties, as requested in writing, by the City Council or authorized staff Technical Specialty Consultant Services These services are for consultants who are specialized in technical or limited areas of expertise for occasional specific work programs or on-going limited services relating to their area of particular expertise (soil testing, erosion inspection, etc.) Landscape Architecture Park planning and design Streetscape planning and design 7 Natural Resources Water quality/quantity modeling and studies Antidegradation standards & TMDL implementation MS4 program implementation Water quality monitoring Hydrologic/Hydraulic modeling and analysis Erosion and sediment control Wetland Conservation Act (WCA) LGU services Stormwater Best Management Practices (BMPs) implementation Stormwater infrastructure design Bathymetric studies/analysis Soils and Materials Construction density and material testing Soil borings Pavement structural analysis/ testing Pond/lake sediment analysis/testing Traffic/ Transportation Traffic impact/ mitigation analysis Intersection Control Evaluation (ICE) Site plan layout and analysis Utilities Sanitary sewer rehabilitation and modeling Lift station design and rehabilitation Water main rehabilitation and modeling Water treatment facilities Well design and rehabilitation Tower design/inspections (including antenna installations) SCADA STATEMENT EVALUATION, FIRM SELECTION AND CONTRACT AWARDS Qualification-Based Selection (QBS): The City intends to select and award contracts to those firms evaluated to be best-qualified to perform the work for the City with cost, compatibility and other performance factors also considered. Review and Recommendation Process: Based upon review of the SOQs, the City staff Screening Committee will recommend to the Council firms proposed to be retained. The Screening Committee’s recommendation will be forwarded to the City Council for 8 consideration and formal approval anticipated at the March 16, 2020, City Council meeting. Financial Liability Limitations: The City shall not be liable for any expenses incurred by the applicant, including but not limited to, expenses associated with the preparation of the statement, attendance at interviews, preparation of a cost statement or final contract negotiations. Rights of Review: The City of Prior Lake reserves the right to reject any and all SOQs or to request additional information from all applicants. Data Practices. It shall be understood that all submissions, responses, inquiries, or correspondence relating to or in reference to this request for submissions, and all reports, charts and proposal or referencing information submitted, shall become the property of the City, and will not be returned. The City is subject to the Minnesota Government Data Practices Act, Minnesota Statute Chapter 13, and all information submitted is public unless classified by statute, or temporary classification or federal law as nonpublic or protected nonpublic, or with respect to data on individuals, as private or confidential. Qualification Evaluation: In evaluating whether a consultant is to be included in one of the categories, numerous factors shall be considered. Among those factors are the following: ⦁ An evaluation of the consultant’s technical qualifications, work experience and available personnel ⦁ Recommendations of past and existing clients ⦁ Previous experience with the City of Prior Lake ⦁ Actual or potential conflict with other clients doing business with the City of Prior Lake SCHEDULE SOQ Release01/24/2020 Deadline for Questions02/06/2020 SOQ Proposals Due to the City02/20/2020 Interviews (if applicable)02/24/2020 Contract Awards (tentative)03/16/2020 The City reserves the right to modify this schedule at the City’s discretion. Notification of changes in the response due date would be posted on the City Web site or as otherwise stated herein. CONTRACT EXECUTION 9 Negotiations and Contract Execution ⦁ The Contract shall be in the form attached subject to negotiation. ⦁ The City reserves the right to negotiate the final terms and conditions of the contract to be executed. Should the City and a consultant be unable to mutually agree upon the entire contract, the City reserves the right to discontinue negotiations, select another consultant or reject all contracts. Upon completion of negotiations agreeable to the City and consultant, a contract shall be executed. ⦁ Contract terms will be for five (5) years with an option for one additional term of three (3) years; assuming satisfactory service delivery and/or continuity of acceptable assigned personnel. The contract shall cover the general services to be provided but shall not authorize any specific work. All specific work shall be authorized through a work order issued by the City under the contract. Contracting Ethics ⦁ No elected official or employee of the City who exercises any responsibilities in the review, approval or implementation of the proposal or contract shall participate in any decision which affects his or her direct or indirect financial interest. ⦁ It is a breach of ethical standards for any person to offer, give or agree to give, any City employee or Council person or for any City employee or Council person to solicit, demand, accept or agree to accept from another person or firm, a gratuity or an offer of employment whenever a reasonable, prudent person would conclude that such consideration was motivated by an individual, group or corporate desire to obtain special, preferential, or more-favorable treatment than is normally accorded to the general public. ⦁ The firm shall not assign any interest in this contract and shall not transfer any interest in the same without the prior written consent of the City. ⦁ To remove any potential or actual conflict of interest, a regular or specialty consultant representing any private party client submitting a project or activity to the City shall not represent or review the project or activity on behalf of the City. ⦁ This firm shall not accept any private client or project which, by nature, places it in ethical conflict during its representation of the City of Prior Lake. ⦁ The City requires affirmative action and, therefore, the firm selected shall not discriminate under the contract against any person in accordance with federal, state or local regulations. Selection Criteria for Projects: For each project requiring consulting services, a municipal engineering consultant will be considered from the proper category of consultants approved by the City Council and a work order will be issued. The following criteria are 10 used for considering a consultant: ⦁ The expertise and experience of both the firm and assigned personnel with projects or activities similar to the one under consideration ⦁ The consultant’s knowledge of particular equipment, methods, time frames and services required ⦁ The appropriateness and flexibility of the consultant’s fee schedule in relationship to the industry, the City’s desires and the scope of services to be provided ⦁ The past performance of the consultant with regard to existing or previous projects or activities with the City ⦁ The current workload of the consultant CITY INFORMATION City Organization The City of Prior Lake is a statutory Plan A City. It has a Council-Manager form of government. The City provides a full array of municipal services and general administrative functions. The City Manager is the administrative head of the City, manages personnel and has purchasing authority up to $20,000. The City Council composed of four members and the Mayor, is the legislative and policy-making body of the City. City Statistics Population The City is a maturing suburban community of 20 square miles that has increased its population as shown in the following census figures: 2000 = 16,0002010 = 22,3002015 = 25,282 Infrastructure The City is responsible for maintaining approximately 111 miles of streets, 146 miles of water main, 130 miles of sanitary sewer (41 lift stations) and 82 miles of storm sewer (1 lift station). There are15 lakes, more than 150 stormwater ponds, and hundreds of wetlands interconnected through a complex storm drainage system. The City’s Water Treatment Plant (7.5 MGD) is supplied by 6 deep wells and supports 2 elevated storage tanks (1 MG and 0.75 MG) and an in-ground storage tank (1.5 MG) for a total storage of 3.25 MG. There are 2 booster stations (1.75 MGD at the Wilds and 0.30 MGD at Summit Preserve) and 2 pressure-reducing stations. The City’s Well #6 provides water to the new SMSC water plant at 1 MGD. All utility operation facilities are interconnected with a Supervisory Control and Data Acquisition (SCADA) program. 11 5-Year Capital Improvement Program (CIP) The City Council has adopted a 5-Year CIP (2020-2024) with estimated total costs at approximately $47M. More detailed information regarding the City’s CIP can be found at https://www.cityofpriorlake.com/documents/finance_cip.pdf 12 MEETING DATE:January 21, 2020 PREPARED BY:Casey McCabe, Community Development Director PRESENTED BY:Jason Wedel, City Manager AGENDA ITEM:Sand Point Beach Park Restaurant GOAL AREADesirable & Sustainable Development OBJECTIVE: 5. Create appealing public spaces to bring people together and foster a sense of place. RECOMMENDED ACTION: Review and discuss potential Sand Point Park Beach restaurant concept. BACKGROUND: City staff was contacted by owners of a local restaurant who are interested in adding a restaurant to Sand Point Park Beach. Their concept is to convert an existing structure used for restrooms, storage and concessions into a restroom and kitchen facility. The proposal also includes the addition of a large outdoor deck with customer seating. City staff toured the structure with the interested parties, who feel this is a viable concept. Upon direction from the City Council, city staff is prepared to draft an RFP for a restaurant at Sand Point Beach Park. City staff would appreciate council direction related to lease terms, public/private or private only investment in the facility, range of RFP distribution, whether there are certain expectations of the council that should be included in the RFP, and any other items the council wishes to discuss. 1 MEETING DATE:January 21, 2020 PREPARED BY:Jason Wedel, City Manager PRESENTED BY:Jason Wedel AGENDA ITEM:CR21 Medallion Art Installation GOAL AREATransportation & Mobility OBJECTIVE: 5. Focus on key corridors that take advantage of collaboration with state and county projects. RECOMMENDED ACTION: BACKGROUND: FINANCIAL IMPACT: ALTERNATIVES: ⦁ ATTACHMENTS: ⦁ 1 MEETING DATE:January 21, 2020 PREPARED BY:Ann Orlofsky, City Clerk PRESENTED BY:Ann Orlofsky AGENDA ITEM:Regular City Council Meeting Minutes January 6, 2020 GOAL AREAHigh-Value City Services OBJECTIVE: ⦁ Seek Community Engagement through a variety of communication methods to reach all residents. RECOMMENDED ACTION: . Approve minutes as presented ALTERNATIVES: ⦁ Motion and second to approve the minutes as presented. ⦁ Motion and second to deny the minutes as presented. ATTACHMENTS: ⦁ 01 06 2020 City Council Minutes 1 REGULAR CITY COUNCIL MEETING MINUTES January 6, 2020 CALL TO ORDER Mayor Briggs called the meeting to order at 7:00 p.m. Present were Councilors Thompson, Burkart, Braid, and Erickson. City Manager Wedel was absent. Also, in attendance were Assistant City Manager Olson, City Attorney Schwarzhoff, Fire Chief Steinhaus, Police Chief Frazer, Finance Director Erickson, Public Works Director/City Engineer Brotzler, Community Development Director McCabe, and City Clerk Orlofsky. PUBLIC FORUM Briggs : Reviewed the process for the public forum and explained that items scheduled for public hearing or items for which a public hearing has been held, but no final action is taken are not eligible for discussion on the public forum. Police Chief Frazer, addressed the City Council in regards to the Federal law change for licensed Tobacco Retailers. On December 20, 2019, the Federal law changed the legal purchasing age for tobacco from 18 to the age of 21. All licensees in the Prior Lake have been notified of this change. Dave Chromy, 16731 HWY 13 S, Chair of the EDA, addressed the City Council about the Purchase Agreement with The Beard Group, Inc. City Staff and the Beard Group have been working on a project for the last year and a half. This project should address several goals for the City, add more retail space, bring more residential density and market-rate apartments, redevelop underutilized properties, create more public on and off-street parking spaces, and it would help bring a new VFW Club facility to the downtown. To facilitate this project, The Beard Group must obtain two downtown parcels. The Beard Group has asked the EDA to enter into a purchase agreement whereby the EDA would purchase the 4656 Pleasant Street property from The Beard Group if the development project does not move forward. The EDA and Beard Group have entered into a similar agreement for the Sebastian Automotive property. Since funding has already been obligated to the Automotive property, the EDA does not have the funds to guarantee the purchase of the Pleasant Street property. City Council approval is required to approve these funds will be guaranteed if necessary. If the redevelopment project did not move forward, the earliest the EDA would need to purchase this property is January of 2022. The EDA is looking for the City Council’s support to facilitate this project, and he is here to answer any questions the City Council may have. The EDA thanks the City Council for the support in past years, and they look forward to working together to help keep Prior Lake a vibrant and welcoming community. Ed Speiker, Prior Lake VFW, addressed the City Council in regards to the Purchase 1 Agreement with the Beard Group, Inc. The VFW is in support of this redevelopment project and would also like to ask the City Council for their support. APPROVAL OF AGENDA MOTION BY THOMPSON, SECOND BY BURKART, TO APPROVE THE AGENDA. VOTEBriggsThompsoBurkarBraidErickson nt Aye Nay Abstai n Absen t The motion carried. APPROVAL OF CITY COUNCIL MEETING MINUTES 4A. CONSIDER APPROVAL OF DECEMBER 2, 2019 REGULAR CITY COUNCIL MEETING MINUTES MOTION BY BRAID, SECOND BY THOMPSON, TO APPROVE THE MINUTES OF DECEMBER 2, 2019 CITY COUNCIL MEETING. VOTEBriggsThompsonBurkartBraidErickson Aye Nay Abstai n Absent The motion CONSENT AGENDA Olson : Reviewed the items on the consent agenda. A.Approved of Claims Listing B. Approved November Fire Department Report C.2020 Official City Calendar D. Adopted Resolution No. 20-001 -Approving the City of Prior Lake 2019 Pay Equity Report E. Approved 2020 Massage Therapy License Renewals F.Approved the Combination of the Community Safety Advisory Committee and the Citizen Engagement Committee into the Community Engagement Committee and Update the Citizen Engagement Committee Bylaws to Reflect these changes, and approve the Elimination of the Community Safety and Traffic Safety Advisory Committee Bylaws 2 G. Adopted Resolution No. 20-002 -Appointing Members to serve on the Community Engagement Committee H.Adopted Resolution No. 20-003 -Authorizing the City Clerk and Assistant City Manager to Establish 2020 Election Absentee Ballot Board I.Approved an Encroachment Agreement with Jason and Rebekah Clark to Allow an Existing Fence to Remain on City Property J. Adopted Resolution No. 20-004 -Approving Designating Investment and Banking Authority on Behalf of the City of Prior Lake K. Adopted Resolution No. 20-005 –To Approve the Subdivision of a property located at 15930 Sunfish Trail L. Approved November Animal Report M. Adopted Resolution No. 20-006 -Authorizing the Mayor and City Manager to Enter into Grant Contract with the Metropolitan Council to Fund a City-Run Rebate/Discount Program for Residential Irrigation “Smart-Controllers” N. Adopted Resolution No. 20-007 –Accepting the Feasibility Report and Scheduling a Public Hearing to Consider the 2020 Mill and Overlay Project, City Project (STR20-000001) O.Adopted Resolution No. 20-011 -Approving Plans and Specifications and Authorizing Advertisement for Bids for the 2020 Mill and Overlay Improvement Project (STR20-0000001) MOTION BY BURKART, SECOND BY THOMPSON, TO APPROVE THE CONSENT AGENDA AS AMENDED. VOTEBriggsThompsoBurkarBraidErickson nt Aye Nay Abstai n Absen t The motion PRESENTATIONS 6A. No Presentation Scheduled PUBLIC HEARINGS 7A. No Public Hearings Scheduled OLD BUSINESS 8A. No Old Business Scheduled NEW BUSINESS 3 9A. Annual City Council Appointments Olson provided the background information. Thompson: Thanked all the volunteers who committed to help with all of these committees. Burkart: Requested to add the Suburban Transit Association to the list. Briggs: Stated he would be in support of adding the Suburban Transit Association to the list and inviting a resident to serve this group. Briggs asked if all the transportation items should be consolidated. Burkart: Appreciated the feedback. He pointed out the distinction between transportation and transit. Transportation is more infrastructure-focused, and transit focused on mass transit. The two don’t necessarily meet. MOTION BY THOMPSON, SECONDED BY BRAID, TO APPROVE THE COUNCIL APPOINTMENTS. VOTEBriggsThompsoBurkarBraidErickson nt Aye Nay Abstai n Absen t The motion 9B. Approval of Contract for Lobbying Fees –SCALE Olson provided the background information. Braid: Wanted the taxpayers of Prior Lake to know that the City Council is working hard to protect their tax dollars with this item. The Council’s commitment to move forward with changing the state law to have statutory authority to charge these fees is important. It helps the City’s prospect to change that state law and works towards making developers pay their fair share. The $25 million dollar gap that the City would currently have in infrastructure funding would not fall on the shoulders of the existing taxpayers of Prior Lake. Because of all these reasons, Braid will be in favor of this. Burkart: Kuddos to the Mayor for the leadership role he has taken with this challenge to reach equanimity between all the parties involved related to growth. This is something that Burkart has been in favor of for a long time. This will be an uphill battle, as there are some powerful interests involved in the capital. The City has done well to add accuracy to the conversation, but the City needs concrete, consistent, timely 4 lobbying efforts to help this move forward. If people in the community have questions about this, he urges them to reach out to the City Council to get answers. Briggs: Applauds the Council for their wisdom. This Council stood unified and supported this cause. When this was shared with SCALE, it was unified that they would step in and pick up 100% of the costs of the lobbying fee. It was the leadership and the strength of this City Council that he believes demonstrated that they could and will lead Scott County that those costs are not born by existing taxpayers. MOTION BY BURKART, SECONDED BY BRAID, TO APPROVE THE CONTRACT FOR LOBBYING FEES. VOTEBriggsThompsoBurkarBraidErickson nt Aye Nay Abstai n Absen t The motion 9C. Adopt Resolution No. 20-009 –Authorizing the EDA to Enter into a Real Estate Purchase Agreement with the Beard Group, Inc. McCabe provided the background information on the Real Estate Purchase Agreement with the Beard Group, Inc. Erickson: Clarified that Beard Group, Inc. is purchasing the home, but this agreement guarantees the purchase for the bank. Would this commit a future Council? McCabe: Explained that this is correct. These funds would come from the EDA budget in 2022. Schwarzhoff: Explained that yes, that is what is occurring. Just as the City enters into any multi-year contract, you are committing the City Council to commit to this contract. Braid: Asked how these properties get acquired and about how it’s the total purchase price, not just one individual property. McCabe: Explained that the redevelopment area includes many different areas and property ownerships. It has taken a while to get to this point, but this would involve the City-owned parking lot on Colorado Street, the three parcels of the current VFW site, the Pleasant Street home, and the current Sebastion Automotive site, and the City- owned parking lots. The City will work with Northland Securities to determine the base evaluation of all properties and estimate future improvements. Briggs: Asked Director McCabe to comment on what some might consider a gap between the taxable valuation and what the purchase agreement has in it for a number. McCabe: Explained the Scott County estimated market value of $184,300, and the 5 purchase price that the property owner has agreed to pay is $350,000. There is a gap because of the value of this property to the developer and to the development to make this happen. In meeting with the developers, they feel the comparable of $350,000 is reasonable; if this were on the open market, it would have a significantly higher price tag. Briggs: Added that it was also important to note that there is an interested seller for this parcel. Erickson: Mentioned that transit funds were used to acquire the city parking lots in this area for a park and ride. How would that be addressed? McCabe: Explained that he has already had conversations with Minnesota Valley Transit Authority. There are two parcels that this would apply to, and the funds would need to be made whole. As apart of this acquisition process, those funds would be reimbursed to MVTA, who is Prior Lake’s transit provider, and they would use those funds for transit projects in Prior Lake or Scott County. Braid : Properties are bought and sold on market value, not what the taxation value is. This is one of the biggest projects the City has seen, and we have heard from the VFW that their building needs repairs and for more room. This project will help them get there. He is in support of this project. MOTION BY BRAID, SECONDED BY BURKART, TO ADOPT RESOLUTION NO. 20-009 –AUTHORIZING THE EDA TO ENER INTO A REAL ESTATE PURCHASE AGREEMENT WITH THE BEARD GROUP, INC. VOTEBriggsThompsoBurkarBraidErickson nt Aye Nay Abstai n Absen t The motion 9D. Adopt Resolution No. 20-010 –Approving the Purchase of Property at 4662 Dakota Street SE and Authorizing the Mayor and City Manager to Execute the Purchase Agreement McCabe presented the background information. Thompson: Asked where would these funds come from as this project was not budgeted. 6 McCabe: Explained that the Finance Officer would determine appropriate funding sources for this project. Braid: Added that having a willing seller come forward for this property is important. The City tried to purchase this property years ago and an unwilling seller. If the City does move forward, he would be looking at areas to cut funding to make this work. He does understand Thompson’s concerns about the budget, but he does think this makes sense to support our downtown businesses. He would be comfortable supporting the $275,000. Erickson: Added that he would support the $275,000. He thinks it’s a good idea for the City to buy it because we have a willing seller; however, that does not mean that it is a reason for the property to be marked up. Thompson: Does not like the idea of using reserves for this. She has concerns about how the City will find the funding to purchase this house. She does see the benefit of purchasing the home, but she needs to understand where this $275,000 will come from. ERICKSON MOVED, BRAID SECONDED, TO DIRECT STAFF TO COME UP WITH A COUNTER OFFER OF $275,000, AND TO COME BACK WITH POTENTIAL FUNDING SOURCES. VOTEBriggsThompsoBurkarBraidErickson nt Aye Nay Abstai n Absen t The motion REMOVED CONSENT AGENDA ITEMS 10A. 2020 Official City Calendar Briggs: Asked for the July 6, 2020 meeting be slated as a tentative meeting just as the meeting in December is posted. It would provide flexibility for the City Manager to have a meeting if the agenda items stack up. MOTION BY BRIGGS, SECONDED BY ERICKSON, TO POST THE 1 ST MEETING IN JULY AS TENTATIVE MEETING. VOTEBriggsThompsoBurkarBraidErickson nt Aye Nay 7 Abstai n Absen t The motion OTHER BUSINESS / COUNCILMEMBER REPORTS Erickson: SCALE Meeting in December. Braid: 12/9 PC Meeting, EDA Meeting, December SCALE meeting, 12/10 Scott County Quarterly Meeting, and shopped local Burkart: 12/16 Suburban Transit Authority, 12/18 Unified Transit Management Planning Committee Thompson: 12/2 Agenda Review with Wedel, 12/10 Prior Lake-Spring Lake Watershed Meeting, 12/16 Accepted gifts to the Prior Lake Fire Department, 12/18 Chamber Christmas Party at The Pointe Briggs: 12/10 Scott County Quarterly Meeting, 12/12 Local Government Innovation Awards, 12/13 SCALE meeting Olson: 12/7Tip-A-Cop, Absentee Voting begins 1/17 for the Presidential Primary on 3/3. 12A. OTHER BUSINESS 13A. ADJOURNMENT MOTION BY THOMPSON, SECOND BY BRAID, TO ADJOURN THE MEETING AT 8:09 P.M. VOTEBriggsThompsoBurkarBraidErickson nt Aye Nay Abstai n Absen t The motion Respectfully Submitted, _____________________________ Lori Olson, Assistant City Manager 8 MEETING DATE:January 21, 2020 PREPARED BY:Janet Ringberg, Accounting Specialist PRESENTED BY:Cathy Erickson, Finance Director AGENDA ITEM:Approval of Claims Listing GOAL AREAHigh-Value City Services OBJECTIVE: 1. Establish financial stability for all funds. RECOMMENDED ACTION: Approve the claims list as presented. BACKGROUND: The purpose of this agenda item is to provide the City Council with a listing of in-voices that have been paid within a specific time period pursuant to MN Statute 471.38 Subd. 3a. Current Circumstances The current claims listing is a check register which includes a chronological listing of payments issued (check, EFT, ACH, and wires) with the associated vendor and description of the claim paid. The option to include a general ledger account number is not available with this report. CurrentCircumstances The current claims listing is a check register which includes a chronological listing of payments issued (check, EFT, ACH, and wires) with the associated vendor and description of the claim paid. The option to include a general ledger account number is not available with this report. Payments Issued 12/28/2019 –1/10/2020 DateChecksACHEFTTotals 12/30/20192,052.552,052.55 12/31/20195,623.065,523.06 1/3/202091,487.91170,114.152,751.50264,353.56 1/6/202028,810.6828,810.68 1/7/2020110.00110.00 1/8/20208,966.958,966.95 10/10/2020106,859.6965,335.2474,518.71246,713.64 198,347.60235,449.39122,833.45556,630.44 Issues The City Council has asked why payroll payments are not included with the claims listing. MN Statute 471.38 Subd. 2 states “The provisions of this section do not apply 1 to any claim or demand for an annual salary or fees of jurors or witnesses, fixed by law, nor to the salary or wages of any employee whose salary or wages have been fixed on an hourly, daily, weekly or monthly basis, by the governing board of the municipality, and which is now authorized by law to be paid on a payroll basis.” This means that the Council approved budget, which includes payroll, does not need to be approved again or separately by the Council. Payroll information has historically been included as part of the expenditures in the Quarterly Financial Report provided to the Council. At the request of the Council and City Manager we have included the payroll paid, by department, for the previous month. We are providing the information in the same format as the quarterly expenditure financial reporting and will provide it on a monthly basis. As a reminder, the city pays wages two weeks in arrears and some pay is seasonal and overtime. Overall, the payroll information is more meaningful on a quarterly basis. Conclusion The Council should consider approving the attached report on claims paid as part of the consent agenda. ALTERNATIVES: ⦁ 1)Motion and second as part of the consent agenda to adopt the claims list as presented. ⦁ 2)Motion and second to remove the claims list from the consent agenda for ATTACHMENTS: ⦁ Claims Listing 01 21 2020 ⦁ Payroll by Department -Nov 2019 ⦁ Payroll by Department -Dec 2019 2 CHECK REGISTER FOR CITY OF PRIOR LAKE 1/6Page: 01/13/2020 11:47 AM User: Janet DB: Prior Lake CHECK DATE FROM 12/28/2019 - 01/10/2020 AmountDescriptionVendor NameVendorCheckBankCheck Date Bank 1 General Bank 2,052.55 2019 HRA ClaimsMEDICA000133255530(E)112/30/2019 1,465.50 TRN20-000002 Survey & Base MappingBOLTON & MENK INC000026375531(A)101/03/2020 110.00 2020 Membership DuesCHAMBER OF COMMERCE000033705532(A)101/03/2020 300.00 PL-opoly Sponsor 410.00 1,408.00 HP ProDesk, Monitor, AdapterCOMPUTER INTEGRATION TECH000037605533(A)101/03/2020 1,125.00 Jan 2020 CIT Managed Backup 1,762.50 Jan 2020 Managed Services 4,295.50 39.99 Duggan - Short Sleeve ShirtGALLS LLC000070755534(A)101/03/2020 66.82 USB Flash DrivesGRANT PROM000277445535(A)101/03/2020 1,980.00 Dec 2019 GeneralHOFF BARRY PA000273875536(A)101/03/2020 288.75 Dec 2019 Bylaws 123.75 Dec 2019 Data Practices/Open Meeting 660.00 Dec 2019 Finance 206.25 Dec 2019 Franchises 495.00 Dec 2019 PW/Engineering 123.75 Dec 2019 Recreation 495.00 Dec 2019 Comm Dev 495.00 Dec 2019 EDA 618.75 Dec 2019 Enforcement 412.50 Dec 2019 Development 68.75 Dec 2019 Majestic 82.50 Dec 2019 Police 330.00 Dec 2019 Fire 412.50 Dec 2019 Code Pt 3 536.25 Dec 2019 Code Pr 8 330.00 Dec 2019 Code Pt 11 231.25 Dec 2019 Litigation 1,490.75 Dec 2019 Spec Assmt Appeald 123.75 Dec 2019 Annexation 9,504.50 51.54 Misc Office SuppliesINNOVATIVE OFFICE SOLUTIONS LLC000271495537(A)101/03/2020 203.00 2019 MileageKELSEY COY000112625538(A)101/03/2020 271.44 2019 MileageKEVIN ROACH000185135539(A)101/03/2020 138,178.11 Jan 2020 Waste Water ServiceMETROPOLITAN COUNCIL000134005540(A)101/03/2020 125.00 Safety Boots 2019SAM OLSON000270295541(A)101/03/2020 946.00 Faith Lutheran Church Dev Plan ReviewWSB & ASSOCIATES INC000237805542(A)101/03/2020 1,861.00 2019 Watermain Project 9,829.75 TRN20-000001 Fish Pt Road Eng Svcs 1,782.50 Green Hghts/Pershing TRN22-000001 1,083.50 Misc As-Builts 15,502.75 5,623.06 Dec 2019 Natural Gas BillsCENTERPOINT ENERGY000135705543(E)112/31/2019 110.00 2019 Dental ClaimsDELTA DENTAL000272135544(E)101/07/2020 11.60 Jan 2020 Merchant FeesAUTHORIZE.NET000268215545(E)101/03/2020 1,195.00 2019 Dental ClaimsDELTA DENTAL000272135546(E)101/03/2020 CHECK REGISTER FOR CITY OF PRIOR LAKE 2/6Page: 01/13/2020 11:47 AM User: Janet DB: Prior Lake CHECK DATE FROM 12/28/2019 - 01/10/2020 AmountDescriptionVendor NameVendorCheckBankCheck Date 482.00 2019 Dental Claims 1,677.00 1,062.90 Dec 2019 Merchant FeesPAYMENT SERVICE NETWORK INC000161415547(E)101/03/2020 2,400.00 Dec 2019 Animal Control4 PAWS ANIMAL CONTROL LLC000067985548(A)101/10/2020 1,495.68 467 DEF System repair BOYER FORD TRUCKS INC000027105549(A)101/10/2020 392.44 Dec 2019 Misc SuppliesCARLSON HARDWARE COMPANY000031255550(A)101/10/2020 548.77 SuppliesCORE & MAIN000273285551(A)101/10/2020 1,197.52 Water Supplies 326.72 Supplies 2,073.01 647.00 Cutting EdgesCRYSTEEL TRUCK EQUIPMENT000039555552(A)101/10/2020 82.96 Safety Boots 2019DAVID MONNENS000272695553(A)101/10/2020 8.70 Cable TiesFASTENAL COMPANY000061405554(A)101/10/2020 167.40 Dec 2019 LocatesGOPHER STATE ONE-CALL INC000075255555(A)101/10/2020 236.94 PaintHIRSHFIELD'S DECORATING000086855556(A)101/10/2020 236.94 Paint 473.88 875.68 Dec 2019 UniformsHUEBSCH000275365557(A)101/10/2020 20.50 BatteriesINNOVATIVE OFFICE SOLUTIONS LLC000271495558(A)101/10/2020 315.21 Toner 15.35 Index Tabs 29.28 Coffee Filters, Cups 380.34 125.00 Safety Boots 2019JACOB HARTMAN000271385559(A)101/10/2020 4,739.02 Beet HeetK-TECH SPECIALTY COATINGS INC000275685560(A)101/10/2020 126.49 TireMTI DISTRIBUTING INC000139515561(A)101/10/2020 441.60 JD Blower skids NOVAK COMPANIES000149005562(A)101/10/2020 321.89 Dec 2019 Repair PartsO'REILLY AUTO PARTS000150885563(A)101/10/2020 106.63 150th Street RepairPENTAGON MATERIALS INC000274265564(A)101/10/2020 329.69 150th Street Repair 436.32 400.00 Jan 2020 ROWay AppPERRILL000065025565(A)101/10/2020 146.00 CPESC Re-CertificationPETER YOUNG000250235566(A)101/10/2020 610.27 Nov 2019 Data & SoftwarePRECISE MOBILE RESOURCE MGMT000165485567(A)101/10/2020 192.26 Dec 2019 Misc SuppliesPRIOR LAKE HARDWARE000166585568(A)101/10/2020 380.80 OilTITAN MACHINERY000205235569(A)101/10/2020 1,479.60 Cold MixUNIQUE PAVING MATERIALS000213055570(A)101/10/2020 564.20 LightsVARITECH INDUSTRIES INC000222885571(A)101/10/2020 (349.95)Return 214.25 812.00 Hwy 13-Fish Lake Rd and 3368 SycamoreWATER CONSERVATION SVCS INC000232005572(A)101/10/2020 324.80 5467 150th St 1,136.80 119.97 1st Qtr 2020 Bottled WaterWATERLOGIC AMERICAS LLC000275835573(A)101/10/2020 CHECK REGISTER FOR CITY OF PRIOR LAKE 3/6Page: 01/13/2020 11:47 AM User: Janet DB: Prior Lake CHECK DATE FROM 12/28/2019 - 01/10/2020 AmountDescriptionVendor NameVendorCheckBankCheck Date 18.60 Tire valve stem WOLF MOTOR CO INC000236755574(A)101/10/2020 95.08 Regulator 98.77 815 Drivers seat belt buckle 89.95 546 DEF repair 302.40 62.50 5172 Hope St Retaining WallWSB & ASSOCIATES INC000237805575(A)101/10/2020 8,038.75 Comprehensive Parks Master Plan 20,269.50 Water Main Replacement - Rustic Road 1,415.00 Spring Lake Ridge Dev Plan Review 1,787.00 2019 Watermain Project 2,360.50 TH 13/ Duluth Avenue Engineering Service 9,458.00 TRN20-000001 Fish Pt Road Eng Svcs 1,421.00 Green Hghts/Pershing TRN22-000001 125.50 2019/220 MSAS Assistance 44,937.75 227.73 465 Belt tensioner ZIEGLER INC000265005576(A)101/10/2020 479.80 2019 Dental ClaimsDELTA DENTAL000272135577(E)101/06/2020 7,290.55 2019 HRA ClaimsMEDICA000133255578(E)101/06/2020 21,040.33 Jan 2020 Electric BillsXCEL ENERGY000147205579(E)101/06/2020 8,966.95 4th Qtr 2019 State SurchargeMN DEPT OF LABOR & INDUSTRY000138015580(E)101/08/2020 74,441.97 Jan 2020 Health Insurance PremiumsMEDICA000133255581(E)101/10/2020 76.74 Jan 2020 Merchant Card FeesTRANSFIRST000206935582(E)101/10/2020 635.00 Mtce Center Generator RepairADVANCED POWER SERVICE INC00027572105313101/03/2020 69.95 Battery Back-UpBATTERIES PLUS00002130105314101/03/2020 675.00 2020 Firehouse Software MaintenanceESO SOLTUIONS INC00027644105315101/03/2020 23,460.07 N-Sight Neptune Software LicenseFERGUSON WATERWORKS #251600006231105316101/03/2020 1,057.98 Firefighter Gloves, Bar Container HolderFIRE EQUIPMENT SPECIALTIES INC00006455105317101/03/2020 470.94 Mtce Center Electrical RepairHAYES ELECTRIC INC00008315105318101/03/2020 10,659.55 M&V 2020HONEYWELL INTERNATIONAL INC00026863105319101/03/2020 25.00 2020 MembershipIPMA-HR00027073105320101/03/2020 1,750.00 Pay Equity Compliance TestingKEYSTONE COMPENSATION GROUP LLC00027218105321101/03/2020 20,210.00 2020 Membership DuesLEAGUE OF MINN CITIES00012450105322101/03/2020 275.00 Burkart - 2020 Elected Leaders Institute 20,485.00 300.00 Detail 2008 Dodge SprinterMARTY'S AUTO SALES00027690105323101/03/2020 72.00 2020 DOT Inspection Decals MN STATE PATROL, CMV SECTION00026856105324101/03/2020 2,300.00 Marketing - Tech Village, Fast Track BusNEON LIZARD CREATIVE GRAPHIC DES 00027584105325101/03/2020 216.00 Postage Meter 10/11/2019 - 1/10/2020PITNEY BOWES00016400105326101/03/2020 225.00 2020 Bulk Mail Permit #33POSTMASTER00016490105327101/03/2020 237.50 PD Card Reader RepairPRO-TECH DESIGN INC00027429105328101/03/2020 3,700.00 2020 SubscriptionRECDESK LLC00026885105329101/03/2020 4,000.00 Fireworks - Decembrrr DazzleRES PYRO00027743105330101/03/2020 3,900.00 2020 SubscriptionTRACKER A DIVISION OF C2 LLC00020662105331101/03/2020 2,920.00 2020 Software License FeeTRACKER PRODUCTS LLC00020664105332101/03/2020 9,269.18 2020 Software Maintenance TYLER TECHNOLOGIES00003765105333101/03/2020 1,758.89 2020 Third Party Printing Interface Mtce 11,028.07 600.00 Briggs - 2020 Membership DuesURBAN LAND INSTITUTE00026975105334101/03/2020 2,381.00 Bluebeam Revu Software MtceUS CAD00013104105335101/03/2020 319.85 SuppliesVIKING ELECTRIC SUPPLY00022630105336101/03/2020 32.81 UB REFUND # 1-02924-06ADMIR MUJKANOVIC REFUND-UB105337101/10/2020 14.04 UB REFUND # 4-04897-03ALEX & FRANCESCA KEMPSTON REFUND-UB105338101/10/2020 CHECK REGISTER FOR CITY OF PRIOR LAKE 4/6Page: 01/13/2020 11:47 AM User: Janet DB: Prior Lake CHECK DATE FROM 12/28/2019 - 01/10/2020 AmountDescriptionVendor NameVendorCheckBankCheck Date 898.43 Dock SuppliesAMERICAN MUSCLE DOCKS & FABRICATION00026897105339101/10/2020 121.61 UB REFUND # 1-03941-00ARTIE MILLER REFUND-UB105340101/10/2020 187.91 UB REFUND ACCT# 1-00296-03ASHLEY ABBOTTREFUND-UB105341101/10/2020 257.10 Media ConverterAUTOMATIC SYSTEMS CO00001975105342101/10/2020 6,122.35 Well #6 Services 6,379.45 2,947.00 2019 Ground Water QUALITY MonitoringBARR ENGINEERING CO00002113105343101/10/2020 6,759.00 2019 Ground Water LEVEL Monitoring 9,706.00 458.48 397 Tires BAUER BUILT INC00002145105344101/10/2020 131.59 UB REFUND # 2-04169-00BERNICE LEAHYREFUND-UB105345101/10/2020 315.38 UB REFUND #3-00571-00BOB WELSH REFUND-UB105346101/10/2020 54.99 UB REFUND # 1-01090-01BRIAN & TIFFANY WENNGATZREFUND-UB105347101/10/2020 65.29 UB REFUND # 4-06241-00BRIAN CARTER REFUND-UB105348101/10/2020 57.61 UB REFUND # 3-05588-00BRUCE & SUSAN KRONENREFUND-UB105349101/10/2020 271.70 Dec 2019 Parks RefuseBUCKINGHAM COMPANIES00002919105350101/10/2020 1,719.84 De-IcerCARGILL INC00003123105351101/10/2020 22.48 UB REFUND # 4-07941-01CHAD BROSIOUS REFUND-UB105352101/10/2020 134.62 UB REFUND # 1-06679-00CHRISTINE THEILEN REFUND-UB105353101/10/2020 837.50 Summit Booster GuttersCISCO'S HUNG WELL SIDING INC00027742105354101/10/2020 3,137.93 Dec 2019 UB BillingCSG SYSTEMS INC00027506105355101/10/2020 346.67 UB REFUND # 308830-00CUBESMART, LPREFUND-UB105356101/10/2020 56.67 UB REFUND IRRIGATION # 3-08831-00 403.34 65.22 Dec 2019 Bottled WaterCULLIGAN BOTTLED WATER00003958105357101/10/2020 229.17 UB REFUND # 3-02627-03DAVID GLAESERREFUND-UB105358101/10/2020 104.02 Head LampDELEGARD TOOL CO00004333105359101/10/2020 110.82 Small tools 214.84 39.74 UB REFUND # 4-05522-00DENISE PRESCOTTREFUND-UB105360101/10/2020 92.97 UB REFUND # 1-00244-00DENNIS & CAROL RACETTE REFUND-UB105361101/10/2020 1,605.29 Unmarked Squad 2019 Ford #103077DRIVER & VEHICLE SERVICES00004610105362101/10/2020 43.37 UB REFUND # 1-06851-98ELIZABETH & BRIAN AMIOTREFUND-UB105363101/10/2020 106.14 UB REFUND # 3-01137-01EMIL PEDICK REFUND-UB105364101/10/2020 54.73 UB REFUND # 4-06327-00EMILY ROBINSON REFUND-UB105365101/10/2020 4,753.00 Water Meter PartsFERGUSON WATERWORKS #251600006231105366101/10/2020 2,113.10 Water Meter Parts 127.19 Water Meter Parts 407.18 Water Meter Parts 7,400.47 46.65 9260 Tanker repair FLEETPRIDE00003260105367101/10/2020 440.01 9260 and 465 Floor mats 486.66 997.68 Cutting edges H&L MESABI00008008105368101/10/2020 875.41 Mtce Center Electrical RepairHAYES ELECTRIC INC00008315105369101/10/2020 CHECK REGISTER FOR CITY OF PRIOR LAKE 5/6Page: 01/13/2020 11:47 AM User: Janet DB: Prior Lake CHECK DATE FROM 12/28/2019 - 01/10/2020 AmountDescriptionVendor NameVendorCheckBankCheck Date 552.00 Electrical Repair 1,427.41 2,000.00 Down Pmt - 5/15/2020 Music in the ParkHELLO! BOOKING INC00008439105370101/10/2020 59.00 UB REFUND # 1-06915-01INESSA HANSEN REFUND-UB105371101/10/2020 71.78 UB REFUND ACCT #: 1-02553-01JACKIE SUSSREFUND-UB105372101/10/2020 329.10 SuppliesJEFFERSON FIRE & SAFETY INC00010359105373101/10/2020 38.38 UB REFUND # 1-01880-00JOSEPH FISCHERREFUND-UB105374101/10/2020 7,805.95 Dec 2019 UnleadedKELLEY FUELS INC00011219105375101/10/2020 8,964.48 Dec 2019 Diesel 16,770.43 9.99 UB REFUND # 3-03158-00KEVIN KERRREFUND-UB105376101/10/2020 100.00 6/5/2020 Beach Party DowmpmtKIDSDANCE00011347105377101/10/2020 7,226.33 9216 Turbo replacement LARSON COMPANIES00012320105378101/10/2020 48.62 UB REFUND # 3-09071-00LENNAR HOMES REFUND-UB105379101/10/2020 7.43 UB REFUND #3-00570-00LEROY FARRELLREFUND-UB105380101/10/2020 224.85 Tire RecyclingLIBERTY TIRE RECYCLING LLC00012628105381101/10/2020 25.65 Tire Recycling 250.50 14.81 UB REFUND # 3-04605-05LINDA DAWSONREFUND-UB105382101/10/2020 149.26 PartsLUBE-TECH & PARTNERS LLC00012791105383101/10/2020 183.54 UB REFUND # 1-00714-00MARK MONROE REFUND-UB105384101/10/2020 23.85 Water SuppliesMENARDS LUMBER CO00013318105385101/10/2020 31.92 Tough Box 616.66 Parks Supply 672.43 17,221.05 Dec 2019 SAC ChargesMETROPOLITAN COUNCIL-SAC00013406105386101/10/2020 750.00 Hand SoapMINNCOR INDUSTRIES00013543105387101/10/2020 263.90 Dec 2019 Random Drug TestingMN OCCUPATIONAL HEALTH00027099105388101/10/2020 32.00 Park SupplyMONNENS SUPPLY INC00013909105389101/10/2020 28.80 Park Supply 60.80 335.00 Membership 2020MPSTMA00013949105390101/10/2020 1,146.18 Dec 2019 Repair PartsNAPA AUTO PARTS00014060105391101/10/2020 60.00 UB REFUND # 4-04860-04OPEN DOOR LABSREFUND-UB105392101/10/2020 44.12 UB REFUND 3 4-07491-04OPENDOORREFUND-UB105393101/10/2020 673.32 UB RFUND # 2-02859-00PAM MELVILLE-DELLIREFUND-UB105394101/10/2020 16.26 UB REFUND # 3-04641-00PHILIP KLEIN REFUND-UB105395101/10/2020 10.00 2020 Bulk Mail Permit #33 (Add'l Amt DuePOSTMASTER00016490105396101/10/2020 38.04 510 Chipper knife bolts POWERPLAN00022435105397101/10/2020 149.64 2019 CWCU ExpensesPRIOR LAKE-SPRING LAKE00016820105398101/10/2020 103.76 UB REFUND #4-07225-03ROBERT DUFRESNEREFUND-UB105399101/10/2020 19.34 UB REFUND # 1-08401-01ROBERT REES REFUND-UB105400101/10/2020 87.50 UB REFUND # 3-08875-01SANKARI WRIGHT REFUND-UB105401101/10/2020 132.62 UB REFUND # 4-06084-00SARAH STEFFLREFUND-UB105402101/10/2020 3,882.99 SuppliesSCALE TEC 00019074105403101/10/2020 12.05 UB REFUND # 4-08005-01SCOTT & DIANE RITCHIE REFUND-UB105404101/10/2020 325.00 Cash ICR #19015206SCOTT COUNTY ATTORNEY00019232105405101/10/2020 74.00 Cash ICR #18016849 399.00 CHECK REGISTER FOR CITY OF PRIOR LAKE 6/6Page: 01/13/2020 11:47 AM User: Janet DB: Prior Lake CHECK DATE FROM 12/28/2019 - 01/10/2020 AmountDescriptionVendor NameVendorCheckBankCheck Date 36.47 UB REFUND #2-03581-03SEAN HENRETTY REFUND-UB105406101/10/2020 123.75 PaintSHERWIN-WILLIAMS CO00019456105407101/10/2020 82.38 Dec 2019 Legal AdsSOUTHWEST NEWSPAPERS00019676105408101/10/2020 915.96 Eco ThawSPECIALTY SOLUTIONS LLC00027576105409101/10/2020 162.50 Cash ICR #19015206STATE TREASURER00019796105410101/10/2020 37.00 Cash ICR #18016849 199.50 152.93 UB REFUND # 408302-02STEPHANIE & ALAN EL-DARAZIREFUND-UB105411101/10/2020 4,166.00 FleetZoomSYCOM INC00019985105412101/10/2020 9.81 UB REFUND #3-00065-01T.J & NATALIE BROWN REFUND-UB105413101/10/2020 21.04 UB REFUND # 1-01276-0THERESA IRMEN-DUNN REFUND-UB105414101/10/2020 90.00 UB REIMBURSEMENT SIGNPOST # 3-03430-02TITLE SMART REFUND-UB105415101/10/2020 356.46 Dec 2019 Misc SuppliesTRACTOR SUPPLY CREDIT PLAN00020663105416101/10/2020 296.00 Parts and ServiceTRI COUNTY WATER METRO SOUTH00005247105417101/10/2020 450.00 Anderson,Karrow - Shade Tree CourseUNIVERSITY OF MINNESOTA00021770105418101/10/2020 6.22 ShippingUPS00021400105419101/10/2020 24.54 Shipping 30.76 6,610.15 Jan 2020 Cell Phone BillsVERIZON WIRELESS00001315105420101/10/2020 16.27 UB REFUND # 1-06509-00WILFRED & GEO FRITZREFUND-UB105421101/10/2020 2,250.35 Warming House RentalWILLIAMS SCOTSMAN INC00027554105422101/10/2020 1 TOTALS: 556,630.44 Total of 163 Disbursements: 0.00 Less 0 Void Checks: 556,630.44 Total of 163 Checks: City of Prior Lake Expenditures- Payroll OnlyAs of 12/31/2019 (Preliminary & Unaudited)ACTIVITY FOR ACTIVITY FORVariance fromVariance fromPREVIOUS MONTH MONTH 2019 2019 2019 Amended Budget - % BDGT 11/30/2018 from 201811/30/201912/31/2019BudgetAmendedActual YTDPositive (Negative)USEDActual YTDPositive (Negative)GENERAL FUNDFunction: General Government41110.00 MAYOR & COUNCIL 4,018 4,018 48,216 48,216 48,216 - 100% 39,180 (9,036) 41320.00 ADMINISTRATION 21,693 21,740 279,108 279,108 342,189 (63,081) 123% 282,494 (59,696) 41330.00 BOARDS & COMMISSIONS 700 - 10,000 10,000 7,600 2,400 76% 8,900 1,300 41400.00 CITY CLERK FUNCTIONS 6,647 6,647 46,058 46,058 59,825 (13,767) 130% - (59,825) 41410.00 ELECTIONS- - - - - - n/a 18,043 18,043 41520.00 FINANCE28,941 25,498 357,827 357,827 340,575 17,252 95% 336,905 (3,670) 41820.00 HUMAN RESOURCES 9,480 9,718 117,024 117,024 116,006 1,018 99% 114,751 (1,255) 41830.00 COMMUNICATIONS 6,480 6,552 83,189 83,189 78,627 4,562 95% 78,990 364 41910.00 COMMUNITY DEVELOPMENT 17,553 17,889 228,629 228,629 207,029 21,600 91% 224,263 17,235 41920.00 INFORMATION TECHNOLOGY 9,163 9,163 118,162 118,162 112,944 5,218 96% 115,847 2,903 41940.00 FACILITIES - CITY HALL 5,104 5,547 61,434 61,434 61,473 (39) 100% 64,337 2,865 Total - Function General Government109,780 106,771 1,349,647 1,349,647 1,374,483 (24,836) 102% 1,283,710 (90,773) Function: Public Safety42100.00 POLICE215,243 232,625 3,090,997 3,110,197 2,787,953 322,244 90% 2,947,665 159,713 42200.00 FIRE29,580 21,787 328,855 328,855 303,607 25,248 92% 331,068 27,461 42400.00 BUILDING INSPECTION 33,684 34,479 420,164 420,164 417,958 2,206 99% 429,955 11,997 Total - Function Public Safety278,507 288,892 3,840,016 3,859,216 3,509,518 349,698 91% 3,708,688 199,170 Function: Public Works43050.00 ENGINEERING 19,392 18,387 233,208 233,208 219,361 13,847 94% 221,401 2,040 43100.00 STREET23,741 25,736 314,132 314,132 268,645 45,487 86% 292,533 23,888 43400.00 CENTRAL GARAGE 12,354 13,595 170,418 170,418 152,630 17,788 90% 153,327 698 Total - Function Public Works55,487 57,717 717,758 717,758 640,636 77,122 89% 667,262 26,626 Function: Culture and Recreation45100.00 RECREATION 14,284 14,959 237,601 218,401 227,375 (8,974) 104% 257,627 30,252 45200.00 PARKS47,306 50,410 775,214 775,214 712,103 63,111 92% 790,327 78,224 Total - Function Culture and Recreation61,590 65,369 1,012,815 993,615 939,478 54,137 95% 1,047,954 108,476 General Fund Payroll Only Expenditures Total505,365 518,749 6,920,236 6,920,236 6,464,115 456,121 93%6,707,615 243,500 COMPARATIVEAnnual City of Prior Lake Expenditures- Payroll OnlyAs of 12/31/2019 (Preliminary & Unaudited)ACTIVITY FOR ACTIVITY FORVariance fromVariance fromPREVIOUS MONTH MONTH 2019 2019 2019 Amended Budget - % BDGT 11/30/2018 from 201811/30/201912/31/2019BudgetAmendedActual YTDPositive (Negative)USEDActual YTDPositive (Negative)COMPARATIVEAnnualEDA FUNDFunction: Economic Development 46500.00 ECONOMIC DEVELOPMENT 8,134 7,864 97,587 97,587 101,551 (3,964) 104% 94,992 (6,559) EDA Fund Payroll Only Expenditures Total8,134 7,864 97,587 97,587 101,551 (3,964) 104%94,992 (6,559) WATER FUNDFunction: Water41520.00 Finance3,965 3,965 53,089 53,089 47,278 5,811 89% 42,386 (4,892) 49400.00 Water40,641 42,481 496,447 496,447 479,458 16,989 97% 483,212 3,754 Water Fund Payroll Only Expenditures Total44,606 46,446 549,536 549,536 526,736 22,800 96%525,598 (1,138) SEWER FUNDFunction: Sewer41520.00 Finance3,965 3,965 50,564 50,564 47,274 3,290 93% 42,382 (4,892) 49450.00 Sewer37,470 40,169 477,722 477,722 465,989 11,733 98% 446,533 (19,456) Sewer Fund Payroll Only Expenditures Total41,435 44,133 528,286 528,286 513,264 15,022 97%488,915 (24,348) STORM WATER FUNDFunction: Storm Water49420.00 Water Quality 20,915 18,577 225,752 225,752 233,778 (8,026) 104% 218,369 (15,409) Storm Water Fund Payroll Only Expenditures Total20,915 18,577 225,752 225,752 233,778 (8,026) 104%218,369 (15,409) City-Wide Total Payroll Expenditures620,454 635,769 8,321,397 8,321,397 7,839,443 481,954 94% 8,035,489 196,046 City of Prior Lake Expenditures- Payroll OnlyAs of 11/30/2019 (Preliminary & Unaudited)ACTIVITY FOR ACTIVITY FORVariance fromVariance fromPREVIOUS MONTH MONTH 2019 2019 2019 Amended Budget - % BDGT 11/30/2018 from 201810/31/201911/30/2019BudgetAmendedActual YTDPositive (Negative)USEDActual YTDPositive (Negative)GENERAL FUNDFunction: General Government41110.00 MAYOR & COUNCIL 4,018 4,018 48,216 48,216 44,198 4,018 92% 35,915 (8,283) 41320.00 ADMINISTRATION 9,862 21,693 279,108 279,108 320,450 (41,342) 115% 242,844 (77,605) 41330.00 BOARDS & COMMISSIONS 900 700 10,000 10,000 7,600 2,400 76% 7,900 300 41400.00 CITY CLERK FUNCTIONS 6,647 6,647 46,058 46,058 53,177 (7,119) 115% - (53,177) 41410.00 ELECTIONS- - - - - - n/a 23,656 23,656 41520.00 FINANCE28,788 28,941 357,827 357,827 315,077 42,750 88% 287,324 (27,753) 41820.00 HUMAN RESOURCES 10,769 9,480 117,024 117,024 106,288 10,736 91% 98,451 (7,837) 41830.00 COMMUNICATIONS 6,398 6,480 83,189 83,189 72,075 11,114 87% 67,718 (4,357) 41910.00 COMMUNITY DEVELOPMENT 18,705 17,553 228,629 228,629 189,140 39,489 83% 182,697 (6,443) 41920.00 INFORMATION TECHNOLOGY 9,163 9,163 118,162 118,162 103,781 14,381 88% 100,988 (2,794) 41940.00 FACILITIES - CITY HALL 4,965 5,104 61,434 61,434 55,926 5,508 91% 54,832 (1,094) Total - Function General Government100,216 109,780 1,349,647 1,349,647 1,267,712 81,935 94% 1,102,325 (165,387) Function: Public Safety42100.00 POLICE219,437 215,243 3,090,997 3,110,197 2,555,327 554,870 82% 2,390,533 (164,794) 42200.00 FIRE25,684 29,580 328,855 328,855 281,820 47,035 86% 285,358 3,538 42400.00 BUILDING INSPECTION 33,818 33,684 420,164 420,164 383,479 36,685 91% 370,654 (12,824) Total - Function Public Safety278,939 278,507 3,840,016 3,859,216 3,220,626 638,590 83% 3,046,545 (174,081) Function: Public Works43050.00 ENGINEERING 19,056 19,392 233,208 233,208 200,974 32,234 86% 189,067 (11,908) 43100.00 STREET23,308 23,741 314,132 314,132 242,910 71,222 77% 240,118 (2,792) 43400.00 CENTRAL GARAGE 12,354 12,354 170,418 170,418 139,035 31,383 82% 129,931 (9,104) Total - Function Public Works54,719 55,487 717,758 717,758 582,919 134,839 81% 559,115 (23,804) Function: Culture and Recreation45100.00 RECREATION 15,108 14,284 237,601 218,401 212,416 5,985 97% 233,474 21,058 45200.00 PARKS53,946 47,306 775,214 775,214 661,693 113,521 85% 710,004 48,312 Total - Function Culture and Recreation69,054 61,590 1,012,815 993,615 874,109 119,506 88% 943,478 69,369 General Fund Payroll Only Expenditures Total502,927 505,365 6,920,236 6,920,236 5,945,365 974,871 86%5,651,463 (293,902) COMPARATIVEAnnual City of Prior Lake Expenditures- Payroll OnlyAs of 11/30/2019 (Preliminary & Unaudited)ACTIVITY FOR ACTIVITY FORVariance fromVariance fromPREVIOUS MONTH MONTH 2019 2019 2019 Amended Budget - % BDGT 11/30/2018 from 201810/31/201911/30/2019BudgetAmendedActual YTDPositive (Negative)USEDActual YTDPositive (Negative)COMPARATIVEAnnualEDA FUNDFunction: Economic Development 46500.00 ECONOMIC DEVELOPMENT 8,864 8,134 97,587 97,587 93,686 3,901 96% 87,373 (6,313) EDA Fund Payroll Only Expenditures Total8,864 8,134 97,587 97,587 93,686 3,901 96%87,373 (6,313) WATER FUNDFunction: Water41520.00 Finance3,822 3,965 53,089 53,089 43,313 9,776 82% 35,150 (8,163) 49400.00 Water41,361 40,641 496,447 496,447 436,978 59,469 88% 407,759 (29,219) Water Fund Payroll Only Expenditures Total45,184 44,606 549,536 549,536 480,290 69,246 87%442,909 (37,382) SEWER FUNDFunction: Sewer41520.00 Finance3,822 3,965 50,564 50,564 43,310 7,254 86% 35,147 (8,163) 49450.00 Sewer37,986 37,470 477,722 477,722 425,821 51,901 89% 392,271 (33,550) Sewer Fund Payroll Only Expenditures Total41,808 41,435 528,286 528,286 469,131 59,155 89%427,418 (41,713) STORM WATER FUNDFunction: Storm Water49420.00 Water Quality 20,394 20,915 225,752 225,752 215,201 10,551 95% 193,512 (21,689) Storm Water Fund Payroll Only Expenditures Total20,394 20,915 225,752 225,752 215,201 10,551 95%193,512 (21,689) City-Wide Total Payroll Expenditures619,176 620,454 8,321,397 8,321,397 7,203,674 1,117,723 87% 6,802,675 (400,999) MEETING DATE:January 21, 2020 PREPARED BY:Lynda Allen, Building Department PRESENTED BY:Casey McCabe, Community Development Director AGENDA ITEM:Approval of Building Permit Report GOAL AREAHigh-Value City Services OBJECTIVE: 6. Seek community engagement through a variety of communication methods to reach all residents. RECOMMENDED ACTION: Accept the December Building Permit Report as presented. ALTERNATIVES: ⦁ Motion and second as part of the consent agenda to accept the December Building Permit Report as presented. ⦁ Motion and second to remove the claims list from the consent agenda for additional discussion. ATTACHMENTS: ⦁ December Building Permit Report 1 MEETING DATE:January 21, 2020 PREPARED BY:Ann Orlofsky, City Clerk PRESENTED BY:Ann Orlofsky AGENDA ITEM:Accept Animal Control Services Report GOAL AREAPublic Safety OBJECTIVE: 5. Address threats to community standards through code enforcement. RECOMMENDED ACTION: Accept the December Animal Control Services Report as a part of the consent agenda. ALTERNATIVES: ⦁ 1. Motion and second as part of the consent agenda to accept the animal control services report. ⦁ 2. Motion and second to remove this item from the consent agenda for additional discussion. ATTACHMENTS: ⦁ Animal Control Services Report 1 MEETING DATE:January 21, 2020 PREPARED BY:Jason Etter, Accounting Manager PRESENTED BY:Cathy Erickson, Finance Director AGENDA ITEM:Approval of the November 2019 Treasurer’s Report GOAL AREAHigh-Value City Services OBJECTIVE: 1. Establish financial stability for all funds. RECOMMENDED ACTION: Approve the November 2019 Treasurer’s Report as submitted. BACKGROUND: The purpose of this agenda item is for the Council to consider approval of the monthly Treasurer’s Report for November 2019. This information is being provided in a format which categorizes the balances by fund type. A second page is included to provide the Fund Balance Classification for each of the funds as well as the restrictions placed upon their usage. Even though the business-type funds for Spetember have an “unrestricted” fund balance and the General Fund for Octoberhave an “unassigned” fund balance, it does not necessarily mean that the balance is available to appropriate to other funds for other uses. There are constraints in place due to the type of fund or based on the City’s fund balance policy. Current Circumstances Staff has prepared a preliminary summary of the activity in the funds for the month of November, 2019. The Treasurer’s Report reflects beginning cash balance, receipts, disbursements, and the ending cash balance for each fund. As shown on the November Treasurer’s Report, the balance of cash and investments, is $37M. Of this balance, $36.8M is investments and $200K is cash. The Report is preliminary, unaudited and will change. The attached memorandum provides a summary of the fund descriptions. ALTERNATIVES: ⦁ Motion and second as part of the consent agenda to approve the November 2019 Treasurer’s Report as submitted. ⦁ Motion and second to remove the Treasurer’s Report from the consent agenda for additional discussion. ATTACHMENTS: ⦁ 5D 2019 Nov Treasurer Report (attach 1) ⦁ 5D 2019 Nov Treasurer Report-Descript of Funds (attach 2) ⦁ 5D 2019 Nov Treasurer Report (attach 3) 1 City of Prior Lake Treasurers Report Nov 2019 Fund 11/1/2019 11/30/2019 Fund Type & Name No. Balance Receipts Disbursements Balance Business-Type Funds Water Fund 601 4,460,667.82$ 134,351.08$ 258,503.10$ 4,336,515.80$ Sewer Fund 604 1,914,885.00 57,751.40 246,161.78 1,726,474.62 Water Quality Fund 602 1,088,648.03 14,959.15 40,140.93 1,063,466.25 Total Business-Type Funds 7,464,200.85$ 207,061.63$ 544,805.81$ 7,126,456.67$ Governmental-Type Funds General Fund 101 6,374,976.13$ 498,050.27$ 1,238,494.86$ 5,634,531.54$ Special Revenue Funds Cable Franchise Fund 210 68,264.18$ 97.38$ -$ 68,361.56$ Capital Park Fund 225 1,805,473.05 2,573.29 1,511.88 1,806,534.46 Police Forfeiture Fund 235 224,176.47 4,331.24 10,008.11 218,499.60 EDA Special Revenue 240 467,470.23 1,637.42 14,889.70 454,217.95 Econ Dev Federal Revolving Loan Fund 250 128,566.30 183.40 0.00 128,749.70 Econ Dev MN Revolving Loan Fund 255 170.05 0.24 0.00 170.29 Developer Agreement Fund 260 959,954.62 55,273.00 33,756.00 981,471.62 Total Special Revenue Funds 3,654,074.90$ 64,095.97$ 60,165.69$ 3,658,005.18$ Capital Project Funds Tax Increment 402 15,679.80$ 923.65$ -$ 16,603.45$ TIF #1-3 413 119,695.01 170.74 0.00 119,865.75 TIF #3-1 414 118,852.92 169.54 0.00 119,022.46 TIF #1-4 415 - - - - TIF #5-1 416 8,885.46 12.67 0.00 8,898.13 TIF #6-1 417 364,868.31 520.47 0.00 365,388.78 TIF #1-4 418 743.63 1.06 0.00 744.69 TIF #1-5 419 12,273.26 17.51 0.00 12,290.77 Revolving Equipment Fund 410 698,104.67 1,121.04 36,907.53 662,318.18 Revolving Park Equipment Fund 430 792,539.92 1,105.39 17,624.00 776,021.31 Facilities Management Fund 440 450,917.48 643.22 0.00 451,560.70 Permanent Impr Revolving Fund 450 530,900.21 123,890.19 0.00 654,790.40 Construction Fund 501 4,705,581.06 8,195.70 33,523.25 4,680,253.51 Trunk Reserve Fund 502 3,983,300.17 54,340.94 765.00 4,036,876.11 Street Oversize Fund 503 1,265,933.43 1,805.81 0.00 1,267,739.24 Water Storage Fund 505 1,270,148.52 37,430.34 0.00 1,307,578.86 Total Capital Project Funds 14,338,423.85$ 230,348.27$ 88,819.78$ 14,479,952.34$ Debt Service Funds 314-351 & 549-573 $ 4,626,425.36 51,032.39$ -$ 4,677,457.75$ Agency Fund 801 1,045,472.50$ 59,000.00$ 166,300.00$ 938,172.50$ Total Governmental Type Funds 30,039,372.74$ 902,526.90$ 1,553,780.33$ 29,388,119.31$ Internal Service Funds 7xx 552,169.22$ 3,056.56$ -$ 555,225.78$ Total All Funds 38,055,742.81$ 1,112,645.09$ 2,098,586.14$ 37,069,801.76$ Investment Pool & Ratio as of 11/30/2019 99.41% 36,851,667.87$ This report does not reflect financial obligations from contracts, agreements, purchases, services received, etc. City of Prior Lake Treasurers Report Nov 2019 Fund Type & Name Fund Balance Classification Constraints Business-Type Funds Water Fund Unrestricted Identified on utility bill for this purpose Sewer Fund Unrestricted Identified on utility bill for this purpose Water Quality Fund Unrestricted Identified on utility bill for this purpose Governmental-Type Funds General Fund Unassigned Cash flow, emergencies, one-time opportunities Special Revenue Funds Cable Franchise Fund Assigned for communications Statutory obligation to use for PEG access Capital Park Fund Assigned for capital improvements Contractually obligated; park dedication fees EDA Special Revenue Assigned for development Economic Development Econ Dev Federal Revolving Loan Fund Restricted for economic development Economic Development Econ Dev MN Revolving Loan Fund Restricted for economic development Economic Development Developer Agreement Fund Assigned for development Contractually obligated; Capital Project Funds Tax Increment Restricted for tax increment Contractually obligated by tax increment agreements TIF #1-3 Restricted for tax increment Contractually obligated by tax increment agreements TIF #1-4 Restricted for tax increment Contractually obligated by tax increment agreements TIF #3-1 Restricted for tax increment Contractually obligated by tax increment agreements TIF #4-1 Restricted for tax increment Contractually obligated by tax increment agreements TIF #5-1 Restricted for tax increment Contractually obligated by tax increment agreements TIF #6-1 Restricted for tax increment Contractually obligated by tax increment agreements Revolving Equipment Fund Assigned for capital improvements Identified for equipment replacement Revolving Park Equipment Fund Assigned for capital improvements Identified for park equipment replacement Facilities Management Fund Assigned for capital improvements Identified for funding Facilities Management Plan Permanent Improvement Revolving Fund Assigned for capital improvements Identified for funding street improvement projects Construction Fund Restricted for capital improvements Construction projects in progress Trunk Reserve Fund Assigned for capital improvements Contractually obligated by developer agreements Street Oversize Fund Assigned for capital improvements Contractually obligated by developer agreements Water Storage Fund Assigned for capital improvements Contractually obligated by developer agreements Debt Service Funds Restricted for Debt Service Reserved for contractually obligated debt service Agency Fund N/A Escrows to be reimbursed to depositors Internal Service Funds Unrestricted Identified as payment for severance compensation and insurance TREASURER’S REPORT FUND DESCRIPTIONS General Fund - Represents the resources to support general operating budget expenditures of the City. The year - end fund balance represents dollars that have accumulated over a period of time. The City Council has designated a minimum of 45% of the current operating budget, for working capital to finance city operations. Water Fund - For the collection of water billing utility revenue. This enterprise fund balance is allocated for the operational costs of the Water departments and normally reserved for large capital municipal system expenses. Sewer Fund - For the collection of sewer billing utility revenue. This enterprise fund balance is allocated for the operational costs of the Sewer department and normally reserved for large capital municipal system expenses. Water Quality Fund - An enterprise account funded by the storm water charge that is generated on the bi-monthly water and sewer utility bills. The funds in the account are dedicated to finance water quality improvements including departmental administration, storm water maintenance operations and improvement projects related to water quality. Cable Franchise Fund - Acts as a clearing house for funds received from the cable franchise company as specified by ordinance. Capital Park Fund - Dedicated funds received from developers in accordance with the City’s Park Dedication requirement when land is platted. Funds are collected for the purpose of developing the City’s neighborhood park and trail system. These dollars are programmed throughout the course of the City’s Capital Improvement Program. Police Forfeiture Fund – Special revenue fund created to track criminal and DWI forfeiture revenues and expenditures. ED Special Revenue – Reserved and expended at the direction of the Prior Lake Economic Development Authority for specific economic development activity as allowed by MN Statute. The purpose is to provide economic incentives for new business expansion within the community. ED Fed/MN Loan Funds - Accounts for the proceeds of economic development grants received either from the federal government or the State of Minnesota to provide seed money for a revolving loan account. Th is provides economic incentive for new business expansion within the community. DAG Special Revenue Fund - Special revenue fund related to costs the City incurs in connection with a subdivision. Fees are paid to the City by the developer when the Development Contract and Final Plat are approved by City Council. Revenues are used to pay for legal expenses incurred with review and approval of the plat and inspection services on developer installed-utilities for newly approved subdivisions within Prior Lake. Water Revenue Bond Fund – PW Bldg - Debt service fund to pay bonds issued to construct the public works maintenance building. The capital facility charge generated on the utility bill provides the funding for the bond payments which occur semi-annually. Funds are transferred from Sewer and Water Fund. Water Revenue Bond Fund – WT Plant - Debt service fund to pay bonds issued to construct the water treatment plant. Revenue from the utility bills provides the funding for the bond payments which occur semi-annually. Funds are transferred from Sewer and Water Fund. Tax Increment Funds - Represents an accumulation of funds such as bond proceeds and project administration fees charged to companies requesting project write-downs in the form of tax increment financing for new and/or redevelopment. The TIF district property taxes are then deposited in a number of tax increment funds established to track their respective revenue. Revolving Equipment Fund - A regular replacement schedule for equipment needs of the City in excess of $5,000 has been adopted. Periodic fund transfers are appropriated to provide a funding source for the acquisition and purchase of new and replacement vehicles and equipment. Revolving Park Equipment Fund – Consists of funds reserved for the replacement of park equipment. Facilities Management Fund – Established in conjunction with the Facilities Management Plan (FMP). The FMP provides a schedule of major repairs, replacements and upgrades to all of the City facilities. Permanent Improvement Revolving Fund – Consists of funds available for annual street mill and overlay projects with any remaining funds to be used to provide upfront funding for future improvements. Construction Fund - Represent unexpended bond proceeds that are reserved to pay for improvement projects approved by the City Council on an annual basis. These dollars are necessary to complete outstanding construction contracts and related engineering and professional services. Street Oversize Fund - Consists of dedicated revenue generated by fees associated with new development and new construction building permits for the funding of pedestrian related improvements i.e., bikeways, sidewalks, trails plus right of way acquisition along collector streets and occasional collector street links. Trunk Reserve Fund - Consists of dedicated revenue generated from utility connection permits and acreage fees assessed at time of sewer and water installation for the recovering of trunk oversizing costs and central municipal system improvements i.e., wells lift stations, force mains, etc. These dollars are programm ed throughout the course of the City’s capital improvement plan. Water Storage Fund - Accounts for the water tower fee that is charged and collected on building permits. This fund balance is 100% reserved for the construction of elevated and ground water storage facilities. Debt Service Funds - Represents prepayments of special assessments, property tax collections and special levies needed to pay the outstanding bonded indebtedness of the City. This fund balance is 100% reserved for the payment of bond principal and interest. Agency Fund - Accounts for the residential building permit deposit that is refunded to the building contractor upon final inspection. This provides financial assurance that the property site will be adequately cleaned up and debris free before an occupancy permit is granted. Severance Compensation Fund – Internal Service Fund established to partially fund the City’s compensated absence liability associated with the accrued vacation and sick leave for employees upon termination as recommended by the State Auditor’s Office. Insurance Fund – Internal Service Fund established to track revenues and expenditures related to insurance funds. MEETING DATE:January 21, 2020 PREPARED BY:Jason Etter, Accounting Manager PRESENTED BY:Cathy Erickson, Finance Director AGENDA ITEM:Adopt Resolution No. 20-012 –Electing the Non-Waiver of Statutory Municipal Tort Liability Limits and Declining Excess Liability Insurance Coverage GOAL AREAHigh-Value City Services OBJECTIVE: ⦁ Establish financial stability for all funds. RECOMMENDED ACTION: Adopt Resolution No. 20-012 -Electing the Non-Waiver of Statutory Municipal Tort Liability Limits and BACKGROUND: The City of Prior Lake participates in the League of Minnesota Cities Insurance Trust (LMCIT) for obtaining its liability, property, casualty, automobile and workers compensation insurance coverage. As a condition of insurance policy renewal the City must annually execute an “LMCIT Liability Coverage Waiver Form” and: 1.Determine whether to waive the statutory liability limits; and 2.Determine whether to acquire excess liability insurance coverage. History Prior Lake has been insured by the LMCIT since 1987. On a business exposure basis the City has incurred relatively few claims with the overall dollars being fairly low. Over the period from 2/01/2014 to 2/01/2019, the City’s liability paid losses have amounted to a total of about $75,400 or an average of about $15,080 per year. Fortunately, the City has never incurred an insurance liability eligible claim more than the MN statutory tort limits. Current Circumstances LMCIT members that obtain liability coverage from the LMCIT must decide whether to waive the statutory tort liability limits to the extent of the coverage purchased. That decision has the following effects: If the City does not waive the statutory tort limits, the City’s liability is limited by statute to no more than $500,000 per claimant and $1.5 million per occurrence for all claimants. These statutory tort limits apply regardless of whether the City purchases the optional excess liability coverage. A tort is a civil wrong whereby an injured party may be entitled to compensation. If the City waives the statutory tort limits and does not purchase excess liability coverage, a single claimant could potentially recover up to $2 million for a single occurrence. Under this option, the tort cap liability limits are waived to the extent of the member’s liability coverage limits, which for LMCIT members is $2 million per occurrence. The total all claimants (regardless of the number) would be able to recover for a single occurrence to which the statutory tort limits apply would also be limited to $2 million. The cost to waive the statutory limits would be about 3.5% of our base 1 liability premium or approximately $3,500 annually. If the City waives the statutory tort limits and purchases excess liability coverage, a single claimant could potentially recover an amount up to the limit of the coverage purchased. The total all claimants would be able to recover for a single occurrence to which the statutory tort limits apply would also be limited to the amount of coverage purchased, regardless of the number of claimants. Excess liability insurance provides an additional $1 million of liability insurance over and above the $2 million policy limit on non-tort claims. This additional coverage acts as an umbrella and would provide the City additional insurance protection for claims that would be exempt from statutory tort limits. The added cost for excess liability insurance would be approximately $31,000 annually if we choose not to waive tort liability limits and $38,000 if we choose to waive the limits. Because of the cost, the City has not elected this insurance coverage provision in previous years. Claims to which the statutory municipal tort limits do not apply are not affected by this decision. For coverage written or renewed on or after November 15, 2014, LMCIT’s liability coverage will provide a limit of $2 million per occurrence. The LMCIT is providing higher coverage limits than the statutory limit in order to give member cities better protection. The statutory liability limit caps the City’s liability for many types of claims but some liability claims, aren’t covered by the statutory limit, so the City’s potential liability is unlimited. The higher limit also protects against a major incident in which many people might be injured. Another reason to provide higher limits is because it is increasingly more common to see contracts require more than the statutory limit of $1.5 million. Waiving the liability limit protection afforded the City by statute or the purchase of excess liability insurance will increase the likelihood that claims will be made above the normal limits. The premiums for the additional coverage will increase insurance costs. If a claimant is successful in recovering greater damages under the higher limits, future premium costs will escalate. The majority of cities elect the non-waiver of statutory municipal tort liability limits. About 28% of the cities insured by LMCIT purchase the additional coverage. By executing the waiver, the city would be sending a message to the public that is not consistent with today’s economy or our fiduciary responsibility. In the past the Council has declined waiving the statutory monetary limits because it increases the award amount available to a successful plaintiff, it encourages larger settlements, and it drives up the City’s insurance premium. FINANCIAL IMPACT: Summarized in the table below is the increase in insurance premium costs associated with either of the above elections: Estimated Annual Premium Cost Increase Non-WaiverWaiver Primary Coverage $0 $3,500 2 Excess Liability Coverage$ 31,000$38,000 Total$ 31,000$41,500 ALTERNATIVES: ⦁ Approve the resolution Electing the Non-Waiver of Statutory Municipal Tort Liability Limits and Declining Excess Liability Insurance Coverage. ⦁ Remove this item from the consent agenda for additional discussion. ATTACHMENTS: ⦁ 2020 LMCIT Insurance Non-Waiver -Resolution 3 RESOLUTION 20-012 A RESOLUTION ELECTING THE NON WAIVER OF STATUTORY MUNICIPAL TORT LIABILITY LIMITS AND DECLINING EXCESS LIABILITY INSURANCE COVERAGE Motion By:Second By: WHEREAS,Minnesota Statutes 466.04 imposes limits on municipal tort liability; and WHEREAS,The City of Prior Lake has the option to waive the protection of statutorily imposed limits on what a claimant can recover in a tort liability action: and WHEREAS,The League of Minnesota Cities Insurance Trust (LMCIT) offers municipalities the option to purchase excess liability insurance; and WHEREAS,The Prior Lake City Council has evaluated whether to waive the limit on tort liability and whether to purchase excess liability coverage for non- tort claims; and WHEREAS,The City of Prior Lake has historically exhibited relatively low claims experience. NOW THEREFOREBE IT HEREBY RESOLVED BY THE CITY COUNCIL OF , PRIOR LAKE, MINNESOTA that the City of Prior Lake hereby exercises the following elections with respect to the available LMCIT insurance options: The City of Prior Lake DOES NOT WAIVE the monetary limits on X municipal tort liability established by MN Statutes 466.04 effective for the 2020 policy year. The City of Prior Lake declines excess liability coverage effective X for the 2020 policy year. Passed and adopted by the Prior Lake City Council this 21st day of January 2020. VOTEBriggsThompsonBurkarBraidErickson t Aye Nay Abstain Absent 1 ______________________________ Jason Wedel, City Manager 2 MEETING DATE:January 21, 2020 PREPARED BY:Jason Etter, Accounting Manager PRESENTED BY:Cathy Erickson, Finance Director AGENDA ITEM:Adopt Resolution No. 20-013 –Accepting Donations and Grants to the City During the Fourth Quarter of 2019 GOAL AREAHigh-Value City Services OBJECTIVE: 1. Establish financial stability for all funds. RECOMMENDED ACTION: Approve the 4 th Quarter of 2019 Donations and Grants as submitted. BACKGROUND: The purpose of this agenda item is to consider acceptance of donations and grants made to the City during October, November and December of 2019 and to authorize city staff to amend the budget for any additional revenues received and expenditures that may be incurred to comply with grant agreement and restricted donations. History Minnesota State Statute 465.03 requires that the City accept a grant or demise of real or personal property and maintain such property for the benefit of its citizens in accordance with the terms prescribed by the donor. In addition to being a legal requirement, this resolution encourages transparency in government and accountability. Current Circumstances A resolution has been prepared that identifies the donations and grants that were received during the 4th quarter of 2019 and the terms in which they were presented. If a donation or grant was accepted under separate resolution, it has not been included in this current list. While it is certainly our intent to include all donations and grants for the 4th quarter of 2019, we recognize that we may have inadvertently missed some. Those will be addressed in subsequent resolutions. Conclusion Staff is requesting that the Council accept the donations and grants received and authorize them to amend the budget. Staff intends to seek Council acceptance of donations and grants each quarter during the year and amend the budget when appropriate. FINANCIAL IMPACT: Certain donations and grants and their corresponding expenditures are reflected in the annual budget due to their recurring nature. Acceptance of additional donations and grants may result in additional or offsetting expenditures depending on the terms prescribed by the donor. ALTERNATIVES: 1 ⦁ Motion and second as part of the consent agenda to approve the 4th Quarter of 2019 Donations and Grants as submitted. ⦁ Motion and second to remove the Donations and Grants from the consent agenda for additional discussion. ATTACHMENTS: ⦁ 2019 4th Q Donations and Grants Resolution 2 RESOLUTION 20-013 A RESOLUTION ACCEPTING DONATIONS AND GRANTS TO THE CITY DURING THE 4TH QUARTER OF 2019 Motion By:Second By: WHEREAS,MN Statute 465.03 requires that cities accept donations for the benefit of its citizens in accordance with the terms prescribed by the donor; and WHEREAS,Additional revenues received may require the City to incur additional expenditures in order to comply with grant agreements and restricted donations; and 1 WHEREAS,The City has received the following donations of money, goods or property during October, November and December of 2019: DonorValueDesignated Use Shakopee Mdewakanton Sioux $150,000. Community004th Quarter 2019 Police Southwest Metro Drug Task Force$10,263.2Drug Task Force Officer 1 Metropolitan Council$8,000.002019-2022 Water Efficiency Grant US Dept of Justice$1,308.19Bulletproof Vest Grant City of Shakopee$1,910.38TZD Grant 4th Qtr 2019 US Bank $255.00Fire Dept. Misc. Club Prior Donations $582.03Weekly Wooden Box Donations AV Equipment $1,000.00Club Prior Pamela Bakken Foundation$2,000.00Fire Dept. Alzheimer’s Books and Puzzles$214.00Club Prior Craft Supplies$40.00Club Prior Bingo Supplies$200.00Club Prior Pantry Food$45.00Club Prior Winter Wear$75.00Club Prior Greeting Cards$500.00Club Prior Two Whitetail Deer $200.00Club Prior Prior Lake-Savage Optimist Club$1,000.00DecemBRRR Dazzle Carbone’s (Savage) Jon Kerkow$60.00DecemBRRR Dazzle Annie Sheehan-Kerber$1,000.00Downtown Mural Prior Lake-Savage Optimist Club$1,000.00Downtown Mural GSJ Corp LLC$1,000.00Downtown Mural Buckingham Co$1,000.00Downtown Mural Lake Buoy$100.00Downtown Mural Blahnik Prchal $ Stoll$1,000.00Downtown Mural Elizabeth Baarlaer$1,000.00Downtown Mural NOW THEREFOREBE IT HEREBY RESOLVED BY THE CITY COUNCIL OF PRIOR , LAKE, MINNESOTA as follows: ⦁ The recitals set forth above are incorporated herein. ⦁ City staff is authorized to amend the budget to comply with grant agreements and restrictive donations. ⦁ The grants and donations are hereby officially accepted and acknowledged with gratitude to the donors. Passed and adopted by the Prior Lake City Council this 21 st day of January 2020 2 VOTEBriggsEricksonThompsoBraidBurkart n Aye Nay Abstain Absent ______________________________ Jason Wedel, City Manager 3 MEETING DATE:January 21, 2020 PREPARED BY:Ann Orlofsky, City Clerk PRESENTED BY:Jason Wedel, City Manager AGENDA ITEM:Adopt Resolution No. 20-014 –Approving a Temporary On-Sale Liquor License for the Prior Lake VFW GOAL AREAPublic Safety OBJECTIVE: 4. Address threats to community standards through code enforcement. RECOMMENDED ACTION: Approve the temporary on-sale intoxicating liquor license for the Prior Lake VFW for January 24, 2020. BACKGROUND: The purpose of this agenda item is to consider approval of a temporary on-sale intoxicating liquor license for the Prior Lake VFW for Friday, January 24, 2020. State statute allows non-profit organizations to apply for temporary liquor licenses as a means to raise funds for their organizations. Temporary licenses may be issued for up to four consecutive days. The City may not issue more than three (3) four-day temporary license, four (4) three day licenses, six (6) two day licenses, or twelve (12) one day license, in any combination not to exceed 23 days per year to any one organization or for any one location. No more than one temporary license may be issued to any one organization or for any one location within any 30-day period, unless the licenses are issued in connection with an official community event. Current Circumstances The Prior Lake VFW, along with the Prior Lake Chamber of Commerce, is planning an event as part of Polar Palooza, on Friday, January 24, 2020. The event will be held at the Southlake Village Mall, 16731 Highway 13 South. They plan to sell alcohol, along with other food items. The Prior Lake VFW currently holds a Club Liquor License which allows them to sell intoxicating liquor on the premises of their club to members. Because this event may sell to non-members and is being held outside of the licensed premise, a temporary liquor license is required. Conclusion The Prior Lake Police Department has completed an investigation of this applicant to ensure that all requirements and issues concerning public safety and compliance have been met. The Prior Lake VFW has provided proof of liquor liability insurance for this event. FINANCIAL IMPACT: The Prior Lake VFW has paid a license fee of $75.00 for this event. ALTERNATIVES: 1 ⦁ Motion and second to approve the temporary on-sale intoxicating liquor license for the Prior Lake VFW for January 24, 2020. ⦁ Remove this item from the consent agenda for additional discussion. ATTACHMENTS: ⦁ 2020 VFW Polar Palooza Temp Liquor Lic Res 2 RESOLUTION 20-014 A RESOLUTION APPROVING A TEMPORARY INTOXICATING LIQUOR LICENSE FOR THE PRIOR LAKE VFW Motion By:Second By: WHEREAThe Prior Lake VFW, along with the Prior Lake Chamber of Commerce, is holding an event as part of the Polar Palooza Event at Southlake Village S, Mall, 16731 Highway 13 South, on Friday, January 24, 2020; and WHEREAState statute allows non-profit organizations to apply for temporary on-sale intoxicating liquor licenses as a means to raise funds for their organizations; S, and WHEREAThe Prior Lake VFW is planning to sell liquor at this event; and S, WHEREAThe Prior Lake Police Department has completed a background checks to ensure all temporary liquor license requirements have been met. S, NOW THEREFOREBE IT HEREBY RESOLVED BY THE CITY COUNCIL OF , PRIOR LAKE, MINNESOTA as follows: ⦁ The recitals set forth above are incorporated herein. ⦁ A temporary on-sale liquor license is granted to the Prior Lake VFW for the Polar Palooza event at 16731 Highway 13 South. ⦁ This license shall be valid on January 24, 2020. ⦁ All liquor servers shall receive training prior to the event. ⦁ The Prior Lake VFW shall provide proof of liquor liability insurance as prescribed by M.S. Section 340A.409 to cover this event. PASSED AND ADOPTED THIS 21st DAY OF JANUARY 2020. VOTEBriggsThompsBraidBurkaEricks onrton Aye Nay Absen t Abstai n ______________________________ 1 Jason Wedel, City Manager 2 MEETING DATE:January 21, 2020 PREPARED BY:Sarah Schwarzhoff, City Attorney PRESENTED BY:Sarah Schwarzhoff AGENDA ITEM:Consider Adoption of an Ordinance Amending Section 308 of the City Code Relating to the Legal Age to Purchase Tobacco Related Products GOAL AREAPublic Safety OBJECTIVE: 5. Address threats to community standards through code enforcement. RECOMMENDED ACTION: Adopt the attached ordinance amending Section 308 of the City Code relating to the legal age to purchase tobacco related products. BACKGROUND: In December 2019, the federal legislature adopted and the president signed a bill which increased the legal age to purchase tobacco from 18 to 21. The law went into effect immediately. As such, City staff is requesting that the Council adopt the proposed ordinance increasing the age to purchase tobacco from 18 to 21 in order to be in compliance with federal law. Chief Frazer has sent a notice to each license holder informing them of this change in the law. The change in legal age to purchase applies to tobacco related products including electronic cigarettes and vaping products that contain nicotine. The change does not affect the legal age to sell tobacco which remains 18. The tobacco licensing ordinance will be updated in a more comprehensive manner along with the City’s other licensing regulations in the spring, this change is limited to increasing the age to purchase tobacco in compliance with federal law. FINANCIAL IMPACT: None expected. ALTERNATIVES: ⦁ Motion and second as part of the consent agenda to adopt an ordinance amending Section 308 of the City Code relating to the legal age to purchase tobacco related products. ⦁ Motion and a second to remove this item from the consent agenda for additional discussion. ATTACHMENTS: ⦁ 120-01-SECT 308 Tobacco redlined ⦁ 120-01 -Tobacco 21 ordinance 1 2 MEETING DATE:January 21, 2020 PREPARED BY:Jason Etter, Accounting Manager PRESENTED BY:Cathy Erickson, Finance Director AGENDA ITEM:Approval of 4 th Quarter Investment Report GOAL AREAHigh-Value City Services OBJECTIVE: 1. Establish financial stability for all funds. RECOMMENDED ACTION: Approve the 2019 4 th Quarter Investment Report as submitted. BACKGROUND: The purpose of this agenda item is for the Council to consider approval of the investment report for the fourth quarter of 2019. Staff has prepared a list of investments as of December 31, 2019. The Investment Report Summary Narrative provides some supplementary information with respect to the investments currently held and the allowable forms of investments permitted by Minnesota Statute. The investment software provides the ability to generate reports and charts by broker, security type, maturities, etc. The software also enables staff to track interest earned on an accrual basis versus a cash basis as well as changes in market value. ALTERNATIVES: ⦁ Motion and second as part of the consent agenda to approve the 2019 4th Quarter Investment Report as submitted. ⦁ Motion and second to remove the Investment Report from the consent agenda for additional discussion. ATTACHMENTS: ⦁ 5I 2019 4th Q Year to Year Summary Analysis (attach 1) ⦁ 2019 4th Q Investment Reports Attachments (attach 2) ⦁ 2019 4th Q Investment Reports Attachments (attach 3) 1 YTM @ Cost Cost Value Days to Maturity % of Portfolio Cash - 4,307,757 1 11.39% Certificate of Deposit 2.356 14,475,059 971 38.28% FHLMC Bond 2.071 2,540,000 511 6.72% FNMA Bond 1.733 400,000 566 1.05% LGIP 1.422 7,959,253 1 21.05% Municipal Bond 2.367 8,290,089 1,010 21.51% Total / Average 1.868 37,972,158 630 100.00% CITY OF PRIOR LAKE, MINNESOTA Investment Portfolio - Diversification, by Security Type December 31, 2019 Description City of Prior Lake - Quarterly Investment Report YTM @ Cost Cost Value Days to Maturity % of Portfolio 0-1 Month 0.988 12,512,010 1 33.09% 1-3 Months 1.930 1,043,013 49 2.74% 3-6 Months 2.700 245,000 114 0.64% 6-9 Months 2.113 793,366 249 2.09% 9-12 Months 2.022 2,429,000 320 6.42% 1-2 Years 2.176 5,427,762 519 14.27% 2-3 Years 2.374 5,776,091 953 15.23% 3-4 Years 2.758 5,426,968 1,324 14.20% 4-5 Years 2.056 4,318,948 1,716 11.32% Total / Average 1.868 37,972,158 630 100.00% CITY OF PRIOR LAKE, MINNESOTA Investment Portfolio - Diversification, by Maturity Range December 31, 2019 Description City of Prior Lake - Quarterly Investment Report Change from one 12/31/2018 3/31/2019 6/30/2019 9/30/2019 12/31/2019 year prior Market Value 10,231,597 5,559,979 13,668,660 10,371,851 12,267,010 2,035,413 1 1 1 1 1 0 2.01% 2.07% 1.95% 1.71% 0.92%-1.09% Fixed Income Assets 26,580,050 26,207,580 25,631,026 26,844,156 25,705,148 (874,902) 26,249,015 26,145,555 25,752,883 27,109,395 25,941,106 (307,909) 929 870 841 903 931 2 716 678 642 720 861 145 2.42% 2.36% 2.37% 2.33% 2.32%-0.10% Total Portfolio Value 36,811,647 31,767,559 39,299,686 37,216,007 37,972,158 1,160,512 36,480,612 31,705,534 39,421,544 37,481,246 38,208,116 1,727,504 129,632 120,321 111,297 119,459 112,473 (17,159) (331,035) (62,025) 121,857 265,239 235,958 566,993 670 718 549 651 630 (40) 517 559 419 519 582 65 2.30% 2.31% 2.22% 2.16% 1.87% -0.43% BENCHMARK 90 Day T-Bill 2.45% 2.40% 2.12% 1.88% 1.55% -0.90% 2.56% 2.44% 2.09% 1.83% 1.60% -0.96% 2.63% 2.40% 1.92% 1.75% 1.59% -1.04% Weighted Average Yield to Maturity @ Cost 6 Month Treasury 1 Year Treasury Cost Value Market Value Accrued Interest Unrealized Gain / Loss WAM (1) in Days WAM / Callable (1) in Days Weighted Average Yield to Maturity @ Cost CITY OF PRIOR LAKE, MINNESOTA Quarterly Investment Report December 31, 2019 Local Government Investment Pools / Money Market Quarterly WAM (1) in Days Weighted Average Yield to Maturity Cost Value Market Value WAM (1) in Days WAM / Callable (1) in Days City of Prior Lake - Quarterly Investment Report MEETING DATE:January 21, 2020 PREPARED BY:Cathy Erickson, Finance Director PRESENTED BY:Cathy Erickson AGENDA ITEM:Adopt Resolution No. 20-015 –Approving the Purchase of Financial System Utility Billing Software Module and Authorizing the Mayor and City Manager to Execute the Contract GOAL AREAHigh-Value City Services OBJECTIVE: 3. Ensure sufficient resources and staffing to meet service demands. RECOMMENDED ACTION: Adopt a Resolution Authorizing the Purchase of the BS&A Utility Billing Software Module of the Financial System and Authorizing the Mayor and City Manager to Execute the Contract. BACKGROUND: The purpose of this agenda item is to ask the city council to consider purchase of the BS&A financial system utility billing software module to replace the existing 2005 stand- alone utility billing software. History In 2014 the City Council approved the purchase of the BS&A financial system to replace the city’s existing financial software legacy system. All modules were purchased at that time except the building permit and utility billing modules. The last two modules were planned for future purchase/implementation. The building permit module was purchased in 2016 and the utility billing module was planned for purchase after replacement of the city’s Automated Meter Reading System (AMRS) in 2018-2019. The City has utilized InCode utility billing software, from Tyler Technology, since 2002. While the software relies on a Microsoft SQL Server database, the architecture of the database does not take full advantage of the relational database functionality resulting in slow operation of standard tasks. Reporting is limited to stock reports unless customized reports are purchased and then added to ongoing annual support fees. The user interface is outdated and requires a steep learning curve. While the City has kept the software up to date, the vendor has provided very few functionality improvements over the years. The City provides a high quality and dependable potable water supply to the residents and businesses of Prior Lake. The City also provides sewer and storm water service and maintenance for the community. The Utility Billing department utilizes software to perform the billing for water, sewer and stormwater accounts. Total accounts within the current system include over 9,000 residential, commercial, and irrigation accounts. Current Circumstances 1 With the completion of the city’s AMRS replacement project, the city is ready for the purchase of the BS&A utility billing module. As mentioned earlier, the city purchased the BS&A financial software in 2014 and has been working toward its complete implementation ever since. This is the last module needed to complete the implementation process. City staff prepared a request for quotes to ensure that the BS&A utility billing module would meet the city’s needs. BS&A provided a proposal which confirmed that the BS&A utility billing module met the functional criteria and specifications of the city in the following categories: •General (primarily integration with existing financial system modules) •Account/Location/Customer Maintenance •Meters •Billing •Inquiries •Reporting •AMRS Interface •Meter Inventory •Service Order •GIS •Technology The current utility billing software utilizes an outdated database architecture and user interface and has limited query, data entry and reporting capabilities. The BS&A utility billing module is built with the Microsoft.NET software development platform and Microsoft SQL Server relational database and will fully integrate with the existing BS&A Cash Receipting, Accounts Payable and General Ledger modules. Creating Work Efficiencies: Some of the benefits of the BS&A utility billing application include: •Wizards that offer step-by-step guidance through the billing process and final bills to ensure all necessary steps are completed. •Ability to interface with specific vendors for online credit card processing. •A built-in meter inventory system. •Meter read equipment import/export ability. •An integrated work order process that allows tracking the details of all work done on a customer’s account. •GIS integrations that allows for a direct link between the data and GIS maps. •A balance manager that provides an easy way to reconcile outstanding balances in Utility Billing with the accounts receivable balance in the General Ledger. Staff is familiar with the BS&A system navigation, application views and reporting capabilities. Some of the benefits of a fully integrated financial management system include: •Drill-down feature that allows for instant access to the originating source document. •Clickable links on reports allow users to jump to the detailed, underlying transaction information for a “summary-type” report line -even across applications. •All reports can be emailed, printed or exported to Excel, PDF, or other 2 applications and file formats. Individual User Report Profiles allow users to run memorized sets of reports. •User Groups allow you to set the same user rights for multiple users at once. This reduces the need to set up user-based security for several users with similar or identical rights in the system. •Users can be set up to login automatically to the program using Windows Active Directory usernames and passwords. •Detailed audit tracking to log virtually all changes made. Customer Service Benefits: The following customer service improvements will be implemented using the new software: •Credit card payment with real-time posting to the utility billing system. •Better reporting tools and query tools, including custom report building tools. ISSUES: The current utility billing software is outdated, cumbersome to use, does not include wizards or workflow capability, has limited reporting capabilities and any requested system changes are costly. As the city has grown, work volume has also grown. The use of updated technology that is fully integrated with the financial system should create work efficiencies and allow staff to keep up with increased call volume and creation of new accounts in our growing community. Contract Documents(attached): We are using a similar contract and forms as used in the 2014 BS&A financial system software purchase. The final contract form and Exhibits will be subject to city attorney review prior to signature by the city. FINANCIAL IMPACT: The BS&A quote is $82,705 which includes the following items: The city has budgeted a total of $70,000 for the purchase of the utility billing software ($35k budgeted in both 2019 and 2020). The cost of $12,705 that is above our budget would be paid from the water and sewer fund balance ($6,985 per fund). The final cost for training, post go-live assistance and travel expenses could be less depending on the final training schedule. Staff wants to ensure adequate up-front training, so this is 3 not an area that we are comfortable reducing at this time. The anticipated annual services are shown below: The contract will allow BS&A to increase the Annual Service Fee by no more than the yearly Consumers Price Index (CPI). The city’s current annual software service cost for Incode is $10,800. ALTERNATIVES: ⦁ Motion and second to approve as a part of consent a Resolution Authorizing the Purchase of the BS&A Utility Billing Software Module of the Financial System and Authorizing the Mayor and City Manager to Execute the Contract. ⦁ Motion and second to remove form the consent agenda for discussion. ⦁ ATTACHMENTS: ⦁ Utility Billing Software Resolution ⦁ Utility Billing Software Contract Draft Exhibit A -Scope of Work Draft ⦁ Utility Billing Software Contract Draft Exhibit B -Licensing Agreement ⦁ Utility Billing Software Contract Draft Exhibit C -Source Code Escrow 4 10 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 4.0 Functional Criteria and Specification Requirements Completed Excel document at end of this section. All of our programs are built with the Microsoft .NET software development platform, using the latest tools available. All programs work with SQL Server 2008 or newer, which provides for the linking of databases through a seamless grouping method. What this means for our customers is: a) a reduction in data entry errors, b) minimal duplicate entry, and c) overall increased productivity. These are just a few of the many ben efits of our fully integrated Financial Management system:  Drill-down feature in General Ledger allows for instant access to the originating source document.  Clickable links on reports allow users to jump to the detailed, underlying transaction information for a “summary-type” report line - even across applications.  All reports can be emailed or printed to Excel, PDF, or other applications and file formats.  Individual User Report Profiles allow users to run memorized sets of reports.  Fully integrated Budgeting with Budget Footnotes and Long Term Budget Forecasting.  Over budget notifications are available within all applications.  Automatic posting of encumbrance entries when a purchase order is approved in the Purchase Order application and then converted to an invoice in Accounts Payable.  Fully integrated receipting process - Cash Receipting updates linked applications in real time.  View journal detail and posting information from any application.  GL number verification in all applications.  Streamlined Check Reconciliation and Bank Reconciliation process from one application.  Comprehensive capabilities for budgeting all personnel costs and fringes through integrated position based budgeting.  User Groups allow you to set the same user rights for multiple users at once. This reduces the need to set up user-based security for several users with similar or identical rights in the system.  Users can be set up to login automatically to the program using Windows Active Directory user names and passwords.  Detailed audit tracking to log virtually all changes made. 11 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Utility Billing Feature-rich, yet user-friendly, our Utility Billing application provides complete billing and tracking for a variety of utility account types. Extensive use of wizards and process managers simplify complex tasks into efficient step-by-step operations, such as Final Bill, Meter Change, and Past Due/Shut Off. Deposit and work order processing features are available as well. GIS Integration GIS integration allows for a direct link between your data and GIS maps, giving you a very powerful tool to view data, plot various datasets, and quickly view neighboring accounts. Additionally, GIS integration allows graphical lookup of account locations through Google® Maps. Consumption–Based or Flat Fee Billings Flexible billing item setup accommodates both consumption-based and flat rate fees for items such as Water/Sewer, Electric, and Refuse. ACH File Creation and Paperless Billing Streamline your payment process by using ACH – payments can be automatically debited from customers’ bank accounts. Additionally, bills can be emailed to customers who want to go paperless. Wizards Offer Step-By-Step Guidance Through Common Tasks Tasks such as shut-offs, final bills, the billing process, etc., are done with a wizard, ensuring all necessary steps are completed. Customizable Billing Cycle Units can customize the billing cycle to include only those tasks they use. For example, if your unit does not use ACH, the ACH task may be removed from your billing process. Deposit Tracking Integrated deposit tracking provides the ability to calculate interest on deposits, and offers flexibility in returning deposits to customers. The deposit may be applied to the customer’s next bill, or be electronically refunded to Accounts Payable by check request. Built-In Meter Inventory System Detailed meter inventory includes purchasing information, manufacturer, serial numbers, meter location (specific area of customer’s location), curb box location, and information in general necessary for meter reads. Meter Read Equipment Exports/Imports Meter read export/import file layouts are provided for various meter manufacturers including, but not limited to: Sensus, Badger, SLC/Neptune, Itron, Greentree, and Hersey. One-Screen History View Each customer’s history information is accessed from one screen. Available tasks on this screen include: payment reversals, bill adjustments, and printing of various reports. Unlimited Billing Items/Services Per Customer The application allows for an unlimited number of user -definable billing items per customer account as well as an unlimited number of services to be used in the calculation of the billing. 12 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Aging Reports Aging reports can be generated at any time by specifying an “as of” date. This flexibility eliminates the need to print them on the last day of the month. CASS Certification The CASS certification export/import process helps reduce mailing cost by ensuring all addresses are entered correctly. Meter Read Estimates Flexible read estimation provides a variety of methods to use as the basis: account average usage, user - defined date range of meter reads, or user-defined amount of usage. Budget Billing Determine – for each billing item – whether or not to allow budget billing. The budget billing feature lets you bill fixed amounts based on user-definable history instead of the actual usage for the current cycle. Integrated Work Order process The fully integrated work order process allows you to track the details of all work done on a customer’s account. The process checks for scheduling conflicts of the staff person assigned to the task. Shut-off fees, etc., can be billed to the customer once completed. Quick Entry of Meter Reads For those units who do not use meter reading equipment to generate read files for import into Utility Billing, the application includes a process to manually enter reads en masse. You can quickly enter the reads for all customers in a billing cycle without having to visit individual accounts. Resident Linking Single-sourcing of resident names eliminates repetitive data entry by automatically updating all linked accounts. For example, changing the address on a landlord’s master record will update that address for accounts on which that landlord is selected. Transfer of Delinquent Accounts to BS&A Tax Transfer of delinquent accounts to the property tax bill is done electronically. A billing adjustment is automatically created to reduce the account balance in Utility Billing. Balance Manager: Easy Reconciliation With BS&A General Ledger The Balance Manager provides an easy way to reconcile outstanding balances in Utility Billing with the accounts receivable balance in General Ledger. Drill down into the detailed transactions for the period being reconciled to easily determine the source of any discrepancies. Letter Writer Customized letters may be generated for selected accounts, increasing customer communication and reducing clerical tasks. 13 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 BS&A Online Services Public Records Search Provides web access to various components of the desktop Financial Management applications. Key Features:  Allows Miscellaneous Receivables, Utility Billing, and Building Department (permit) data to be displayed on the web, and supports online payment of these bills  Interfaces with Point And Pay online credit card processing 14 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Sample Screen Capture Utility Billing Cycle Manager This screen capture shows UB’s Billing Cycle Manager, a step -by-step utility that walks users through billing tasks. Billing tasks can be customized for your municipality, and includes exports and imports to and from your meter reading system. The Billing Cycle Manager lets you see at a glance which tasks have been completed and which tasks still need to be done. Utility Billing GIS Integration This screen capture shows UB’s integration with GIS mapping. When you view an account, you can “jump” to GIS View, where the account is shown bordered in a color separate from the other parcels. Comments General 1 Option to integrate with parcel manager to validate parcels, addresses, owners and zoning Desired X Our application has the ability to display GIS data using shape files that can be exported from ESRI, and displayed within the application, or by pulling data directly from ArcSDE. It is also possible to integrate with ArcGIS Online, although this would require a customization. 2 Integrate with MapObjects to display on a map the data stored in Utility Management Desired X Our system can dispay GIS maps/layers directly in the application, and show information relating to accounts on the GIS map, as a custom layer. The interface is not bi-directional, and does not push information back to Esri. 3 Integrate with General Ledger and Accounts Payable for posting of bills, receipts, adjustments and refunds Critical X 4 Integrate with existing Cash Receipting System Critical X Online Portal Critical X Can view and pay account online, cannot make requests or edits. 5 Form on website for customer to fill out, we would enter the info into the system Desired X 6 Online validation and editing of customers, addresses, service locations, meters Desired X Account/Location/Customer Maintenance Critical X 7 Work flow process for:Critical X New Account Set Up Critical X Move-In/Move-Out Process Critical X New Service Set Up Critical X Account Inquiry Critical X Would like more information on what Account Inquiry workflow process you have in mind. 8 Support an unlimited number of accounts - new account numbers (occupant code suffixes) auto-generated Critical X 9 Ability to provide for user defined customer and account classification codes (i.e., residential, commercial, etc.).Critical X City to review existing account classes during pre-implementation process review 10 Ability to record Move-in and close dates for an account Critical X 11 Ability to record unlimited notes for an account Critical X 12 Provide for billing an unlimited number of services (metered or non-metered) per service location Critical X 13 Ability to record unlimited contacts (spouse, tenant(s), alternate billing addresses, etc)Critical X Unlimited Residents can be stored in the system. The system provides 4 roles in which those residents can be linked to an account. Each Resident record can store Spouse information. Name, Address Critical X Relationship Critical X Addressee should receive copies of:Critical X Bill Critical X Notices Critical X Alternate mailing address Critical X Contact phone numbers:Critical X Home Critical X Cell Critical X Work Critical X Fax Critical X Email Address Critical X 14 Indicate if Occupant is a Snowbird Critical X Should be flagged in a specific field that can be filtered, not a comment field Can be stored in a User Field on the resident or account, which can be filtered on. Fully Compliant Modification/Custom Software Not available Water/Sewer/Stormwater Critical/ Desired/ Optional Comments Fully Compliant Modification/Custom Software Not available Water/Sewer/Stormwater Critical/ Desired/ Optional 15 Indicate if Account is Irrigation-only Critical X Should be flagged in a specific field that can be filtered, not a comment or string modifier in another field (do NOT want to replicate current use of "IRR" at end of street address text field) 16 Ability to maintain account specific data including:Critical X Begin Service Date Critical X End Service Date Critical X Services attached to the meter Critical X Current Account Number Critical X Current Service Address Critical X 17 Ability to send bill to one customer on the account and late notices and shut off notices to a both owner/landlord and customer/renter on the account Critical X 18 Ability to track information through system by customer. Must be able to view all accounts that customer has had, current status of accounts and outstanding balance and have ability to drill down to account detail. Critical X 19 Ability to view the outstanding total balance on an account as well as the balance broken down by service type, current balance and previous balance Critical X As part of account view, not just billing reports 20 Ability to account for an unlimited number of security deposits per account.Optional X 21 Ability to define through table entry, an unlimited number of service types and add, change and delete service types as required Critical X 22 Ability to establish "alerts" (cash only; lien exists; e.g.) on customer accounts with the following characteristics:Desired X Called "flags" in BS&A UB. They scroll across the top of the account. There is a Service Address Flag and Account Flag, each are unlimited text fields. All alerts are user definable Desired X Unlimited number of alerts may be defined Desired X Unlimited text within one flag. Each alert has unique start and stop dates Desired X No start and stop dates, the flag will remain on the account until it is manually removed. User may define screens where alerts will appear Desired X 23 Ability to associate a service location with a parcel number (PID)Critical X 24 Ability to identify the jurisdiction (e.g. township) in which the service location is located for billing purposes (i.e. vary rates based on jurisdiction)Desired X Or, can this be met through service routes or other existing classifications? 25 Ability to identify the number of dwelling units at a service location Critical X Required for multi-family properties, will need to be populated during data conversion 26 Ability to track information through system by location. Must be able to view:Critical History of all accounts at that location Critical X Current status of accounts Critical X Outstanding balance Critical X Drill down to detail Critical X Meters Critical 27 Ability to apply tiers to a single meter at a multi-unit location - Combined consumption and divide by # of units then run through tiers Critical X E.g. multi-family properties 28 Ability to identify multiple meters at a service location Critical X 29 Ability to describe the location of the meter at a service location Critical X 30 Ability to view a history of all meters that have been installed at the service location. Critical X 31 Ability to maintain an unlimited number of meters Critical X 32 Ability to maintain meter attribute data including:Critical Meter Number Critical X Meter Make and Size Critical X MIU Number, and Installation date Critical X Register Make, Model, number of dials, display multiplier, and installation date Critical X For aging reports on register batteries Comments Fully Compliant Modification/Custom Software Not available Water/Sewer/Stormwater Critical/ Desired/ Optional Route Critical X Sequence Critical X Status Critical X Free Form Comments Critical X Unlimited User Defined Fields Critical X 15 User Defined Meter fields. Documents Critical X Can add attachments to Accounts, not to Meters Remote Documents Critical X Can add attachments to Accounts, not to Meters Number of dials on meter for transfer to N_Sight (7 for smaller than 1.5", 8 for larger)Critical X Required data field for N_Sight 33 Ability to define read types (AMR/Drive-by, Manual Read, Estimate)Critical X Clarify types of reads to research source of bill amount Read types include: Actual, Estimate, Customer Read, Auto Read, Other, N/A, Re-read, Manual Read. 34 Define measurement units and order of magnitude for a meter Critical X 35 Ability to set up deduct meter Critical X Stormwater Specific Requirements Ability to calculate commercial/industrial/institutional/multi-unit residential stormwater fee Critical X Billed SW Fee = SW Units (REU) X SW Rate Ability to have more than one REU field in the system (Stormwater fee calc uses REU calculation that is different than the REU that will be used for number of multi-family units for water/sewer tiered fees. Critical X REUs are account, billing item specific. You can have one REU per account billing item, but you can have multiple bill items. Calculate stormwater based on REUs, account type land use factor and rate.Desired X *The number of SW Units for all properties other than single-family residential is calculated based on a Land Use Factor and Area, times a factor of 3. *The Land Use Factor is based on the impervious surface area allowed by city code compared to a single-family residential lot. The Land Use Factor is as follows: Commercial: 2.07 Industrial: 1.82 Institutional: 1.38 Multi-Unit Residential: 1.65 Billing Critical 35 Support an unlimited number of billing cycles Critical X 36 Support an unlimited number of routes for various service types Critical X 37 Ability to support compound meters Critical X 38 Ability to store meter data for radio reads (i.e. MIU ID, meter ID, reading, read date)Critical X 39 Ability to estimate meter reads based on user-defined history preference Critical X 40 Ability to identify reads that were estimated versus actual readings Critical X 41 Ability for system to automatically identify roll-over readings based on meter setup Critical X 42 Ability to automatically identify rollovers on meter readings Critical X 43 Produces a consumption audit register highlighting the following parameters:Critical High/Low audits based upon user definable percentages Critical X Zero consumption Critical X Zero consumption w/o snowbirds and irrigation-only accounts Critical X Necessary to reduce time spent needed to find meter problems that require field repairs Not a separate report, would just need an additional filter on the abnormal report to key off whatever user field you decide to store snowbird and irrigation only information in. Negative consumption Critical X Excessive number of consecutive estimates (defined by user)Critical X Other potential utility billing conflicts Critical X 44 Ability to enter stop and start dates for individual rate codes on an account Critical X Comments Fully Compliant Modification/Custom Software Not available Water/Sewer/Stormwater Critical/ Desired/ Optional 45 Ability to charge for flat rate billings Critical X 46 Provide ability to group multiple meters and associated services onto a single account (e.g. large property with multiple meters) or the ability to combine multiple accounts onto a single group bill for a single owner (e.g. multiple accounts a single or varied properties owned by a single entity or property manager) Critical X 47 Ability to define an unlimited number of user-defined and maintained rate tables for each service Critical X 1) Current structure is one rate table for all customers. 2) Ability to set up rate tables by customer classification at a future date if desired (ie residential rates are different than comml rates). 48 Ability to define an effective date for rate tables Critical X 49 Ability to define service rates that are based on flat fees, consumption based, per unit charge, percentage based or user-defined formula Critical X 1) Base charge 2) Private street-related flat fee (proposed for 2021) 50 Ability to base charges for non-metered services such as sewer on water consumption from customer’s water consumption. Critical X 51 The system must provide the ability to base sewer charges that are dependent on water consumption on winter averages.Critical X Summer sewer rate lock = 150% of average of Feb & Apr billing cycle water consumption 52 Ability to define distribution of fees to multiple general ledger accounts based on user- defined account type, fee category, service type Critical X 53 Ability to print user defined message on bills.Critical X 54 Ability to automatically add late penalties to delinquent accounts according to rate structure Critical X Penalty process has to be manually initiated to apply penalties. 55 Ability to prorate bills for new accounts and closed accounts Critical X 56 Calculate final bills during at any time subject to the workflow process and approvals established by the user.Critical X 57 Ability to automatically apply deposits to a final bill Critical X 58 Ability to print final bills each billing cycle.Critical X 59 Automated calculation of deduct meter (e.g. deduct industrial steam use from sewer charges)Critical X 60 Ability to bill by cycle and produce corresponding billing registers and journal entries.Critical X 61 Ability to sort bills by zip plus four to take advantages of available postage discount Critical X 62 Ability to export bills to a file for 3rd party printing/mailing Critical X 63 Ability to view and reprint a past bill at any time Critical X 64 Ability to generate a pre-billing report to view billing amounts before actually billing accounts Critical X 65 Ability to accept full, over, partial and pre-payments Critical X 66 Ability to distribute partial payments based on user-defined preference Critical X 67 Provision for data entry correction of any distribution errors Critical X 68 Provide for auto-pay option for customers to pay from customer’s bank account. Critical X 69 The system should create an ACH file that may be submitted to the bank for processing.Critical X 70 The ACH file is fully editable after creation by the billing system and prior to submission to the bank.Critical X The ACH file is a text file, it can be edited, but any changes would make the file deviate from the payments recorded in the program. 71 Ability to import batch payment file from a lockbox payment facility or from file of checks scanned to bank Critical X 72 Ability to work with PSN, Metavante, Checkfree and online for payment import Critical X 73 Ability to scan payment information directly into the system using a bar code scanner Critical X 74 Ability to support payment arrangements for customers to schedule payments for outstanding balances Critical X Comments Fully Compliant Modification/Custom Software Not available Water/Sewer/Stormwater Critical/ Desired/ Optional 75 Ability to generate a report of all customers with payment arrangements showing scheduled due dates, amounts due and amounts paid Critical X 76 Ability to define unlimited number of notices (late, past due, shut off, etc.) based upon user-defined minimum amounts due and number of days past due Critical X 77 Ability to create late notices and automatically record event against account Critical X 78 Ability to aggregate separate billings for a single customer to one bill statement Critical X 79 Ability to assist in creating special assessment letters Critical X 80 Ability to check that each account is billed Critical X 81 Ability to incorporate the utility billing annual certification process into the system Critical X Certification admin fee added to accounts to be certified Critical X Interest charge added to accounts to be certified Critical X Adjustment packet to move certified balances out of Utility Bill AR and into Special Assessment Receivable Critical X If Special Assessment Receivable is referring to a GL#, yes that's possible. If it's referring to a separate program, we would need more information. 82 Ability to integrate utility refunds with the AP module for payment Critical X Inquiries Critical 83 Ability to display transaction history including bills, receipts, adjustments and refunds for an account Critical X 84 Ability to filter history by date, transaction type Critical X 85 Ability to change sort order of transaction history Critical X 86 Ability to display details of transaction and drill down to transaction Critical X 87 Ability to automatically track an unlimited number of events on an account, including:Critical Billings Critical X Payments Critical X Meter Reads (and type)Critical X Adjustments Critical X Notes attached to the account Critical X Documents attached to the account Critical X Statements sent to the account Critical X Printed bills are not saved to the account, but Prior Bills can be reprinted. Activities attached to the account Critical X Work Orders created for the account Critical X Form letters mailed to the account Critical X Credit transactions (NSF checks, late payments)Critical X 88 Provide for displaying and/or printing any customer account history upon request.Critical X 89 Ability to display outstanding balance by user-defined type of service, broken into aging categories Critical X 90 Ability to generate a (sub)total consumption report that shows top consumption users based upon:Critical X Date range Critical X Desired number of customers to be reported Critical X Can be filtered on account fields. Consumption type Critical X Customer/Account type Critical X 91 Ability to generate a largest dollar amounts report that shows top revenue generators based upon:Critical Date range Critical X Desired number of customers to be reported Critical X The report would list top 100. Charge category or categories Critical X Customer/Account type Critical X Comments Fully Compliant Modification/Custom Software Not available Water/Sewer/Stormwater Critical/ Desired/ Optional 92 Billing Calendar showing all critical dates in the selected month Critical X Reporting Critical 93 Transaction History Critical X 94 Account Status Critical X 95 Account Transitions (listing of Move-In, Move-Out by date range)Critical X 96 Trial Balance Critical X 97 Accounts Receivable Reconciliation Report Critical X 98 Bill Calculation Report including revenues by G/L Distribution Critical X 99 Revenues by G/L Distribution Critical X 100 Receipt Transactions Critical X 101 Payment Register Critical X 102 Adjustments Register Critical X 103 Penalties Register Critical X 104 Refunds Register Critical X 105 Past Due Register Critical X 106 Aging Balances Report Critical X 107 Deposit Reporting including Activity, Status, Uncollected, and Interest Optional X 108 Payment Assistance Plan and Payment Plan Status Reporting Optional X 109 Payment Plan Status Optional X 110 General Ledger Audit Report Critical X 111 Final End of Year Register - Summary by Fund Critical X 112 Account Balance Report Critical X 113 Billed Consumption by Tier Reporting Critical X 114 Billed Consumption by Classification by Tier Reporting Critical X 115 Active account owner/payee data with addresses, meter/MIU attributes, and PID, and active account services, and most recent read/consumption Critical X Necessary in order to run all-city account audits 116 Zero-Consumption for user-defined time range Critical X Necessary to reduce time spent needed to find meter problems that require field repairs 117 Zero-Consumption accounts for user-defined time range w/o snowbirds and/or irrigation- only accounts Critical X Necessary to reduce time spent needed to find meter problems that require field repairs 118 Service order print-outs for field staff (if not tracked electronically). Must include all current data fields plus Meter/register make/model information Critical X Needed to populate data in N_Sight for use by clerks and field staff 119 Report total billed consumption and charges for specified date range, by tier, and account type Critical X State reporting requirement 120 Report of all stormwater account charges by account type (totals and by account) for auditing Critical X Comments 1 Ability to store meter data for touch and radio reads (i.e. transponder number, radio id, radio type, register id)Critical X 2 Ability to import routes from Automatic Meter Reading system - N Sight (Neptune)Critical X 3 Ability to export routes to Automatic Meter Reading system - N Sight (Neptune)Critical X 4 Integrate with Neptune's N_Sight and N_Sight+ meter data system to obtain current meter reads and to provide account information updates:Critical X Vendor to specify version of Equinox file compatibility Neptune (509 character format), Neptune (256 character format), Neptune Equinox v1x, Neptune Equinox v2x, Neptune Equinox v3x, Neptune Equinox v4x, Neptune (513 character format w/leak detection) Reads pulled from N_Sight: Account number, Meter ID, MIU ID, Date read, Reading Critical X Account information sent to N_Sight: Account number, Acct. Name, Acct. Address, Lat/Lon, Meter ID, Meter installation date, Meter Dials, Register Make/Model, Register installation date, MIU ID, MIU installation date, Critical X Fully Compliant Modification/Custom Software Not available AMR Interface Critical/ Desired/ Optional Comments 1 Ability to identify multiple meters at a service location Critical X 2 Ability to describe the location of the meter at a service location Critical X 3 Ability to view a history of all meters that have been installed at the service location. Critical X 4 Ability to maintain an unlimited number of meters Critical X 5 Ability to maintain meter attribute data including:Critical Meter Number Critical X Route Critical X Sequence Critical X Installation date Critical X For aging reports on register batteries Begin Service Date Critical X End Service Date Critical X Services attached to the meter Critical X Status Critical X Free Form Comments Critical X Current Account Number Critical X Current Service Address Critical X Unlimited User Defined Fields Critical X 15 User Defined Meter fields. Documents Critical X Can add attachments to Accounts, not to Meters Remote Documents Critical X Can add attachments to Accounts, not to Meters Register Make/Model (incl. for each side of compound meter)Critical X Register Installation Date (incl. for each side of compound meter)Critical X Register number of Dials Critical X 6 Ability to view all past and scheduled service orders related to a meter Critical X 7 Actual reading and consumption for each meter will be determined by the number of dials to be read for that meter. Critical X 8 Ability to define through table entry, read types and measurement units for a meter Critical X 9 Ability to support compound meters with separate MIUs Critical X 10 Ability to store data for AMR/Drive-by reads Critical X MIU Make/Model (incl. for each side of compound meter)Critical X MIU Installation Date (incl. for each side of compound meter)Critical X 11 Ability to identify reads that were estimated versus actual readings Critical X 12 Ability for system to automatically identify roll-over readings based on meter setup Critical X 13 Ability to automatically identify rollovers on meter readings and correct consumption as necessary Critical X Critical Inquiries Critical 14 Locate meters by the following criteria, singly or in combination:Critical Meter Number Critical X Serial Number Critical X Installation date Critical X Service Class Critical X Type Critical X Size Critical X 15 Locate MIUs by the following criteria, singly or in combination:Critical MIU Number Critical X Installation date Critical X Type Critical X Fully Compliant Modification/Custom Software Not available Meter Inventory Critical/ Desired/ Optional Comments Fully Compliant Modification/Custom Software Not available Meter Inventory Critical/ Desired/ Optional 16 Locate Registers by the following criteria, singly or in combination:Critical Make/Model Critical X Installation date Critical X Number of Dials Critical X Reports Critical 17 Meter Listing Report - report search and selection criteria include:Critical Inventory Date Critical X Purchase Date Critical X Meter Type Critical X Meter Size Critical X Manuafacturer Critical X 18 Meter Service report - report search and selection cirteria include:Critical Report "as of' date (any time in history)Critical X Report Sequence Critical X Meter Type Critical X 19 MIU Listing Report - report search and selection criteria include:Critical MIU Number Critical X Installation date Critical X Type Critical X 20 Register Listing Report - report search and selection criteria include:Critical Make/Model Critical X Number of Dials Critical X Installation date Critical X Comments 1 Ability to view all service orders associated with a service customer Critical X Work Orders are tied to accounts. You can also see which customer is on the account, but ultimately whether a customer is added/removed from an account, the Work Order does not change. 2 Ability to view all service orders associated with a service location Critical X 3 Ability to define through table entry, an unlimited number of service order types and add, change and delete service order types as required Critical X 4 Ability to automatically update customer, location, meter and account information upon completion of service order actions Critical X 5 Ability to display a history of all service orders including status by:Critical Account Critical X Customer Critical X Meter Critical X 6 Ability to print a list of service order forms based on any or all of the following criteria:Critical Scheduled date range Critical X Requested date range Critical X Priority Critical X Priority can be added in combination with Status, or as a separate user field. Requesting employee Critical X Work Order number Critical X Work Order type/types Critical X Route/routes Critical X 7 Ability to list service orders based on any or all of the following criteria:Critical Scheduled date range Critical X Requested date range Critical X Completed date range Critical X Priority Critical X Priority can be added in combination with Status, or as a separate user field. Requesting employee Critical X Work Order number Critical X Work Order type Critical X Route/routes Critical X 8 Individual Service Order Report sheets to include:Critical Date Critical X Account Critical X Owner Critical X Address Critical X Service Order Type Critical X Old Meter ID Critical X The Current meter information can be printed on the report. Old MIU ID Critical X Old Register Make/Model Critical X Last Meter Readings (field populated with last read in database and field for manual entry by the technician)Critical X New Meter ID Critical X New MIU ID Critical X New Regsiter Make/Model Critical X New Meter Reading Critical X Completion Date Critical X Fully Compliant Modification/Custom Software Not available Service Order Processing Critical/ Desired/ Optional Comments Fully Compliant Modification/Custom Software Not available Service Order Processing Critical/ Desired/ Optional Completed By Critical X Service Order Notes Critical X Completion Notes Critical X 9 Ability to upload photos taken during service order work (tied to service order record)Critical X Comments 1 Ability to interface to existing GIS system (Scott Co. ArcSDE or REST endpoints) for land and parcel information. Critical NO BID. The Utility Billing Module is Account based. Parcel Number is a field that can be stored on the account, but it's not meant to store/track zoning, improvements, etc. Integration with addressing in Buildings/Permit system Critical 2 Ability to access GIS mapping data for road/street locations Critical 3 Ability to interface GIS functionality/applications into the Land Management module.Critical 4 Ability to track parcels of land including, but not limited to the following information:Critical Address (Allow for multiple addresses per parcel)Critical Owner (Allow for multiple owners)Critical Resident (Allow for multipe residents)Critical User-defined fields Critical 5 Ability to track both the owner and resident (could be different) for each address.Critical 6 Ability to associate multiple addresses per parcel of land and a parcel of land to multiple addresses.Critical 7 Ability to capture multiple physical addresses and mailing addresses for each parcel. Critical 8 Ability to enter free-form text and/or attach electronic documents concerning a particular address or parcel (e.g., owners have dogs).Critical 9 Ability to query and/or report on the following parcel characteristics Critical Community Name/Jurisdiction (Prior Lake, SMSC, townships, county, etc.)Critical Parcel ID Critical Owner Last Name Critical Owner First name Critical Address (Allow for multiple addresses per parcel)Critical Status Critical Developed (yes/no)Critical Map Reference Critical Zoning Class Critical Property Class Critical Exemption Class Critical District Type Critical District Critical 10 Related Information including:Critical Utility Account Number Critical Fixed Asset Number (integration with Financial System)Critical Code Enforcement Case Type Critical Code Enforcement Case Number Critical Permit Type Critical Permit Number Critical Business/Animal License Type Critical 11 Unlimited Ownership History Critical 12 Unlimited Improvement Listing including the following characteristics for each improvement Critical Address of improvement Critical Improvement Type Critical Improvement Class Critical Improvement Usage Critical Tenant/Description Critical Fully Compliant Modification/Custom Software Not available Parcel Management Critical/ Desired/ Optional Comments Fully Compliant Modification/Custom Software Not available Parcel Management Critical/ Desired/ Optional Occupancy Type Critical Year Built Critical Number of Stories Critical Unlimited user-defined fields Critical Ability to attach documents (jpeg, bmp, doc, xls, gif, htm, pdf, txt, xml, xls)Critical 13 Unlimited Zoning History Critical 14 Split/Merge History Critical 15 Unlimited attachment of Documents (jpeg, bmp, doc, xls, gif, htm, pdf, txt, xml, xls)Critical 16 Integration and access to associated Utility Accounts Critical 17 Integration and access to associated Capital Assets Critical 18 Integration and access to associated License files Critical 19 Integration and access to associated Permits Critical 20 Integration and access to associated Code Enforcement Cases Critical Reporting 21 Parcel Listing by the any or all of the following criteria: Effective date (any historical date) Property Status Jurisdictions Districts Mapping levels Property Class Zoning Class Exemption Class Ability to view GIS map of resulting data 22 Parcel Ownership Change Report by user defined date range 23 Parcel Split/Merge activity Report by user defined date range 24 Parcel Improvement Report by user defined year 25 Zoning Change or Activity Report by user defined data range Comments 1 System provides integrated export/import capabilities via batch for GIS applications.Critical X 2 Ability to interface with ArcView and/or ArcIMS and/or ArcGIS and/or ArcGis Server.Critical 3 Application's map viewer interface must include standard GIS navigation tools, integration with county parcel data/online GIS system Critical X Pan, zoom, search, select (and produce inquiry filters), and connect to county online GIS via URL with PID or address 4 Ability to display parcel, permit, licensing, request for service, code enforcement and capital asset information Critical X 5 Ability to highlight GIS objects returned from a query.Critical X 6 Vendor must be an ESRI partner. Critical X Our system has the ability to display GIS data within the application, and show relevant information in the application plotted against GIS maps. But, BS&A is not an Esri partner. 7 Integration with master parcel GIS data (preferably via the Scott Co. ArcSDE database or REST endpoints) to maintain current and consistent addressing Critical X GIS data can be viewed within the application by reading directly from the ArcSDE, or with a customization, using ArcGIS Online. There is no address integration between the Utility Billing system and Permitting system Fully Compliant Modification/Custom Software Not available GIS Integration Critical/ Desired/ Optional Comments 1 .NET used in all applications Critical X 2 Support for SQL Reporting Services Critical X SSRS can be used with the BS&A Applications, but this functionality is not developed/supported by BS&A Software 3 Support for Microsoft SQL 2012 (or above)Critical X 4 Support for Information Bridge Framework (IBF)Critical X 5 Support for Windows 7 & 10 on Client PC’s Critical X 6 Provide a browser-based user interface, compatible with Microsoft Internet Explorer 11 and higher or Google Chrome, accessible via Internet/Intranet.Critical X 7 Run server application on a minimum Windows 2012 Server platform under virtual environment Critical X 8 Use commercially available geographic information datasets for its integrated GIS system.Critical X 9 Provide multi-user functionality.Critical X GIS Integration Critical/ Desired/ Optional Fully Compliant Modification/Custom Software Not available 26 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 5.0 Hardware Hardware Requirements Our ideal configuration is a client-server environment. The backup solutions are to be handled via SQL or appropriate backup software. Although BS&A Software recommends a physical environment for our customers, we support the implementation of our software in virtual environments. BS&A has extensively tested and approved both VMware and Hyper-V in our labs. BS&A desires that all of our customers have a pleasant experience running our software. A properly configured Virtual Server need not destroy employee productivity. In order to ensure the best possible overall performance system, administrators must be willing to allocate sufficient resources to Microsoft SQL. To that end, BS&A Software recommends the following when implementing the .NET software in VM environments: 1) Databases and log files are kept on separate physical volumes/disks 2) Volumes housing databases and/or log files are dedicated to the use of the database (no other VMs reside on those volumes) 3) High performance disk technologies are used wherever possible 4) Disparate database styles (i.e., MS Exchange) NEVER cohabitate with MSSQL on the same drives 5) VMWare RDMs are implemented wherever possible 6) Parent servers dedicate at least 2 CPU cores to MSSQL VMs 7) Sufficient RAM is allocated to reduce/minimize the need for excessive disk access 8) SQL 2008 or newer only; Workgroup or Standard Edition where possible 9) So-called snapshots of the virtual machine cannot be relied upon for data restoration or disaster recovery. Alternative database backup methods must be employed. 10) Optimize disk partitioning using industry-standard methods 27 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Supported Operating System (Workstation) Windows 10, Windows 8.1, Windows 8, Windows 7 and Windows Vista Supported Server Operating Systems Windows Server 2008 - 2016 Supported Versions of SQL Windows Server 2008 - 2017 Microsoft SQL Database schema for BS&A does not include views. All views are created programmatically at runtime of the application. All columns in the view are able to be sorted. All tables are able to be indexed by the user. This gives better functionality for a non-technical user than a standard view. SQL table schema for BS&A tables utilizes unique keys and indexes. Reporting Services BS&A’s applications come with a large amount of reports offering numerous options so our users can quickly get the most out of our software. However, our integrated Report Designer allows users the ability to create their own reports as needed. Key features:  Streamlined capabilities with calculated expressions  A Table option, which allows columns of fields on a report for ease in field placement and movement  “Sort” banners and footers, which group data and can provide subtotals  Clickable reports let you click on a particular report entry to drill down to the details  Reports can be saved to PDF format and CSV format  Same look and feel as Crystal Reports  Our Report Profiles feature lets users group multiple reports together for more efficient printing. Individual reports within the profile have options that can be set and saved for the Profile process. Personal Computer Specifications Workstation Recommended Minimum 3.2 GHz Intel® Core™ i5 (or faster) 2.8 GHz Intel® Core™ i3 8 GB RAM 4 GB RAM 80 GB free disk space 40 GB free disk space Windows 10 (Professional or above) Windows 7 (Professional 64-bit or 32-bit) Tablet PC (Community Development Field Inspection App) Recommended Minimum Intel® Core™ i5 520 UM (or faster) 2.8 GHz Intel® Core™ i3 8 GB RAM 4 GB RAM 80 GB free disk space* 40 GB free disk space* Windows 10 (Professional or above)** Windows 7 (Professional 64-bit or 32-bit) *Note: The amount of free disk space required is dependent upon the size of the database and the number of attachments required **Note: BS&A applications are NOT compatible with Windows RT 28 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Server Specifications (defined as a computer running a Windows Server Operating System) Database Server (fewer than 15) Recommended Minimum 1 Xeon E5 series Quad-Core 2.4 GHz (or faster) 2 GHz Multi-Core Xeon Processor 8 GB RAM 4 GB RAM 6x SATA 7.5K RPM 1TB (3x RAID 1) 250 GB free disk space Separate RAID for Operating System Windows Server 2008 Standard (32-bit) Windows Server 2016 (Essentials or above) Database Server (15 to 30 Users) Recommended Minimum 1 Xeon 2.3 GHz E5 Six-Core Processor (or faster) Xeon 2 GHz Multi-Core Xeon Processor 24 GB RAM 16 GB RAM 4x SATA 7.5K RPM 1TB (2x RAID 1) 500 GB free disk space 2x 500 GB Solid State Drive (SSD) Windows Server 2008 Standard (64-bit) Separate RAID for Operating System Windows Server 2016 (Essentials or above) Database Server (30 to 50 Users) Recommended Minimum (2) Xeon 2.5 GHz E5 Six-Core Processors (or faster) Xeon 2.8 GHz Quad-Core Processor 48 GB RAM (DDR3 1333 or faster) 24 GB RAM 4x 10K RPM SAS 1TB Hard Disks (2x RAID 1) 1 TB free disk space 2x 500GB Solid State Drive (SSD) Windows Server 2008 Standard (64-bit) Separate RAID for Operating System Windows Server 2016 (Essentials or above) Database Server (50 to 100 Users) Recommended Minimum (2) Xeon 2.5 GHz E5 Eight-Core Processors (or faster) (2) Xeon 2.8 GHz Quad-Core Processors 64 GB RAM (DDR3 1600 or faster) 48 GB RAM 8x SATA 15K RPM 1TB (2x RAID 10) 1 TB free disk space 2x 500GB Solid State Drive (SSD) Windows Server 2008 Standard (64-bit) Separate RAID for Operating System Windows Server 2016 (Essentials or above) Server (over 100 users) Please email our IT Department at ITSupport@bsasoftware.com Virtual Server Please see the help doc entitled "BS&A Software and Best Practices in Virtual Environments." http://bsasoftware.com/references/whitepapers_helpdocs/tech/articles_whitepapers/White_vmSupport.pdf Terminal Services/Citrix Environments Recommended Application Server Specifications Dual Quad-Core Xeon Processor 4096 MB RAM plus an additional 1024 MB RAM per user, per application 500 GB free disk space 29 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Windows Server 2016 (Essentials or above) Limit of 50 total users Please see the help doc entitled "BS&A Software and Best Practices in Terminal Server/RDP Environments." http://bsasoftware.com/references/whitepapers_helpdocs/tech/articles_whitepapers/white_terminallimits.pdf Please see the help doc entitled “BS&A Software and Remote Desktop Services 2016” http://bsasoftware.com/references/whitepapers_helpdocs/tech/articles_whitepapers/remotedesktopservices2016.pdf I.T. Recommendation BS&A has worked with IT Right for network services and implementation since 1999. If you are in need of IT services, please visit their site: http://www.itright.com Printer Recommendations BS&A Software does not officially maintain a master list of all the different printers that work with our applications. A general rule of thumb would be that any printers that are compatible with Windows are also compatible with BS&A. 30 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 6.0 Implementation and Training A member of our Project Management and Implementation Planning team will be assigned to coordinate your project. Our consultant will oversee the implementation process, schedule all necessary meetings, facilitate data transfer and conversion, and schedule training. All training proposed will be performed onsite at your offices. Coordination, documentation, and communication will be provided throughout the project by way of Microsoft SharePoint. An overview of our planned method for a five-phase project management is as follows. BS&A is able to work with the timeline that best suits you. Initiation: All projects begin with a Kick -Off meeting with the Project Stakeholders. Discussions then take place with each Department. The key is to ensure everyone is kept on the same page. Planning: Comprehensive planning must occur through a variety of means. Planning is completed and is put in place through a formal Implementation Plan. The plan is specific to dates, timelines, tasks, and schedule of events. Execution: Execution is an extension of the planning process. It puts the Implementation Plan in motion. Control: We will have several basic control systems and some more formal quality control systems in place. Program installation, data conversions, training, and system testing will all have control system testing. The installation may be phased; therefore, testing of each implementation will occur at the appropriate time. Closure: This is where the project is wrapped up. BS&A will remain onsite for the first several Go-Live dates, for each application if necessary. Additionally, follow-up visits may be scheduled to assess progress and answer questions. Of course, the technical support staff is always here for you. In the event of a change in scope, the assigned Project Manager will first review the requested functionality with the appropriate Project Stakeholders, to ensure that there is a clear understanding of the desired outcome. Once this is completed, the Project Manager may consult with development staff, or our Product Management team, in order to first determine if it is possible to accommodate the requested changes, then to determine if there will be cost involved, and finally to determine an estimated timeline for the implementation of those changes. Once this step has been completed, a Change Order, detailing the change in scope, as well as any impacts to cost or timeline, is prepared ______________ Project Management Highlights BS&A employs a project management approach that is distinctly better for several reasons. With our staff, you will enjoy the following benefits: The Customer: The staff at BS&A Software is always concerned with the client’s needs first Details: We will follow a detailed project plan that will ensure a smooth transition Knowledgeable: You will always be dealing with a professional, knowledgeable, and dedicated staff member Passionate: Throughout the project you will work with staff members that believe it is very important to always push ourselves and to never be satisfied with "good enough." Our goal is not to be a good company by providing good services. We want to be a great company by providing remarkable services. Important: Your Project Manager will guide you through the process and make sure you are the most important part of the process. Every member of the BS&A team treats each customer as absolutely crucial to the company's survival, as indeed, each customer is. 31 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 for customer review. At any stage during this process, the Project Manager may facilitate the exchange of information between BS&A’s Product Managers and developers, and the appropriate customer personnel. System Design and Documentation BS&A is responsible for creating a Recommended System Design and Configuration. This will be accomplished by conducting an in-depth, onsite review of your existing process. The output of this review will be a set of recommendations and associated system design and configuration document. It is the City’s responsibility to review, approve, and/or adjust that design. Some parts of BS&A’s recommended design may be items that the City wishes to implement in the future. We will work with you to come up with a design that optimizes efficiencies, but takes into account your current practices, policies, and procedures. This will be provided to the Stakeholders electronically and reviewed during the onsite configuratio n/design review meeting. The outcome of that meeting and subsequent discussions will be to agree on a final system design/configuration. Project Risk Management BS&A embeds risk management in every project. In our 25 years of data conversions and implementations we have learned this is an integral part of maintaining a successful project. Throughout the project your Project Manager will be in constant communication with you, and will schedule regular conference calls to keep everyone aware of the status of your project. Constant communication and consultation throughout the entire process is the best way to handle risk management. The project risk management model that we follow is: 1. Identify 2. Analyze 3. Evaluate 4. Implement Final Phase and Cut-Over In the final phase of the project, you will be running BS&A as your primary system. For Payroll and Billing Cycles, we will run at least one cycle in parallel. For example, you will run a payroll in your current software. We will then run the same payroll in the BS&A Payroll software and make sure that data balances. From that point forward, all activity will be in BS&A. Similarly, we will run a parallel cycle in Utility Billing to make sure that bills are being created appropriately. BS&A will be onsite during these Go-Live periods to help quickly resolve any problems that may arise. At the conclusion of this phase, we will transition you to our Support team. 32 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Implementation Plan Services include the planning and evaluation of current hardware and network, sources and format of legacy data, potential integration with existing systems, software installation, data conversion and training. BS&A does not intend on partnering with any other software vendors for this project. Our goal is to make the transition from your current system as painless as possible. We utilize our extensive experience to accomplish this in an efficient, accurate and timely manner. For example, many municipalities believe the best time to convert is at the start of a fiscal year. Our experience has shown that this is often the busiest time of year – not the optimal time to transition to new software. Once a general transition time is agreed upon, an implementation timeline is prepared. This schedule includes evaluation of your current hardware and network, sources and format of legacy data, potential integration with existing system, software installation, data conversion and training. Implementation meetings are held to discuss/gather information about key topics like workflow process, banking information including positive pay/ACH, any unique reporting requirements, etc. As part of these meetings key team members from the municipality are identified and included, ensuring that all concerns are heard and any potential issues are addressed. We strive to shorten the transition process as much as possible – a long transition equates to diminishing productivity. Typically, we can accomplish the entire process – from initial kickoff meeting to “go-live” – in six to nine months. Implementation Approach BS&A has developed a five phase approach to implementation. Consultation: Each implementation will begin with a kick- off meeting. Here we will set the time table and develop the schedule for your onsite implementation and training. During the onsite Process Discovery meeting we will review your current processes, and make the recommendations for the best practices in BS&A. ______________ Implementation Highlights The staff at BS&A Software is specially trained, first and foremost, to take care of customers. We are not satisfied unless your staff is pleased with your software choice. The process is not complete without a solid implementation plan to follow. Our Implementation process includes all services necessary to assure a successful transition. We will provide: Current Process Review Project Managers that understand your needs AND are Subject Matter Experts Implementation and Project Plans Project Update Conference Calls Program Installation/Network Configuration assistance Data Conversion from your legacy system Data review services – you will evaluate your converted data prior to your Go-Live Training Services that are tailored to your needs Follow-up training with advanced report design assistance. 33 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Conversion: In this phase we install the software, review your chart of accounts, run a preliminary data conversion followed by quality control testing, and finally perform the final data conversion. Setup and Training: This phase consists of user and security setup, workflow setup, custom report creation and modification, and onsite end user training. Parallel: Here we run identical payrolls and billing in BS&A as well as your legacy system as part of training. Go-Live: Our training staff is onsite working with you to perform your first payroll, billings, and check and report runs. They will review the processes with you and transition you to the BS&A support staff. Software Installation Programs will be installed by BS&A for testing and learning purposes. This is informal and simply allows users to play with the applications prior to formal training. Data will be installed at a later date. This allows time for the staff to become familiar with the applications and review tutorials prior to formal training. We have provided an option for the City to obtain hardware and hardware support services through IT Right, our preferred provider. BS&A will assist in recommending the optimal hardware configuration for this installation. Proposed Implementation Schedule Dates are estimated based on the City’s calendar of events schedule and may be subject to change. Timetable Scope of Work 1 Month Post Signing Kick-Off Meeting – This meeting will assemble all project stakeholders to discuss expectations and concerns. BS&A Software will listen to the discussion, offer input as needed, and formulate a plan at the conclusion. Assemble Project Team – The respective Project Managers will administer the day- to-day operations of the project. •Current Process Review •On Site Assessment •Best Practices Recommendations •IT Hardware Review •Project Review Meetings Consultation •Chart of Accounts Review •Preliminary Data Conversion •Quality Control Testing •Final Data Conversion •Software Installation Conversion •System Security Configuration •Workflow Setup •Custom Report Creation/Modification •Training Setup and Training •Run Parallel Cycles BS&A and Legacy System •Confirm Results •Training Staff On-site to Provide Assistance & Resolve Issues •Transition to Support Parallel / Go Live •Project Kickoff •Implementation Plan •Review Project Scope •Identify Project Team •Review Roles & Responsibilities Initiation 34 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Establish a timeline for project components such as conversions, customizations, program training. 5 Month Pre Go-Live Meet with the City IT staff to identify possible network issues and review existing system configurations. City reviews hardware requirements and begin the process of purchasing/installing new server(s) and workstations if necessary. 4-5 Months Pre Go-Live Preliminary Data Conversion & Data Review – Begin process of converting City’s existing data into BS&A. City sends preliminary data to BS&A for analysis and first run of data conversions. Upon completion of initial conversion, BS&A meets with key stakeh olders to review conversion output. If necessary, the conversion will be updated and the process will be completed again until we have successfully converted all data. During this process, we will also gather requirements for any required program customizations. 4 Months Pre Go-Live Install programs in test environment for learning and evaluation purposes. This allows time for staff to become familiar with the applications, execute test cases and review tutorials prior to formal training. Final converted data to be installed at a later date. 0-2 Months Pre Go-Live Implementation/Training The converted data will go through a Quality Control test. BS&A will first review/test the data, and then pass it to the City for their review and critique. BS&A begins Program Training. This will familiarize staff with the new software and processes. 1 Month Post Go-Live Evaluation After you are up and running we don’t disappear. We will conduct a post project review meeting to tie up any loose ends and evaluate the entire process. We want your feedback to make sure you’re completely satisfied and learn of anything that could be done to make our process better. Sample – High Level Work Plan The following Sample Implementation Schedule details the overall implementation timeframe and schedule of events. The dates, times and order of events are subject to change based on availability of the City and BS&A staff. This will be determined at the kick-off meeting should BS&A be the selected vendor. BS&A guarantees that the system will be fully functional according to the completion document once finalized at the commencement of the project. Sample Implementation Schedule [Below Template will be updated to fit your needs] Task Responsible Parties (Bold is Primary) Start Duration Initiation Activities Conduct Kick-off Meeting BS&A and City 1 month post signing 1 day Review Project Scope and Project Management Process BS&A 1 month post signing 1 day 35 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Establish Project Meeting Schedule BS&A and City 1 month post signing 1 day Assemble BS&A Project Team BS&A 1.5 months post signing 1 day Assemble City Project Team City 1.5 months post signing 1 day Create Initial Project Timeline BS&A & City 1.5 months post signing 1 day IT and Data Conversion Activities Meet with City IT Staff to review Hardware Configurations BS&A and City 5 months pre go-live 1 day Extract Preliminary Data from current System BS&A and City 5 months pre go-live 1 week Conduct Data Mapping and Develop Data Conversion Routines BS&A 5 months pre go-live 1 month Conduct Review of Converted Data with City BS&A and City 4 months pre go-live Approx. 1 day Install Programs BS&A 4 months pre go-live 1 day Knowledge Transfer Conduct On-site Process Review Meeting BS&A and City 3 months pre go-live 2 days Conduct Analysis of Current Forms BS&A and City 3 months pre go-live 1 day Conduct Review of Required Reports BS&A and City 3 months pre go-live 1 day Conduct Analysis of System Interface Requirements BS&A and City 3 months pre go-live 1 day Develop Best Practices Recommendation BS&A 3 months pre go-live 1 day Approve Recommendations City 3 months pre go-live 1 day Provide Consulting and Assistance with Chart of Account Redesign BS&A 3 months pre go-live 1 day Create System Specification Document BS&A 3 months pre go-live 3 days Implementation Create Forms BS&A 0-2 months pre go-live 2 days Create Reports BS&A 0-2 months pre go-live 2 days Conduct Acceptance Testing City 0-2 months pre go-live 2 days Conduct Final Data Extraction City 1 week pre go-live 2 days Convert Final Data BS&A 1 week pre go-live 2 days On-site Set-up for Users & Configuration Items BS&A 0-1 month pre go-live 4 days Training On-site Training BS&A and City 0-2 months pre go-live Varies Post-Project Activities Conduct Post Project Review & Assessment BS&A and City 1 month post go-live Varies Conduct Post Implementation Follow Up Training BS&A and City TBD TBD 36 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Data Conversion Data conversion is the single most important aspect of any system implementation. We do not force you to provide us data in a pre-defined format or go through a complex process to create data mapped to a specific structure. Instead, we simply ask you to provide us with ASCII data (preferably MS SQL or Access), and we will take ownership of the conversion process. Whenever possible, we take all the risk of data conversion, by providing you with a “not to exceed pricing” rule. If the conversion takes more wor k than expected, we will complete the additional work at no additional charge to the City. Of course, we will require your help in running reports and validating that the data is converted correctly, but it is our job to handle the conversion process – you just help us make sure we get it right. Data Conversion Process In the course of bringing hundreds of municipalities onto our Financial Management and Utility Billing software, we have fine-tuned our data conversion process to minimize the work on your part and maximize your ability to access past data. We have experience converting data from numerous different legacy systems. We understand that your current financial management software is Tyler Incode. Data Extraction & Formatting BS&A will extract all of the data to be converted from your system. The City does not need to touch or reformat the data in any way. The only thing required of the City is to run some reports to aid us in balancing the data. Preliminary Data Conversion/Mapping One of the first key activities in the project is to get an initial copy of your data. BS&A consultants will map your existing data into the appropriate fields within BS&A. This mapping will be used to drive the development of our data conversion routines. After a preliminary conversion is developed, we will interrogate the data and make sure it balances. Data Review Once we have converted the initial data, it will be installed onsite for review by your transition team and BS&A staff. Together, we will walk through the data – you are the experts on the information and we are the experts on our system. Any deficiencies in the raw data and/or conversion process are identified and addressed. An evaluation is also made of any missing pieces in the data that cannot be converted electronically. BS&A staff will often enter critical items to reduce your workload during the busy transition period. This data will remain on your test system for evaluation throughout the remainder of the process. If necessary, this step will be repeated until we have the data conversion approved. Final Conversion Just before the Go-Live date for a particular application, we will again extract a copy of your data. In this case, it will be data that includes all the latest transactions. We will re-run our conversion and load the data onsite into the appropriate BS&A application. Parallel Cycles To absolutely ensure that our data conversion process is 100% correct, we run payroll cycles in parallel. After running a payroll in your current system, we will re-run the same payroll in BS&A to make sure that all data is replicated. Any deficiencies will be corrected. 37 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Scope of Data Conversion The cost proposal identifies conversion costs. The scope of those conversions is specified in the following table. Application Scope of Conversion Utility Billing Accounts, Services, Deposits, Rates, Meters Unlimited Years of Service, Billing and Payment History 38 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Training Approach We prefer to train your staff using your data in conjunction with your go-live date. Our experience has shown that training too far in advance of actually using the software is easily forgotten. The coordination of data conversion, installation and training is crucial to a seamless transition – and is something we do very well. In addition to expertise in our system, our trainers all hold accounting degrees. We believe this is very important to effectively communicate accounting concepts. Our trainers teach in a friendly, relaxed manner, which helps alleviate any apprehension your staff may have over learning a new system and helps them buy into the entire transition. The training methods we utilize are perhaps the area where our flexibility is most evident. Where practical, we find a hands-on approach at your users’ desk most effective. Depending on the size of the municipality, we can offer training in a classroom environment, using a screen and projector. In either case, we utilize your data, which has the most relevance for your users and leads to best retention of training. The first step in the process is to jointly create an overall project implementation plan. From there, we will jointly develop a training plan that accommodates your requirements (vacations, elections, auditor, etc.). Training is conducted on-site, hands-on using your live data. The typical process is to walk through overall process. Once that is complete, we will then go into specific tasks. Where appropriate, a parallel cycle will be run to make sure that data generated in BS&A matches data generated in your current system. Trainers will remain on-site until the user community is up and running. Typically after 30 to 60 days of use, we bring the trainer back on-site to address any questions and reinforce prior training. BS&A will provide the existing documentation, training manuals, and texts to assist in the training process. The training materials provided can be used, copied, combined and/or distributed for any City training sessions. ______________ Training Highlights The coordination of data conversion, installation and training is crucial to a seamless transition – and is something we do very well. Our training process includes all services necessary to assure a successful transition. This includes: Setting up user and user security rights for each application Modifying custom settings in each application to fit the needs of the customer Setting up application integration and workflow methods Onsite verification of converted data for balancing and auditing purposes Trainers who are experts in our system and hold accounting degrees. Using your own data for hands- on training. After training is complete, we don’t go away. We think it’s important to revisit our customers one to two months post- training to follow up on any items covered during training that need to be refreshed. As needs arise, we can also offer assistance with bank reconciliations. 39 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 On-Site Classroom Training BS&A will provide the existing documentation, training manuals, and texts to assist in the training process. The application-specific training materials are further broken down by process, so that it is possible to pick and choose materials appropriate for the particular training session. The training materials provided can be used, copied, combined and/or distributed for any City training sessions. End User Training The estimated number of training days for end user training for Cit y staff on all software modules: Software Setup Days: 2 User Acceptance Testing Days: 4 Utility Billing .NET Days: 15 Post-Go Live Follow Up Days: 3 Total: 23 Optional Post-Go Live Follow-up Training BS&A strongly recommends follow-up training approximately 30 to 60 days after initial training. During these sessions we will work one-on-one with any users who require additional assistance. For this project, we would recommend 3 days of follow-up training. Activities include:  Review and consult on streamlining day-to-day activities as they relate to the processes within the BS&A applications  Assist customers with more detailed and advanced report options available within the BS&A applications  Revisit commonly-used procedures discussed during training  As needs arise, provide assistance with bank reconciliations  $1,000/day + travel costs  Days quoted are estimates; you will only be billed for actual days used If necessary, additional onsite training or support is available for $1,000/day plus applicable expenses. Alternatively, remote web training is also available for a fee of $140/hour. Several user group meetings are scheduled throughout the year. Meetings are held at our training facility in Bath, Michigan and are complementary to our customers. Webinar participation is available for those unable to attend the user group meetings in person. Additionally, videos of these meetings are available on our website shortly after the meeting takes place. Furthermore, we have nearly 150 video tutorials on our website. http://www.bsasoftware.com/Learning-Center/Financial-Management/Video-Tutorials. Knowledge Transfer Our team will ensure that all necessary staff is educated to the appropriate level that allows them to support and maintain the application in the most proficient manner upon the completion of implementation. Due to the comprehensive material presented, we fully anticipate and welcome the City staff to utilize our technical support and online resources. Additionally, we have detailed application training videos and corresponding written courseware. Our video courseware is designed for:  New customers and prospects who want to gain some upfront knowledge before our implementation and training staff arrive onsite. 40 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020  Existing customers who want to understand important topics at a deeper level once they have become more accustomed to the software.  Existing customers who have hired new personnel and would like to allow them get up to speed on their own schedule. Online Knowledgebase The Financial Management area of our website includes a plethora of information for online learning. There are hundreds of task specific tutorials for many applications, and also demos of user group meetings. The site is periodically updated by BS&A staff with current videos, and new user group sessions. We also provide a link from within each of our applications to query software maintenance and enhancement cases. Key Personnel Account Executive Name Dan J. Burns, CPA Account Executive Education Bachelor’s degree in Accounting Date of Hire 2011 Responsibilities Sales executive for ERP Systems BS&A Project Experience Numerous local and county clients including City of Grand Haven, MI; Huron County, MI; Jacksonville City, AR; Shorewood Village, WI; Brown Deer Village, WI; Rochester City, IN; Whiting City, IN and Burr Ridge, IL Prior Work Experience 1994-2010 1991-1993 1987-1991 ADP, Inc. – Sales Representative; Major Account Sales Executive Iron Mountain – Manager of Account Services Plante Moran – CPA/Tax Consultant Ernst & Young – Public Accountant Project Management & Implementation Planning Team BS&A Software will provide information on personnel likely to be assigned to the project. In an effort to most effectively use resources, personnel will be assigned to the project upon commencement of implementation. Name Jason Hafner, CPA Director of Project Management and Implementation Planning Education Bachelor’s degree in Accounting Date of Hire 2003 BS&A Project Experience Involved in numerous local and county implementations including Greenfield, WI; Muskegon County, MI; Northbrook, IL; Clark County, OH; Skokie, IL; Longboat Key, FL; Great Lakes Water Authority, MI Prior Work Experience 1998-2003 Abraham and Gaffney-Certified Public Accountant Firm -Senior in charge Accountant; Set up and training of new software; Conducted audits of governmental entities 41 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Name Mark Puetz Product Manager Education Bachelor’s degree in Accounting Date of Hire 2004 BS&A Project Experience Involved in numerous local and county implementations including Muskegon City, MI; Lincoln Park City, MI; Lowell City, MI; West Bloomfield Township, MI; Jackson City, MI; and Fenton City, MI Prior Work Experience 2002-2004 Thomson Reuters – Software training Name John Schopmeyer Product Manager Education Bachelor’s degree in Computer Science Date of Hire 2001 BS&A Project Experience Involved in numerous local and county implementations including The Villages, FL; Westland City, MI; Grand Haven City, MI; Hutchinson, MN; Jackson County, MI; Jacksonville City AR Prior Work Experience 2011-2017 2001-2011 BS&A Software – Financial Management Project Manager BS&A Software – Software Developer; BS&A Payroll System Name Jessica Duflo Financial Management Project Manager Education Bachelor’s degree in Accounting Date of Hire 2006 Responsibilities Implementation logistics; data conversions; training arrangements, Report Designer, data and logical program testing BS&A Project Experience Involved in numerous local and county implementations including Shoreview, MN; Bennettsville, NC; Harrison, AR; Warren, MI; Silver Spring, PA Prior Work Experience 2006-2016 BS&A Software – Financial Management Support 42 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Name Jon Nowak Financial Management Project Manager Education Bachelor’s degree in Business Administration with a minor in Sociology Date of Hire 2013 Responsibilities Implementation logistics; data conversions BS&A Project Experience Involved in numerous local and county implementations including Marquette County, MI; Marquette County Health Department, MI; Jackson County, MI; Lincoln Township, MI; Colon Township, MI; Huron Township, MI; Mackinac County, MI; Watertown Township, MI; City of Madison Heights, MI; City of Novi, MI; Green Lake Township, MI; City of Northville, MI; Altoona, PA Prior Work Experience 2012-2013 2011-2012 Principal Financial Company – Licensed Agent Smith Consulting Group – Research Assistant Name Katie Magsig Financial Management Project Management Analyst Education Bachelor’s degree in Biomedical Sciences Date of Hire 2016 Responsibilities Implementation logistics; data conversions BS&A Project Experience Involved in numerous local and county implementations including Key Largo Wastewater Treatment District, FL; Northlake City, IL; Briley Township, MI; Village of Grosse Pointe Shores, MI; Village of Nashville, MI; Rollin Township, MI Prior Work Experience 2016-2019 2014 - 2016 BS&A Software – Utility Billing Support Specialist Central Michigan University – College of Medicine Laboratory Technician Name Kurt Kramer Financial Management Project Manager Education Master’s degree in Business Administration; Bachelor’s degree in Accounting/Computer Information Systems Date of Hire 2005 Responsibilities Implementation logistics; data conversions; training arrangements BS&A Project Experience Involved in local and county implementations including West Melbourne, FL; Fort Meade, FL; Jupiter Island, FL; Alton, IL; Oak Park IL; Tifton, GA Prior Work Experience 2010-2016 2005-2010 2003-2004 BS&A Software – Financial Management Lead Support BS&A Software – Financial Management Implementation Specialist Auto Owner’s Insurance – Computer Programming Intern 43 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Name Laura Pohl Financial Management Project Manager Education Bachelor’s degree in Accounting Date of Hire 2011 Responsibilities Implementation logistics; data conversions; training arrangements BS&A Project Experience Involved in local and county implementations including Jeffersonville, IN; Norfolk, NE; Whitefish Bay, WI; Wyandotte, MI; Oak Park, MI; Palmetto, FL; North Little Rock, AR Prior Work Experience 2011-2012 State of Michigan – Office of Financial and Insurance Regulation – Student assistant to Commissioner’s receptionist Name Randy Dickinson, CPA Financial Management Project Manager Education Bachelor’s degree in Business Management; Bachelor of Applied Arts in Accounting Date of Hire 2012 Responsibilities Implementation logistics; data conversions BS&A Project Experience Involved in numerous local and county implementations including Greenfield, WI; Roscommon County, MI; Northbrook, IL; Clark County, OH; Skokie, IL; Longboat Key, FL Prior Work Experience 1999-2009 Delhi Corporation - Electronics and Safety Division; Supplier, Quality & Development Engineer – Structured problem solving, failure analysis, process improvement Name Ryhan Carrier Financial Management Project Manager Education Bachelor’s Degree in Accounting Date of Hire 2013 Responsibilities Implementation logistics; data conversions BS&A Project Experience Involved in local and county implementations including Flint, MI; Stoughton, WI; Commerce, GA; Shoreview, MN; Champaign Park District, IL; Jupiter Island, FL; Alton IL Prior Work Experience 2013-2014 2014-2018 BS&A Software – Support Specialist Intern for the Financial Management Suite BS&A Software – Financial Management Implementation Specialist 44 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Name Tina Walker Financial Management Project Manager Education Bachelor’s degree in Accounting Date of Hire 2009 Responsibilities Implementation logistics; data conversions; training arrangements BS&A Project Experience Involved in numerous local and county implementations including Clinton Charter Township, MI; Shorewood Village, WI; West Melbourne, FL; Fort Meade, FL; Jupiter Island, FL; Alton, IL; Tifton, GA; Oak Park IL Prior Work Experience 2002-2009 Wilbur Ellis Co. – Budget preparation, revenue forecasting, monthly sales and gross margin reports Name Tom Magsig Financial Management Project Manager Education Associate’s degree in Business Management Date of Hire 2011 Responsibilities Implementation logistics; data conversions BS&A Project Experience Involved in numerous local and county implementations including Cooper City, FL; Peachtree City, GA; Northbrook, IL; Round Lake Beach, IL; Oak Park, MI; City of Muskegon, MI; Altoona, PA; The Villages Community Development District, FL Prior Work Experience 2012-2017 2000-2011 1990-2011 BS&A Software – Financial Management Trainer State of Michigan – Real Estate Broker Motz Development, Inc. – CFO; Construction Management and Land Development. Licensed Real Estate Broker, State of MI Name Zach Earegood Financial Management Project Manager Education Bachelor’s degree in Business Administration Date of Hire 2012 Responsibilities Implementation logistics; data conversions BS&A Project Experience Involved in numerous local and county implementations including North Little Rock, AR; Macomb Township, MI; Des Plaines, IL; Branch County, MI; Genoa Township, MI; Shoreview, MN. Bennettsville, NC; Harrison, AR; Silver Spring, PA; Macomb Township, MI; Warren, MI Prior Work Experience 2012-2014 BS&A Software – Financial Management Support Specialist 45 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Implementation and Training Team BS&A Software will provide information on personnel likely to be assigned to the project. In an effort to most effectively use resources, personnel will be assigned to the project upon commencement of implementation. Name Rob Burritt Director of Implementation and Training Education Bachelor’s degree in Accounting Date of Hire 2011 BS&A Project Experience Involved in numerous local and county implementations including Clinton Charter Twp, MI; Huron Charter Twp, MI; Redford Twp, MI; Shorewood Village, WI; Festus, MO; Marquette, MI; Angola, IN; Grand Haven City, MI; Jeffersonville, IN; Flint, MI; Jackson County, MI; Westland, MI Prior Work Experience 2006-2011 2000-2006 RTS Consulting, Inc. – Senior Client Manager; Installed and configured software systems, training, provided recommendations for new software procedures TCI Solutions/Retalix Ltd. – Manager/Professional Services; Training on new software procedures, software implementation, consult and coordinate with analysts and programmers to design and develop automated business procedures. Name Andrew Klein Financial Management Implementation Specialist Education Bachelor’s degree in Accounting with a minor in Economics Date of Hire 2015 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in local and county implementations including Hoffman Estates Park District, IL; Lockport, IL; Shoreview, MN; Tequesta, FL; North Riverside Village, IL; West Melbourne, FL Prior Work Experience 2015-2016 BS&A Software – Support Intern Name Audrey Regnery Financial Management Implementation Specialist Education Bachelor’s degree in History and Political Science, and Master’s degrees in both Business Administration and Public Administration Date of Hire 2017 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in local and county implementations including Oak Park, IL; Wayne County, GA; Winfield, IL; Afton, IL; Lockport, IL; Isle of Palms, SC Prior Work Experience 2013-2016 2011-2013 City of Woodstock, GA – Financial Analyst City of Woodstock, GA – Business License and Building Permit Representative 46 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Name Carrie Klemm Financial Management Implementation Specialist Education Bachelor’s of Arts in English with a specialization in Creative Writing Date of Hire 2016 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in local and county implementations including Altoona, PA; Midland Twp, MI; Douglasville, GA; Jackson County, IL; Oak Park, IL; La Vista, NE; Midland Water District, MI Prior Work Experience 2012-2015 2013-2014 Western Land Services – Title Examiner/Abstractor/Team Lead Mason County Press – News Correspondent Name Chris Polack Financial Management Implementation Specialist Date of Hire 2001 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in local and county implementations including Grand Rapids, MI; Alton, IL; Suwanee, GA; Cadillac, MI; Cole County, MO; Clawson MI Prior Work Experience 2013-2014 2001-2012 1999-2001 BS&A Software – Financial Management Support Specialist BS&A Software – Tax Support Specialist and Trainer New Horizons Computer Learning Center – Software Trainer Name Corey Meiring Financial Management Implementation Specialist Education Bachelor’s degree in Accounting & Marketing Date of Hire 2005 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in numerous local and county implementations including Skokie, IL; Highland, IN; Longboat Key, FL; St. Joseph County, MI; Arlington Heights Park District, IL; Alachua, FL; Broward Metropolitan Planning Organization, FL; West Melbourne, FL; Jackson County, IL; Bennettsville, SC Prior Work Experience 2000-2005 Thomson Reuters – Software training 47 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Name Craig Borsenik Financial Management Implementation Specialist Education MBA; Business Administration Date of Hire 2012 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in local and county implementations including Skokie, IL; Highland, IN; Longboat Key, FL; St. Joseph County, MI; Arlington Heights Park District, IL; Alachua, FL; Broward Metropolitan Planning Organization, FL; West Melbourne, FL; Jackson County, IL; Bennettsville, SC Prior Work Experience 2007-2012 Northwood University – Facilities & Events Associate Director Name Curtis Crumpton Financial Management Implementation Specialist Education Bachelor’s degree in Information Systems, Concentration on Enterprise Software Date of Hire 2015 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in numerous local and county implementations including Great Lakes Water Authority; Woodstock, GA; West Melbourne, FL; Fort Meade, FL; Hillsdale, MI Prior Work Experience 2011-2015 ABC Warehouse – Sales Name Devin Banek Financial Management Implementation Specialist Education Bachelor’s degree in Banking, Finance, and Business Management Date of Hire 2014 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in local, county, and special district implementations including Houghton County, MI; St. Joseph Charter Twp, MI; Zion Park District, IL; Eaton Rapids, MI; Freeport Park District, IL; Alachua, FL; North Little Rock, AR; Frankenmuth Twp, MI; Johnstown Twp, MI; Adairsville, GA; Peachtree City, GA; Alton, IL; North Charleston Sewer District, SC; Kalkaska, MI. Prior Work Experience 2012-2014 Wolverine Bank – Deposit Sales and Service Representative 48 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Name Jason Sheeran Financial Management Implementation Specialist Education Bachelor’s Degree Business Information Systems Date of Hire 2018 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in numerous local and county implementations Muskingum County, OH; Peterborough, NH; Newberry, MI; Round Lake, IL; Bourbonnais, IL; Traverse City, MI Name Jeff Delany Financial Management Implementation Specialist Education Bachelor’s Degree in Accounting Date of Hire 2014 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in numerous local and county implementations including Grosse Pointe Park, MI; Beverly Hills, MI; Haring Charter Twp, MI; Kalamazoo Lake Sewer & Water Authority, MI; Manistique, MI; Wayne County, GA; Lake Bluff, IL; Sullivan’s Island, SC; Winfield, IL; Somers, WI. Prior Work Experience 2014 BS&A Software – Support Specialist for the Financial Management Suite Name Joel Kinell Financial Management Implementation Specialist Date of Hire 2018 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in numerous local and county implementations Montcalm County, MI; City of Easley, SC; Village of Riverside, IL; City of Plymouth, MN; Chippewa County, MI; Village of Mukwonago, WI; City of Lake Forest, IL; City of East Lansing, MI 49 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Name Josh Katona Financial Management Implementation Specialist Education Associates Degree in Computer Repair & Applied Computer Science Bachelor of Business Administration (BBA) Computer/Information Technology Administration and Management Date of Hire 2012 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in numerous local and county implementations including Lake Forest, IL; Village of Kenilworth, IL; New Lenox, IL; Volusia County Clerk of Court, FL; Oconee County, GA; Traverse City, MI; Richmond, IN; Countryside, IL; Columbus, NE Prior Work Experience 2012-2018 BS&A Software – I.T. Support Technician Name Lauren Hirn Financial Management Implementation Specialist Education Bachelor’s of Science in Business Administration, majoring in Finance and minoring in Information Systems SAP Certified – Associate Business Foundation & Integration s/ SAP ERP 6.0 EHPS Date of Hire 2015 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in local and county implementations including Medley, FL; Basehor, KS; Salem, WI; Winfield, IL; Northbrook, IL; Ferndale, MI; Romulus, MI; Clay County Utility Authority, FL; Sullivan’s Island, SC; Warren, MI; South Milwaukee, WI; New Haven, IN Prior Work Experience 1/2015-4/2015 BS&A Software – Financial Management Support Intern Name Mary Reardon Financial Management Implementation Specialist Education Bachelor’s Degree in Finance Date of Hire 2007 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in local and county implementations including Clark County, OH; Montgomery Twp, PA; Covington, GA; Libertyville Village, IL; North Little Rock, AR; New Brighton, MN; Muskegon County, MI Prior Work Experience 2007-2011 1994-2007 BS&A Software – Support Specialist for the Financial Management Suite City of Ludington – Community Development Director 50 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Name Matt Seal Financial Management Implementation Specialist Education Bachelor’s Degree in Finance Date of Hire 2012 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in local, county and special districts implementations including Sterling Park District, IL; Greenfield, OH; Highland Park, MI; Clark County, OH; St. Charles Park District, IL Prior Work Experience 2006-2012 Illinois Medical Center – Financial Analyst Name Sarah Turkovich Financial Management Implementation Specialist Education Bachelor’s Degree in Accounting Date of Hire 2016 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in local and county implementations including Flint, MI; Stoughton, WI; Commerce, GA; Shoreview, MN; Champaign Park District, IL; Jupiter Island, FL; Alton IL Prior Work Experience 2014-2016 Auto-Owners Insurance Company – Accounts Payable Specialist and Company Credit Card Administrator Name Zack Kelly Financial Management Implementation Specialist Date of Hire 2018 Responsibilities Implementation, Training & Support of BS&A Software Financial Management Systems BS&A Project Experience Involved in numerous local and county implementations including Plymouth, Mn; Cape Canaveral, FL; Tucker, GA; Oconee County, GA; East Lansing, MI; Countryside, IL; Hayden, ID Prior Work Experience 2014-2018 Medler Electric – Inside Sales 51 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 BS&A’s Project Specific Roles BS&A Software will use the following roles during the project:  Project Management and Implementation Planning Director  Has overall accountability for the project and provides a point of escalation for the customer.  Account Manager  Escalate internal issues as needed.  Project Manager  Has day-to-day accountability for the project.  Scheduling and leading the Kick-Off Meeting  Manages and coordinates all activities and resources associated with the project.  Produces and maintains the project plan  Responsible for and leads the work associated with the development of the customer’s new processes  Leads the on-site process review  Hold regular conference calls with Organization project manager to review status and progress of project and to identify any outstanding issues  Manage Change Orders  Implementation Specialist  Responsible for and leads the work associated with the development of the customer’s new databases  Participates in the on-site process review  Develops best practices recommendations  Assist with forms analysis & creation  Assist with data conversion analysis  Assist with report analysis & creation  Development  Create custom integrations  Perform data conversion  Develop enhancements or bug fixes  Training Specialist  Participates in creation of the training plan  Responsible for and leads the cutover and delivery of the training  One lead training specialist will be identified to coordinate all training activities  IT  Assists with the extraction of test and production data from the customer’s existing applications.  Responsible for the installation of the BS&A applications on the customer’s production environment.  Subject Matter Experts  May assist as required, typically for Payroll, Utility Billing 52 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Note: there may be a number of people fulfilling each role. Organization’s Project Specific Roles We recommend the following roles for Organization employees for this Project  Project Champion  Escalate and resolve issues raised by project manager  Insure Organization-wide buy-in and support  Project Manager  Manage completion of project planning documents  Identify and communicate to BS&A project manager requirements for a successful implementation  Coordinate with BS&A project manager to develop and maintain implementation schedule which identifies specific milestones and establishes accountability  Schedule Organization resources for training: personnel, equipment and training rooms.  Identify additional employee training needs and update schedule  Ensure that employees accomplish tasks on time, including monitoring homework assignments  Review invoices and approve payment in accordance with the contract and associated milestones  Oversee project and monitor progress with BS&A project manager  Develop conversion specifications with BS&A  Coordinate analysis and proofing of conversion data  Subject Matter Experts ( one each for payroll, utilities, work order and financials)  Provide detailed policy/process information  Analyze potential policy/process changes  Subject matter experts on selected modules  Participate in knowledge transfer and analysis sessions 53 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020  Sign off on system design  Participate in form design  Participate in validation of conversion  Participate in testing and parallels  Assign department resources for training and internal project tasks  Complete workflow and security templates for all end users  Attend all training sessions or appoint an appropriate management level designee  Assess end user competency on trained topics  Assess policy compliance  Provide end users with dedicated time to complete required homework tasks  Act as supervisor/cheerleader for the ne w BS&A processes  Identify and communicate to Organization project manager any additional training needs or scheduling conflicts  Help document lessons learned at end of each phase and signoff on formal acceptance for phase close-out  IT Specialist  Assist with data extraction  Procure and install any required hardware  Add new users and printers  Perform basic server system maintenance  Ensure all users understand BS&A log-on process and have necessary permission for all training sessions  Ensure network and infrastructure is sound  End User  Attend Training as offered  Complete tasks as assigned  Practice skills learned within training before live processing date.  Communicate departmental needs as needed  Communicate any problems to project manager or subject manager expert  Demonstrate competency with BS&A applications processing prior to GO LIVE 54 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 7.0 System Testing and Acceptance Product Testing The converted data will go through a Quality Control test. BS&A will first review/test the data, and then pass it to the City for their review and critique. The recommended approach to the following types of testing is: 1) System Testing System Testing is the overall approach used to validate that an entire system satisfies the requirements, business, and operational objectives. 2) Integration Testing Integration testing is intended to verify operational requirements between major applications, sub -systems, or modules. Test cases should be constructed to test that all modules interact correctly. For example, Utility Billing should be able to submit a “check request” to the Accounts Payable application. An appropriate integration test would be to create a check request in Utility Billing and verify that the check request exists in Accounts Payable for use in generating a refund check. Likewise, an Integration Test should be defined for each of the “Integration and Interfaces” requirements identified in the application specifications spreadsheet. 3) Stress/Performance Testing Stress testing refers to tests intended to evaluate a system, module, or function under heavy load. The goal of these tests is to ensure the software will perform adequately under maximum loading conditions. BS&A recommends creating stress tests that will mimic maximum expected loading for critical functions. Similarly, Performance testing refers to the assessment of the performance of the system, module, or function from the perspective of the user. Performance testing is often done in conjunction with stress testing. 4) User Acceptance Testing (UAT) User Acceptance Testing is a process intended to confirm that a system meets mutually agreed-upon business requirements. User Acceptance Testing typically involves creating and running a set of standard tests on the completed or modified system. Each test case is designed to test a particular operating condition or set of functionality. The overall suite of test cases will represent the minimum set of business functions required for the system to be considered operational. Ideally, each test case should con tain input data, a description of the business activities to be performed, and a description of the expected results. UAT cases should be created in terms of user functionality and should be created before the system has been delivered. 55 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 8.0 Warranty and Post Implementation Support BS&A believes that providing superior support is the key to success. We have over 30 staff members dedicated to supporting our software, along with an additional 16 software developers and programmers to provide a higher level of assistance when needed. Many of our support staff are degreed accountants, including multiple CPAs. This exceptional level of understanding of the accounting process, combined with their expertise in our software, has enhanced the quality of our software support. Our technical support staff continuously receives outstanding evaluations from our current customer base! Annual Service Fees Unlimited service and support during your first year with the program are included in your purchase price. Thereafter, Service Fees are billed annually. After two (2) years, BS&A Software reserves the right to increase the Annual Service Fee by no more than the yearly Consumers Price Index (CPI). Telephone, Email, and Fax Support Our support staff is available Monday through Thursday, 8:30 a.m. – 6:00 p.m., and Friday from 8:30 a.m. – 5:00 p.m. (all times Eastern). The average response time is less than 15 minutes; 95% of our support requests are answered in under 30 minutes. We do not have a voicemail service; calls are queued and taken in the order received. Support via email, fax, or remote assistance is also available. Email support requests can be initiated directly from within any BS&A application. With your annual support agreement, there is no limit on the amount of times you contact us. If you require occasional support assistance outside the normal business hours, arrangements can be made. Toll-Free Support Line BS&A’s toll-free number is (855) BSA-SOFT. Support hours are Monday through Friday, 8:30 a.m. – 5:00 p.m. (all times Eastern). Sharing Desktops Our support consultants have the ability to connect with your workstation, so that we see exactly how you are encountering the problem. If needed, we can take over control of your desktop to walk you through a resolution. Likewise, we can use that tool to conduct webinars where we share our desktop with your users. __________________________________ Technical Support Highlights Why is BS&A better? We believe our Support staff is the backbone of our organization. They consistently get rave reviews from our customer satisfaction surveys. If we gain your business, you’ll enjoy world- class support services. We are focused on delivering unparalleled service, solutions, support, and satisfaction. You'll see this in our literature, but it's not just a marketing strategy; it's a mindset deeply embedded in our DNA. Our goal is to provide such remarkable customer service that our customers feel compelled to remark about it. We are extremely proud of the many long-term customer relationships we have built. We strongly believe that our success is directly correlated with putting the customer first and consistently choosing to listen to them. Delivering unparalleled customer service is the foundation of our company. Our company takes pride in the fact that customers can see their fingerprints throughout our software. They have provided us with many years of great ideas and suggestions. We truly value their feedback. Typically, our response to calls for support is immediate; however, on high call volume days it has taken about an hour. The average response time is less than 15 minutes. 56 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Onsite Support BS&A staff will be at your location during the implementation, training, and final Go-Live dates. Future onsite dates can be scheduled if needed. For example, if you want a representative onsite for training new staff, we can provide that. Additional onsite training or support is available for $1,000 /day, plus travel expenses. We can also provide web training for a reduced cost. User Groups Several User Group meetings are scheduled throughout the year. These meetings are complimentary, and held at our training facility in Bath, Michigan. Webinar participation is available for those customers unable to attend the User Group meetings in person. Videos of these meetings are available on our website shortly after they take place. Online Knowledgebase The Financial Management area of our website includes a plethora of information for online learning. There are hundreds of task-specific tutorials for many applications, and also videos of User Group meetings. The site is periodically updated by BS&A staff with current videos and new User Group sessions. We also provide a link from within each of our applications to query software maintenance and enh ancement cases. Escalation Options and Procedures Our customers are our number one priorty. Contacting your Project Manager is the preferred way to initiate the escalation process should a problem arise that you feel is not being given the appropriate att ention or priority. The PM is responsible for and has access to all resources available in providing a resolution. A solution in these circumstances may be a temporary one that gets you going again as soon as possible while a more permanent solution is identified. Software Releases The first version of BS&A Fund Accounting was released in 2001. The most current version is Financial Management .NET. Based on client requests, regular program updates are available for download on our website. The cost of these updates is included in the annual support and maintenance fee. Since the release of the .NET version, no major enhancements have been scheduled. Software Updates Our support platform includes software updates/enhancements for each application that are distributed to all current customers on at least a monthly basis, and are accompanied by an update log that details the changes/enhancements. Updates are distributed through the internet and saved to a directory on your server. In the case where a thin client technology is being used, this update must run (installed) once, but all users must be out of the program at that time. In the case of a standard client/server configuration, this process must run on each workstation, but it would not be required to have other users exit a program before updating. All updates are cumulative. There is no need to install each update in a sequential fashion in order to patch properly. In most cases, our customers do not develop local custom modifications, other than pulling/pushing information through ODBC connections. BS&A Software has, and will continue to be, committed to statutory and process compliance changes as deemed necessary at the Federal or State level. Timetables have historically been aggressive, and all users with paid support agreements receive periodic updates. Program changes are researched thoroughly and active communication is maintained with the appropriate State agencies. 57 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Software Customization On occasion, customers will ask for, and receive, custom modifications from BS&A directly, when there is a program feature that would be helpful to them, but may not benefit the majority of the customer base. By performing these customizations ourselves, BS&A is able to reduce or eliminate the amount of problems relating to local customizations, as well as provide these customizations at a price competitive to the costs to a municipality to employ a custom developer. 69 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 9.0 Upgrades Software Updates Our support platform includes software updates/enhancements for each application that are distributed to all current customers on at least a monthly basis, and are accompanied by an update log that details the changes/enhancements. Updates are distributed through the internet and saved to a directory on your server. In the case where a thin client technology is being used, this update must run (installed) once, but all users must be out of the program at that time. In the case of a standard client/server configuration, this process must run on each workstation, but it would not be required to have other users exit a program before updating. All updates are cumulative. There is no need to install each update in a sequential fashion in order to patch properly. In most cases, our customers do not develop local custom modifications, other than pulling/pushing information through ODBC connections. BS&A Software has, and will continue to be, committed to statutory and process compliance changes as deemed necessary at the Federal or State level. Timetab les have historically been aggressive, and all users with paid support agreements receive periodic updates. Program changes are researched thoroughly and active communication is maintained with the appropriate State agencies. 70 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 10.0 Pricing Cost Summary Application and Annual Service Fee prices based on an approximate population of 23,754 and 9,000 utility customers. Software is licensed for use only by municipality identified on the cover page. If used for additional entities or agencies, please contact BS&A for appropriate pricing. Prices listed are estimates based on information currently available. Applications Financial Management $18,000 Utility Billing .NET BS&A Online $3,500 Public Records Search + Online Bill Pay With use of integrated Credit Card Processor Subtotal $21,500 Data Conversions/Database Setup Convert existing Tyler Incode data to BS&A format: $15,235 Utility Billing Project Management and Implementation Planning Services include: - Analyzing customer processes to ensure all critical components are addressed. - Creating and managing the project schedule in accordance with the customer's existing processes and needs. - Planning and scheduling training around any planned process changes included in the project plan. - Modifying the project schedule as needed to accommodate any changes to the scope and requirements of the project that are discovered. - Providing a central contact between the customer’s project leaders, developers, trainers, IT staff, conv ersion staff, and other resources required throughout the transition period. - Installing the software and providing IT consultation for network, server, and workstation configuration and requirements. - Reviewing and addressing the specifications for needed customizations to meet customer needs (when applicable). $9,000 71 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Implementation and Training - $1,000/day - Days listed are estimates; you are billed for actual days used Services include: - Setting up users and user security rights for each application - Performing final process and procedure review - Configuring custom settings in each application to fit the needs of the customer - Setting up application integration and workflow methods - Onsite verification of converted data for balancing and auditing purposes - Training and Go-Live Software Setup Days: 1 $1,000 Financial Management Applications Days: 15 $15,000 User Acceptance Training Days: 4 $4,000 Total: 20 Subtotal $20,000 Post-Go Live Assistance - Review and consult on streamlining day-to-day activities as they relate to the processes within the BS&A applications - Assist customers with more detailed and advanced report options available within the BS&A applications - Revisit commonly-used procedures discussed during training - As needs arise, provide assistance with bank reconciliations - $1,000/day - Days quoted are estimates; you are billed for actual days used Post-Go Live for all applications for which training was performed Days: 3 $3,000 72 City of Prior Lake, MN Utility Billing Software RFQ January 10, 2020 Cost Totals Not including Annual Service Fees Applications $21,500 Data Conversions $15,235 Project Management and Implementation Planning $9,000 Implementation and Training $20,000 Post-Go Live Assistance $3,000 Total Estimated $68,735 Travel Expenses $13,970 Payment Schedule 1st Payment: $24,235 to be invoiced upon execution of this agreement. 2nd Payment: $21,500 to be invoiced at start of training. 3rd Payment: $36,970 to be invoiced upon completion of training. Annual Service Fees Unlimited service and support during your first year with the program are included in your purchase price. Thereafter, Service Fees are billed annually. BS&A Software reserves the right to increase the Annual Service Fee by no more than the yearly Consumers Price Index (CPI). Financial Management $3,600 Utility Billing .NET BS&A Online $2,500 Public Records Search Total Annual Service Fees $6,100 Exhibit B SOFTWARELICENSEANDSERVICESAGREEMENT ThisSoftwareLicenseandServicesAgreementthatincludesattachedSchedules (“License Agreement”)isbetweenBellefeuil,Szur&Associates,Inc.("BS&A"),aMichigan corporation,andthe City of Prior Lake(“Customer”),effectivethedate ofthesignatureof thelastPartytosigntheLicense Agreement(“EffectiveDate”).EachpartytotheAgreementis referredtoasa“Party”andtheparties,collectively,arereferredtoas“Parties.” This LicenseAgreementis subject to the terms of the Master Contract to which this License Agreement is attached and setsthetermsandconditionsunderwhich BS&Awillfurnishcertainlicensedsoftwareandcertainservicesdescribedhereinto Customer. SECTIONA–SOFTWARELICENSE ⦁ LicenseGrant. ⦁ UpontheEffectiveDate,subjecttothetermsofthisLicense Agreementand Customer’songoingcompliancetherewith,BS&AherebygrantstoCustomera perpetual,non-exclusive,non-transferable,andnon-assignablelicensetoinstall andusetheBS&ASoftwareProductsforCustomer’sinternalbusinesspurposes only(andnot,forexample,asadatacenter,reseller,orservicebureauforthird parties),onlyonserversownedbyCustomerandlocatedatCustomer’sfacilities, andotherwiseinaccordancewiththisLicense Agreement.“BS&ASoftware Product(s)”means,the:(i)BS&AsoftwareproductssetforthinExhibit A to the Master Contract; (ii)relatedinterfacesandcustomizations;(iii)BS&A manuals,BS&Aofficialspecifications,andBS&Auserguidesprovidedinor withBS&AsoftwareproductssetforthinExhibit A to the Master Contract(“Documentation”);and(iv)allmodificationstotheBS&Asoftware productssetforth inExhibit A to the Master Contract,including,but notlimited to,fixes,new versions,newreleases,updates,upgrades,corrections,patches, work-arounds(collectively,“Modifications”).Fortheavoidanceofdoubt, Documentationdoesnotincludeadvertising,othergeneralstatementsabout products,orstatementsbysalesorotherstaffmembers.Customermaymake andkeep(securely)onearchivalcopyofeachBS&ASoftwareProductsolelyfor useasbackup. ⦁ Customerwill notsublicense,modify,adapt,translate,orotherwise transfer, reversecompile,disassembleorotherwisereverseengineerBS&ASoftware ProductsoranyportionthereofwithoutpriorwrittenconsentoftheBS&A. Withoutlimitingtheforegoing,theBS&ASoftwareProductsmaynotbe modifiedbyanyoneotherthanBS&A.IfCustomermodifiestheBS&ASoftware 1 ProductswithoutBS&A’spriorwrittenconsent,anyBS&Aobligationtoprovide supportserviceson,andthewarrantyfor,theBS&ASoftwareProductswillbe void.Allrightsnotexpresslygrantedarereserved. ⦁ LicenseFees.CustomeragreestopayBS&A,andBS&AagreestoacceptfromCustomer aspaymentinfullforthelicensegrantedherein,thesoftwarefeessetforththe Master Contract. ⦁ LimitedSoftwareWarranty. ⦁ BS&Awarrantsandrepresentsforaperiodofone(1)yearfromcompletion of theinstallationofBS&ASoftwareProductthat:(i)suchBS&ASoftwareProduct willperformsubstantiallyinthesamemannerasofficialdemonstrationversions andinaccordancewithBS&A’sauthorizedonlinetutorialsandvideosthatmay havebeenmadeavailableaspartofthesalesandnegotiationprocess leadinguptothisAgreement;and(ii)theBS&ASoftwareProductshallconform totheDocumentationandbefreeofmaterialdefectsinworkmanshipand materials.AnyclaimunderthisLimitedSoftwareWarrantymustbemade within one(1) yearfromtheinstallationof theapplicableBS&ASoftwareProduct or within one (1) year of the discovery of the defect, whichever occurs later. Customer’sexclusiveremedyintheeventofabreachofthiswarrantyshallbe tohaveBS&Ause reasonableeffortstorepairorreplacethenon-conforming BS&ASoftwareProductsoastorenderitconformingtothewarranty,orinthe eventthatisnotpossibletorenderitconformingwithreasonableefforts,to receivearefundoftheamountpaidfortheBS&ASoftwareProduct. ⦁ THE FOREGOINGLIMITEDSOFTWAREWARRANTYISIN LIEUOFALLOTHER REPRESENTATIONSORWARRANTIESRELATINGINANYWAYTOTHEBS&A SOFTWAREPRODUCTS,INCLUDING,BUTNOTLIMITEDTO,THEIRFEATURES, ATTRIBUTES,FUNCTIONALITY,ANDPERFORMANCE.THEFOREGOINGLIMITED SOFTWAREWARRANTYISINLIEUOFALLSUCHREPRESENTATIONSOR WARRANTIESWHETHEREXPRESSORIMPLIED,INCLUDING,BUTNOTLIMITEDTO, ANYIMPLIEDWARRANTIESORREPRESENTATIONSOFMERCHANTABILITY, MERCHANTABLEQUALITYANDFITNESSFORAPARTICULARPURPOSEAND THOSEARISINGBYSTATUTEOROTHERWISEINLAWORFROMTHECOURSE OFDEALINGOR USAGEOFTRADE.BS&ADOESNOTREPRESENTORWARRANT THATTHEBS&ASOFTWAREPRODUCTSWILLMEETANYORALLOF CUSTOMER’SPARTICULARREQUIREMENTS,THATTHEOPERATIONOFTHE BS&ASOFTWAREPRODUCTSWILLOPERATEERROR-FREEOR UNINTERRUPTED,ORTHATALLPROGRAMMINGERRORSINTHEBS&ASOFTWARE PRODUCT(S)CANBEFOUNDINORDERTOBECORRECTED. 2 ⦁ OwnershipofBS&ASoftwareProducts/ProprietaryInformation. ⦁ BS&Ashallretainownershipof,includingallintellectualpropertyrightsinandto,the BS&ASoftwareProducts.Customeragreesnottochallengesuchrightsand herebyassignsanyandallcopyrightsandotherintellectualpropertyrightsin andtotheBS&ASoftwareProductstoBS&Aandagreestoexecuteanyandall documentsnecessarytoeffectthepurposesofthisparagraph.“Intellectual propertyrights”meansalltrademarks,copyrights,patents,tradesecrets,moral rights,know-how,andallotherproprietaryrights. SECTIONB–PROFESSIONALSERVICES ⦁ ProfessionalServices.Governed by the Master Contract. ⦁ ChangeOrders.Governed by the Master Contract. ⦁ LicenseandOwnership. ⦁ Allrights,includingallintellectualpropertyrights,inandtoworkproduct deliveredasaresultofProfessionalServicesunderthisLicense Agreementshallbe ownedbyBS&A.Fortheavoidanceofdoubt,workproductthatconstitutesaBS&A SoftwareProductorportionthereofshallbegovernedbySectionAincluding Section1.1thereof. ⦁ SubjecttoSection7.1andCustomer’scompliancewiththisLicense Agreement(including paymentinfull),BS&AgrantstoCustomeraperpetual,non-exclusive,non- transferable,andnon-assignablelicensetousetheworkproductandtheintellectual propertyrightsthereinforCustomer’sinternalbusinesspurposesonly. ⦁ Cancellation.Governed by the Master Contract. ⦁ LimitedProfessionalServicesWarranty. Governed by the Master Contract. SECTIONC–MAINTENANCEANDSUPPORT ⦁ MaintenanceandSupportGenerally. ⦁ Foraone-yearperiod,commencingonthe completion of theinstallationofthe BS&ASoftwareProducts,andsubjecttoCustomer’scompliancewiththe 3 Agreement,BS&Awillprovide,atnochargetoCustomer,“Maintenanceand Support,”meaningthefollowing:(i)Modifications(suchaspatches,corrections, andupdates)asaregenerallyprovidedatnoadditionalcharge(beyondthecost ofannualMaintenanceandSupport)byBS&AtoBS&Acustomers;and(ii) technicalsupport,asfurtherdescribedinSection11,duringBS&A’snormal businesshours. ⦁ Commencingone(1)yearfromthe completion of theinstallationoftheBS&A SoftwareProducts,MaintenanceandSupportwillbeprovidedonanannual basis,subjecttocompliancewiththetermsoftheAgreementandpaymentofthe annualMaintenanceandSupportfeesoutlinedin Schedule 1. .Maintenanceand SupportwillberenewedannuallyunlesseitherPartynotifiestheotheratleastsixty (60)dayspriortotheanniversaryofinstallationofitsintenttoterminate. ⦁ BS&AguaranteesthattheMaintenanceandSupportannualfeesetforthin Schedule 1willnotchangefortwo(2)yearsfromthedateofthe completion of the installationoftheBS&ASoftwareProducts.Afterthatdate,BS&Areservesthe righteachyeartoincreasethefeeoverthepreviousyear with 90 days notice to Customerbynomorethananamountthatisproportionatetotheincrease (measuredfromthebeginningofsuchpreviousyear)intheConsumerPriceIndex assetforthbytheU.S.DepartmentofLabor,BureauofLaborStatistics, ConsumerPriceIndex–AllUrbanConsumers–U.S.CityAverage(the“Annual RenewalFee”). ⦁ Support. ⦁ WithrespecttoErrorsfollowingexpirationoftheLimitedSoftwareWarranty,BS&A’s soleobligationandCustomer’ssoleremedyaresetforthinthissection11. SubjecttoCustomer’scompliancewiththetermsofthe LicenseAgreementand purchaseofMaintenanceandSupport,BS&Ashallusecommerciallyreasonable efforts,commensuratewiththeseveritylevel,toachieveitssupportresponse andresolutiontargetswithrespecttoErrorsassetforthinSchedule 2.An “Error”meansaverifiableandreproducible failureofaBS&ASoftwareProductto operateinaccordancewiththeDocumentation)underconditionsofnormaluse andwheretheErrorisdirectlyattributabletotheBS&ASoftwareProductas updatedwithcurrentModifications.IfthecustomermodifiestheBS&ASoftware ProductswithoutBS&A’swrittenconsent,BS&A’sobligationtoprovidesupport servicesontheBS&ASoftwareProductswillbevoid. ⦁ Supportdoesnotincludethefollowing:(i)installationorimplementationofthe BS&ASoftwareProducts;(ii)onsitetraining/support,remotetraining, 4 applicationdesign,andotherconsultingservices;(iii)supportofanoperating system,hardware,orsupportoutsideofBS&A’snormalbusinesshours;(iv) supportorsupporttimedue toacauseexternaltotheBS&ASoftwareProducts adverselyaffecting their operabilityorserviceability,which shall include but not belimitedtowater,fire,wind,lightning,othernaturalcalamities,transportation, misuse,abuse,orneglect;(v)repairoftheBS&ASoftwareProductsmodifiedin anywayotherthanmodificationsmadebyBS&Aoritsagents;(vi)supportof anyotherthird-partyvendors’software,suchasoperatingsystemsoftware, networksoftware,databasemanagers,wordprocessors,etc.;and(vii)supportof theBS&ASoftwareProductsthathavenotincorporatedcurrentModifications. AllsuchexcludedMaintenanceandSupportServicesperformedbyBS&Aat Customer’srequestshallbeinvoicedtoCustomeronatimeandmaterialsbasis, plusreasonableexpensesassociatedtherewith. ⦁ Notwithstandinganythingtothecontrary,inordertomaintaintheintegrityand properoperationofthe Software,Customeragreestousecommercially reasonableeffortstoimplement,inthemannerinstructedbyBS&A,all Modificationsinatimelymanner.Customer’sfailuretoimplementany ModificationsmaylimitorrestricttheabilityofCustomertoimplement futureModifications.CustomershallprovidepromptnoticeofanyErrors discoveredbyCustomer,orotherwisebroughttotheattentionofCustomer. Propernoticemayinclude,withoutlimitation,prompttelephonicandwritten (eitherviae-mailorpostalmail)noticetoBS&AofanypurportedError.Ifrequested byBS&A,CustomeragreestoprovidewrittendocumentationofErrorsto substantiatethoseErrorsandtootherwiseassistBS&Ainthedetectionand correctionofsaidErrors.BS&Awilluseitscommercialreasonablejudgmentto determineifanErrorexists. ⦁ CustomeracknowledgesandagreesthatBS&Aandproductvendorsmayrequire onlineaccesstotheBS&AsysteminorderforBS&AtoprovideMaintenance andSupportServiceshereunder.Accordingly, Customershallprovidea connectiontothe InternettofacilitateBS&A’s remoteaccesstoBS&A’ssystem. BS&Ashallprovideremoteconnectionsoftware,whichmayrequireinstallationof asoftwarecomponentonaworkstationorservercomputer. SECTIOND–GENERALTERMSANDCONDITIONS ⦁ CustomerAssistance.CustomeracknowledgesthattheimplementationoftheBS&A SoftwareProductsisacooperativeprocessrequiringtimeandresourcesofCustomer 5 personnel.Customershall,andshallcauseCustomerpersonnelto,useallreasonable effortstocooperatewithandassistBS&Aasmaybereasonablyrequiredtomeetthe projectdeadlinesandothermilestonesagreedtobythePartiesforimplementation. BS&Ashallnotbeliableforfailuretomeetsuchdeadlinesandmilestoneswhensuch failureisduetoforcemajeure(asdefinedinParagraph27.below)ortothefailure byCustomerpersonneltoprovidesuchcooperationandassistance(eitherthrough actionoromission). ⦁ BS&AProprietaryInformation. ⦁ Customeracknowledgesthattheinformationassociatedwithorcontainedinthe BS&ASoftwareProductsandinformationusedintheperformanceofProfessional Servicesincludetradesecretsandotherconfidentialandproprietaryinformation ofBS&A(the“ProprietaryInformation”). ⦁ TheCustomershallmaintaininconfidenceandnotdiscloseProprietary Information,directlyorindirectly,toanythirdpartywithoutBS&A’sprior writtenconsent.CustomershallsafeguardtheProprietaryInformationtothe sameextentthatitsafeguardsitsownmostconfidentialmaterialsordata,butin noeventshallthestandardimplementedbelessthanindustrystandard. ProprietaryInformationshallbeusedbyCustomersolelytofulfillitsobligations underthisAgreement.CustomershalllimititsdisseminationofsuchProprietary InformationtoemployeeswithintheCustomer’sbusinessorganizationwhoare directlyinvolvedwiththeperformanceofthisAgreementandhaveaneedtouse suchProprietaryInformation.Customershallberesponsibleforalldisclosuresby anypersonreceivingProprietaryInformation,byorthroughit,asifCustomer itselfdisseminatedsuchinformation. ⦁ ProprietaryInformationshallnotincludeanyinformationthat:(a)isorbecomes publiclyknownthrough no wrongfulact orbreach ofanyobligation of confidentialitybyCustomer;(b) waslawfullyknowntoCustomerpriortothetime itwasdisclosedtoorlearnedbyCustomerinconnectionwiththisAgreement, provided thatsuchinformationisnotknowntoCustomersolelybecauseofits priorbusinessrelationshipwithBS&A;(c)wasreceivedbyCustomerfromathird partythatisnotunderanobligationofconfidentialitytoBS&A;or(d)is independentlydevelopedbyCustomerforapartyotherthanBS&Awithoutthe useofanyProprietaryInformation.Thefollowingcircumstancesshallnotcause ProprietaryInformationtofallwithinanyofexceptions(a)through(d)above:(i) aportionofsuchProprietaryInformationisembracedbymoregeneral informationsaidtobeinthepublicdomainorpreviouslyknownto,or subsequentlydisclosedto,theCustomer;or(ii)itisacombinationderivablefrom 6 separatesourcesofpublicinformation,noneofwhichdisclosesthecombination itself. ⦁ IfCustomerisrequired,oranticipatesthatitwillberequired,todiscloseany ProprietaryInformationpursuanttoacourtorderortoagovernmentauthority, Customershall,atitsearliestopportunity,providewrittennoticetoBS&Asoas togiveBS&Aareasonableopportunitytosecureaprotectiveorderortakeother actionsasappropriate.Customershall,atalltimes,cooperatewithBS&Asoasto minimizeanydisclosuretotheextentallowedbyapplicablelaw. ⦁ The Master Contract and this License Agreement, including this Section 13, are subject to the MN Data Practices Act as further described in paragraph 22 of the Master Contract. ⦁ LimitationonLiabilityandDamages.BS&A’SENTIRELIABILITYANDRESPONSIBILITY FORANYANDALLCLAIMS,DAMAGES,ORLOSSESARISINGFROMTHEBS&A SOFTWAREPRODUCTS(INCLUDINGBUTNOTLIMITEDTOTHEIRUSE,OPERATION, AND/ORFAILURETOOPERATE),PROFESSIONALSERVICES,MAINTENANCEAND SUPPORT,ANYTHIRD-PARTYPERFORMANCEORLACKTHEREOF,OROTHERWISE ARISINGOUTOFORRELATINGTOTHISAGREEMENT,SHALLBEABSOLUTELY LIMITEDTODIRECTDAMAGESNOTINEXCESSOFTHEPURCHASEPRICEOFBS&A SOFTWAREPRODUCTSPLUS,TOTHEEXTENTAPPLICABLE,THEPURCHASEPRICEOF ANYPROFESSIONALSERVICESETFORTHINTHISAGREEMENTTHATGIVESRISETOTHE CLAIM.NOTWITHSTANDINGANYPROVISIONCONTAINEDHEREIN,BS&ASHALLNOT BELIABLEFORANYINDIRECT,CONSEQUENTIAL,SPECIAL,INCIDENTAL,OR CONTINGENTDAMAGESOREXPENSES,WHETHERINCONTRACT,TORT(INCLUDING NEGLIGENCE)OROTHERWISE,ARISINGINANYWAYOUTOFTHISAGREEMENT,BS&A SOFTWAREPRODUCTS,ANYTHIRD-PARTYPERFORMANCE,ORLACKTHEREOF,OR BS&A’SPERFORMANCE,ORLACKTHEREOF,UNDERTHISAGREEMENT,INCLUDING, WITHOUTLIMITINGTHEGENERALITYOFTHE FOREGOING,LOSSOFREVENUE,PROFIT, ORUSE.TOTHEEXTENTTHATAPPLICABLELAWDOESNOTPERMITTHELIMITATIONS SETFORTHHEREIN,THELIABILITYANDDAMAGESSHALLBELIMITEDANDRESTRICTED TOTHEEXTENTPERMITTEDBYLAW. ⦁ Customerissolelyresponsibleforitsdata,itsdatabase,andformaintainingsuitable back-upsofthedataanddatabasetopreventdatalossintheeventofany hardwareorsoftwaremalfunction.Customercovenantsandagreestoundertakeall necessarymeasurestoprotectandsecureitsdata,includingimplementationof technical,administrativeandphysicalprotections.BS&ASHALLHAVENO RESPONSIBILITYORLIABILITYFORDATALOSSREGARDLESSOFTHEREASONSFOR SAIDLOSS.Tothemaximumextentauthorizedbylaw,Customeragreestodefend, 7 indemnifyandholdBS&Aharmlessforanyclaim byanyperson orentityarisingout of anyloss orcompromiseofdata ordata security orarisingoutofCustomer’sbreachof thisLicense Agreement. ⦁ AdditionalDisclaimer.SUPPLIERPROVIDESNOWARRANTYFORANYTHIRD-PARTY SOFTWAREAND/ORHARDWARE.EXCEPTASSET FORTHINTHISLICENSE AGREEMENT, SUPPLERWILLNOTBERESPONSIBLEFORANYTHIRD-PARTYSOFTWARE,THIRD-PARTY SERVICESAND/ORHARDWARE. ⦁ IndemnificationforIntellectualPropertyInfringement.Ifaclaimismadeoranactionis broughtallegingthataBS&ASoftwareProductinfringesonaU.S.patent,orany copyright,trademark,tradesecretorotherproprietaryright,BS&A willdefend Customer againstsuchclaimandwillpayresultingcostsanddamagesfinallyawarded, providedthat:(a)CustomerpromptlynotifiesBS&Ainwritingoftheclaim;(b)BS&A hassolecontrolofthedefenseandallrelatedsettlementnegotiations;(c)Customer reasonablycooperatesinsuchdefenseatBS&A’s expense;and(d)Customerremainsin compliancewiththeAgreementandhascontinued to purchaseMaintenanceand Support Services.TheobligationsofBS&Aunder thisSectionareconditionedon Customer’sagreementthatiftheapplicableBS&ASoftwareProduct,inwholeorinpart, ortheuseoroperationthereof,becomes,orintheopinionofBS&Aislikelytobecome, thesubjectofsuchaclaim,BS&Amayatitsexpenseeitherprocuretherightfor CustomertocontinueusingtheBS&ASoftwareProductor,attheoptionofBS&A, replaceormodifythesamesothatitbecomesnon-infringing(providedsuch replacementormodificationmaintainsthe samematerial functionalityanddoes not adverselyaffectCustomer’suseoftheUpdateascontemplatedhereunder). ⦁ NoIntendedThird-PartyBeneficiaries.This LicenseAgreementisenteredintosolely forthebenefitofBS&AandCustomer.Nothirdpartywillbedeemedabeneficiaryof thisLicense Agreement,andnothirdpartywillhavetherighttomakeanyclaimor assertanyrightunderthisLicense Agreement. ⦁ INTENTIONALLY DELETED. ⦁ Termination.TheterminationofthisLicense Agreementpursuant to the Master Contract willnotdischargeorotherwiseaffectanypre-termination obligationsofeitherPartyexistingunderthis LicenseAgreementatthetimeof termination.Sections1.2,4.1,7.1,13through16,18,20through29,andtheprovisionsof thisLicense Agreement,whichbytheirnatureextendbeyondtheterminationofthis Agreement,willsurviveterminationoftheLicense Agreement. ⦁ PaymentTerms.CustomershallpayBS&Aforallamountsinaccordancewiththe Master 8 Contract and Schedule 1. ⦁ GoverningLawandVenue.Governed by Master Contract. ⦁ EntireAgreement.Governed by Master Contract ⦁ Export.Customerwillcomplywithallapplicablelaws,includingapplicableexportcontrol lawsthatprohibitexportordiversionofcertainproductsandtechnologytocertain countriesorindividuals,includingforeignnationalsintheUnitedStates.Customer undertakestodetermineanyexportlicensingrequirementsandtocomplywithsuch obligations.TheBS&ASoftwareProductsaredeemedtobecommercialcomputer softwareasdefinedinFAR12.212andsubjecttorestrictedrightsasdefinedinFAR Section52.227-19“CommercialComputerSoftware-RestrictedRights”andDFARS 227.7202,“RightsinCommercialComputerSoftwareorCommercialComputerSoftware Documentation,”asapplicable,andanysuccessorregulations.Anyuse,modification, reproductionrelease,performance,display,ordisclosureofBS&A’sSoftware ProductsbytheU.S.Governmentshallbesolelyinaccordancewiththetermsofthis Agreement. ⦁ Severability. Governed by Master Contract ⦁ SuccessorsandAssigns.Governed by Master Contract ⦁ ForceMajeure.“ForceMajeure”isdefinedasaneventbeyondthereasonablecontrolof aParty,includinggovernmentalaction,war,riotorcivilcommotion,fire,natural disaster,problematicweather,lackofavailabilityofCustomerprovidedtechnology, labordisputes,restraintsaffectingshippingorcredit,delayofcarriersoranyother causethatcouldnot, withreasonablediligence, beforeseen,controlledor preventedby theParty.NeitherPartyshallbeliablefordelaysinperformingitsobligationsunderthis AgreementtotheextentthatthedelayiscausedbyForceMajeure. Notice.Governed by Master Contract ⦁ IndependentContractor.Governed by Master Contract INWITNESSTHEREOF,thePartiesheretohaveexecutedthisAgreementasofthe datessetforthbelow. BS&ASOFTWARE,INC.CUSTOMER 9 By:Name:Title: Date: 10 By:Name:Title: Date: Schedule 1 Payment Terms ⦁ CustomershallpayBS&Awithinthirty-five(35)daysofinvoice.Paymentsnot receivedwithinfifteen(15)daysoftheduedateshallbesubjecttoaoneandone- halfpercent(1.5%)permonthinterestcharge(or,iflower,thehighestamount chargeableatlaw)assessedagainsttheunpaidbalancefromthedatedueuntilthe datepaymentisreceived. ⦁ Any amount not subjecttogoodfaithdisputeand notpaidwithin fifteen (15) days of theduedate ofeachinvoiceshall,withoutprejudicetootherrightsandremedies, besubjecttoaninterestchargeequaltothelesserof1.5%monthlyorthemaximum interestchargepermissibleunderapplicablelaw,payableondemand.Anycharges notdisputedbyCustomeringoodfaithwillbedeemedapprovedand acceptedbyCustomer.ForpurposesofthisAgreement,agoodfaithdispute regardingamountsowedexistsonlyifCustomerprovidesinwritingatleastten (10)dayspriortoduedateofpaymentontheinvoice,notificationofsuch dispute,thespecificportionoftheinvoiceindispute,andthespecificgroundsof thedispute(whichmustbeassertedingoodfaith),andCustomerpaysintimely fashionsuchportionsthatarenotsubjecttosuchdispute. ⦁ BS&Ashallinvoice Customerfor the software license, data conversion, project management and implementation planning, implementation and training, post-go live assistance and related costs as set forth in the Master Contract. ⦁ BS&A shall invoice Customerannually for ongoing support and service beginning the year after completion of implementation and initial training. The first year’s annual support and service fee, including Utility Billing .NET and Public Records Search shall be in the amount of $6,100 as detailed in Exhibit A to the Master Contract. ⦁ Customershallberesponsibleforalltaxes(includingsalestaxes)imposedasaresult ofanytransactionassociatedwiththisAgreement,exclusiveoftaxesonBS&A’snet income. Schedule 2 Support Call Process BS&A’sstandardhoursforsupportarefrom8:30a.m.to6:00p.m.(EST),Mondaythrough 11 Thursday,and8:30 ⦁ to5:00p.m.(EST)onFriday,excludingholidays. Youcan lodgeasupport request inthreeways: (i)ContactCustomerSupportoption located withintheHelpmenuofallofourapplications(ii)ourtoll-freesupportline(1-855- BSA-SOFT)or(iii)viaemail. BS&Atargetslessthanthirty(30)minutesforinitialresponse(“InitialResponseTarget”). Customerservicerequestsfallintofourmaincategories: ⦁ Technical.QuestionsorusageissuesrelatingtoI.T.functionality,future hardwarepurchases,andconfiguration.BS&Atriestoresolvetheseissueswithin BS&A’sInitialResponseTargetorassoonthereafterasreasonablypossible. ⦁ Questions/Support.Generalquestionsregardingfunctionality,use,andsetupof theapplications.BS&AtriestoresolvetheseissueswithinBS&A’sInitial ResponseTargetorassoonthereafterasreasonablypossible. ⦁ Requests.Customerrequestsforfutureenhancementstotheapplications.Key productmanagementpersonnelmeetwithdevelopmentstaffonaregularbasisto discussthedesirabilityandpriorityofsuchrequests.BS&Atriestoresolvethese issueswithinBS&A’sInitialResponseTargetorassoonthereafterasreasonably possible. ⦁ Issues/Bugs.Errorsfallintothree(3)subcategories: ⦁ Critical.CaseswhereanErrorhasrenderedtheapplicationoramaterial componentunusableornotusablewithoutsubstantialinconvenience,causing materialanddetrimentalconsequencestobusiness--withno viable Customer workaround or alternative.Thetargeted resolution timeforcriticalissuesis withinone(1)day. ⦁ Moderate.CaseswhereanErrorcausesinconvenienceandaddedburden,but theapplicationisstillusablebyCustomer.Thetargetedresolutiontimefor allmoderateissuesiswithintwo(2)weeks,whichiswithinourstandard updatecycle. ⦁ Minimal.Casesthataremostlycosmeticinnature,anddonotimpede functionalityinanysignificantway. Theseissuesareassignedaprioritylevel atourregularmeetings,andresolutiontimesarebasedonthespecified priority. RemoteSupportProcess SomesupportcallsmayrequirefurtheranalysisofCustomer’sdatabaseorsetupto diagnoseaproblemortoassistCustomerwithaquestion.BS&A’sremotesupporttools 12 shareCustomer’sdesktopviatheInternettoprovideCustomerwithvirtualon-site support.BS&A’ssupportteamisabletoquicklyconnectremotelytoCustomer’sdesktop andviewitssetup,diagnoseproblems,orassistCustomerwithscreennavigation. 13 Exhibit C Source Code Escrow Agreement for BS&A Software Programs Software Products of Bellefeuil, Szur, & Associates, Inc. This Escrow Agreement is entered into and effective as of the _____ day of ________ by and among Licensee having its principal place of business in Minnesotaand Licensor, having its principal place of business in Michiganand IT Right, ("the Independent third party Escrow Agent"), having its principal place of business in Michigan. WHEREAS, Licensor has granted a license to Licensee to use certain computer software pursuant to the terms and conditions of a Computer Software License Agreement (the "License Agreement"), and WHEREAS, the uninterrupted availability of all forms of such computer software is critical to Licensee in the conduct of its business; and WHEREAS, Licensor has agreed to deposit in escrow a copy of the source code form of the computer program (the "Software") included in the Software System covered by the License Agreement, as well as any corrections or enhancements to such source code, to be held by Escrow Agent in accordance with the terms and conditions of this Escrow Agreement. NOW, THEREFORE, in consideration of the mutual covenants herein contained, the parties agree as follows: 1. Deposit Licensor has concurrently herewith deposited with Escrow Agent a copy of the source code form of the Software (the "Source Code"), including all relevant commentary, explanations, and other documentation of the Source Code (collectively, "Commentary"). Licensor also agrees to deposit with Escrow Agent, at such times as they are made, a copy of all revisions to the Source Code or Commentary encompassing all corrections or enhancements made to the Software by Licensor pursuant to the License Agreement or any Software Maintenance Contract between the parties. 2. Term This Escrow Agreement shall remain in effect during the term of the License Agreement and any Software Maintenance Contract between Licensee and Licensor. Termination hereof is automatic upon delivery of the deposited Source Code and Commentary to Licensee in accordance with the provisions hereof. 3. Default A default by Licensor shall be deemed to have occurred under this Escrow Agreement upon the occurrence of any of the following: 1 (a) if Licensor has availed itself of, or been subjected to by any third party, a proceeding in bankruptcy in which Licensor is the named debtor, an assignment by Licensor for the benefit of its creditors, the appointment of a receiver for Licensor, or any other proceeding involving insolvency or the protection of, or from, creditors, and same has not been discharged or terminated without any prejudice to Licensee's rights or interests under the License Agreement within thirty (30) days; or (b) if Licensor has ceased its on-going business operations, or sale, licensing, maintenance or other support of the Software; or (c) if Licensor fails to pay the annual fee, if any, due to Escrow Agent hereunder; or (d) if any other event or circumstance occurs which demonstrates with reasonable certainty the inability or unwillingness of Licensor to fulfill its obligations to Licensee under the License Agreement, this Escrow Agreement or any Software Maintenance Contract between the parties, including, without limitation, the correction of defects in the Software. 4. Notice of Default Licensee shall give written notice to Escrow Agent and Licensor of the occurrence of a default hereunder, except that Escrow Agent shall give notice of the default to Licensee and Licensor if same is based on the failure of Licensor to pay Escrow Agent's annual fee, if any. Unless within seven (7) days thereafter Licensor files with the Escrow Agent its affidavit executed by a responsible executive officer stating that no such default has occurred or that the default has been cured, then the Escrow Agent shall upon the eighth (8th) day deliver to Licensee in accordance with Licensee's instructions the entire Source Code and Commentary with respect to the Software then being held by Escrow Agent. 5. Compensation As compensation for the services to be performed by Escrow Agent hereunder, Licensor shall pay to Escrow Agent an initial fee of $ 0__, payable at the time of execution of this Agreement, and an annual fee in the amount of $_500_, to be paid to Escrow Agent in advance on each anniversary date hereafter during the term of this Agreement. 6. Liability Escrow Agent shall not, by reason of its execution of its Agreement, assume any responsibility or liability for any transaction between Licensor and Licensee, other than the performance of its obligations, as Escrow Agent, with respect to the Source Code and Commentary held by it in accordance with this Agreement. 7. Confidentiality Except as provided in this Agreement, Escrow Agent agrees that it shall not divulge or disclose or otherwise make available to any third person whatsoever, or make any use whatsoever, of the Source Code or Commentary, without the express prior written consent of Licensor. 8. Address 2 All notices or other communications required or contemplated herein shall be in writing, sent by certified mail, return receipt requested, addressed to another party at the address indicated below or as same may be changed from time to time by notice similarly given: If to Licensor: _____BS&A Software, 14965 Abbey Lane, Bath MI 48808_______________ Attention: ________Dan J. Burns, CPA, Account Executive _________________________ If to Licensee: _____City of Prior Lake, Scott County MN___________________________ Attention: _______Cathy Erickson, Finance Director _____________________________ If to Escrow Agent: _IT Right, 13937 Webster Rd, Bath MI 48808____________________ Attention: ________Dan Eggleston, President___________________________________ 9. Assignment Neither this Escrow Agreement, nor any rights, liabilities nor obligations hereunder may be assigned by Escrow Agent without the prior written consent of Licensee and Licensor. Refer to Master Agreement for signature acceptance. 3 4 RESOLUTION 20-015 A RESOLUTION AUTHORIZING THE PURCHASE OF FINANCIAL SYSTEM UTILITY BILLING SOFTWARE MODULE AND AUTHORIZING THE MAYOR AND CITY MANAGER TO EXECUTE THE CONTRACT Motion By:Second By: WHEREAS,The Utility Billing software is utilized by the Utility Billing department to perform the billing for water, sewer and stormwater accounts. Total accounts within the . current system include over 9,000 residential, commercial, and irrigation accounts WHEREAS,The BS&A Utility Billing module provides increased functionality which would create work efficiencies and enhance customer service. This functionality includes system wizards that offer step-by-step guidance through the billing process and final bills to ensure all necessary steps are completed, online payment integration, automatic letter generation, full integration with the financial system software, and enhanced reporting. WHEREAS,The city purchased the BS&A financial software in 2014 and has been working toward its complete implementation ever since. Utility Billing is the last module needed to complete the financial system implementation process. WHEREAS,BS&A has offered the following quotation: Upfront Cost: $82,705 Annual Service Fees: $6,100 WHEREAS,Staff recommends the purchase of the BS&A utility billing software module. NOW THEREFOREBE IT HEREBY RESOLVED BY THE CITY COUNCIL OF PRIOR , LAKE, MINNESOTA as follows: ⦁ The recitals set forth above are incorporated herein. ⦁ The City of Prior Lake hereby accepts the quote and authorizes the Mayor and City Manager to enter into a contract to purchase the BS&A utility billing software module. ⦁ Fund for this purchase will be drawn from the Water and Sewer Funds (50/50 split) and coded to the software account 55580.00. Passed and adopted by the Prior Lake City Council this ____ day of __________ 2020. VOTEBriggsThompsonBurkarBraidErickson t Aye Nay Abstain Absent _________________________ Jason Wedel, City Manager 1 MEETING DATE:January 21, 2020 PREPARED BY:Nick Monserud, Assistant City Engineer PRESENTED BY:Nick Monserud AGENDA ITEM:Adopt Resolution No. 20-016-Authorizing Full and Final Payment to Geislinger and Sons, Inc. For the 2017 Reconstruction Projects (City Project#TRN17-000003, TRN17-000004, TRN-000005) GOAL AREATransportation & Mobility OBJECTIVE: ⦁ Maintain quality local street system based on a finically stable plan that meets overall condition targets. ⦁ Promote neighborhood connectivity and safety through development and street reconstruction projects. ⦁ RECOMMENDED ACTION: Approve a resolution authorizing full and final payment to Geislinger and Sons, Inc. for the 2017 Road Reconstruction Project, City Project numbers TRN17-000002, TRN17-000003, TRN17-000004, TRN17-000005 as part of the consent agenda. BACKGROUND: The purpose of this item is to authorize full and final payment for the 2017 Reconstruction Project. This project included storm sewer, storm water quality, sanitary sewer, watermain and street reconstruction. History On May 22, 2017, the City Council awarded a construction contract to Geislinger and Sons, Inc. (Geislinger) for the 2017 Road Reconstruction Project, City Project numbers TRN17-000002, TRN17-000003, TRN17-000004, TRN17-000005. All work under the contract has been completed in accordance with the contract. All punch list items have been completed and any additional repairs will be covered under the project warranty. Current Circumstances The final payment amount is $96,060.71. With this payment, the total final contract amount paid to Geislinger will be $4,803,035.45. This amount is $61,024.55 over the original contract amount of $4,742,010.90 which is 1.3% over the project budget. Conclusion Geislinger delivered a quality project and has addressed the outstanding work items. It is appropriate to provide full and final payment at this time. FINANCIAL IMPACT: Funding for the final payment is available in the Construction Fund for this project. 1 The final project costs are as follows: Funding of this project is shown on the table below: As bond proceeds were sufficient to cover project costs, $101,987.64 remains unspent at the end of the project and, per bond counsel, can be reauthorized by City Council for another improvement project.Staff recommends that the funds remain in the Construction Fund to help offset the costs of other improvement construction projects.Per bond requirements, any excess bond proceeds that are not reauthorized for another improvement project must be transferred to the Debt Service Fund for payments on the related bonds. The preliminary transfers from the Water/Sewer/Stormwater funds are adjusted at the time of final payment to reflect the actual Water/Sewer/Storm Water costs that were incurred. The final transfers needed are shown in the table below. ⦁ Approve a resolution authorizing full and final payment to Geislinger and Sons, Inc. for the 2017 Road Reconstruction Project, City Project numbers TRN17-000002, TRN17-000003, TRN17-000004, TRN17-000005 as part of the consent agenda. ⦁ Motion and second to remove this item from the consent agenda for additional discussion. ATTACHMENTS: ⦁ Resolution 20-016 2 MEETING DATE:January 21, 2020 PREPARED BY:Nick Monserud, Assistant City Engineer PRESENTED BY:Nick Monserud AGENDA ITEM:Adopt Resolution No. 20-017 –Authorizing Full and Final Payment to GMH Asphalt Corporation for the 2019 Fish Point Road Reclamation Project (TRN19-000003) GOAL AREATransportation & Mobility OBJECTIVE: ⦁ Maintain quality local street system based on a financially stable plan that meets Overall Condition targets. ⦁ Promote neighborhood connectivity and safety through development and street reconstruction projects . RECOMMENDED ACTION: Approve a resolution authorizing full and final payment to GMH Asphalt Corporation for the 2019 Fish Point Road Reclamation Project, City Project number TRN19-000003 as part of the consent agenda. BACKGROUND: The purpose of this item is to authorize full and final payment for the 2019 Fish Point Road Reclamation Project. This project included full depth pavement reclamation, spot curb replacement, replacement of the existing bituminous trail, and ADA improvements at the existing curb ramps. History On March 18, 2019, the City Council awarded a construction contract to GMH Asphalt Corporation (GMH) for the 2019 Fish Point Road Reclamation Project, City Project number TRN19-000003. All work under the contract has been completed in accordance with the contract. All punch list items have been completed and any additional repairs will be covered under the project warranty. Current Circumstances The final payment amount is $35,543.30. With this payment, the total final contract amount paid to GMH will be $340,425.63. This amount is $48,288.51 under the original contract amount of $388,714.14. Conclusion GMH delivered a quality project and has addressed the outstanding work items. It is appropriate to provide full and final payment at this time. FINANCIAL IMPACT: Funding for the final payment is available in the Construction Fund for this project. The final project costs are as follows: 1 wop60F3.tmpMicrosoft_Excel_Worksheet.xlsx Funding of this project is shown on the table below: wop6152.tmpMicrosoft_Excel_Worksheet1.xlsx As bond proceeds were sufficient to cover project costs, $92,826.69 remains unspent at the end of the project and, per bond counsel, can be reauthorized by City Council for another improvement project.Staff recommends that the funds remain in the Construction Fund to help offset the costs of other improvement construction projects.Per bond requirements, any excess bond proceeds that are not reauthorized for another improvement project must be transferred to the Debt Service Fund for payments on the related bonds. ALTERNATIVES: ⦁ Approve a resolution authorizing full and final payment to GMH Asphalt Corporation for the 2019 Fish Point Road Reclamation Project, City Project number TRN19-000003 as part of the consent agenda. ⦁ Approve a motion to remove this item from the consent agenda for additional discussion. ATTACHMENTS: ⦁ Resolution 20-019 2 MEETING DATE:JANUARY 21, 2020 PREPARED BY:ANDY BROTZLER, PUBLIC WORKS DIRECTOR/CITY ENGINEER PRESENTED BY:ANDY BROTZLER AGENDA ITEM:ADOPT RESOLUTION NO. 20 -___ - APPROVING A SECOND AMENDMENT TO THE AGREEMENT WITH SCOTT COUNTY FOR THE PARTICIPATION IN THE TRUNK HIGHWAY 169 TRANSITWAY STUDY AND THE CITY’S DOWNTOWN TRANSIT IMPROVEMENTS GOAL AREATransportation & Mobility OBJECTIVE: 1. Maintain quality local street system based on a financially stable plan that meets Overall Condition targets. RECOMMENDED ACTION: Adopt Resolution No. 20-___ -Approving a Second Amendment to the Agreement with Scott County for Participation in the Trunk Highway 169 Transitway Study and City’s Downtown Transit Improvement. BACKGROUND: The purpose of this resolution is to authorize the Mayor and City Manager to execute a second amendment to the Scott County Agreement for Participation in the Trunk Highway 169 Transitway Study and the City’s downtown transit improvements. The second amendment extends the date for commencement of construction improvements for the Colorado Street public parking lot from 2020 to 2021 to better coincide with anticipated redevelopment activities. History The City and County entered into an agreement authorized by the County Board on December 16, 2014 for cost participation in the Trunk Highway 169 Transitway and downtown transit improvements on the City of Prior Lake. This agreement was put in place as part of the series of agreements with the Blue Express (Cities of Prior Lake and Shakopee transit) joining the Minnesota Valley Joint Powers Board to provide transit services. As part of the agreement, the City deposited transit reserve funds in the amount of $160,000 with the County for the 169 Transitway Study and future downtown transit improvements in the City of Prior Lake. The downtown transit improvements were envisioned as the possible rehabilitation of an existing city parking lot on the south side of Colorado Street between Main Avenue and Arcadia Avenue. Current Circumstances On May 15, 2018, the County Board approved Resolution No. 2018—88 to extend the agreement to 2020. Due to ongoing State and County projects on Trunk Highway 13 and County Road 21, and a potential private development on the adjacent property, the City desires to wait until 2021 to complete the parking lot rehabilitation to avoid interference. The existing agreement stated the downtown transit improvements are to begin construction by the end of 2020 or the funds would be provided to Minnesota 1 Valley Transit Authority(MVTA). This amendment extends the date for commencement of construction from 2020 to 2021. FINANCIAL IMPACT: ALTERNATIVES: ⦁ Adopt the Resolution as part of the Consent Agenda, to Approve a Second Amendment to the Agreement with Scott County for Participation in the Trunk Highway 169 Transitway Study and City’s Downtown Transit Improvement. ⦁ Motion and second to remove this item from the consent agenda for additional discussion. ATTACHMENTS: ⦁ Second Amendment to 169 Transitway Study and Downtown Transit Improvements Resolution 2 RESOLUTION 19-___ Motion By:Second By: WHEREAS,The City and County entered into an agreement authorized by the County Board on December 16, 2014 for cost participation in the Trunk Highway 169 Transitway and downtown transit improvements in the City of Prior Lake; and WHEREAS,The City deposited transit reserve funds in the amount of $160,000 with the County for the 169 Transitway Study and future downtown transit improvements in the City; and WHEREAS,The existing agreement stated that the downtown transit improvements are to begin construction by the end of 2020; and WHEREAS,The City wishes to extend the date for commencement until 2021. NOW THEREFOREBE IT HEREBY RESOLVED BY THE CITY COUNCIL OF PRIOR , LAKE, MINNESOTA as follows: ⦁ The recitals set forth above are incorporated herein. ⦁ Passed and adopted by the Prior Lake City Council this ____ day of __________ 2020. VOTEBriggsThompsonBurkarBraidErickson t Aye Nay Abstain Absent ______________________________ Jason Wedel, City Manager 1 MEETING DATE:JANUARY 21, 2020 PREPARED BY:BRIAN WELCH, INFORMATION SYSTEMS COORDINATOR, STEVE FRAZER POLICE CHIEF, RICK STEINHAUS, FIRE CHIEF, ANDY BROTZLER, PUBLIC WORKS DIRECTOR/ENGINEER PRESENTED BY:ANDY BROTZLER, PUBLIC WORKS DIRECTOR/ENGINEER AGENDA ITEM:ADOPT RESOLUTION NO. 20 -___ - AUTHORIZING THE PURCHASE OF 2020 EQUIPMENT AS SET FORTH IN THE CAPITAL IMPROVEMENT PROGRAM GOAL AREAHigh-Value City Services OBJECTIVE: 1. Establish financial stability for all funds. RECOMMENDED ACTION: Adopt Resolution No. 20 -___ -Authorizing the purchase of the nine pieces of equipment and appurtenant equipment as detailed in this report. BACKGROUND: The purpose of this agenda item is to request City Council approval to purchase equipment items previously identified and reviewed in the approved 2020 CIP. These items include the following: •60-inch mower •Building Inspeciton pick-up truck •Public Works tandem-axle plow truck •Public Works pick-up truck (sign truck) •Public Works crew cab pick-up truck (streets) •Police marked squad SUV (3) •Police unmarked investigator cars (2) •Fire grass rig pick-up truck •Fire portable radios History In 1998 the Equipment Replacement Plan was created as a budgeting tool to assist in financial planning for major expenditures and to help moderate the annual fleet replacement buget. The goal is to replace the equipment in a timely and cost-effective manner. The plan is reviewed annually and updated based on the current condition of the City’s fleet and adopted by the City Council as part of the Capital Improvement Program (CIP). The purchases for the coming year are incorporated into the annual budget requests and adopted by Council in December. As per the City’s purchasing policy, all purchases over $20,000 are brought back to Council for final purchase authorization. Current Circumstances For 2020 there are nine pieces of fleet equipment and portable radios that are programmed to be replaced that require council approval (>$20,000) 1 Existing: Unit #398, 2010 Ford Explorer Unit #9270, 2000 Ford 1-Ton Unit #519, 2008 9-Ton Tandem-Axle Dump Truck Unit #523, 2012 John Deere 6 ft Mower Unit #450, 2011 Ford 1-Ton Unit #459, 2008 Ford 1.5-Ton Unit #316, 2016 Ford Interceptor SUV Unit #417, 2017 Ford Interceptor SUV Unit #715, 2015 Ford Interceptor SUV Unit #1407, 2007 Nissan Murano Unit #1212, 2012 Lincoln MKZ Replaced with: Unit #398 This existing Building Inspection vehicle was formerly the Fire Chief’s vehicle until 2018. The City’s Equipment Replacement plan recommends replacement of this piece of equipment every 8 years of Fire Deptartment use. The Chief’s vehicle was replaced on schedule last year and was repurposed for use by the Buildings Deptartment, thereby getting an additional two years of service (by the time it is replaced in 2020) beyond the recommended replacement schedule. We received two bids for replacement of the vehicle. The first bid was from Wolf Motors and was for a Ford F-150 at a cost of $31,906.68. The second bid was from Midway Ford at the state bid price of $32,608.94. Staff recommends proceeding with the purchase of the new vehicle from Wolf Motors. 2020 Budget = $32,017 Under budget by $110.32 Unit #9270 This is the current 2000 F-350 grass fire truck and is equipped with a pump for offroad grass fires. The current mileage is 26,663. The 2020 Equipment replacement scheduled replacement of this vehicle in 2020. A new pump is needed for the truck as the old one is worn and does not meet current needs of the Fire Department. The City received a bid from Wolf Motors for the Ford F-550 chassis for $46,009.45 and the state bid quote from Midway Ford for $46456.49. The sole bid for the grass-fire pump came from MacQueen Equipment Group at 40,155. The old vehicle will be auctioned off, but the resale value is not reflected in the prices in this report. Staff recommends purchasing the chassis from Wolf Motors and the pump from MacQueen Equipment Group. Truck$ 46,009.45 2 Grass-Fire Pump$ 40,155.00 Total$ 86,164.45 2020 Budget = $65,000 Over budget by ($21,164.45) Unit #519 This unit is a tandem axle dump truck. It is a 2008 Sterling. The City’s Equipment Replacement plan recommends replacement of this vehicle every 12 years. This vehicle has seen heavy use and is in need of replacement. The current mileage is 86,678. These trucks do not come standard with plow equipment. The City has to purchase the base truck and then have a separate vendor install the plow equipment. The state bid amount from Boyer Trucks for the base truck is $86,302.93 with the state bid price from Towmaster for the plow equipment and installation at $135,188.00. Staff recommends purchasing the truck from at the state bid price of $86,302.93 and the plow equipment and installation for $135,188.00. Truck $ 86,302.93 Plow Equipment $135,188.00 Total $221,490.93 2020 Budget = $258,102 Under budget by $36,611.07 Unit #523 The existing 60-inch lawn mower is a 2012 John Deere. The City’s Equipment Replacement plan recommends replacement of this piece of equipment every 8 years, so this is piece of equipment is being replaced on schedule. This lawn mower is used to mow lawns in the City’s parks and around facilities and gets very heavy use. It is also used for snow blowing in the winter. It is in poor condition and needs to be replaced. We utilized the state bid for replacement of the John Deere 60-inch lawn mower. The sole bid was from MN Equipment for $40,876.97. Staff recommends proceeding with the purchase of the John Deere 60-inch lawn mower from MN Equipment at the state bid cost of $40,876.97. 2020 Budget = $45,895 Under Budget = $5,018.03 Unit #450 This truck is used for conducting locates as well as maintenance and replacement of street signs. The existing truck is a standard utility vehicle and is not properly equipped for sign maintenance and frequent roadside work. The City’s Equipment Replacement plan recommends replacement of this vehicle every 12 years. The existing truck was purchased in 2011 so it is being proposed to be replaced two years before it is 3 scheduled per the City’s plan. It has numerous mechanical and safety issues and is in need of replacement. The current mileage is 103,272. The proposed vehicle moves from a diesel engine to gas, saving upfront costs and reduces maintenance costs. The vehicle’s equipment boxes will be configured specifically for street sign work, along with a mechanical post-puller and a tailgate configured for sign installation and roadside safety. The City used the state bid for replacement of this vehicle with a Ford F-550. Wolf Motors gave a bid price for the chassis of $27,918.25 and a state bid was received from Midway Ford for $30,872.35. The equipment and installation bid was a state bid from Truck Utilities for $106,279.00. Staff recommends purchasing the truck chasis from Wolf Motors for $27,918.25 and outfitting the equipment from Truck Utilities for $106,279.00. Truck$ 27,918.25 Utility Box$106,279.00 Total$134,197.25 2020 Budget = $149,704 Under budget by $15,506.75 Unit #459 This unit is a 1½-ton truck used for streets and utilities maintenance and snowplowing. This truck is a diesel engine and it is proposed to continue with a diesel engine for the capability to tow trailers and other equipment. The new vehicle will be a four-door crew cab in to support the transportiaton of crews to job sites more efficiently. The current mileage is 81,443. Per the City’s Equipment Replacement plan this vehicle is scheduled for replacement every 12 years. The current truck was purchased in 2008 and is therefore proposed to be replaced on schedule. This truck has gotten a lot of use and has become unreliable. It is therefore necessary to replace it now. The current truck is diesel engine and is proposed to be replaced with a diesel engine Ford F-550 crewcab. The City received a bid from Wolf Motors for $42,224.50 and a state bid from Midway Ford for $47,136.71. A single state bid for the box equipment came from Crysteel for $65,559.23. Staff recommends purchasing the chasis from Wolf Motors for $42,224.50 and the box equipment from Crysteel for $65,559.23. Truck $ 42,224.50 Plow Equipment $ 65,559.23 Total $107,783.73 2020 Budget = $106,859 Over budget by ($924.73) 4 Police Squads For 2020 there were five vehicles programmed to be replaced. Unit #116, a Ford SUV Unit #316, a Ford SUV Unit #715, a Ford SUV Unit #1212, a Lincoln MKZ (civil forfeiture) Unit #1407, a Nissan Murano (civil forfeiture) The first three vehicles are proposed to be Ford Interceptor SUVs. The Ford Interceptor SUV is the City’s standard for patrol squads. They became the standard several years ago and there are benefits to continuing with these vehicles. The second two vehicles are unmarked investigator vehicles and will be Jeep Cherokees; also an effort to standardize equipment. By standardizing equipment, the officers can easily transition from squad to squad where equipment and controls are found in the same place. This is especially important during emergency operations not only with the placement of the controls but the handling of the vehicle itself. In addition, the lights and other safety equipment generally have a life span two to three times that of the squad itself. With standardization, the old equipment generally fits the new squad so it allows it to be reused for two to three replacement cycles. Squads are purchased through the State of Minnesota Cooperative Purchasing Venture (CPV) via Tenovoorde Ford. Note that the old squads will be retained for the summer months to be used by our 25+ seasonal Public Works staff and then sold at auction in the fall with little to no loss in residual value. The trade resale value is not reflected in the pricing at this time. The state bid price for the Ford Interceptor SUVs is $39,932.56 per vehicle. The state bid price from Mike Motors for the Jeeps is $29,890.00 per vehicle. 3x Ford Interceptor $119,797.68 2x Jeep Cherokee $ 59,960.00 Total $179,757.68 2020 Budget = $186,799.00 Under budget by $7,221.32 Portable Fire Radios The Fire Department currently has 47 Motorola XTS2500 800MHz portable radios. These radios are carried by all Firefighters during emergency operations and are considered a life safety piece of equipment. The radios were purchased in 2004 and are no longer supported by Motorola. The 2020 Equipment replacement scheduled replacement of this equipment in 2020. The Fire Department will ask to purchase radios incrementally until all the equipment is replaced. The City received a bid from Motorola Solutions for the replacement of 10 radios and 5 associated equipment for $48,008.75. The radios will be purchased under State contract. Radios$ 48,008.75 Total$ 48,008.75 2020 Budget = $50,000 Under budget by (1,991.25) Conclusion Staff recommends Council authorization for the purchase and replacement of the specified equipment. FINANCIAL IMPACT: The Council approved the 2020 budgets and tax levy as part of the December 2nd, 2019 City Council agenda. This authorization for purchase of this equipment is in accordance with the 2020 budget as presented for the fleet replacement program as approved in the 2020 CIP. The 2020 Equipment Replacement Plan (CIP) and the 2020 revolving Equipment Fund budgeted $894,376.00 for the replacement of these vehicles and equipment. The actual total replacement cost for this equipment is $850,186.44; which is $44,189.56 below budget. ALTERNATIVES: ⦁ Motion and second to adopt a resolution as part of the consent agenda authorizing the purchase of the nine pieces of equipment and appurtenant equipment as detailed in this report. ⦁ Motion and second to remove this item from the consent agenda for additional discussion. ATTACHMENTS: ⦁ Vehicle Purchase RES 6 RESOLUTION 20-___ A RESOLUTION AUTHORIZING THE PURCHASE OF 2020 EQUIPMENT AS SET FORTH IN THE CAPITAL IMPROVEMENT PROGRAM Motion By:Second By: WHEREAS,Each year the City Council adopts an Equipment Replacement Plan as part of the Capital Improvement Program (CIP); and WHEREAS,The 2020 Equipment Replacement Plan contemplates the replacement of Unit # 398-Building Inspection Truck, Unit #523-6’ Lawn Mower, Unit # 519-Tandem Axle Dump Truck, Unit #9270-Grass Fire Truck, Unit #450-1.5-Ton locate/sign pick up, Unit #459-1.5 Ton pick up, Unit #116 Interceptor, Unit #316 Interceptor and Unit # 715 Interceptor, #1212 Investigator squad, #1407 Investigator squad, portable fire radios; and WHEREAS,The 2020 Equipment Plan programmed $894,376 for the replacement of these vehicles and equipment; and WHEREAS,Quotes were received and totals are identified in the agenda report. NOW THEREFOREBE IT HEREBY RESOLVED BY THE CITY COUNCIL OF PRIOR , LAKE, MINNESOTA as follows: ⦁ The recitals set forth above are incorporated herein. ⦁ Staff is authorized to dispose of Unit #398, Unit #523, Unit #519, Unit #9270, Unit # 450, Unit #459, Unit #116, Unit #316, Unit #715, Unit #1212 and Unit #1407. ⦁ Staff is authorized to purchase a 6’ lawn mower, a building inspection pick up, a tandem axle dump truck, grass fire truck, a 1.5 ton locate/sign pick up, a 1.5 ton pick up, 3 police interceptors, 2 police squad cars and portable fire radios. ⦁ Funds will be drawn from the Revolving Equipment Fund Passed and adopted by the Prior Lake City Council this 21st day of January, 2020 VOTEBriggsThompsonBurkartBraidErickson Aye Nay Abstain Absent ______________________________ Jason Wedel, City Manager 1 MEETING DATE:January 21, 2020 PREPARED BY:Lori Folie, Administrative Assistant PRESENTED BY:Rick Steinhaus, Fire Chief AGENDA ITEM:Approve December Fire Incident Report GOAL AREAPublic Safety OBJECTIVE: 4. Ensure a safe and quality built environment. RECOMMENDED ACTION: Approve the December Fire Incident Report as a part of the Consent Agenda. ALTERNATIVES: ⦁ Motion and second as part of the consent agenda to approve the December Fire Incident Report. ⦁ Motion and second to remove the December Fire Incident Report from the consent agenda for additional discussion. ATTACHMENTS: ⦁ 2019 Emergency Response Report 1 50 Prior Lake Credit River Spring Lake Type of Call 2019 2019 2018 2018 Type of Call 2019 2019 2018 2018 Type of Call 2019 2019 2018 2018 Dec YTD Dec YTD Dec YTD Dec YTD Dec YTD Dec YTD Fires 1 24 1 22 Fires 0 10 2 10 Fires 1 6 0 9 Medicals 6 88 7 65 Medicals 1 15 0 7 Medicals 1 12 3 9 Vehicle Accidents 11 60 7 63 Vehicle Accidents 2 23 0 22 Vehicle Accidents 1 15 1 19 Fire/Smoke (F/S) Alarm 0 12 2 9 Fire/Smoke (F/S) Alarm 1 1 1 3 Fire/Smoke (F/S) Alarm 0 1 0 2 False F/S Alarms 5 94 3 60 False F/S Alarms 0 16 0 13 False F/S Alarms 0 5 0 8 CO Alarms 0 3 1 2 CO Alarms 0 1 0 0 CO Alarms 0 1 0 0 False CO Alarms 3 18 2 19 False CO Alarms 0 5 0 4 False CO Alarms 1 7 0 1 Hazmat 7 45 3 31 Hazmat 0 9 0 3 Hazmat 1 12 0 8 Misc.3 54 6 54 Misc.0 12 2 7 Misc.1 8 1 4 Mutual Aid Given 2 19 0 14 Total 4 92 5 69 Total 6 67 5 60 Weather Watch 0 0 0 0 Total 38 417 32 339 Credit River: Average Response Time First Arriving Unit : 06:44 12/12/19 Motor vehicle accident w/no injuries - Eagle Creek Ave & Murphy Lake Blvd 2019 2019 2018 2018 12/18/19 Motor vehicle accident w/no injuries - 170th St E & John Deere Dr Mutual Aid Recap Dec YTD Dec YTD 12/24/19 Lift assist - 17571 Murphy Lake Blvd Mutual Aid Given 2 19 0 14 Mutual Aid Received 3 13 1 14 All Calls Re-Cap Year YTD Annual Spring Lake: Average Response Time First Arriving Unit: 07:39 2019 576 576 12/10/19 Motor vehicle accident w/injuries - Mushtown Rd & 190th St E 2018 468 468 12/29/19 Vehicle fire - 4296 220th St E 2017 451 451 Prior Lake: Average Response Time First Arriving Unit: 06:27 12/05/19 Medical - 4685 Park Nicollet Ave SE 12/07/19 Motor vehicle accident w/injuries - Mystic Lake Dr NW & Wilds Path NW (Mutual aid rec'd f/SMSC) 12/09/19 Motor vehicle accident w/injuries - 140th St NE & Greenway Ave NE 12/20/19 Medical - 16345 Duluth Ave SE Emergency Response Report - December 2019 Total Calls 48 PRIOR LAKE FIRE DEPARTMENT MEETING DATE:January 21, 2020 PREPARED BY:Cathy Erickson, Finance Director, Andy Brotzler, Public Works Director/Engineer PRESENTED BY:Cathy Erickson AGENDA ITEM:Conduct a public Hearing to Consider Apporval of the 2020-2024 Street Reconstruction Plan GOAL AREATransportation & Mobility OBJECTIVE: 1. Maintain quality local street system based on a financially stable plan that meets Overall Condition targets. RECOMMENDED ACTION: Approve the 2020-2024 Street Reconstruction Plan Resolution as presented. BACKGROUND: The purpose of this agenda item is for the City Council to conduct a public hearing on the proposed projects within the 2020-2024 Street Reconstruction Plan. Because the Street Reconstruction Plan proposes to utilize bonds issued under State Statute 475.58 for street reconstruction, a public hearing for purposes of reviewing the proposed street re-construction plan is required. History The Council adopted the 2020-2024 CIP on August 5, 2019 (See Attachment 4). The CIP is designed to identify infrastructure improvements and the associated funding sources needed due to ongoing maintenance, repair and community growth. The Transportation Plan portion of the CIP is a long-term (2020-2029) planning document that identifies the major roadway improvements involving both new and reconstruction projects that need to be coordinated with Scott County. The Transportation Plan is shown on page 23 of the 2020-2024 CIP document (Attachment 4). The Street Reconstruction Plan is a part of the overall City CIP Transportation Plan and is reviewed annually as projects in the Transportation Plan are updated. Current Circumstances A public hearing is being held today to receive public input on the adoption of the updated 2020-2024 Street Reconstruction Plan. As identified in the Transportation Plan of the 2020-2024 CIP, Staff is proposing the use of street reconstruction bonds (under State Statutes 475.58) to finance the following two projects: CSAH 42 (CR83 to CR17): A widening of CSAH 42 from CSAH 83 to CSAH 17 to four lanes with center medians and trail. The City has a relatively small cost participation on this project as the majority of the project is adjacent to the City of Shakopee and the Shakopee Mdewakanton Sioux Community. The tax levy impact of the project is estimated to be $155,600. Northwood Road (Knollridge to CSAH 12) (1994): A full street and utility reconstruction 1 project. The project encompasses replacement of the sanitary sewer, forcemain, watermain, storm sewer, street and adjacent sidewalk. The tax levy impact of the project is estimated to be $3,578,500 depending on the final design, construction cost environment in 2023, etc. The proposed 2020-2024 Street Reconstruction Plan (Attachment 1) would replace the 2017-2021 Amended Street Reconstruction Plan (Attachment 3) to reflect these projects that may be financed with street reconstruction bonds. Conclusion The City Council should hear the staff report regarding the proposed Street Reconstruction Plan. Following Council questions to staff and the public hearing, the Council should then consider approving the resolution authorizing the 2020-2024 Street Reconstruction Plan as presented or with any recommended changes. By approving the Amended Street Reconstruction Plan as part of the Transportation Plan the City Council will be able to issue Street Reconstruction bonds for these projects should it desire. There are two key issues relating to the Street Reconstruction Plan and the subsequent issuance of Street Reconstruction bonds. The first issue is that the Street Reconstruction Plan must be approved by a vote of a two-thirds majority of the members of the governing body present at the meeting following a public hearing (four of the five Council members present). The second issue is that if within 30 days of the Public Hearing a petition signed by at least 5% of the votes cast in the last municipal election is received, the City may only issue Street Reconstruction bonds after approval of a referendum in accordance with State Statute. Approval of the Street Reconstruction Plan does not constitute final project or purchase approval. Projects and all purchases over $20,000 will come back to the City Council for subsequent approvals. All future bonding decisions are approved by the City Council, as well. FINANCIAL IMPACT: The 2020-2024 CIP includes projects that are funded by bond proceeds. Bonds are issued for the project costs that the City is funding through tax levies as well as the costs that are specially assessed to property owners. The CIP anticipates the issuance of $3,300,000 in bonding for projects in the Street Reconstruction Plan of the Transportation Plan for 2020-2024. See Attachment 1 for the proposed 2020-2024 Street Reconstruction Plan. ALTERNATIVES: ⦁ Motion and Second to approve the 2020-2024 Street Reconstruction Plan Resolution as presented or; ⦁ Motion and Second to approve the Street Reconstruction Plan Resolution 2 according to specific Council changes. ATTACHMENTS: ⦁ Street Recon Plan Attach 1 ⦁ Street Recon Plan Res Adopting Street Recon Plan and Approving Issuance of Bonds attach 2 ⦁ Street Recon Plan 2017-2021 Amended Street Recon Plan Attach 3 ⦁ Street Recon Plan CIP 2020-2024 Attach 4 3 DRAFT CITY OF PRIOR LAKE, MN 2020 to 2024 STREET RECONSTRUCTION PLAN DRAFT AS OF JANUARY 21, 2020 1 CityofPrior Lake,MN 2020-2024 StreetReconstructionPlan ⦁ Introduction The City of Prior Lake (the “City”) historically has conducted street maintenance and reconstruction as part of its annual operational budget or as part of a street improvement capital improvement project. The maintenance and reconstruction has included seal coating, mill and overlay, complete reconstruction, and other such items incidental to the maintenance of city streets. The City finds that it does not always have the resources for reconstructing streets as quickly as required, due to increased need for major reconstruction projects. Due to this fact, the City has in the past and plans to in the future finance a portion of its street reconstruction through the issuance of General Obligation Street Reconstruction Bonds. ⦁ StatutoryAuthorityandRequirements Minnesota Statutes, Section 475.58, Subdivision 3b (the “Act”) authorizes Minnesota cities to adopt a Street Reconstruction Plan. The Plan must cover at least a five-year period and set forth the streets to be reconstructed, the estimated costs, and any planned reconstruction of other streets in the municipality over the next five years. Street Reconstruction Bonds can be used to finance the reconstruction and bituminous overlay of existing city streets. Eligible improvements may include turn lanes and other improvements having a substantial public safety function, realignments, other modifications to intersect with state and county roads, and the local share of state and county road projects. Except in the case of turn lanes, safety improvements, realignments, intersection modifications, and the local share of state and county road projects, street reconstruction does not include the portion of project cost allocable to widening a street or adding curbs and gutters where none previously existed. Street Reconstruction Bonds are subject to the debt limit. The Act sets forth specific requirements for the issuance of Street Reconstruction Bonds, which are as follows: ⦁ The projects financed under this authority must be described in a street reconstruction plan, as described above. ⦁ The city must publish notice of and hold a public hearing on the proposed plan and the related issuance of bonds. The notice must be published at least 2 ten days but not more than 28 days prior to the hearing date. ⦁ The Plan must be approved by a vote of a two-thirds majority of the members of the governing body present at the meeting following a public hearing. ⦁ The issuance of bonds is subject to a reverse referendum. An election is required if voters equal to 5% of the votes cast in the last municipal general election file a petition with the city clerk within 30 days of the public hearing. If the city decides not to undertake an election, it may not propose the issuance of Street Reconstruction Bonds for the same purpose and in the same amount for a period of 365 days from the date of receipt of the petition. If the question of issuing the bonds is submitted and not approved by the voters, the provisions of section 475.58, subdivision 1a, shall apply (no resubmission for same purpose/amount for 180 days). ⦁ History and Existing Street Reconstruction Bonds Atthetimeoftheapprovalofthe Plan,thefollowing StreetReconstruction (issued under Chapter 475) were outstanding: Amount Outstanding Bond Issue $3,240,000 G.O. Bonds, Series 2011A$105,000 $5,780,000 G.O. Bonds, Series 2011B180,000 $3,240,000 G.O. Bonds, Series 2013A220,000 1,170,000 $2,665,000 G.O. Bonds, Series 2014A 900,000 $2,490,000 G.O. Taxable Bonds, Series 2015B $3,505,000 G.O. Bonds, Series 2016A 250,000 1,215,000 $8,270,000 G.O. Bonds, Series 2018A 1,450,000 $2,065,000 G.O. Bonds, Series 2019A Total Outstanding Street Reconstruction Bonds$5,490,000 3 ⦁ NetDebtLimits Minnesota Statutes Section 475.53, Subd. 1 states that no municipality, except a school district or a city of the first class, shall incur or be subject to a net debt in excess of three percent of the market value of taxable property in the municipality. Bonds issued under the authority granted by this Street Reconstruction Plan are subject to the net debt limit restriction described above. The netdebtcapacity for the City at time of approval of the Original Plan is shown below under Statutory Debt Limit. Statutory Debt Limit Minnesota Statutes, Section 475.53 states that a city or county may not incur or be subject to a net debt in excess of three percent (3%) of its estimated market value. Net debt is, with limited exceptions, debt paid solely from ad valorem taxes. At time of approval of the proposed Plan the City’s Statutory Debt Limit is as follows: Computation of Legal Debt Margin as of January 2, 2019: 2018/2019 Estimated Market Value$3,583,744,800 Multiplied by 3%x 0.03 Statutory Debt Limit$107,512,344 $3,240,000 G.O. Bonds, Series 2011A 2 (105,000) $5,780,000 G.O. Bonds, Series 2011B (3,000,000) (6,440,000) $9,825,000 G.O. Capital Improvement Plan Bonds, Series 2012A $3,240,000 G.O. Bonds, Series 2013A (220,000) $2,665,000 G.O. Bonds, Series 2014A (1,170,000) (900,000) $2,490,000 Taxable G.O. Bonds, Series 2015B $3,630,000 G.O. Bonds, Series 2016A (490,000) $4,505,000 G.O. Bonds, Series 2017A (275,000) (2,260,000) $8,270,000 G.O. Bonds, Series 2018A (1,665,000) $2,065,000 G.O. Bonds, Series 2019A Less outstanding debt applicable to debt limit:($16,525,000) Legal debt margin$90,987,344 4 The Plan provides for the issuance of a not to exceed amount of $3,300,000 in General Obligation Street Reconstruction Bonds between January 21, 2020 and December 31, 2024. (The maximum amount includes estimated cost of issuance of bonds and rounding). The proposed bond issuance is within the current City’s Legal Debt Margin, as of the date of adoption of the Plan. ⦁ Proposed Street Reconstruction and Cost Estimate The Plan is detailed in Table A. The City reserves the right to adjust the amount of annual spending between years, as long as the overall 2020 to 2024 Street Reconstruction Plan is not increased. 5 6 Capital Improvement Program 2020 - 2024 4646 Dakota Street SE Prior Lake, MN 55372 Date: December 2, 2019 To: Mayor Briggs, Council Members and Residents of Prior Lake From: Jason Wedel, City Manager Subject: 2020-2024 Capital Improvement Program The City plans for capital maintenance and improvements by preparing a five-year capital improvement program (often referred to as the CIP). The CIP represents a framework for planning, constructing and maintaining the community’s ½ billion dollars of infrastructure including streets, trails, parks, equipment, water, sewer, and public buildings. Prior Lake’s five-year Capital Improvement Program supports the City’s goals as identified by the City Council in the 2040 Vision and Strategic Plan and discussed during the annual budget process. (See the 2040 Vision and Strategic Fact Sheet attached). The CIP is updated, evaluated and approved each year by the City Council as projects are completed and priorities change. The purpose of the CIP is to assure that funds are available when projects are required to meet community needs. The CIP is an important tool to maintain and provide consistent investment in City equipment, facilities, and infrastructure and an important element of responsible fiscal management. www.cityofpriorlake.com /CityofPriorLake 2040 VISION AND STRATEGIC PLAN Prior Lake is a vibrant and welcoming life-long community, offering a high-quality of life and small-town feel. Establish financial stability for all funds. Design a comprehensive funding strategy for capital needs. Ensure sufficient resources and staffing to meet service demands. Attract, retain and train a high caliber workforce to ensure high-quality services. Grow collaborations to provide efficient and cost-effective services to the community. Seek community engagement through a variety of communication methods to reach all residents. 1 2 3 4 5 6 1 2 3 4 5 GOAL: PUBLIC SAFETY Objectives: Strengthen collaboration between police and local communities to reduce crime and increase trust. Enhance partnerships with community and public safety entities. Promote traffic safety through education, enforcement and engineering. Ensure a safe and quality built environment. Address threats to community standards through code enforcement. GOAL: HIGH-VALUE CITY SERVICES Objectives: GOAL: DESIRABLE & SUSTAINABLE DEVELOPMENT Objectives: 4646 Dakota St. SE Prior Lake, MN 55372-1714 (952) 447-9800 Intentional land use planning that facilitates commercial development for an expanded taxbase. Preserve and enhance Prior Lake’s small-town feel. Explore ways to encourage downtown as a vibrant destination. Encourage development and preservation of quality life-cycle residential housing options. Create appealing public spaces and transportation corridors to bring people together and foster a sense of place. 1 2 3 4 5 GOAL: TRANSPORTATION & MOBILITY Objectives: Maintain quality local street system based on a financially stable plan that meets Overall Condition Index targets. Promote neighborhood connectivity and safety through development and street reconstruction projects. Integrate trails to link neighborhoods with city and regional assets. Support complete street designs that ensure pedestrian mobility and multi-modal transportation options. Focus on key corridors that take advantage of collaboration with state and county projects. 1 2 3 4 5 GOAL: ENVIRONMENTAL STEWARDSHIP & RECREATION Objectives: Provide clean and safe drinking water for the community and protect drinking water sources. Protect and enhance the quality of Prior Lake’s surface waters. Develop recreation opportunities and park amenities for all stages of life and interests. Provide public spaces and amenities that attract the community to our natural environment. Employ emerging technologies to preserve and protect our natural resources. 1 2 3 4 5 Adopted on August 6, 2018 2020-2024 CAPITAL IMPROVEMENT PROGRAM Adopted August 05, 2019 by the PRIOR LAKE CITY COUNCIL Term Expires Mayor Kirt Briggs December 31, 2020 Councilmember Zach Braid December 31, 2020 Councilmember Kevin Burkart December 31, 2020 Councilmember Warren Erickson December 31, 2022 Councilmember Annette Thompson December 31, 2022 STAFF City Manager Jason Wedel Assistant City Manager Lori Olson Finance Cathy Erickson City Engineer/Public Works Andy Brotzler Police Chief Steve Frazer Fire Chief Rick Steinhaus Community Development Casey McCabe TABLE OF CONTENTS 1. Demands versus Funding Sources ▪ This table shows the impact of the improvements identified in the CIP on each of the funding sources. 2. Project Detail ▪ This table provides a detailed description, purpose, and cost/benefit impact statement for each of the projects. 3. Projects by Department ▪ This table categorizes each of the projects by department. The associated funding source for each project is also shown. 4. Projects by Funding Source ▪ This table categorizes each of the projects by funding source. 5. Transportation Plan (2020-2029) ▪ This table provides a ten-year summary of street improvement projects. ▪ The Transportation Plan Map identifies the proposed CIP projects. ▪ The Street Reconstruction Plan (amended plan adopted 01/08/2018) identifies the projects that could potentially be funded by street reconstruction bonds 6. Street Overlay Plan (2020-2029) ▪ This table provides a summary of uses and sources of funds. 7. Equipment Replacement Plan (2020-2029) ▪ A table provides a summary of the uses and sources of funds. ▪ Detailed equipment schedules are included for the following departments: o Fire Department o Police Department o Public Works Department 8. Park Plan (2020-2029) ▪ This table provides a summary of uses and sources of funds for existing and proposed parks. ▪ It also identifies future community park referendum needs. 9. Technology Plan (2020-2029) ▪ This table provides a summary of uses and sources of funds. ▪ Detailed schedule of proposed significant annual expenditures is included. 10. Facilities Management Plan (2020-2029) ▪ This table provides a summary of uses and sources of funds. ▪ The Capital Improvement Plan (adopted 08/22/2016) identifies the projects that could potentially be funded by capital improvement plan bonds 11. Enterprise Funds ▪ These tables provide a summary of uses and sources of funds for Water, Sewer and Storm Water. 12. Debt Analysis & Tax Impact 2020-2024 CAPITAL IMPROVEMENT PROGRAM One of the goals of the city’s 2040 Vision and Strategic Plan is “High-Value City Services.” This goal contains objectives for financial stability and a comprehensive funding strategy to ensure sufficient resources. The CIP is a primary tool for meeting these objectives and providing a sound strategy for our capital needs. The Prior Lake Capital Improvement Program (CIP) addresses this goal by focusing on long-term planning for the expansion, replacement and/or maintenance of capital assets. Capital assets refer to infrastructure (water, sewer, storm water, and streets), vehicles and equipment, park equipment, facilities, and technology software and hardware. The CIP is reviewed on an annual basis to identify the need for expansion, replacement and/or maintenance; the timeframe to complete the project; and the appropriate funding source. The final document reflects the specific goals, policies and priorities of the City Council and the 2040 Vision and Strategic Plan. It is important to note that the CIP is a planning document and contains estimates for the project and equipment costs. Prior to the implementation of any individual improvement project, staff must prepare a feasibility study, conduct a public hearing, request bids for the construction costs, and obtain approval for all phases of the project from the City Council. The CIP also includes the following long-term plans: Transportation Plan, Street Overlay Plan, Equipment Replacement Plan, Park Equipment Replacement Plan, Technology Plan, Facilities Management Plan and plans for each of the three enterprise funds including Water, Sewer, and Storm Water. A ten (10) year Transportation Plan has been developed in an effort to coordinate city and county improvements that require a cooperative funding agreement between our two jurisdictions. In previous documents, a summary was provided that identified the street reconstruction projects. This year the document includes the full text version of the Street Reconstruction Plan to provide readers with a better understanding of the proposed projects and associated costs. The Street Overlay Plan identifies the City’s annual street overlay costs. The plan reflects four miles of street overlay annually. We anticipate that the City will bond for the special assessment portion of the cost and fund the remainder with prepayments of special assessments collected from prior year(s) improvements and an annual tax levy. The fund will be reviewed annually, to monitor cash flow and determine the tax levy needed. The Equipment Replacement Plan serves to identify the City’s equipment needs on a long-term basis and to provide a regular replacement schedule. The equipment purchases for the Fire, Police and Public Works departments are processed through a revolving equipment fund. Equipment purchases that are typically less than $5,000 are incorporated into the annual operating budgets for the specific departments. The Park Plan – identifies the new park capital improvements and the equipment replacement demands for 55 neighborhood parks. The Technology Plan identifies the hardware and major software needs for each department and establishes a regular replacement schedule for over the next ten (10) years. The Facilities Management Plan identifies major repairs or improvements to all City-owned buildings over the next ten (10) years. The Enterprise Funds plans (Water, Sewer and Storm Water) identify the amount of capital necessary for infrastructure replacements and improvements over the next ten (10) years. CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM DEMANDS VS. FUNDING SOURCES Adopted 08/05/2019 2020 - 2024 1/1/2019 Six-Year Revenue CIP Construction 1/1/2025 Funding Source Balances Projection (Net)Demands Projected Balances Water Fund 3,846,566 8,186,203 7,401,017 4,631,752 Sewer Fund 1,053,100 7,112,315 4,806,571 3,358,844 Water Quality Fund 684,200 2,944,888 2,303,000 1,326,088 Capital Park Fund 1,839,000 2,693,000 340,000 4,192,000 Trunk Reserve Fund 2,922,405 5,162,353 60,000 8,024,758 Street Oversize Fund 1,111,178 1,706,056 - 2,817,234 Water Storage Fund 949,181 816,887 - 1,766,068 Revolving Equipment Fund 368,241 4,547,758 4,468,000 448,000 Revolving Park Equip Fund 632,000 2,106,000 2,177,000 561,000 Cable Franchise Fund 63,644 119,599 34,055 149,188 Facilities Management Fund 630,000 1,105,000 1,079,000 656,000 - - - Permanent Improvement Revolving Fund 370,115 3,242,096 3,319,869 292,342 Municipal State Aid - 2,073,500 2,073,500 - Project Tax Levy - 10,868,400 10,868,400 - Special Assessments - 7,891,460 7,891,460 - Referendum - - - Intergovernmental - 162,000 162,000 - Grants or Other Contributions - - - - General Fund - Technology 236,190 236,190 TOTALS $14,469,630 60,973,705 47,220,061 28,223,274 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECT DETAIL Adopted 08/05/2019 2020-2024 CIP Cost / Benefit Project Reference Description Purpose Impact Statement Public Works (Parks) Capital Replacement Projects CIP1 Replacement or Renovation of Existing Facilities including buildings, parking lots, fields, and lighting. To replace and renovate park facilities that have served their useful life and need to be replaced or rehabilitated to ensure safety of use. Replacement or renovation would be completed within the context of full community park needs and development. Park Amenities Replacement CIP2 Park amenity replacements including regular replacement of park furniture, play structures, enclosures, shelters, courts, etc. To replace and renovate park amenities that have served their useful life and need to be replaced or rehabilitated to ensure safety of use. Replacements necessary to maintain City park system. Trail, Sidewalk, and Boardwalk Replacement CIP3 Replace trail, sidewalk and boardwalks. Trail and Sidewalk Inventory, condition rating, and priority being analyzed. To replace trails, sidewalks or boardwalks that have a degraded pavement surface, ADA compliance issues or have other structural defects. Improved trail, sidewalk and boardwalk surfaces will improve the user experience and limit any potentially liability for ADA claims. Natural Area Restoration CIP4 Restoration of natural areas Inventory, Condition Rating, and Priority being completed. N/A N/A Existing Trail & Sidewalk Gap Priorities CIP5 Replacement of trails, sidewalk and boardwalks. Trail and Sidewalk Gaps Analysis in progress. N/A N/A Neighborhood Park Development CIP6 Neighborhood Park Development 2021 - Undefined Park 2023 - Undefinded Park Construction of neighborhood parks to support development. The Comprehensive Plan and Park Dedication Fees have anticipated the construction of additional neighborhood parks to serve growth of the community. New Development Trail Alignments CIP7 Construction of new trail segments in newly developing areas or as part of an existing state project. To ensure a connected network of trails and sidewalks for transportation and recreational purposes. The Comprehensive Plan, Trail and sidewalk Gaps Study and Park Dedication Fees Study have anticipated the development of additional trails to serve the growing and changing needs of the community. Community Park Development and Renovation CIP8 Development of new community parks.Construction of community parks to support communities recreational needs. The Comprehensive Plan, Master Park Plan and Park Dedication Fees Study have anticipated the development of additional community parks to serve the growing and changing needs of the community. Page 1 of 4 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECT DETAIL Adopted 08/05/2019 2020-2024 CIP Cost / Benefit Project Reference Description Purpose Impact Statement Public Works (Streets) Street Reconstruction (Project Partnerships)CIP9 2020 - CSAH 42 (CR83 to CR17) 2021 - Colorado Street Parking Lot These are Scott County or MNDOT projects. City will participate in storm sewer and other improvements on a cost sharing basis through a cooperative agreement. These County or State Highway Improvement Projects will restore the driving surface and improve storm drainage in these respective areas. Street Improvements (City Jurisdiction)CIP10.1 2021 - Hidden Oaks/Timberview/Timber, Millers/Omega/Glory, Fish Point Road (CR 44 to TH 13) To rehabilitate, reconstruct, or construct streets to extend useable life or reconstruct streets to a 7- ton or 9-ton standard. Improved streets will reduce maintenance for the streets and for vehicles. 2021 - Pershing/Dunkirk/Dutch/Roanoke/Green Hts/Spring, Park Ave, Private streets:Inguadona/Roosevelt/Ramsey/Green Hts Trail/Park 2022 - Northwood Road (Fremont to Knollridge), Northwood Road (Knollridge to CSAH 12), Knollridge/Hawk Ridge/Viewcrest/Lake Haven/Shady Cove/Lake Bluff/Fremont Cir/Fremont St/Crystal, Frost Point Circle 2023 - Martindale/Henning Circle/Hickory Lane, Lakeside Avenue (CR21 to Pleasant), Colorado (Duluth to Arcadia), Duluth (CR21 to TH13) 2024 - Raspberry Ridge/Hidden Pond/Black Oak/Timberglade, Appaloosa Trail/Highland Ct, Island View Cir/Island View Rd/Island Circle Street Improvements (City Street Overlay)CIP10.2 2020 -Windsor Lane, Wellington Court, Windom Court, Lexington Court, Crimson Court, Wilderness Trail, Fairway Heights, Fairway Heights Court, Foxtail Trail, Blind Lake, Jeffers Pass, Raspberry Ridge Road, Jeffers Court, and Cottonwood Lane 2021-2024: Specific streets have not been identified yet. Annual street mill and overlay project.Improved streets will reduce maintenance for the streets and for vehicles. Page 2 of 4 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECT DETAIL Adopted 08/05/2019 2020-2024 CIP Cost / Benefit Project Reference Description Purpose Impact Statement Public Works (Water) Meter Replacement Program CIP11 Replacement of Automatic Meter Reading System (AMRS). American Water Works replacement guidelines estimate a 15-year life on residential meters. Battery failures may begin in the existing AMR system in 2033. The City will want to consider how the system will be replaced prior to significant failures. In addition, replacement of any meters will show a decrease in apparent loss and in increase in revenue. Wells CIP12 Construction of additional Wells for source water. NO additional wells needed with JPA with SMSC. Provide additional source water.Wells are needed to provide City firm pumping capacity and to utilize the Water Treatment Facility at full capacity. Watermain Improvements CIP13 Watermain replacements outside of replacements that are completed in conjunction with street projects. No projects currently planned for 2020-2024 Proactive replacement of deteriorated or undersized watermain. New watermain to provide looping and system redundancies. Reduces the potential for costly emergency repairs due to leaks and breaks. Water System CIP14 Additional treatment capacity to accommodate demand growths within the City. Replacement of equipment at the Water Treatment Plant. 2020-2024 Annual Equipment Replacement Joint Agreement with SMSC to provide future finished water. Replacement of existing equipment at Water Treatment Facility. Replacement of key equipment necessary as it reaches its life expectancy. Additional capacity needed with current water supply deficit. 2021 - Tower Street Elevated Storage Recondition 2024 - Cedarwood Elevated Storage Recondition Pressure Reducing Valves CIP15 No projects currently planned for 2020-2024.Reduce pressure in service areas that have a lower elevation within the Prior Lake community. Reducing pressure in the distribution system will assist in water conservation and water loss. Water Storage CIP16 Additional water storage facilities. Joint Agreement with SMSC to provide additional storage. Increase water storage to provide adequate supply for high usage periods, fire protection and system pressure. Provides better water quality by increasing ability to circulate system. Providing water pressure and fire flows to meet ISO and Ten State Standards ensures fire protection for properties within the community and better ISO ratings. Page 3 of 4 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECT DETAIL Adopted 08/05/2019 2020-2024 CIP Cost / Benefit Project Reference Description Purpose Impact Statement Public Works (Sanitary Sewer) Meter Replacement Program CIP11 Replacement of Automatic Meter Reading System (AMRS). American Water Works replacement guidelines estimate a 15-year life on residential meters. Battery failures may begin in the existing AMR system in 2033. The City will want to consider how the system will be replaced prior to significant failures. In addition, replacement of any meters will show a decrease in apparent loss and in increase in revenue. Sanitary Improvement CIP17 Sanitary Sewer replacements outside of replacements that are completed in conjunction with street projects. 2023/2024 Sewer Rehabilitation/Concrete 15" Sewer Lining Improve sanitary sewer main line which services Commercial area, reduce infiltration issues and improve flow. Reduction of infiltration and settlements in sanitary sewer which could be cause for sanitary back-ups and impede flow design of main line pipe. Inflow / Infiltration Prevention CIP18 Sanitary Sewer rehabilitation or replacement.Repairs or replacement of Sewers to reduce water infiltration into collection system. Reduction of lift station pumping and treatment flow costs to the Met Council. Sewer System Equipment Replacement CIP19 Replacement of equipment associated with lift stations, etc. (pumps and controls) To replace vital equipment in lift stations to minimize risk of failure. Reduce risk of failures creating sanitary sewer backups and emergency situations. Public Works (Stormwater) Stormwater Infrastructure Maintenance CIP20 Maintaining existing structural stormwater practices and adding new treatment. (locations vary) Maintenance, retrofit and creation of other structural practices such as; sump manholes, bioretention, infiltration and filtration. Using a targeted maintenance and retrofit program to continually renew and improve the overall water quality system effectiveness and cost efficiency. Pond Maintenance & Retrofit CIP21 Maintaining existing stormwater treatment ponds and maximizing treatment (locations vary). Maintenance, retrofit and creation of storm water ponds to restore and enhance overall system treatment efficiency. Using a targeted maintenance and retrofit program to continually renew and improve the overall water quality system effectiveness and cost efficiency. Stormwater Improvements CIP22 Campbell Lake Regional Stormwater Assessment, DWSMA Abandoned Well Assessment, Markley Lake Stormwater Study & Erosion Repairs, Innovative Phosphorus Load Reductions Study, and Glynwater Trail NW Culvert Address flooding of street, washout of dam, and lack of treatment. Minimize street flooding, risk of dam failure and improve overall conveyance efficiency and treatment capacity. Vehicles & Equipment Equipment Replacement Plan CIP23 Replace vehicles and equipment as identified in the replacement schedule. To identify the City’s vehicle and equipment needs and establish a regular replacement schedule. Maximize the useful life of the City's vehicles and equipment. Facilities Facilities Management Plan CIP24 Repair or replace major components in City-owned facilities. To identify major repairs or improvements to all City-owned facilities. Maximize the useful life of the major components in City-owned facilities. Technology Technology Plan CIP25 Replace hardware and software as identified in the replacement schedule. To identify hardware and software needs and establish a regular replacement schedule. Maximize the useful life of the City's hardware. Upgrade software to utilize technology currently available in order to deliver services in a cost- effective manner. Page 4 of 4 CITY OF PRIOR LAKE PROJECTS BY DEPARTMENT CAPITAL IMPROVEMENT PROGRAM Adopted 08/05/2019 2020 - 2024 CIP Project Reference 2020 2021 2022 2023 2024 Total Public Works (Parks) Capital Replacement Projects CIP1 - - 13,000 15,000 125,000 153,000 Revolving Park Equipment Fund - - 13,000 15,000 125,000 153,000 - Park Amenities Replacement CIP2 146,000 150,000 155,000 159,000 164,000 774,000 Revolving Park Equipment Fund 146,000 150,000 155,000 159,000 164,000 774,000 - Trail, Sidewalk, and Boardwalk Replacement CIP3 200,000 225,000 250,000 275,000 300,000 1,250,000 Revolving Park Equipment Fund 200,000 225,000 250,000 275,000 300,000 1,250,000 - Natural Area Restoration CIP4 - - - - - - Revolving Park Equipment Fund - - - - - - - Existing Trail & Sidewalk Gap Priorities CIP5 - - - - - - Revolving Park Equipment Fund - - - - - - - Neighborhood Park Development CIP6 - 170,000 - 170,000 - 340,000 Capital Park Fund - 170,000 - 170,000 - 340,000 - New Development Trail Alignments CIP7 - - - - - - Capital Park Fund - - - - - - - Community Park Development and Renovation CIP8 - - - - - - Capital Park Fund - - - - - - Referendum - - - - - - - General Parks CIP6 - - - - - - Capital Park Fund - - - - - - - Public Works (Parks) Total 346,000 545,000 418,000 619,000 589,000 2,517,000 Page 1 of 6 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECTS BY DEPARTMENT Adopted 08/05/2019 2020 - 2024 CIP Project Reference 2020 2021 2022 2023 2024 Total Public Works (Streets) Street Improvements (Partnership Projects)CIP9 605,100 320,000 - - - 925,100 Project Levy 155,600 158,000 - - - 313,600 Special Assessments - - - - - - State/Federal - - - - - - County - 162,000 - - - 162,000 Other Municipality - - - - - - Grants or Other Contributions - - - - - - City MSA Funds 389,500 - - - - 389,500 Street Oversize Funds - - - - - - Trunk Reserve Fund 60,000 - - - - 60,000 Water Quality Fund - - - - - - Water Fund - - - - - - Sewer Fund - - - - - - Capital Park Fund - - - - - - Street Improvements (City Jurisdiction)CIP10.1 - 7,462,740 6,696,000 6,143,900 5,168,080 25,470,720 Project Levy - 1,940,800 1,683,000 3,368,000 1,823,000 8,814,800 Special Assessments - 1,963,600 892,000 1,221,500 1,364,360 5,441,460 Grants or Other Contributions - - - - - - City MSA Funds - 1,200,000 - 484,000 - 1,684,000 Street Oversize Fund - - - - - - Trunk Reserve Fund - - - - - - Water Quality Fund - 449,000 451,000 308,000 657,000 1,865,000 Water Fund - 1,356,840 1,840,000 519,000 749,400 4,465,240 Sewer Fund - 552,500 1,830,000 243,400 574,320 3,200,220 Street Improvements (Street Overlay)CIP10.2 979,933 1,099,419 1,207,187 1,239,756 1,243,575 5,769,869 - Special Assessments 490,000 490,000 490,000 490,000 490,000 2,450,000 Permanent Improvement Revolving Fund 489,933 609,419 717,187 749,756 753,575 3,319,869 Public Works (Streets) Total 1,585,033 8,882,159 7,903,187 7,383,656 6,411,655 32,165,689 Page 2 of 6 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECTS BY DEPARTMENT Adopted 08/05/2019 2020 - 2024 CIP Project Reference 2020 2021 2022 2023 2024 Total Public Works (Water) Meter Replacement Program CIP11 - - - - - - Water Fund - - - - - - - Wells CIP12 40,000 41,000 42,000 44,000 45,000 212,000 Water Fund 40,000 41,000 42,000 44,000 45,000 212,000 Watermain Improvements CIP13 - - - - - - Water Fund - - - - - - Trunk Reserve Fund - - - - - - Water System CIP14 112,551 115,927 119,405 122,987 126,677 597,548 Water Fund 112,551 115,927 119,405 122,987 126,677 597,548 Trunk Reserve Fund - - - - - - Water Storage Fund Pressure Reducing Valves CIP15 - - - - - - Trunk Reserve Fund - - - - - - Water Storage CIP16 - 1,000,000 - - 1,100,000 2,100,000 Water Fund -1,000,000 - - 1,100,000 2,100,000 Public Works (Water) Total 152,551 1,156,927 161,405 166,987 1,271,677 2,909,548 Page 3 of 6 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECTS BY DEPARTMENT Adopted 08/05/2019 2020 - 2024 CIP Project Reference 2020 2021 2022 2023 2024 Total Public Works (Sanitary Sewer) Meter Replacement Program CIP 11 - - - - - - Sewer Fund - - - - - - Sanitary Improvement CIP17 - - - - - - Sewer Fund - - - - - - Inflow / Infiltration Prevention CIP18 154,500 159,135 163,909 393,826 423,891 1,295,261 Sewer Fund 154,500 159,135 163,909 393,826 423,891 1,295,261 Sewer System Equipment Replacement CIP19 53,655 55,264 56,922 58,630 60,389 284,860 Sewer Fund 53,655 55,264 56,922 58,630 60,389 284,860 Public Works (Sanitary Sewer) Total 208,155 214,399 220,831 452,456 484,280 1,580,122 Public Works (Storm Water) Stormwater Infrastructure Maintenance CIP20 - - 60,000 - 3,000 63,000 Water Quality Fund - - 60,000 - 3,000 63,000 Pond Maintenance & Retrofit CIP21 - 100,000 - 100,000 - 200,000 Water Quality Fund - 100,000 - 100,000 - 200,000 Stormwater Improvements CIP22 75,000 25,000 - 45,000 30,000 175,000 Water Quality Fund 75,000 25,000 - 45,000 30,000 175,000 Public Works (Storm Water) Total 75,000 125,000 60,000 145,000 33,000 438,000 Page 4 of 6 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECTS BY DEPARTMENT Adopted 08/05/2019 2020 - 2024 CIP Project Reference 2020 2021 2022 2023 2024 Total Vehicles & Equipment Equipment Replacement Plan CIP23 1,200,000 1,635,000 1,082,000 892,000 799,000 5,608,000 Revolving Equipment Fund 1,085,000 610,000 1,082,000 892,000 799,000 4,468,000 Project Levy 115,000 1,025,000 - - - 1,140,000 Vehicle & Equipment Total 1,200,000 1,635,000 1,082,000 892,000 799,000 5,608,000 Facilities Facilities Management Plan CIP24 114,000 329,000 6,000 185,000 1,045,000 1,679,000 Facilities Management Fund 114,000 (271,000) 6,000 185,000 1,045,000 1,079,000 Project Levy - 600,000 - - - 600,000 Facilities Total 114,000 329,000 6,000 185,000 1,045,000 1,679,000 Technology Technology Plan CIP25 108,650 102,657 42,386 26,316 42,692 322,702 General Fund - Technology 65,818 102,657 25,033 26,316 16,365 236,190 Water Fund 17,553 - 8,676 - - 26,229 Sewer Fund 17,553 - 8,676 - - 26,229 Water Quality Fund - - - - - - Cable Franchise Fund 7,727 - - - 26,327 34,055 Technology Total 108,650 102,657 42,386 26,316 42,692 322,702 GRAND TOTALS 3,789,389 12,990,143 9,893,810 9,870,416 10,676,304 47,220,061 Page 5 of 6 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECTS BY DEPARTMENT Adopted 08/05/2019 2020 - 2024 CIP Project Reference 2020 2021 2022 2023 2024 Total TOTALS BY FUNDING SOURCES Project Levy 270,600 3,723,800 1,683,000 3,368,000 1,823,000 10,868,400 Special Assessments 490,000 2,453,600 1,382,000 1,711,500 1,854,360 7,891,460 Referendum - - - - - - Grants or Other Contributions - - - - - - State/Federal - - - - - - County - 162,000 - - - 162,000 Other Municipality - - - - - - City MSA Funds 389,500 1,200,000 - 484,000 - 2,073,500 Capital Park Fund - 170,000 - 170,000 - 340,000 Street Oversize Fund - - - - - - Trunk Reserve Fund 60,000 - - - - 60,000 Water Quality Fund 75,000 574,000 511,000 453,000 690,000 2,303,000 Water Fund 170,103 2,513,767 2,010,082 685,987 2,021,077 7,401,017 Sewer Fund 225,707 766,899 2,059,508 695,856 1,058,600 4,806,571 Water Storage Fund - - - - - - General Fund - Technology 65,818 102,657 25,033 26,316 16,365 236,190 Revolving Equipment Fund 1,085,000 610,000 1,082,000 892,000 799,000 4,468,000 Revolving Park Equipment Fund 346,000 375,000 418,000 449,000 589,000 2,177,000 Cable Franchise Fund 7,727 - - - 26,327 34,055 Facilities Management Fund 114,000 (271,000) 6,000 185,000 1,045,000 1,079,000 Permanent Improvement Revolving Fund 489,933 609,419 717,187 749,756 753,575 3,319,869 3,789,389 12,990,143 9,893,810 9,870,416 10,676,304 47,220,061 Page 6 of 6 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECTS BY FUNDING SOURCE Adopted 08/05/2019 2020-2024 - - - - - Project 2020 2021 2022 2023 2024 Total Project Levy Street Reconstruction (Co. Rd.)155,600 158,000 - - - 313,600 Street Improvements (City)- 1,940,800 1,683,000 3,368,000 1,823,000 8,814,800 Street Improvements ( Street Overlay)- -- - - - Equipment Replacement Plan 115,000 1,025,000 - - - 1,140,000 Facilities Management Plan - 600,000 - - - 600,000 270,600 3,723,800 1,683,000 3,368,000 1,823,000 10,868,400 Special Assessments Street Reconstruction (Co. Rd.)- - - - - - Street Improvements (City)- 1,963,600 892,000 1,221,500 1,364,360 5,441,460 Street Improvements ( Street Overlay)490,000 490,000 490,000 490,000 490,000 2,450,000 490,000 2,453,600 1,382,000 1,711,500 1,854,360 7,891,460 Referendum Community Park Development and Renovation - - - - - - - - - - - - Grants or Other Contributions Street Improvements (Partnership Projects)- - - - - - Street Improvements (City)- - - - - - - - - - - - State/Federal Street Reconstruction (Co. Rd.)- - - - - - - - - - - - County Street Reconstruction (Co. Rd.)- 162,000 - - - 162,000 - 162,000 - - - 162,000 Other Municipality Street Improvements (Partnership Projects)- - - - - - - - - - - - City MSA Funds Street Reconstruction (Co. Rd.)389,500 - - - - 389,500 Street Improvements (City)- 1,200,000 - 484,000 - 1,684,000 389,500 1,200,000 - 484,000 - 2,073,500 Capital Park Fund Neighborhood Park Development - 170,000 - 170,000 - 340,000 New Development Trail Alignments - - - - - - Community Park Development and Renovation - - - - - - General Parks - - - - - - Street Improvements (Partnership Projects)- - - - - - - 170,000 - 170,000 - 340,000 Page 1 of 3 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECTS BY FUNDING SOURCE Adopted 08/05/2019 2020-2024 - - - - - Project 2020 2021 2022 2023 2024 Total Street Oversize Fund Street Reconstruction (Co. Rd.)- - - - - - Street Improvements (City)- - - - - - - - - - - - Trunk Reserve Fund Street Reconstruction (Co. Rd.)60,000 - - - - 60,000 Street Improvements (City)- - - - - - Water Treatment - - - - - - Pressure Reducing Valves - - - - - - 60,000 1 2 3 4 60,000 Water Quality Fund Street Reconstruction (Co. Rd.)- - - - - - Street Improvements (City)- 449,000 451,000 308,000 657,000 1,865,000 Stormwater Infrastructure Maintenance - - 60,000 - 3,000 63,000 Pond Maintenance & Retrofit - 100,000 - 100,000 - 200,000 Stormwater Improvements 75,000 25,000 - 45,000 30,000 175,000 Technology Plan - - - - - - 75,000 574,000 511,000 453,000 690,000 2,303,000 Water Fund Street Reconstruction (Co. Rd.)- - - - - - Street Improvements (City)- 1,356,840 1,840,000 519,000 749,400 4,465,240 Meter Replacement Program - -- - - - Wells 40,000 41,000 42,000 44,000 45,000 212,000 Watermain Improvements - - - - - - Water System 112,551 115,927 119,405 122,987 126,677 597,548 Water Storage - 1,000,000 - - 1,100,000 2,100,000 Technology Plan 17,553 - 8,676 - - 26,229 170,103 2,513,767 2,010,082 685,987 2,021,077 7,401,017 Sewer Fund Street Reconstruction (Co. Rd.)- - - - - - Street Improvements (City)- 552,500 1,830,000 243,400 574,320 3,200,220 Meter Replacement Program - - - - - - Sanitary Improvement - - - - - - Inflow / Infiltration Prevention 154,500 159,135 163,909 393,826 423,891 1,295,261 Sewer System Equipment Replacement 53,655 55,264 56,922 58,630 60,389 284,860 Technology Plan 17,553 - 8,676 - - 26,229 225,708 766,900 2,059,509 695,857 1,058,601 4,806,571 Page 2 of 3 CITY OF PRIOR LAKE CAPITAL IMPROVEMENT PROGRAM PROJECTS BY FUNDING SOURCE Adopted 08/05/2019 2020-2024 - - - - - Project 2020 2021 2022 2023 2024 Total Water Storage Fund Water Storage - - - - - - - - - - - - General Fund Technology Plan 65,818 102,657 25,033 26,316 16,365 236,190 65,818 102,657 25,033 26,316 16,365 236,190 Revolving Equipment Fund Equipment Replacement Plan 1,085,000 610,000 1,082,000 892,000 799,000 4,468,000 1,085,000 610,000 1,082,000 892,000 799,000 4,468,000 Revolving Park Equipment Fund Capital Replacement Projects 13,000 15,000 125,000 153,000 Park Amenities Replacement 146,000 150,000 155,000 159,000 164,000 774,000 Trail, Sidewalk, and Boardwalk Replacement 200,000 225,000 250,000 275,000 300,000 1,250,000 Natural Area Restoration - - - - - - Existing Trail & Sidewalk Gap Priorities - - - - - - 346,000 375,000 418,000 449,000 589,000 2,177,000 Cable Franchise Fund Technology Plan 7,727 - - - 26,327 34,055 7,727 - - - 26,327 34,055 Facilities Management Fund Facilities Management Plan 114,000 (271,000) 6,000 185,000 1,045,000 1,079,000 114,000 (271,000) 6,000 185,000 1,045,000 1,079,000 Permanent Improvement Revolving Fund Street Improvements ( Street Overlay)489,933 609,419 717,187 749,756 753,575 3,319,869 489,933 609,419 717,187 749,756 753,575 3,319,869 3,789,389 12,990,143 9,893,810 9,870,416 10,676,306 47,220,061 Page 3 of 3 CITY OF PRIOR LAKE Adopted 8/5/2019 2020-2029 TRANSPORTATION PLAN Year Improvement Project Type Length Pavement Utility MSA Street Tax Bond Assessments Water Sewer Stormwater/Watermain Sanitary Storm Grant or Other Total City Municipal County State Federal TOTAL PROJECT Miles OCI*OCI*Oversizing Levy Type Utility Fund Utility Fund Water Quality Trunk Fund Trunk Fund Trunk Fund Contribution Cost Cost Cost Cost Cost COST - 2020 CSAH 42 (CR83 to CR17)Partnership NA 389,500 - 155,600 475 - - 60,000 - - 605,100 - - - - 605,100 2020 Project Totals 0 389,500$ -$ 155,600$ -$ -$ -$ -$ -$ 60,000$ -$ -$ 605,100$ -$ -$ -$ -$ 605,100$ 2021 Hidden Oaks/Timberview/Timber (1986)Pavement/Recon 0.4 22 39 - - 806,400 429 345,600 485,000 121,000 136,000 - - - - 1,894,000 - - - - 1,894,000 2021 Millers/Omega/Glory (1982)Pavement/Rehab 0.31 25 79 - - 435,000 429 290,000 41,340 - - - - - 766,340 - - - - 766,340 2021 Fish Point Road (CR 44 to TH 13)Pavement/Recon 0.66 22 40 1,200,000 - 510,000 429 1,140,000 725,000 350,500 220,000 - - - - 4,145,500 - - - - 4,145,500 2021 Colorado Street (Arcadia to Main)Pavement/Recon 0.14 189,400 429 188,000 105,500 81,000 93,000 656,900 656,900 2021 Colorado Street Parking Lot Partnership NA 158,000 429 158,000 162,000 320,000 - - - - - - - - - - 2021 Project Totals 1.51 1,200,000$ -$ 2,098,800$ 1,963,600$ 1,356,840$ 552,500$ 449,000$ -$ -$ -$ -$ 7,620,740$ -$ 162,000$ -$ -$ 7,782,740$ 2022 Inguadona/Roosevelt/Ramsey/Green Hts Trail/Park (private)Pavement/Recon 0.59 475 801,000$ 944,000$ 171,000$ 1,916,000 - - - - 1,916,000 2022 Pershing/Dunkirk/Dutch/Roanoke/Green Hts/Spring (1985)Pavement/Recon 0.76 26 34 - - 1,490,000 429 760,000 739,000 686,000 280,000 - - - - 3,955,000 - - - - 3,955,000 2022 Park Avenue (1985)Pavement/Recon 0.14 24 78 - - 193,000 429 132,000 300,000 200,000 - - - 825,000 - - - - 825,000 2022 Project Totals 1.49 -$ -$ 1,683,000$ 892,000$ 1,840,000$ 1,830,000$ 451,000$ -$ -$ -$ -$ 6,696,000$ -$ -$ -$ -$ 6,696,000$ 2023 Northwood Road (Fremont to Knollridge) (1994)Pavement/Rehab 0.52 29 84 - - 797,000 429 531,500 - - - - - - - 1,328,500 - - - - 1,328,500 2023 Northwood Road (Knollridge to CSAH 12) (1994)Pavement/Recon 0.6 16 79 484,000 - 1,950,000 475 300,000 281,000 74,000 240,000 - - - - 3,329,000 - - - - 3,329,000 2023 Knollridge/Hawk Ridge/Viewcrest (1998) Lake Haven/Shady Cove/Lake Bluff(2000)Fremont Cir/Fremont St/Crystal (1986)Pavement/Rehab NA 37 85 - - 251,000 429 120,000 - - - - - - - 371,000 - - - - 371,000 2023 Frost Point Circle (1974)Pavement/Recon 0.17 24 35 - - 370,000 429 270,000 238,000 169,400 68,000 - - - - 1,115,400 - - - - 1,115,400 - - - - - - - - - - - - 2023 Project Totals 1.29 484,000$ -$ 3,368,000$ 1,221,500$ 519,000$ 243,400$ 308,000$ -$ -$ -$ -$ 6,143,900$ -$ -$ -$ -$ 6,143,900$ 2024 Martindale/Henning Circle/Hickory Lane Pavement/Rehab 0.6 487,000$ 429 325,000$ 812,000 812,000 2024 Lakeside Avenue (CR21 to Pleasant)Pavement/Recon 0.34 536,000$ 429 415,280$ 300,000$ 230,000$ 262,000$ 1,743,280 1,743,280 2024 Colorado (Duluth to Arcadia)Pavement/Recon 0.08 132,000$ 429 102,080$ 75,000$ 56,320$ 65,000$ 430,400 430,400 2024 Duluth (CR21 to TH13)Pavement/Recon 0.43 668,000$ 429 522,000$ 374,400$ 288,000$ 330,000$ 2,182,400 2,182,400 - - - - - - - - - - - 2024 Project Totals 1.45 -$ -$ 1,823,000$ 1,364,360$ 749,400$ 574,320$ 657,000$ -$ -$ -$ -$ 5,168,080$ -$ -$ -$ -$ 5,168,080$ 2025 Raspberry Ridge/Hidden Pond/Black Oak/Timberglade (1987)Pavement/Recon 0.6 23 975,000$ 429 400,000$ 1,200,000$ 202,500$ 300,000$ 3,077,500 2025 Appaloosa Trail/Highland Ct (1996)Pavement/Rehab 0.31 29 141,663$ 429 94,442$ 236,104 2025 Island View Cir/Island View Rd/Island Circle (1977)Pavement/Recon 0.84 20 1,195,720$ 429 797,147$ 500,900$ 680,000$ 350,000$ 3,523,767 2025 Project Totals 1.75 -$ -$ 2,312,382$ 1,291,588$ 1,700,900$ 882,500$ 650,000$ -$ -$ -$ -$ 6,837,371$ -$ -$ -$ -$ -$ 2026 Street Reconstruction Non-Specific Pavement/Recon 1.5 - - 1,900,000 429 1,620,000 825,000 634,000 375,000 - - - - 5,354,000 -$ -$ -$ -$ 5,354,000 2026 Project Totals 1.5 -$ -$ 1,900,000$ 1,620,000$ 825,000$ 634,000$ 375,000$ -$ -$ -$ -$ 5,354,000$ -$ -$ -$ -$ 5,354,000$ 2027 Street Reconstruction Non-Specific Pavement/Recon 1.5 - - 1,618,800 429 405,000 - - - - 2,023,800 -$ -$ -$ -$ 2,023,800 2027 Project Totals 1.5 -$ -$ 1,618,800$ 405,000$ -$ -$ -$ -$ -$ -$ -$ 2,023,800$ -$ -$ -$ -$ 2,023,800$ 2028 Street Reconstruction Non-Specific Pavement/Recon 1.5 500,000 - 2,166,000 429 1,850,000 941,000 725,000 428,000 - - - - 6,610,000 -$ -$ -$ -$ 6,610,000 2028 Project Totals 1.5 500,000$ -$ 2,166,000$ 1,850,000$ 941,000$ 725,000$ 428,000$ -$ -$ -$ -$ 6,610,000$ -$ -$ -$ -$ 6,610,000$ 2029 Street Reconstruction Non-Specific Pavement/Recon 1.5 - 1,850,000 429 462,000 - - - - - - - 2,312,000 -$ -$ -$ -$ 2,312,000 2029 Project Totals 1.5 -$ -$ 1,850,000$ 462,000$ -$ -$ -$ -$ -$ -$ -$ 2,312,000$ -$ -$ -$ -$ 2,312,000$ Program Totals 2,573,500$ -$ 18,975,582$ -$ 11,070,048$ 7,932,140$ 5,441,720$ 3,318,000$ -$ 60,000$ -$ -$ 49,370,991$ -$ 162,000$ -$ -$ 42,695,620$ #( #(BLINDLAKETRL S E DUFFERIN DRGLENDALEA V S E R U TGE R S STNEBASSST SEMCKENNARDNW 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LNSESTEMMERRIDGERDNWPRIORWOODSTSE JEN N I FER LN JE F FERSPKWYNWMA P LET RLSEMARCIA L N CRE E KWOODCIR CREEKWOOD LNFISHERAVNEHUNT ERSLNCREDIT VIEWDR 175 ST ESTEMMERRIDGERDNWSUNSETAVPEBBLE BROOK CTSUNRAYCIRSW WESTSIDE DRDAKO TA AVHAMPSHIREAVSKOPPKW YSE 165 ST E O AK RI DGECIR SE456712 456742 456783 456744 456727 456781 456716 456727 456727 456718 456721 456717 456742 456723 456787 456717 456782 456781 456742456742 456721 456782 456714 456721 ?A13 ?A13 ?A13 ?A13 LowerPrior Lake PikeLake MysticLake HaasLake CampbellLake UpperPriorLake Spring Lake Cleary Lake ArcticLake Rice Lake BlindLake JeffersPond HowardLake This drawing is neither a legally recorded map nor a surveyand is not intended to be used as one. This drawing is acompilation of records, information and data from variouscity, county and state offices and other sources. Thisdocument should be used for reference only. Norepresentation is made that features presented accuratelyreflect true location. The City of P rior Lake, or any otherentity from w hich data was obtained, assumes no liability forany errors or omissions herein. If discrepancies are found,please contact the City of Prior Lake. 0 0.50.25 Miles City of Prior Lake²Minnesota 2019 Proposed CIPProjects Last Updated July 2019City of P rior Lake GIS Overlay (Budget) 2019 2020 Intersection by Year #(2019 #(2020 #(2021 #(2022 #(2023 #(2024 Reclaim (2020 CIP) 2019 2020 2021 2022 2023 2024 2025 Reconstruct (2020 C IP) 20192020 20212022 2022 (Private) 2023 2024 2025 CITY OF PRIOR LAKE, MN 2017 to 2021 AMENDED STREET RECONSTRUCTION PLAN ORIGINAL PLAN ADOPTED: AUGUST 22, 2016 AMENDED PLAN ADOPTED: JANUARY 8, 2018 City of Prior Lake 2017-2021 Street Reconstruction Plan Page 2 of 7 City of Prior Lake , MN 2017-2021 Amended Street Reconstruction Plan I. Introduction The City of Prior Lake (the “City”) historically has conducted street maintenance and reconstruction as part of its annual operational budget or as part of a street improvement capital improvement project. The maintenance and reconstruction has included seal coating, mill and overlay, complete reconstruction, and other such items incidental to the maintenance of city streets. The City finds that it does not always have the resources for reconstructing streets as quickly as required, due to increased need for major reconstruction projects. Due to this fact, the City has in the past and plans to in the future finance a portion of its street reconstruction through the issuance of General Obligation Street Reconstruction Bonds. The City adopted the 2017 to 2021 Street Reconstruction Plan on August 22, 2016 (the “Original Plan”. The 2017 to 2021 Amended Street Reconstruction Plan (the “Amended Plan”) was adopted on _______________, 2018, following a public hearing. II. Statutory Authority and Requirements Minnesota Statutes, Section 475.58, Subdivision 3b (the “Act”) authorizes Minnesota cities to adopt a Street Reconstruction Plan. The Plan must cover at least a five-year period and set forth the streets to be reconstructed, the estimated costs, and any planned reconstruction of other streets in the municipality over the next five years. Street Reconstruction Bonds can be used to finance the reconstruction and bituminous overlay of existing city streets. Eligible improvements may include turn lanes and other improvements having a substantial public safety function, realignments, other modifications to intersect with state and county roads, and the local share of state and county road projects. Except in the case of turn lanes, safety improvements, realignments, intersection modifications, and the local share of state and county road projects, street reconstruction does not include the portion of project cost allocable to widening a street or adding curbs and gutters where none previously existed. Street Reconstruction Bonds are subject to the debt limit. The Act sets forth specific requirements for the issuance of Street Reconstruction Bonds, which are as follows: City of Prior Lake 2017-2021 Street Reconstruction Plan Page 3 of 7 • The projects financed under this authority must be described in a street reconstruction plan, as described above. • The city must publish notice of and hold a public hearing on the proposed plan and the related issuance of bonds. The notice must be published at least ten days but not more than 28 days prior to the hearing date. • The Original Plan approved on August 22, 2016 was approved by a vote of all of the members of the governing body present at the meeting following a public hearing. • The Amended Plan must be approved by a vote of a two-thirds majority of the members of the governing body present at the meeting following a public hearing. • The issuance of bonds is subject to a reverse referendum. An election is required if voters equal to 5% of the votes cast in the last municipal general election file a petition with the city clerk within 30 days of the public hearing. If the city decides not to undertake an election, it may not propose the issuance of Street Reconstruction Bonds for the same purpose and in the same amount for a period of 365 days from the date of receipt of the petition. If the question of issuing the bonds is submitted and not approved by the voters, the provisions of section 475.58, subdivision 1a, shall apply (no resubmission for same purpose/amount for 180 days). III. History and Existing Street Reconstruction Bonds At the time of the approval of the Original Plan , the following Street Reconstruction (issued under Chapter 475) were outstanding: At the time of the approval of the Amended Plan, the following Street Reconstruction Bonds (issued under Chapter 475) were outstanding: Bond Issue Amount Outstanding $1,400,000 G.O. Street Reconstruction Bonds, Series 2007B $ 330,000 $3,240,000 G.O. Bonds, Series 2011A 295,000 $5,780,000 G.O. Bonds, Series 2011B 400,000 $3,240,000 G.O. Bonds, Series 2013A 425,000 $2,665,000 G.O. Bonds, Series 2014A 1,985,000 $2,490,000 G.O. Taxable Bonds, Series 2015B 2,330,000 $3,505,000 G.O. Bonds, Series 2016A 350,000 Total Outstanding Street Reconstruction Bonds $ 6,115,000 Bond Issue Amount Outstanding $3,240,000 G.O. Bonds, Series 2011A $ 205,000 $5,780,000 G.O. Bonds, Series 2011B 290,000 City of Prior Lake 2017-2021 Street Reconstruction Plan Page 4 of 7 IV. Net Debt Limits Minnesota Statutes Section 475.53, Subd. 1 states that no municipality, except a school district or a city of the first class, shall incur or be subject to a net debt in excess of three percent of the market value of taxable property in the municipality. Bonds issued under the authority granted by this Street Reconstruction Plan are subject to the net debt limit restriction described above. The net debt capacity for the City at time of approval of the Original Plan is shown below under Statutory Debt Limit. Statutory Debt Limit1 Minnesota Statutes, Section 475.53 states that a city or county may not incur or be subject to a net debt in excess of three percent (3%) of its estimated market value. Net debt is, with limited exceptions, debt paid solely from ad valorem taxes. Computation of Legal Debt Margin as of May 2, 2016: 1 Effective June 2, 1997 and pursuant to Minnesota Statutes 465.71, any lease revenue or public project revenue bond issues/agreements of $1,000,000 or more are subject to the statutory debt limit. Lease revenue or public project revenue bond issues/agreements less than $1,000,000 are not subject to the statutory debt limit. $3,240,000 G.O. Bonds, Series 2013A 325,000 $2,665,000 G.O. Bonds, Series 2014A 1,605,000 $2,490,000 G.O. Taxable Bonds, Series 2015B 1,860,000 $3,505,000 G.O. Bonds, Series 2016A 320,000 Total Outstanding Street Reconstruction Bonds $ 4,605,000 2015/2016 Estimated Market Value $2,981,761,500 Multiplied by 3% x 0.03 Statutory Debt Limit $ 89,452,845 $6,260,000 G.O. Refunding Bonds, Series 2005A ( 1,535,000) $1,400,000 G.O. Street Reconstruction Bonds, Series 2007B ( 330,000) $3,240,000 G.O. Bonds, Series 2011AError! Bookmark not defined. ( 295,000) $5,780,000 G.O. Bonds, Series 2011B ( 3,780,000) $9,825,000 G.O. Capital Improvement Plan Bonds, Series 2012A ( 8,240,000) $3,240,000 G.O. Bonds, Series 2013A ( 425,000) $2,665,000 G.O. Bonds, Series 2014A ( 1,985,000) $2,490,000 Taxable G.O. Bonds, Series 2015B ( 2,330,000) $3,630,000 G.O. Bonds, Series 2016A ( 760,000) Less outstanding debt applicable to debt limit: ($ 19,680,000) Legal debt margin $ 69,772,845 City of Prior Lake 2017-2021 Street Reconstruction Plan Page 5 of 7 At time of the approval of the Original Plan, the City approved the issuance of an amount not to exceed $2,680,000 in General Obligation Street Reconstruction Bonds between August 22, 2016 and August 22, 2021. (The maximum amount included estimated cost of issuance of bonds and rounding.) The not to exceed bond issuance amount was within the City's Legal Debt Margin. At time of approval of the Amended Plan the City’s Statutory Debt Limit is as follows: Computation of Legal Debt Margin as of January 2, 2018: Amended Plan provides for the issuance of a not to exceed amount of $4,015,000 in General Obligation Street Reconstruction Bonds between August 22, 2016 and August 22, 2021. (The maximum amount includes estimated cost of issuance of bonds and rounding). The proposed bond issuance is within the current City’s Legal Debt Margin, as of the date of adoption of the Amended Plan. V. Proposed Street Reconstruction and Cost Estimate The Original Plan is detailed in Table A. The Amended Plan is detailed in Table B. The City reserves the right to adjust the amount of annual spending between years, as long as the overall 2017 to 2021 Street Reconstruction Plan is not increased. 2016/2017 Estimated Market Value $3,076,199,800 Multiplied by 3% x 0.03 Statutory Debt Limit $ 92,285,994 $3,240,000 G.O. Bonds, Series 2011AError! Bookmark not defined. ( 205,000) $5,780,000 G.O. Bonds, Series 2011B ( 3,400,000) $9,825,000 G.O. Capital Improvement Plan Bonds, Series 2012A ( 7,395,000) $3,240,000 G.O. Bonds, Series 2013A ( 325,000) $2,665,000 G.O. Bonds, Series 2014A ( 1,605,000) $2,490,000 Taxable G.O. Bonds, Series 2015B ( 1,860,000) $3,630,000 G.O. Bonds, Series 2016A ( 675,000) $4,505,000 G.O. Bonds, Series 2017A ( 370,000) Less outstanding debt applicable to debt limit: ($ 15,835,000) Legal debt margin $ 76,450,994 City of Prior Lake 2017-2021 Street Reconstruction Plan Page 6 of 7 CITY OF PRIOR LAKE 2017-2022 STREET RECONSTRUCTION PLAN Amounts August 22, 2016 through August 22, 2017 County wide flashing yellow signal conversion $75,000 TOTAL 2017 $75,000 August 23, 2017 through August 22, 2018 TOTAL 2018 $0 August 23, 2018 through August 22, 2019 Fish Point Road (Fawn Meadows to CR 21) Reconstruction $600,000 CSAH 21 Bridge Deck Replacement $175,000 CR 21 / TH 13 / Main Ave Reconstruction and / Arcadia Signal $500,000 TOTAL 2019 $1,275,000 August 23, 2019 through August 22, 2020 CSAH 21 and CASH 87 Reconstruction $350,000 TOTAL 2020 $350,000 August 23, 2020 through August 22, 2021 Northwood Road (Fremont to Knollridge) (1994) Reconstruction $900,000 TOTAL 2021 $900,000 GRAND TOTAL (3/30/17 THROUGH 3/30/22)$2,600,000 Bond Issuane Costs, Capitalized Interest, and Rounding $80,000 GRAND TOTAL $2,680,000 TABLE A City of Prior Lake 2017-2021 Street Reconstruction Plan Page 7 of 7 CITY OF PRIOR LAKE 2017-2021 AMENDED STREET RECONSTRUCTION PLAN Amounts August 22, 2016 through August 22, 2017 County wide flashing yellow signal conversion $75,000 TOTAL 2017 $75,000 August 23, 2017 through August 22, 2018 Duluth Avenue / TH 13 Signal $1,300,000 TOTAL 2018 $1,300,000 August 23, 2018 through August 22, 2019 Fish Point Road (Fawn Meadows to CR 21) Reconstruction $600,000 CSAH 21 Bridge Deck Replacement $175,000 CR 21 / TH 13 / Main Ave Reconstruction and / Arcadia Signal $500,000 TOTAL 2019 $1,275,000 August 23, 2019 through August 22, 2020 CSAH 21 and CASH 87 Reconstruction $350,000 TOTAL 2020 $350,000 August 23, 2020 through August 22, 2021 Northwood Road (Fremont to Knollridge) (1994) Reconstruction $900,000 TOTAL 2021 $900,000 GRAND TOTAL (3/30/17 THROUGH 3/30/22)$3,900,000 Bond Issuance Costs, Capitalized Interest, and Rounding $115,000 GRAND TOTAL $4,015,000 TABLE B CITY OF PRIOR LAKE Adopted 08/05/2019 CITY OF PRIOR LAKE 2020 - 2028 STREET OVERLAY PLAN (PIR F450) 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 PIR Fund (F450) Use of Funds: Street Overlay Project 700,000$ 700,000$ 700,000$ 700,000$ 700,000$ 700,000$ 700,000$ 700,000$ 700,000$ 700,000$ Transfer to Debt Service Funds 279,933 399,419 507,187 539,756 543,575 561,343 561,343 561,343 561,343 561,343 Total Use of Funds 979,933$ 1,099,419$ 1,207,187$ 1,239,756$ 1,243,575$ 1,261,343$ 1,261,343$ 1,261,343$ 1,261,343$ 1,261,343$ Sources of Funds: Special Assessment Revenue 305,390 418,922 497,173 535,221 563,093 575,946 579,376 587,412 594,860 594,860 Bond Proceeds 490,000 490,000 490,000 490,000 490,000 490,000 490,000 490,000 490,000 490,000 Tax Levy 130,000 165,000 200,000 200,000 200,000 200,000 200,000 200,000 200,000 200,000 Transfer from General Fund (portion of previous GF tax levy) Potential change in tax levy based on prepaid and transfers Interest Earnings (1.75%)6,477 5,636 5,288 5,031 4,864 5,116 5,286 5,519 5,897 6,412 Total Source of Funds 931,867$ 1,079,558$ 1,192,462$ 1,230,252$ 1,257,957$ 1,271,062$ 1,274,662$ 1,282,931$ 1,290,757$ 1,291,272$ Change in Fund Balance (48,066)$ (19,860)$ (14,726)$ (9,504)$ 14,383$ 9,719$ 13,319$ 21,588$ 29,414$ 29,929$ Beginning Fund Balance 370,115$ 322,050$ 302,189$ 287,464$ 277,960$ 292,342$ 302,061$ 315,380$ 336,968$ 366,382$ Ending Fund Balance 322,050$ 302,189$ 287,464$ 277,960$ 292,342$ 302,061$ 315,380$ 336,968$ 366,382$ 396,310$ Adopted 08/05/2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Use of Funds: Fire Dept Total 115,000$ 700,000$ 100,000$ 186,000$ 140,000$ -$ 45,000$ -$ -$ -$ Police Dept Total 443,000 197,000 243,000 230,000 157,000 209,000 263,000 211,000 203,000 261,000 Public Works Dept Total 642,000 738,000 739,000 476,000 502,000 785,000 448,000 819,000 848,000 1,362,000 Total Use of Funds 1,200,000$ 1,635,000$ 1,082,000$ 892,000$ 799,000$ 994,000$ 756,000$ 1,030,000$ 1,051,000$ 1,623,000$ Source of Funds: Interest Earnings (1.5%)7,000 3,000 7,000 4,000 5,000 7,000 11,000 15,000 15,000 15,000 Annual Equipment Levy 625,000 650,000 675,000 700,000 725,000 750,000 775,000 800,000 825,000 850,000 Water Fund Contribution 80,000 80,000 80,000 80,000 80,000 80,000 80,000 80,000 80,000 80,000 Sewer Fund Contribution 80,000 80,000 80,000 80,000 80,000 80,000 80,000 80,000 80,000 80,000 Water Quality Fund Contribution 20,000 20,000 20,000 20,000 20,000 20,000 20,000 20,000 20,000 20,000 Forfeiture Funds / Donations - 33,000 34,000 35,000 - - - 40,000 - - Auction Proceeds 12,000 12,000 12,000 12,000 12,000 12,000 12,000 12,000 12,000 12,000 Bond Proceeds 115,000 1,025,000 - - - 350,000 - - 450,000 Total Source of Funds 939,000$ 1,903,000$ 908,000$ 931,000$ 922,000$ 1,299,000$ 978,000$ 1,047,000$ 1,032,000$ 1,507,000$ Change in Fund Balance (261,000)$ 268,000$ (174,000)$ 39,000$ 123,000$ 305,000$ 222,000$ 17,000$ (19,000)$ (116,000)$ Beginning Fund Balance 453,000$ 192,000$ 460,000$ 286,000$ 325,000$ 448,000$ 753,000$ 975,000$ 992,000$ 973,000$ Ending Fund Balance 192,000$ 460,000$ 286,000$ 325,000$ 448,000$ 753,000$ 975,000$ 992,000$ 973,000$ 857,000$ CITY OF PRIOR LAKE 2020 - 2029 EQUIPMENT REPLACEMENT PLAN Page 1 of 1 CITY OF PRIOR LAKE Adopted 08/05/2019 2020 - 2029 PARK PLAN 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Capital Park Fund (F225) Use of Funds: Neighborhood Park Development - 170,000 - 170,000 - 170,000 - 170,000 170,000 New DevelopmentTrail Alignments - -- -- - - -- - Community Park Development General Parks - - - - 170,000 - 170,000 - 170,000 - 170,000 - 170,000 Sources of Funds: Bond Proceeds - Park Referendum Park Dedication Fees (before new park development credit)506,000 506,000 450,000 450,000 450,000 450,000 450,000 450,000 450,000 450,001 Miscellaneous Revenues (including interest)52,000 60,000 66,000 74,000 79,000 87,000 92,000 101,000 106,000 115,000 Total Source of Funds 558,000 566,000 516,000 524,000 529,000 537,000 542,000 551,000 556,000 565,001 Change in Fund Balance 558,000$ 396,000$ 516,000$ 354,000$ 529,000$ 367,000$ 542,000$ 381,000$ 556,000$ 395,001$ Beginning Fund Balance 1,839,000$ 2,397,000$ 2,793,000$ 3,309,000$ 3,663,000$ 4,192,000$ 4,559,000$ 5,101,000$ 5,482,000$ 6,038,000$ Ending Fund Balance 2,397,000$ 2,793,000$ 3,309,000$ 3,663,000$ 4,192,000$ 4,559,000$ 5,101,000$ 5,482,000$ 6,038,000$ 6,433,001$ Revolving Park Equipment Fund (F430) Use of Funds: Capital Replacement Projects 13,000 15,000 125,000 125,000 125,000 125,000 125,000 125,000 Park Amenity Replacements 146,000 150,000 155,000 159,000 164,000 169,000 174,000 179,000 185,000 190,000 Trail, Sidewalk, and Boardwalk Replacement 200,000 225,000 250,000 275,000 300,000 325,000 350,000 375,000 400,000 412,000 Natural Area Restoration - - - - - - - - - - Existing Trail and Sidewalk Gap Priorities - - - - - - - - - - Total Use of Funds 346,000 375,000 418,000 449,000 589,000 619,000 649,000 679,000 710,000 727,000 Sources of Funds: Interest Earnings (1.5%)9,000 9,000 9,000 9,000 10,000 8,000 8,000 8,000 8,000 8,000 Tax Levy 319,000 375,000 418,000 449,000 499,000 569,000 649,000 679,000 710,000 727,000 Bond Proceeds - - .... Total Source of Funds 328,000 384,000 427,000 458,000 509,000 577,000 657,000 687,000 718,000 735,000 Change in Fund Balance (18,000)$ 9,000$ 9,000$ 9,000$ (80,000)$ (42,000)$ 8,000$ 8,000$ 8,000$ 8,000$ Beginning Fund Balance 632,000$ 614,000$ 623,000$ 632,000$ 641,000$ 561,000$ 519,000$ 527,000$ 535,000$ 543,000$ Ending Fund Balance 614,000$ 623,000$ 632,000$ 641,000$ 561,000$ 519,000$ 527,000$ 535,000$ 543,000$ 551,000$ Adopted 8/5/2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Use of Funds: Hardware Administration 8,400$ 7,393$ 6,997$ 6,168$ 10,468$ 7,671$ 8,609$ 7,541$ 7,120$ 6,240$ Building Inspection/Engineering - - 5,886 1,168 7,165 2,599 - 6,186 - - Community/Economic Development - 1,041 1,051 2,229 1,179 1,200 - 1,105 1,116 2,366 Finance - -3,363 1,000 2,573 1,191 - -3,570 - Fire 9,891 - - - - - 10,499 - - - Police 2,885 8,949 10,993 6,062 14,903 21,007 8,312 5,413 8,880 3,731 Public Works 1,855 7,284 7,462 5,095 4,002 12,236 1,969 5,744 7,921 2,479 Cable Television 11,127 - 7,883 - 37,413 - 11,046 4,584 77,323 5,916 Printers/Scanners 3,946 22,576 24,504 21,316 15,975 1,083 7,929 3,424 6,694 - Network Infrastructure 75,318 34,509 14,322 14,752 15,194 15,650 43,462 16,603 17,101 25,840 Miscellaneous - 9,365 1,997 - - 35,657 - - - - Total Hardware 113,422$ 91,118$ 84,457$ 57,790$ 108,873$ 98,295$ 91,826$ 50,600$ 129,724$ 46,572$ Software Existing / Maintenance / Upgrades 210,345$ 240,722$ 178,478$ 180,619$ 185,914$ 187,869$ 193,487$ 204,750$ 205,234$ 289,300$ Proposed Software 1,500 26,500 24,000 5,000 5,000 - - - - - Total Software 211,845$ 267,222$ 202,478$ 185,619$ 190,914$ 187,869$ 193,487$ 204,750$ 205,234$ 289,300$ Total Use of Funds 325,266$ 358,340$ 286,935$ 243,409$ 299,787$ 286,164$ 285,313$ 255,350$ 334,958$ 335,872$ Source of Funds: General Fund 191,844$ 267,934$ 165,046$ 147,150$ 163,346$ 180,023$ 170,322$ 145,054$ 142,951$ 216,566$ Water Fund 61,566$ 45,933$ 54,058$ 46,744$ 48,789$ 54,409$ 52,390$ 52,610$ 54,189$ 55,814$ Sewer Fund 60,330$ 44,060$ 59,524$ 47,911$ 48,789$ 51,269$ 51,078$ 52,610$ 59,990$ 55,814$ Water Quality Fund 400$ 412$ 424$ 1,604$ 1,450$ 463$ 477$ 492$ 506$ 1,761$ Cable Franchise Fund 11,127$ -$ 7,883$ -$ 37,413$ -$ 11,046$ 4,584$ 77,323$ 5,916$ Total Source of Funds 325,266$ 358,340$ 286,935$ 243,409$ 299,787$ 286,164$ 285,313$ 255,350$ 334,958$ 335,872$ Net Source (Use) of Funds -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Operating Budget 216,616$ 255,682$ 244,549$ 217,093$ 257,095$ 282,915$ 257,971$ 255,350$ 250,942$ 263,755$ Capital Improvement Plan 108,650$ 102,657$ 42,386$ 26,316$ 42,692$ 3,249$ 27,342$ -$ 84,017$ 72,117$ Source of Funds (Operating Budget): General Fund 126,026$ 165,277$ 140,013$ 120,834$ 146,981$ 178,940$ 142,979$ 145,054$ 136,257$ 144,450$ Water Fund 44,013$ 45,933$ 45,382$ 46,744$ 48,789$ 53,326$ 52,390$ 52,610$ 54,189$ 55,814$ Sewer Fund 42,777$ 44,060$ 50,847$ 47,911$ 48,789$ 50,186$ 51,078$ 52,610$ 59,990$ 55,814$ Water Quality Fund 400$ 412$ 424$ 1,604$ 1,450$ 463$ 477$ 492$ 506$ 1,761$ Cable Franchise Fund 3,400$ -$ 7,883$ -$ 11,086$ -$ 11,046$ 4,584$ -$ 5,916$ Total Source of Funds: Op. Budget 216,616$ 255,682$ 244,549$ 217,093$ 257,095$ 282,915$ 257,971$ 255,350$ 250,942$ 263,755$ Source of Funds (CIP): General Fund 65,818$ 102,657$ 25,033$ 26,316$ 16,365$ 1,083$ 27,342$ -$ 6,694$ 72,117$ Water Fund 17,553$ -$ 8,676$ -$ -$ 1,083$ -$ -$ -$ -$ Sewer Fund 17,553$ -$ 8,676$ -$ -$ 1,083$ -$ -$ -$ -$ Water Quality Fund -$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Cable Franchise Fund 7,727$ -$ -$ -$ 26,327$ -$ -$ -$ 77,323$ -$ Total Source of Funds: CIP 108,650$ 102,657$ 42,386$ 26,316$ 42,692$ 3,249$ 27,342$ -$ 84,017$ 72,117$ CITY OF PRIOR LAKE 2020 - 2029 TECHNOLOGY PLAN R:\CIP\2020-2024 CIP\DRAFTS\Public Hearing 8.5.2019\Technology Plan - 2020-2024 Proposed Expenditures.docx Technology Plan 2020 – Proposed Significant Annual Expenditures The Technology Plan summarizes the city’s operating and capital expenditures for technology related items in accordance with our policy. General Fund Computer Replacement (includes work station, lap tops, tough books, iPads, etc.) 2020: $21,000 2021: $19,700 2022: $31,000 City computers are on a six-year replacement schedule and laptops/tough books on a five-year replacement schedule. Website Redesign 2020: $45,000 2021: $5,000 (annual license fee) Redesign of city website. An external audit of city’s network security indicated that the platform on which the city’s website resides is a security risk for hackers because the programming is outdated and no longer supported. New website would include email sign up on specific topics and capability to send alerts. Will make website device friendly for use on phones and ipads, etc. Servers 2020: $25,000 2020: $36,000 Replacement/upgrade of physical servers. In 2020, the SAN needs to be replaced ($36,000) because it is end of life. The SAN is the storage network for all city data and systems. Both virtual servers ($25,000) also need to be replaced as their life span is 6 years and the current ones were purchased in 2014. Infrastructure 2020: $9,000 2021: $12,000 Replacement of network switches and switch blades to support servers and network. Software/Consulting Services 2021: $20,000 Block time to develop online business licensing application processing, workflow and payment. Copiers 2021: $18,730 (large map) 2022: $8,500 (Public Works) 2023: $10,000 (Police) 2024: $11,000 (Building) Copier replacements. Police Dept Interview Room 2021: $64,000 To update and replace video cameras, server and storage for police interview rooms. Epson Projector 2021: $5,700 Replacement of Parkview Conference Room projector. R:\CIP\2020-2024 CIP\DRAFTS\Public Hearing 8.5.2019\Technology Plan - 2020-2024 Proposed Expenditures.docx Water Fund BS&A Utility Billing System 2020: $17,600 Utility billing system replacement/vendor is phasing out system support Sewer Fund BS&A Utility Billing System 2020: $17,600 Utility billing system replacement/ vendor is phasing out system support Cable Fund Live Stream City Meetings 2020 - $10,000 To install and adapt system for live webstreaming, chapter marking and archiving the meetings and agendas. CITY OF PRIOR LAKE 2020 - 2029 FACILITIES MANAGEMENT PLAN Adopted 8/5/2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Use of Funds: City Hall - 47,000 - - 255,000 - 945,000 - - - Police Station - 168,000 - - 310,000 - 514,000 - - - Fire Station #1 - 80,000 - 15,000 148,000 - -- - - Fire Station #2 20,000 - - 31,000 29,000 - 240,000 - 153,000 - Library & Club Prior 84,000 3,000 - - 143,000 - -228,000 - 285,000 Maintenance Center 10,000 31,000 6,000 - 120,000 - 309,000 209,000 5,000 17,000 Water Treatment Facility - - - 139,000 40,000 - - 267,000 447,000 61,000 Total Use of Funds 114,000 329,000 6,000 185,000 1,045,000 - 2,008,000 704,000 605,000 363,000 Source of Funds: Interest Earnings (1.5%)9,000 9,810 7,770 10,980 12,135 9,840 14,625 12,450 7,875 5,310 Transfer from General Fund - - - - - - - - - - Transfer from Water Fund 87,000 90,000 93,000 96,000 99,000 102,000 105,000 108,000 111,000 114,000 Transfer from Sewer Fund 12,000 13,000 14,000 15,000 16,000 17,000 18,000 19,000 20,000 21,000 Annual Property Tax Levy 30,000 80,000 105,000 140,000 165,000 190,000 225,000 260,000 295,000 330,000 Bond Proceeds - - - 600,000 - 1,500,000 - - - Total Source of Funds 138,000 193,000 220,000 262,000 892,000 319,000 1,863,000 399,000 434,000 470,000 Change in Fund Balance 24,000 (136,000) 214,000 77,000 (153,000) 319,000 (145,000) (305,000) (171,000) 107,000 Beginning Fund Balance 630,000 654,000 518,000 732,000 809,000 656,000 975,000 830,000 525,000 354,000 Ending Fund Balance 654,000 518,000 732,000 809,000 656,000 975,000 830,000 525,000 354,000 461,000 CITY OF PRIOR LAKE Adopted 08/05/2019 2020 - 2029 WATER OPERATING PLAN 2020-2029 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Totals Use of Funds: Operations & Maintenance 2,134,081$ 2,240,785$ 2,352,824$ 2,470,466$ 2,593,989$ 2,723,688$ 2,859,873$ 3,002,866$ 3,153,010$ 3,310,660$ 25,567,091 Capital Projects 170,103 2,513,767$ 2,010,082$ 685,987$ 2,021,077$ 1,903,460$ 1,006,392$ 186,423$ 1,133,576$ 197,853$ 13,773,694 Interfund Transfer 369,110 378,170$ 387,420$ 396,850$ 406,480$ 416,300$ 426,330$ 436,570$ 447,030$ 457,710$ 4,013,769 Debt Service 728,500 740,170$ 749,300$ 779,870$ 785,085$ 793,962$ 793,807$ 799,533$ 811,300$ 646,217$ 7,710,712 Total Use of Funds 3,401,795 5,872,892 5,499,625 4,333,173 5,806,631 5,837,411 5,086,401 4,425,393 5,544,915 4,612,440 51,065,267 Source of Funds: Water Usage Charge 4,348,897 4,614,822 4,896,758 5,190,587 5,501,897 5,831,712 6,181,114 6,551,245 6,943,315 7,358,601 54,131,851 Special Utility Billing District - 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 800,000 Other Revenues 144,560 146,006 148,926 151,904 154,943 158,041 161,202 164,426 167,715 171,069 1,512,724 Bond Proceeds - - - - - - - - - - 0 Trunk Fund Contribution - - - - - - - - - - 1,188,000 Total Source of Funds 4,493,458 4,860,828 5,145,684 5,442,491 5,756,840 6,089,754 6,442,316 6,815,671 7,211,030 7,629,670 57,632,575 Change in Fund Balance 1,091,663$ (1,012,064)$ (353,941)$ 1,109,319$ (49,791)$ 252,343$ 1,355,915$ 2,390,278$ 1,666,114$ 3,017,230$ 6,567,308$ Beginning Fund Balance 3,846,566$ 4,938,229$ 3,926,165$ 3,572,224$ 4,681,543$ 4,631,752$ 4,884,095$ 6,240,009$ 8,630,288$ 10,296,402$ Ending Fund Balance 4,938,229$ 3,926,165$ 3,572,224$ 4,681,543$ 4,631,752$ 4,884,095$ 6,240,009$ 8,630,288$ 10,296,402$ 13,313,632$ CITY OF PRIOR LAKE Adopted 08/05/2019 2020 - 2029 SANITARY SEWER OPERATING PLAN 2020-2029 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Totals Use of Funds: Operations & Maintenance 1,113,131$ 1,146,525$ 1,180,921$ 1,216,348$ 1,252,839$ 1,290,424$ 1,329,137$ 1,369,011$ 1,410,081$ 1,452,383$ 12,760,799 MCES Fees 1,752,922 1,901,228 2,061,707 2,233,167 2,418,528 2,618,898 2,835,468 3,069,526 3,322,458 3,595,760 25,809,661 Capital Improvement Projects 225,707 766,899 2,059,508 695,856 1,058,600 1,424,891 1,182,548 581,004 1,338,684 271,595 9,605,292 Interfund Transfer 294,110 301,170 308,420 315,850 323,480 331,300 339,330 347,570 356,030 364,710 3,281,970 Debt Service 174,450 169,650 257,773 257,773 257,573 252,173 250,423 253,423 255,923 87,923 2,217,083 Total Use of Funds 3,560,320 4,285,472 5,868,328 4,718,994 5,311,020 5,917,686 5,936,905 5,620,534 6,683,176 5,772,371 53,674,806 Source of Funds: Wastewater Collection Revenue 4,294,716 4,638,582 5,010,341 5,406,959 5,835,430 6,298,290 6,798,271 7,338,321 7,921,618 8,551,589 62,094,118 Special Utility Billing District - 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 100,000 900,000 Other Revenues 40,000 40,400 40,804 41,212 41,624 42,040 42,461 42,885 43,314 43,747 418,489 Interfund Transfer Bond Proceeds - 750,000 - - - - - - - - 750,000 Total Source of Funds 4,334,716 5,528,982 5,151,145 5,548,171 5,977,054 6,440,330 6,940,732 7,481,207 8,064,933 8,695,337 64,162,606 Change in Fund Balance 774,396$ 1,243,510$ (717,183)$ 829,177$ 666,035$ 522,645$ 1,003,827$ 1,860,673$ 1,381,757$ 2,922,966$ 10,487,800$ Beginning Fund Balance 1,053,100$ 1,827,495$ 3,071,005$ 2,353,822$ 3,182,998$ 3,849,033$ 4,371,678$ 5,375,504$ 7,236,177$ 8,617,934$ Ending Fund Balance 1,827,495$ 3,071,005$ 2,353,822$ 3,182,998$ 3,849,033$ 4,371,678$ 5,375,504$ 7,236,177$ 8,617,934$ 11,540,900$ CITY OF PRIOR LAKE Adopted 08/05/2019 2020-2029 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 Totals Use of Funds: Operations & Maintenance 744,765$ 658,309$ 677,335$ 696,944$ 717,156$ 737,988$ 759,461$ 781,594$ 804,407$ 827,924$ 7,405,883$ Capital Projects 75,000 474,000 511,000 353,000 690,000 800,000 695,000 - 428,000 - 4,026,000 Total Use of Funds 819,765 1,132,309 1,188,335 1,049,944 1,407,156 1,537,988 1,454,461 781,594 1,232,407 827,924 11,431,883 Source of Funds: Interest Earnings (1.5%)11,600$ 18,208$ 24,840$ 26,738$ 28,688$ 34,239$ 34,267$ 33,073$ 34,566$ 49,675$ 295,894$ Charges for Services 1,166,681 1,216,703 1,268,869 1,323,272 1,380,007 1,439,175 1,500,879 1,565,229 1,632,339 1,702,325 14,195,479 Grants - - - - - - - - - - - Total Source of Funds 1,178,281 1,234,910 1,293,709 1,350,010 1,408,695 1,473,414 1,535,148 1,598,304 1,666,907 1,752,004 14,491,382$ Change in Fund Balance 358,516$ 102,602$ 105,374$ 300,066$ 1,539$ (64,575)$ 80,687$ 816,711$ 434,500$ 924,080$ 3,059,499$ Beginning Fund Balance 984,200$ 1,342,716$ 1,445,318$ 1,550,692$ 1,850,757$ 1,852,296$ 1,787,722$ 1,868,408$ 2,685,116$ 3,119,613$ Ending Fund Balance 1,342,716$ 1,445,318$ 1,550,692$ 1,850,757$ 1,852,296$ 1,787,722$ 1,868,408$ 2,685,116$ 3,119,613$ 4,043,689$ 2020 - 2029 WATER QUALITY OPERATING PLAN Page 1 of 4 DEBT ANALYSIS AND TAX IMPACT In reviewing the 2020-2024 Capital Improvement Program, the City Council should consider the level of debt as well as the annual tax impact of the scheduled projects. As of 12/31/2018, the City of Prior Lake had $42,791,434 in debt. The following chart reflects the type of debt that comprised the $42.8M: The 2020-2024 CIP includes projects that are funded by bond proceeds. Bonds are issued for the project costs that the City is funding through tax levies as well as the costs that are specially assessed to property owners. The CIP anticipates $14,570,000 in bonding for projects in the Transportation Plan for 2020- 2024, and the following major facility repairs, equipment replacement and water/sewer plan capital projects by year: Major Facility Repairs Equipment Replacements Water & Sewer Plan 2020 - 115,000 - 2021 - 1,025,000 750,000 2022 - - - 2023 - - - 2024 600,000 - - The equipment replacements are as follows: 2020 - Replacement of Police radios: The radios will require encryption to be compatible with law enforcement agencies within Scott County. The radios were originally planned for purchase over a four- year time period. Staff was directed by Council to purchase the radios by the end of 2020 (two-year time Debt Type Amount as of December 31, 2018 Purpose G.O. Special Assessments 17,585,000 Street Improvement Projects G.O. TIF Bonds 160,000 Tax Increment Project G.O. Bonds (MV)2,970,000 Referendum Project (Fire Station #2) G.O. Bonds 2,835,000 Street Reconstruction Projects G.O. Bonds 325,000 Public Works Building Project G.O. Bonds 905,000 Equipment G.O. Revenue Bonds 9,270,000 Maintenance Facility, Water Treatment Facility & Utility Replacement Projects G.O. Capital Improvement Bonds 6,925,000 City Hall & Police Station Energy Lease Loan Payable (GESP)1,816,434 Guaranteed Energy Savings Program Projects Total 42,791,434 Page 2 of 4 period). This will allow us to do all training and installation with new equipment at one time and is consistent with all other Scott County law enforcement agencies. 2021- Replacement of a 25-year-old Fire pumper: The pumper technology is old/outdated which results in issues with pumps, valves, etc. It has failed the annual pump test resulting in additional annual repair and maintenance costs. It is overweight and underpowered which can lead to brake and engine issues. 2021- Replacement of Public Works equipment including a Case Loader used for plowing snow and a Tractor used for turf maintenance and snow removal. The 2024 major facility expenditures are for City Hall and Police Station membrane roofing and a new parking lot at the Library/Club Prior. There is one street project scheduled for 2020 which includes a property tax levy (payable 2021) as listed below: Project Description Project Levy CSAH 42 (CR83 to CVR17) $155,600 There is equipment replacement scheduled for 2020 which would be funded with bonds and the debt service paid with debt service tax levy: Project Description Project Levy Equipment Replacement- Police Radios $ 115,000 Summary of Projected Debt Balances The following tables reflect all bonding requirements referenced in the CIP, Transportation Plan, Facilities Management Plan, Equipment Replacement Plan and Street Overlay Plan. It does NOT include the bonding that may be presented to residents by referendum for community park improvements (identified in the Park Plan). It reflects the cumulative effect of new debt issued and the retirement of existing debt. Page 3 of 4 The following chart reflects the cumulative effect of new debt issued as indicated in the proposed CIP and the retirement of existing debt on a per capita basis. Bond Repayment through Debt Service Tax Levy: The impact of the 2020-2024 CIP and other anticipated bond payment adjustments on the debt service property tax levy are reflected in the following tables: Each year, certain bond issues mature, and the corresponding debt service payments are eliminated. In the early 2000’s, the level of bonding was lower due to the capital improvement projects being much smaller in scope. Current projects are larger because we have accelerated the street reconstruction plan to address maintenance issues and to follow the County transportation plan. The amount of debt service dropping off each year is less than the amount that we are adding for new CIP projects in 2020 and subsequent years. This results in an increase in the debt service property tax levy. The debt service for 2020 s already established. The Council approved the sale of bonds for the 2019 projects at the council meeting on June 3, 2019. The 2019 capital projects are noted below: • 2019 Street Improvement Project Page 4 of 4 o 2019 Street Mill and Overlay Project • 2019 Street Reconstruction Projects o CR 21/ TH 13 / Main Ave / Arcadia o Fish Point Road (Fawn Meadows to CR 21) • Fire water tanker replacement The first levy associated with the 2019 bond issue will be in 2020. The CIP projects proposed for 2020 will impact the debt service levy beginning in 2021. The City works cooperatively with other agencies such as Scott County, MNDOT, and SMSC to coordinate the timing and funding of transportation projects. As noted above, the CIP includes bonding for the replacement of a fire truck in 2021 and significant facilities work in 2024. Bond Repayment Debt Service supported by Water and Sewer Fund Revenues: While not directly impacting the tax levy, revenues of the Water and Sewer Funds support the annual debt service for the Water Treatment Plant debt refunding bond issues, the AMRS replacement, and the Huron area street improvements. Staff is proposing debt issuance of $750,000 in 2021 for the sewer plan to fund the significant utility replacement projects. The projected annual debt service for the utility funds is shown below: The debt service for the utility revenue bonds is funded through the water/sewer user fees. The projected debt service levy estimated for years 2020-2024 is based on ten-year level annual debt service payments. City staff annually reviews debt service fund revenue/cash to potentially allow for a portion of the debt service tax levy to be reduced. The table below summarized the projected CIP tax levy by component. 2020 2021 2022 2023 2024 Water Fund 728,500 740,170 749,300 779,870 785,085 Sewer Fund 174,450 169,650 257,773 257,773 257,573 2020-2024 CIP Projected Debt Service (funded by Utility Fund Revenues) EXTRACT OF MINUTES OF A MEETING OF THE CITY COUNCIL OF THE CITY OF PRIOR LAKE, MINNESOTA HELD: January 21, 2020 Pursuant to due call, a regular or special meeting of the City Council of the City of Prior Lake, Scott County, Minnesota, was duly held at the city hall on January 21, 2020, at 7:00 p.m., for the purpose, in part, of adopting a street reconstruction plan and authorizing issuance of street reconstruction bonds. The following members were present: and the following were absent: Member ______________ introduced the following resolution and moved its adoption: RESOLUTION 20-____ RESOLUTION ADOPTING A STREET RECONSTRUCTION PLAN AND APPROVING THE ISSUANCE OF GENERAL OBLIGATION STREET RECONSTRUCTION BONDS WHEREAS, the City of Prior Lake, Minnesota (the "City"), has determined that it is in the best interest of the City to authorize the issuance and sale of general obligation street reconstruction bonds pursuant to Minnesota Statutes, Section 475.58, subdivision 3b, as amended (the "Act"), to finance the cost of street reconstruction projects, as described in the proposed street reconstruction plan described below, a copy of which is on file in the City Manager's office; and WHEREAS, pursuant to the Act, the City is authorized to issue and sell general obligation street reconstruction bonds for street reconstruction under the circumstances and within the limitations set forth in the Act. The Act provides that a street reconstruction plan may be financed with general obligation street reconstruction bonds, following adoption of a street reconstruction plan, after a public hearing on the street reconstruction plan and on the issuance of general obligation street reconstruction bonds and other proceedings conducted in accordance with the requirements of the Act; and WHEREAS, pursuant to the Act, the City has prepared a five year street reconstruction plan, which describes the streets to be reconstructed, the estimated costs and any planned reconstruction of other streets in the City, including the issuance of general obligation street reconstruction bonds under the Act (the "Plan"), to determine the funding strategy for street reconstruction projects; and WHEREAS, on January 21, 2020, the City Council held a public hearing on the adoption of the Plan and the issuance of not to exceed $3,300,000 general obligation street reconstruction bonds (the "Bonds") under the Plan for street reconstruction improvements to those streets described in the Plan (the "Street Reconstruction Projects") 1 after publication of the notice of public hearing not less than 10 days nor more than 28 days prior to the date thereof in the City's official newspaper; and WHEREAS, all parties who appeared at the public hearing were given an opportunity to express their views with respect to the proposal to adopt the Plan and to undertake and finance the Street Reconstruction Projects by the issuance of Bonds and any written comments submitted prior to the public hearing were considered. NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Prior Lake, Minnesota, as follows: ⦁ City Policies and Goals. The financing of the Street Reconstruction Projects and the issuance and sale of the Bonds would further the policies and goals of the City as set forth in the Plan, hereby adopted by the City Council in connection with the issuance of the Bonds. ⦁ Public Hearing Notice. The City Council hereby ratifies the actions of the City Manager in causing the publication of the Notice of Public Hearing to be published in the City's official newspaper as required by law. ⦁ Adoption of Street Reconstruction Plan. Based on information received at the public hearing, such written comments (if any) and such other facts and circumstances as the City Council deems relevant, it is hereby found, determined and declared that: ⦁ the Street Reconstruction Projects proposed in the Plan will allow the City to upgrade its transportation infrastructure to accommodate anticipated and existing residential and commercial development; and ⦁ the Plan is hereby approved and adopted in the form presently on file with the City. ⦁ Authorization and Approval of Bonds. The City is hereby authorized to issue the Bonds, the proceeds of which will be used, together with any additional funds of the City which might be required, to finance certain costs of the Street Reconstruction Projects and to pay costs of issuance of the Bonds. ⦁ Execution of Documents. The Mayor and City Manager are authorized and directed to execute such other documents and instruments as may be required to give effect to the transactions herein contemplated. ⦁ Voter Referendum Contingency. Pursuant to the Act, a petition requesting a vote on the question of issuing the Bonds, signed by voters equal to five percent of the votes cast in the last municipal general election, may be filed within thirty days of the public hearing. Upon receipt of such petition within the prescribed time period, the City may issue the Bonds only after obtaining the approval of a majority of the voters voting on the question of the issuance of the Bonds. The authorizations and approvals contained 2 herein are subject to and contingent upon not receiving such a petition, or, in the event such a petition is filed, the approving vote of a majority of the voters voting on the question of the issuance of the Bonds. The motion for the adoption of the foregoing resolution was duly seconded by member _____________ and, after a full discussion thereof and upon a vote being taken thereon, the following voted in favor thereof: and the following voted against the same: Whereupon the resolution was declared duly passed and adopted. PASSED AND ADOPTED THIS 21th DAY OF JANUARY 2020 VOTE BriggsThompsonBurkartBraidErickson Aye Nay Absent Abstain \[Bonds must be approved by at least a two-thirds vote of the membership present.\] \[Issuance of Bonds is subject to a 30-dayreverse referendum after the public hearing.\] 3 STATE OF MINNESOTA COUNTY OF SCOTT CITY OF PRIOR LAKE I, the undersigned, being the duly qualified and acting City Manager of the City of Prior Lake, Minnesota, do hereby certify that I have compared the attached and foregoing extract of minutes with the original thereof on file in my office, and that the same is a full, true and complete transcript of the minutes of a meeting of the City Council, duly called and held on the date therein indicated, insofar as such minutes relate to adopting a street reconstruction plan and the issuance of general obligation street reconstruction bonds. WITNESS my hand on January __, 2020. ________________________________ City Manager 4